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Professional Conduct and Ethical Standards does not control one’s life), that no one kind of pleasure is superior to

FORMS OF ETHICS AND ITS APPLICATION another, and that it is quantifiable only in degree and duration.
The Megarians, Euclid’s followers, argued that
Ethics is an area of philosophy considered as a normative although good may be called wisdom, God or reason, it is “one”, and
science. It is concerned with norms of human conduct, as distinguished that good is the ultimate secret of the universe, which can be made
from the formal sciences, such as mathematics and logic, and the known only through logical inquiry.
empirical sciences, such as chemistry and physics. According to Plato, good is an indispensable
• The English word “ethics” is derived from an Ancient Greek element of reality. Evil thus not subsist in itself but is, rather, an
word, ethikos, which means “relating to one’s character.” The imperfect reflection of the real, which is good.
Ancient Greek adjective ethikos is itself derived from another The human soul has three element- intellect, will,
Greek word, the noun ethos meaning “character and emotion – each of which have a specific virtue in the good person
disposition.” It comes from the Latin word “ethos” means and performs a definite role. The virtue of intellect is knowledge or
customary, behavior, moral. The two words Latin – ethos wisdom of the ends of life; that of the will is courage, the capacity to
and Greek ethikos have the same meaning which is act; and that of the emotions is self-control or temperance.
customary. The supreme virtue, justice, is the amicable and agreeable
• Ethics or moral philosophy is a branch of philosophy that relation to all the others, each part of the soul doing its appropriate task
involves systematizing, defending, and recommending and keeping its proper place. Plato maintain that the intellect should be
concepts of right and wrong conduct. The field of ethics, independent, the will second, and the emotions subject to intellect and
along with aesthetics concern matters of value, and thus will. The righteous person, whose life is ordered in this way, is therefore
comprise the branch of philosophy called axiology (study of the good person.
value). Aristotle, considered happiness as the aim of life.
• Ethics seeks to resolve questions of human morality by He defined happiness as action that accords with the specific nature of
defining concepts such as good or evil, right and wrong, virtue humanity; Happiness results from the distinctive human attribute of
and vice, justice and crime. reason, functioning harmoniously with human faculties. Aristotle held are
• The major areas of study within ethics recognized today fundamentally good habits, and that to attain happiness a person must
are: develop two kinds of habits: those of mental activity, such as
• 1) Meta-ethics, concerning the theoretical meaning and knowledge, which lead to the highest human activity, contemplation; and
reference of moral propositions, and how their truth values (if those of practical action and emotion, such as courage.
any) can be determined.
• 2) Normative ethics, concerning the practical means of Ethics in Politics and Economics.
determining a moral course of action.
• 3) Applied ethics, concerning what a person is obligated Ethics has been applied to political science and
(or permitted) to do in a specific situation or a particular politics lending to several distinct and not related fields of applied ethics,
domain of action. including Marxism and business ethics. Ethical inquiries into the fraud
Ethical Principles committed by corporate senior executive officers are an emerging trend
• Beneficence – DO GOOD and the situational ethics of employees, who follow their unreasonable
• Nonmaleficence – DO NOT HARM directives, has also come to the forefront.
• Autonomy – CONTROL BY INDIVIDUAL Ethics has been applied to family structure,
• Justice – FAIRNESS sexuality; and how society views the roles of individuals; leading to
• Fidelity - LOYALTY several distinct and unrelated fields of applied ethics, including feminism.
• Ethics is a branch of philosophy which studies the principles of
right or wrong in human conduct. Environmental Ethics:
• Right or wrong are qualities assigned to actions, conduct, and Ethics has been utilized to study human use of
behavior. Earth’s limited resources. This has lead to the analysis of social ecology
• Other definitions: and environmental ethics. An increasing preference has been to combine
• Science of the morality of man the study of both economics and ecology to provide a basis for
• Study of human motivation, and ultimately of human rationale sustainable decisions on environmental use.
behavior. Ethics in the profession:
• Morality There are many sub-branches of applied ethics
• “The principles of conduct governing an individual or profession determining the ethical problems of different professions, such as
• It answers the question, “What do I do” engineering ethics, business ethics, medical ethics, journalism ethics,
• It is the study of right and wrong in human endeavors. police ethics, and legal ethics while environmental assessment and
technologies on society and nature.
In the history of ethics there are three major standards of Each branch characterizes common problems and
conduct, each of which has been projected as the highest good: issues that arise in the ethical codes of the professions and defines their
happiness or pleasure; duty, virtue or obligation; and perfection, the universal responsibility to the public.
fullest harmonious development of human potential. Ethics in psychology:
The increased interest in moral reasoning led
Hedonism is that viewpoint in which the highest good is
psychologists to develop theories which are based on the idea that moral
pleasure. The hedonist decides between the most enduring pleasures
behavior is made possible by reasoning. Their theories subdivided moral
or the most passionate pleasures, whether present pleasures should be
reasoning into so called stages, which refer to the set of methods or
denied for the sake of overall comfort, and whether mental pleasures are
principles that a person uses for ethical judgment.
preferable to physical pleasures.
The most notable theory of this type was Kohlberg's
Power seekers may not accept usual ethical rules but may
theory of moral development wherein it was argued that women tend to
conform to other rules that can help them become successful. They will
develop through a different set of care which defines particularly against
seek to convince others that they are moral in the accepted sense of
contract based approaches.
the term in order to mask their power motives and to gain the ordinary
rewards of morality. Another set of dominant psychological theories with ethical
Greek schools of moral philosophy were derived implications is the humanistic psychology movement. One notable
from the teachings of Socrates. Four disciplines originated among his humanistic theory is Abraham Maslow's hierarchy of needs. Maslow
immediate disciples: the Cynics, the Cyrenaics, the Megarians (a contended that the highest human need is self-actualization, which may
school founded by Euclid of Megara), and the Platonists. be described as fulfilling one’s potential and trying to repair and amend
The Cynics, notably the philosopher Antisthenes, what is wrong in the world.
asserted that the essence of virtue, the only good, is self control and that
it is capable of being taught. The Cynics despised pleasure as an evil, if R.D. Laing developed an extensive range of thought on
accepted as a guide to conduct. They measured all pride a vice, including interpersonal psychology. This deals interactions between people, which
pride in appearance or cleanliness. he considered significant, since an ethical action always occur between
one person and another.
The Cyrenaic, particularly Aristippus of Cyrene,
were hedonists, suggesting pleasure as the primary good (as long as it Legal Ethics
Ethics has been applied to criminology leading to the field of capacity to elicit pleasure (positive value) or displeasure
criminal justice. Choices versus consequences of personal choice may (negative value) when appreciated or experienced
impact on other people and any associated responsibilities may extend aesthetically.
into wider society. They are major factors in life, as they determine one’s
relationship with him/herself and with others. Values are our subjective reactions to the world around us. They
guide and mold our options and behavior. Values have three important
Importance of Ethics characteristics. First, values are developed early in life and are very
resistant to change. Values develop out of our direct experiences with
• > Indispensable knowledge. people who are important to us, particularly our parents. Values rise not
• > Without moral perception, man is only an animal. out of what people tell us, as a result how they behave toward us and
• > Without morality, man as rational being is a failure. others. Second, values define what is right and what is wrong. Notice
• that values do not involve external, outside standards to tell right or
Ethics is a requirement for human life wrong; rather, wrong, good or bad are intrinsic. Third, values
• It is our means of deciding a course of action. themselves cannot be proved correct or incorrect, valid or invalid,
• Without it, our actions would be random and aimless. right or wrong. If a statement can be proven true or false, then it cannot
• There would be no way to work towards a goal because there be a value. Values tell what we should believe, regardless of any
would be no way to pick between a limitless number of goals. evidence or lack thereof.
• To the degree which a rational ethical standard is taken, we are
able to correctly organize our goals and actions to accomplish Values are those ideas and concepts within each of us that we
our most important values. deem significant and essential. People are guided by a set of values,
which help determine their behaviors as they live their lives, interact with
The four main branches of philosophy are metaphysics, epistemology, others and aid in their decision making. Values help human beings
axiology, and logic. resolve and determine right from wrong, and help define their identity and
• 1. Metaphysics - is the branch of philosophy that considers the choose what they advocate and stand for. Values stem from and derives
physical universe and the nature of from one’s family, custom, tradition, religion, elders, and friends. They are
• ultimate reality. formed early in life, and are reinforced by our life experience. Once
• 2. Epistemology - is the branch of philosophy that considers established values are very hard to change.
how people come to learn what they know.
• 3. Axiology - is the branch of philosophy that considers the Kinds of Values
study of principles and values. • 1. Biological Values
• 4. Logic - is the branch of philosophy that seeks to organize – Life and health
reasoning. One should learn how to think in a structurally – Food and shelter
sound manner. – Work
• 2. Social Values
VALUES AND CARDINALS VIRTUES – Leisure and Sex
– Marriage
Values are implicitly related to a degree of behavioral freedom – Family and Home
or autonomy by human beings; values steer or guide the person, on the – Parental Authority
basis of internally chosen options. Thus values imply the (conscious) – Education
prioritizing of different behavioral alternatives which are perceived to be
possible for the individual. Values can apply to groups (such as ‘Filipino • 3. Rational Values
values’) or individuals (religious values), and can be both processes or – Understanding and Control of Nature
goals. In example, democracy is both a process, and a goal. – Guide and Control of Oneself
– Solidarity
Moral character or character is an evaluation of a person’s
– Parental Authority with Fellowmen
moral and mental qualities. Such an evaluation is subjective – one person
– Religion
may evaluate someone’s character on the basis of their virtue, another
• Moral Values — are those that directly pertain to the function
may consider their fortitude, courage, loyalty, honesty, or piety.
of intellect and will.
Values may be defined and characterized by the following: – Characteristics of Moral Values
– Moral Values are goods having intrinsic qualities of
 The quality (positive or negative) that renders something desirability
desirable or valuable. – Moral Values are universal 3. Moral Values are
 An ideal accepted by some individual or group; ‘he has old- obligatory
fashioned values’.’’ Categories of Values:
 Principles, standards or qualities considered worthwhile or
desirable by the person who holds them. A value system is the ordered and prioritized set of ethical and
 Abstract ideas about what a society believes to be good, right, doctrinal values that an individual’s culture upholds.
and desirable. In this context a value is part of the core value system from
 Those qualities of behavior, thought, and character that society which one operates or reacts. These values can be grouped into six
regards as being intrinsically good, having desirable results, categories:
and worthy of emulation by others.  Ethics (good – bad, virtue – vice, moral – immoral – amoral,
 Assumption, convictions, or beliefs about the manner in which right – wrong, permissible – impermissible)
people should behave and the principles that should govern  Aesthetics (beautiful, ugly, unbalanced, pleasing)
behavior. Doctrinal (political, ideological, religious or social beliefs and
 It comes from the Latin word “valere” which means “to be values)
strong or to be worth”.  Innate (inborn values such as reproduction and survival, a
Types of Values controversial category)
• Ethical/moral values - A person who knows the difference  Non-use/passive – includes the value based on something
between right and wrong and chooses right is moral. never used or seen, or something left for the next generation.
• Doctrinal/ideological values - A. Doctrine is a codification of
beliefs or a body of teachings or instructions, taught principles
or positions, as the essence of teachings in a given branch of
knowledge or in a belief system.
• B. Ideological - is an adjective that describes political, cultural,
or religious beliefs.
• Social values - are a set of moral principles defined by society
dynamics, institutions, traditions and cultural beliefs.
• Aesthetic values — Aesthetic value is the value that an
object, event or state of affairs (most paradigmatically an art
work or the natural environment) possesses in virtue of its
participant’s cultural values might not entirely agree with some
normative values sanctioned in the larger society.

 Potential/option – the value of something that’s known to be


only potentially valuable, such as a plant that might be found to
have medicinal value in the future. A value system is the
ordered and prioritized set of values that an individual’s culture
upholds.

Group or organizational values may be formal or informal. Since


every organization has values that are influential to the group, values
help the group or the organization endure and carry out its objectives.
An example of an organization that function on a value system could
be a commercial enterprise or business or any service established to
deliver products and/or services, as well as a government body such as
the police.
Organizational values are driven by the people who embody and
epitomize the group, the leaders, the personnel, workers and employees.

A law enforcement organization such as the Philippine National Police


will be an effective organization only if it develops good values.
An ideal value system for a police agency would include:
• Honesty
• Integrity
• Respect for Human Rights
• Professionalism
• Strong sense of justice
• Desire to help and serve others
• Selflessness
What is Virtue?
• Virtue refer to all of the “excellent qualities of men,
including physical strength, valorous conduct, and moral
rectitude.” The French words vertu and virtu came from this
Latin root.
• It is moral excellence.
• It is a trait or quality that is deemed to be morally good and
thus is valued as a foundation of principle and good moral
being.

CARDINAL VIRTUES:
 Prudence – Refers to the ability to govern and discipline
oneself by means or logical reasoning and sound discretion. It
is a habit which inclines man to act in a way that harmonizes
with nature (virtue), which attracts the intellect to prefer the
most effective means for accomplishing what is morally good
and avoid moral evils.
 Temperance – Refers to the ability to avoid something and act
with moderation, regulating one’s carnal appetite for sensual
pleasures.
 Fortitude – Denotes firmness of mind, the courage to endure
without yielding. It is a combination of patience (calmness and
composure), perseverance ( the ability to continue despite of
obstacle opposition) and endurance (the ability to survive.
 Justice – It refers to a virtue that inclines the will to give every
person his/her accorded rights.

Fundamental laws of Human Society: Justice which is composed of 3


divisions of namely:

 Commutative justice – It regulates actions which involve the


rights that exist among individuals, violation of which calls for
preparation and restitution.
 Distributive justice – Which standardizes those actions that
have to do wit the rights and individual may claim from society.
 Legal justice – It puts into order those actions which society
may justly require of the individual for the common good.

A virtue is a character trait which is evaluated as


being good. Societies have values (norms) that are largely
shared among many of the participants. In this case those
participants share a culture, even when an individual
• The code of ethics is a moral standard that the company • The next step consists of determining whether the situation has
expects employees to follow. At a minimum, the laws and legal implications. The following questions can be useful in
industry regulations establish ethics guidelines. determining that:
• It is referred to as a Value Statement, it behaves like the • Has anyone been harmed by the action or decision of
Constitution with general principles to guide behavior; outlining • another, and if so, in what way?
a set of principles that affect decision-making. • Does the action or the situation contravene an existing law?
• “Code of ethics” as such standards as are reasonably • Was there a breach of contract?
necessary to promote: • Were the actions of the athlete discriminatory or constituted
• 1. Honest and ethical conduct, including the ethical handling of harassment?
actual or apparent conflicts of interest between personal and • 3. Identify your options and possible consequences
professional relationships • Ask yourself: What could I do in this situation? Think about a
• 2. Full, fair, accurate, timely, and understandable disclosure in variety of options. The first one to consider should be not
the periodic reports required to be filed by the issuer making any decision or taking no action. This would be the
• 3. Compliance with applicable governmental rules and least demanding option, and it could be thought of as
regulations representing one end of a continuum of possibilities. As a
• A Code of Conduct applies the Code of Ethics to a host of second step, consider the other extreme of the continuum, and
relevant situations. think of the most comprehensive or liberal action you might
• Code of Conduct might list several specific laws relevant to take in the situation. Then, identify several intermediate
different areas of organizational operations, or industry, that options. Do not rule out any option at this stage, even though at
employees need to obey. the outset it may appear an unlikely choice.
• The Code of Conduct outlines specific behaviors that are • 4. Evaluate your options
required or prohibited as a condition of ongoing employment. • Assess the pros and cons of each of your options outlined in
step 3. This is critical in reaching a decision.
• The notions of outcome sought (i.e. striving to do what is good
for individuals or the team) and means used (striving to do
things right) are central to ethical thinking. A decision should
reflect a fair balance between outcomes sought and the means
used to achieve them.
• 5. Choose the best option
• Making an ethical decision requires a final reflection on what is
the best decision under the circumstances, a just and
reasonable decision that will apply where an ethical dilemma is
involved. An ethical decision is “the right thing to do” with
regard to the duties and responsibilities of the person making
the decision, is made “the right way”, and is consistent with the
values and behaviors outlined in the code of ethics.
• 6. Implement your decision
• Putting your decision or plan of action into effect requires that
you consider a number of things, particularly if it involves
dealing with individuals or groups of people. Consider the
following as you establish an action plan:
• - Choose your path.
• - Think about what may happen.
• - Identify who needs to know.
• - Determine if you can deal on your own with the person(s)
involved.
• -Warn, don’t threaten.
• Ethical decision-making refers to the process of evaluating • - Think about what you might do next if the chosen plan of
and choosing among alternatives in a manner consistent will action doesn’t work.
ethical principles. In making ethical decisions, it is necessary to
perceive and eliminate unethical options and select the best What is Professorial Conduct?
ethical alternative. • Professional conduct is the field of regulation of members of
• 1. Commitment: The desire to do the right thing, regardless of professional bodies, either acting under statutory or contractual
the cost powers.
• 2. Consciousness: The awareness to act consistent and apply • Professional conduct is behavior that meets or exceeds
moral convictions to daily behavior ethical expectations for a given profession.
• 3. Competency: The ability to collect and evaluate information,
develop alternatives, and foresee potently consequences and Importance of Professional Conduct
risks • Necessary for the person to maintain his/her ethical behavior
• Ethical dilemmas, also known as a moral dilemmas, are and to have good professional conduct.
situations in which there is a choice to be made between two • Professional Conduct implies quality of workmanship or
options, neither of which resolves the situation in an ethically service.
acceptable fashion. • Allow professionals who act with a conscience to practice in the
• A moral dilemma is a conflict in which you have to choose knowledge for not be undermined commercially by those who
between two or more actions and have moral reasons for have fewer ethical qualms.
choosing each action. • Maintains the public’s trust in the profession, encouraging the
public to continue seeking their services.
Steps for Making Ethical Decisions
• 1. Establish the facts in a situation • Following are ten golden rules to being professional in service
• Establish exactly what happened (or is happening) and who is to your organization:
involved in the situation before trying to figure out what to do • 1. Always strive for excellence
about it. Ask yourself the following questions: • 2. Be trustworthy
• What has happened or what is happening? • 3. Be accountable
• When and where did certain events occur? • 4. Be courteous and respectful
• Who is (or might be) involved in or concerned by the • 5. Be honest, open and transparent
situation? • 6. Be competent and improve continually
• What do the parties involved have to say about the • 7. Always be ethical
situation? • 8. Always be honorable and act with integrity
2. Decide whether the situation involves legal or ethical issues • 9. Be respectful of confidentiality
• 10. Set good examples
their skills and upgrade their level of competence and take part
The difference between personal and professional ethics in a lifelong continuing education program.
• Personal ethics refers to the ethics that a person identifies
with in respect to people and situations that they deal with in • 4. Solidarity and Teamwork
everyday life.
• Professional ethics refers to the ethic that a person must • Each profession shall nurture and support one organization for
adhere to in respect of their interactions and business dealings all its members. Though a deep spirit of solidarity, each
in their professional life. member should put the broader interest of the profession
above one's personal ambition and preference. Through
Ways to uphold your professionalism and workplace teamwork within a cohesive professional organization, each
etiquette member shall effectively observe ethical practices and pursue
• 1. Honor your commitments and get your job done continuing professional development as well as deepen one's
• 2. Be on time for work and any meetings/events social and civic responsibility.
• 3. Pay attention to cultural norms and follow them
• 5. Social and Civic Responsibility
• 4. Check your communication
• 5. Keep personal business during work time to a minimum • Professionals shall always carry out their professional duties
• 6. Bring a notepad and pen or pencil to every meeting with due consideration of the broader interest of the public.
• 7. Think before you post, tweet or comment at work or about They shall, therefore, serve their clients/employers and the
work publics with professional concern and in a manner consistent
• 8. Avoid office politics and gossip with their reponsibilities to society. As responsible Filipino
citizens, they shall actively contribute to the attainment of the
country's national objectives.
What is the Code of Good Governance for the Profession in the
Philippines? • 6. Global Competitiveness
• This Code is adopted by the Professional Regulation • Every professional shall remain open to challenges of a more
Commission (PRC) and the 42 Professional Regulatory Boards dynamic interconnected world. He or she shall rise up to global
to cover an environment of good governance in which all standards and maintain levels of professional practices fully
Filipino professionals shall perform their tasks. While each aligned with global best practices.
profession may adopt and enforce its own code of good
governance and code of ethics, it is generally recognized that • Equality of All Professions
there is a general commonality among the various codes. This
Code which covers the common principles underlying the • All professionals shall treat their colleagues with respect and
codes of various professions could be used by all professionals shall strive to be fair in their dealings with one another. No one
who face critical ethical questions in their work. group of professionals is superior or above others. All
professionals perform an equally important, yet distinct, service
General Principle of Professional Conduct to society. In the eyes of the PRC, all professions are equal
and, therefore, every one shall treat one other professionals
• Professionals are required not only to have an ethical with respect and fairness.
commitment, a personal resolve to act ethically, but also have
both ethical awareness and ethical competency. Ethical Ethical Standards
awareness refers to the ability to discern between right and
wrong, while ethical competency pertains to the ability to • Ethical standards shall refer to established and generally
engage in sound moral reasoning and consider carefully the accepted moral values.
implications of alternative actions.
• These are principles that when followed, promote values such
as trust, good behavior, fairness, and/or kindness.

• Legal ethical standards are those company policies put in


place that are based on laws, rules and regulations that come
Specific Principle of Professional Conduct from government or regulatory bodies.

1. Service to Others • A morally based ethics standard is a company standard for


doing the right thing. This standard could be regarding laws,
• Professionals are committed to a life of service to others. They regulations or customer service and human resource
protect life, property, and public welfare. To serve others, they standards. When it comes to the laws falling into morally based
shall be prepared for heroic sacrifice and genuine selflessness standards, the company has decided to exceed the law.
in carrying out their professional duties even at the expense of
personal gain. • Ethical standards are classified at three levels.
• 1. Macro Level
• 2. Integrity and Objectivity • At a macro level, sometimes called the systemic level, ethics
are defined and influenced by the exists.
• To maintain and broaden public confidence, professionals shall
• 2. Company Level
perform their responsibilities with the highest sense of integrity
• At a company or corporate level, ethical standards are
and imbued with nationalism and spiritual values. In the
embedded in the policies and procedures of the organization,
performance of any professional service, they shall at all times,
and form an important foundation on which business strategy is
main objectivity, be free of conflicts of interest, and refrain from
built.
engaging in any activity that would prejudice their abilities to
• 3. Individual Level
carry out their duties ethically. They shall avoid making any
• Since businesses are run by people, the ethical standards of
representation that would likely cause a reasonable person to
individuals in the business are animportant consideration.
misunderstand or to be deceived

• 3. Professional Competence
Company Behavior Policies
• In providing professional services, a certain level of • 1. The importance of integrity
competence is necessary, i.e., knowledge, technical skills, • 2. Professional Accountability
attitudes, and experience. Professionals shall, therefore, • 3. Being Part of a Team
undertake only those professional services that they can • 4. Dedication and Commitment
reasonably deliver with professional competence. Corollary to • 5. Meetings
this, it is their express obligation to keep up with new • 6. Communication
knowledge and techniques in their field, continually improve • 7. Time Management
• 8. Employee Safety
This evolves upon the concept of keeping members of
Human Relation society informed so that they will appreciate and unerstand the
• Human Relations is defined as the interaction or interrelation of complexity of police work and the services rendered by our men in
one person to another person or relationship of persons among uniform.
each other, in accordance with mores, habits, customs and It is made possible by personal media, mass media which
public policy not contrary to laws. It is based on the old adage includes printed matters and audio-visual communication.
or golden rule: "Do not do unto others, what others don't do B. Public Relations Program. It is focused on building a good
unto you". image for the police organization through actual performance without
inefficiency and corruption. It’s objective is to gain public support and win
Sources of Understanding Human Behavior citizen’s cooperation to accomplish police task.
C. Civil Action Program. The endeavor attempts to impart to the
• 1. Psychological (biological) - study of the behavior of man. It members of the community that the police officers are their
deals with the overt or observable action and to covert or friends and the partners as well as their defenders.
unobservable metal process and states such as perception, Its activities includes rendering public assistance in cases of
thought, reasoning, problem-solving, emotions and feelings. emergencies and calamities, police participation in community affairs and
• 2. Philosophical - man always conventional. He acts in line the police efforts to prevent juvenile delinquency by means of actively
with the act of community. Always go with the mentality of the engaging and participating in youth activities.
people. D. Mass Communication Program . It is designed to influence
• 3. Theological state the positive and negative point of the the opinions, attitudes, behavior and emotions of the public in a
European, Hindu or Chinese beliefs. It is an intellectual manner that they will behave in accordance with law.
discipline that aims at setting forth in an orderly manner the
content of a religious faith. Objectives of Police Community Relations.
• According to Bermas, the following are the principles • To maintain and develop confidence and goodwill of the
understanding Human Behavior. a. Theological - moral community for the police.
• To obtain public assistance and cooperation.
• b. Philosophical - ethical
• To develop public appreciation, understanding and support for
• C. Psychological - clinical the services of the police.
• To create broader understanding and sympathy with the need
Significance of the Existence of Law on Human Relations and the problems of compliance.
• To facilitate law enforcement and compliance.
• 1. Human beings, in their interaction with one another, come • To build public opinion in favor of the police.
into certain relations from which system of social control • To achieve the police purpose of preserving of peace,
becomes a necessity. protecting life and property, and the prevention of crime.
• 2. In the course of life, the interest on one man may conflict
with those of others. Hence, its primary function is to create Basic Foundation of Good Community Relations
legal protection for these interests. Social philosophy dictates • Sincerity in serving the public,
that, in the ultimate ideal social order, the welfare of every man • Full knowledge of the gob,
defends upon the welfare of all. • Deep conviction in the nobility of the work,
• 3. Law on Human Relations contains basic principles which are • Sounds Police Ethics, and
to be observed for rightful relationship among persons and for • High standard of operations.
the stability of social order.
• 4. These guides for human conduct should run as golden Categories of Police Officer’s Individual Public Relations
threads through society, to the end that law may approach its • Domestic relations- Includes dealing with family and relatives.
supreme ideal, which is the sway and dominance of justice. • Neighborhood relations- Includes decorum with neighbors.
• Community relations- It comsists of dealing with others
members of the locality where a person lives.
• Religious relations- It denotes religious affiliation which is
necessary for stability of moral principles.
• Government relation- It implies recognition of government
authority and adherence to laws and ordinances.

Peace and Order Councils- It replaced the integrated police


advisory councils which involves civil officials and the members of the
The Scope of Police Community Relations community in the preservation of peace and order and promotion of
Ethics which pertains to the “standard of conduct and moral public safety.
requirements” necessary to function effectively within an organization or Every local peace and order councils in each city and
profession. municipality shall together with their respective mayors shall amend and
The police service has the distinctive responsibility within an establish an integrated area and community public safety plan embracing
organized society to maintain law and order within the community. authorities of actions and program thrusts for implementation by the local
No other organization has this explicit and detailed mission to PNP stations.
maintain law and order and no other organization is entrusted with the
lawful power to arrest persons, investigative suspected criminal activity, Challenges to Police Ethical Behavior: The primary question to
or use force in a legally recognized manner. ethical behavior are due to: individual character trial and organizational
Since, the police are entrusted with this important and disputes.
fundamental authority, the people who have been given this lawful power 1. Individual character challenges- Refer to the difficulties
must exercise such power with self-discipline and moderation and arising from personal blemish or defects where police
according to ethical standards. personnel engages in acts of dishonesty, abuse of corruption.
Ethics, in the law enforcement perspective, means sincere Even though the police service may have published standards
and respectable service to the community instead of working for of ethical conduct, such as a Code of Conduct, individual police
personal gain or individual profit. members may choose to engage in act of misconduct.
The police personnel who embark on such acts
PRINCIPLES OF POLICE COMMUNITY RELATIONS stains the reputation of the entire police service and they
• Public Support must be maintained. must be reformed, disciplined, sanctioned or dismissed
• Public Resentment must be avoided. from the service. If the members of the police force who
• Public Goodwill must be developed. engage in acts of corruption are not dealt with, it can set off a
• Public must be kept informed. breakdown in morale among other decent, honest and
principled employees and gives the appearance that the police
Coverage of Police Community Relations: service as an organization tolerates and even encourage such
A. Public Information Program. activity.
One of the most ordinary acts of police corruption is • Law enforcement official are authorized to use force only when
the acceptance of a bribe or gratuity in exchange for not rationally necessary to defend themselves or another person or
undertaking an official function. As an example, a traffic law to prevent a crime and no other reasonable alternative is
officer stops a motorist or truck driver for a traffic violation and practical; the use or application of force beyond that point is not
the motorist offers a small amount of cash not to issue a traffic authorized.
citation. If the police officer accepts the cash, that is an act of • The use of firearms is considered an extreme response. Every
bribery and police corruption. effort should be made to use non-lethal force to resolve force
situations. Lethal force situations. Lethal force may be
Another example is could be a policeman accepting employed when no other reasonable option exist or is not
a bribe or gratuity to consent to an establishment to sell alcohol practical under the circumstances.
without a permit or tax license. The policeman is failing to carry
out his duty by accepting a gift or bribe in exchange for not • Article 4: Matters of a confidential nature in the possession of
enforcing the law. law enforcement official shall be kept confidential, unless the
performance of their duty or the needs of justice strictly
Some police make an effort to give good reason for required otherwise.
their actions by claiming they are underpaid by the government • By the nature of their duties, law enforcement officials will get
and the acceptance of a small amount of cash is not grave. hold of information which may relate to the private lives of other
Nevertheless, even small exploits of police corruption very persons. The police have the responsibility of safeguarding
often lead to more serious acts of corruption to the point that such information which may only be revealed when required in
said individuals are no longer a legitimate law enforcement the performance of their duty when required by the courts and
official, but simply a hoodlum or criminal wearing a police other instruments of the criminal justice system.
uniform.
• Article 5: No law enforcement official may inflict, instigate or
2. Organizational challenges- These are more difficult to deal
tolerate and act of torture or other cruel, inhuman or degrading
with, particularly in such instances, where the entire police
treatment or punishment, nor may any law enforcement official
organization, or an entire unit, has espoused and embraced
invoke superior orders... as justification of torture or other cruel,
unethical and unprofessional police standards. The
inhuman or degrading treatment or punishment.
organizational has tolerated or has participated in various
• The bar against torture is derived from the united nation
forms of police misconduct, possibly including extortion and/or
documents prohibiting all forms of torture and mistreatment.
solicitation of bribes and pay-offs, systematic use of the police
Torture by law enforcement officials is especially forbidden
structure to collect unauthorized payments, and in some cases,
because its violates the basic principle of the duty of the police
engage in acts of police brutality and even crimes to preserve
service to "protect and serve" the community.
and sustain power.
• It also violates the requirement of the fundamental legal maxim
Police agencies that engage in fraudulent and
ruling out the imposition of cruel and inhumane punishments
dishonest practices include such activities as offering
and premise that all persons are presumed innocent before trial
“protection rackets” to allow criminal gangs to continue
and entitled to basic legal protections from mistreatment.
business, while demanding a percentage of the criminal gains;
engaging in theft (carnapping, business burglary, and other
• Article 6: Law enforcement official shall ensure the full
thefts) while on official business or protecting the criminal
protection and health of persons in their custody and in
element that is actually committing the theft acts; offering
particular, shall take immediate action to secure medical
protection “insurance” to bars and brothels so the police
attention whenever required.
agency will not thwart their illegal activities. Police officials are
• Law enforcement personnel are responsible for the protection
just a capable of corruption if they had personally committed
and safe-keeping of persons and their custody. As such, the
the act. The end results of such acts of corruption is that the
police have a duty to provide reasonable medical attention, to
public judge the police to be dishonest, corrupt, and without
include life saving measures and prevent health care.
ethical standards.

• Article 7: Law enforcement officials shall not commit any act of
UNIVERSAL LAW ENFORCER'S CODE OF CONDUCT
corruption. They shall rigorously oppose and combat all such
The Code of Conduct for Law Enforcement Officials. The acts.
United Nation Code of Conduct constitutes a widely recognized • Any act of corruption is an abuse of authority and is unsuited
international standard for police conduct. with the law enforcement profession.
Article 1: Law enforcement officials shall at all times fulfill the • The laws must be enforce equally to all persons. Any law
duty imposed upon them by law, by serving and by protecting enforcement official who perpetrates acts of corruption cannot
all persons against illegal acts, consistent with high degree of be expected to fairly enforce the law among citizens.
responsibility required by their profession. • Acts of corruption with the acceptance or demand of a gift,
• "Law enforcement officials" refer to all persons that exercise gratuity or money in exchange for doing or not doing some
police powers, particularly the power of arrest and detention. official act; any criminal act undertaken by the police; or
assistance given to another person undertaking a criminal act.
• Service to the community is the preliminary goal of the law • Act of corruption also include any attempt to perform an act of
enforcement service ; police agencies have the unique corruption.
responsibility to "protect and serve" the community.
• Article 8: Law enforcement officials shall respect the law and
• Police of all ranks and positions are responsible for the ethical
the present Code. They shall also, to the best of their
and uniform enforcement of the law.
capability, prevent and rigorously oppose any violation of them.
• All police officials have positive duty to respect and enforce the
Article 2: In the performance of their duty, law enforcement officials
Code of Conduct. These standards represent the collective will
shall respect and protect human dignity and maintain and uphold the
of the international community of the United Nation that law
human rights of all persons.
enforcement official must revere, promote, and defend the
• One of the most important duties and responsibilities of the
standards set forth in the code of conduct.
police is to enforce, protect and defend the human rights of all
• The Revised Law Enforcement Code of Ethics.
persons.
• As a law enforcement officer, my fundamental duty is to serve
Article 3: Law enforcement may use force only when strictly the community; to safeguard lives and property; to protect the
necessary and to the extent required for the performance of their duty. innocent against deception, the weak against oppression and
• The use of force by law enforcement official must be lawful, intimidation and the peaceful against violence and disorder;
proportionate to the circumstances, and only be used when no and respect the constitutional rights of all the liberty, equality
other reasonable alternative exists. and justice.
• This article underline that the use of force by the police service • I will keep my private life unsullied as an example to all and will
should be the exception rather than the usual practice. behave in a manner that does not bring discredit to me or to my
agency. I will maintain courageous calm in the face of danger,
scorn or ridicule; develop self-restraint and be constantly
mindful of the welfare of others. • E. Integrity
• Honest in thought and deed both in my personal and official • A police officer will not engage in acts of corruption or
life, I will be exemplary in obeying the law and the regulations bribery, nor will an officer condone such acts by other police
of my department. What ever I see or hear of a confidential officers. The public demands that the integrity of police officers
nature or that is confided to me in my official capacity will be be above approach.
kept ever secret unless revelation is necessary in the • Police officers must, therefore, avoid any conduct that
performance of my duty. might compromise integrity and thus undercut public
• I will never act officiously or permit personal feelings, prejudice, confidence in a law enforcement agency. Officers will refuse to
political beliefs, aspirations, animosities or friendships to accept any gifts, present, subscriptions, favors, gratuities, or
influence my decisions. With no compromise for crime and with promises that could be interpreted as seeking to the cause the
relentless prosecution of criminals, i will enforce the law officer to refrain performing official responsibilities honestly and
courteously and appropriate without fear or favor, malice or ill with in the law.
will, never accepting gratuities. • Police officers must not receive private or special
• I recognize the badge of my office as a symbol of public faith, advantage from their official status. Respect from public cannot
and I accept it as a public trust to be held so long as I am true be bought; it can only be earned and cultivated.
to the ethics of police service. I will never engage in acts of
corruption or bribery, nor will I condone such acts by other • F. Cooperation with Other Officers and Agencies
police officers. I will cooperate with all legal authority agencies
and their representatives in the pursuit of justice. • Police officers cooperate with all legally authorized agencies
• I know that I alone for my own standard of personal and their representative in the pursuit of justice. An officer or
performance and will take every reasonable opportunity to agency may be one among any organization that may provide
enhance and improve my level of knowledge and competence. law enforcement services to a jurisdiction.
• I will constantly strive to achieve this objectives and ideas, • It is imperative that a police officer assist colleagues
dedicating myself before god to my chosen profession... law fully and completely with respect and consideration at all times.
enforcement.
• G. Personal and Professional Capabilities
• A. Performance of the Duties of a Police Officer: • Police officers will be responsible for their own standard of
professional performance and will take every reasonable
• 1. Impartiality - A police officer shall perform all duties opportunity to enhance and improve their level of knowledge
impartially, without favor and affection or ill will, and without and competence.
regard rhe status, sex, race, religion, political belief or • Through training and experience, a police officer can
aspiration. All citizens will be treated equally with courtesy, acquire the breadth of knowledge and competence that is
consideration and dignity. essential for the efficient and effective performance duty. The
• 2. Professionalism - Officers will never allow personal acquisition of knowledge is a never-ending process of personal
feelings, animosities, or friendships to influence official and professional development.
conduct. Law will be enforced appropriately and courteously
and in carrying out their responsibilities, officers will strive to • H. Private Life
obtain maximum cooperation from the public. They will conduct • Police officers will behave in a manner that does not bring
themselves in appearance and deportment in such a manner discredit to their agencies or themselves. Officer’s character
as to inspire confidence and respect for the position of public and conduct one off-duty must always be exemplary, thus
trust they hold. maintaining a position of respect in the community in which he
or she lives and serves. The officer’s personal behavior must
• B. Discretion be beyond reproach.

• 1. Reasonableness - A police officer will reasonably use the • CODE OF ETHICS FOR CRIMINOLOGISTS
discretion vested in the position and exercise it with in the law. • Code of Ethics is an important agency for social control. They
The principle or reasonableness will guide the officer's have been promulgated for professions which gives
decision. The officer will consider all surrounding prescriptions of the duty of a professional towards his fellow
circumstances in determining whether any legal action shall be professionals and to society in general.
taken.
• ARTICLE I - PRIMARY RESPONSIBILITY OF A
• 2. Maintenance of public confidence - consistent and wise REGISTERED CRIMINOLOGISTS
use of discretion, based on professional policing competence,
will do much to preserve good relationships and retain the • a. The primary responsibility of every person admitted to the
confidence of the public. There will be difficulty in choosing practice of Criminology as a Registered Criminologists is to
between conflicting courses of action. It is important to bear faithful allegiance to the Republic of the Philippines and
remember that a timely word of advice rather than arrest (which be loyal to his profession. They shall accept as a sacred
may be correct in the appropriate circumstances) can be a obligation and responsibility as citizens to support the
more affective means of achieving a desired end. Constitution of the Philippines and as a Registered
Criminologists to defend the principles of liberty as defined in
• C. Use of Force the Constitution and Laws.
A police officer will never employ unnecessary force
or violence and will use only such force in the discharge of duty • b. As a Registered Criminologist, they shall strive to improve
as is reasonable under the circumstances. their effectiveness by diligent study and sincere attention to
• Force should be used only with the greatest restraint improvement and welcome the opportunity to disseminate
and only after discussion, negotiation, and persuasion have practical and useful information relating to matters accruing to
been found to be inappropriate or in effective. While the use of the benefit of public safety and welfare.
force is occasionally unavoidable, every police officer will
refrain from applying the unnecessary infliction of pain or • ARTICLE II - LIMITATION OF AUTHORITY
suffering and will never engage in cruel, degrading, or • A. The first duty of a criminologist as upholder of the law is to
inhumane treatment of any person. know its bound upon him, be aware of limitations and
prescriptions and recognize the system of government that
• D. Confidentiality gives to no man group or institution absolute power. He must
• What ever a police officer sees, hears or learns of, ensure that he is prime defender of that system and as such
which is of confidential nature, will bw kept secret unless the must never pervert its character.
performance of duty or legal provision requires otherwise. • They shall in the performance of their duty be just, impartial
Members of public have a right to security and privacy, and and reasonable never according anyone more preferential
information obtained about them must not be improperly treatment than another. They shall recognize the limitation of
divulged. their authority and at no time use the power of their profession
for personal advantage.
• ARTICLE III - PRIVATE CONDUCT
• A. The registered criminologist must be mindful of his special • LAW ENFORCEMENT CODE OF ETHICS
identification by the public as an upholder of the law. He must • As a law enforcement officer, my fundamental duty is to serve
never be lax in conduct or manner in private life, express mankind; safeguard lives and property; to protect the innocent
disrespect for the law nor seek to gain special privilege that against oppression or intimidation; and the peaceful against the
would be reflective upon the profession. He must so conduct violence or disorder; and to respect the constitutional rights of
his private life that the public will regard him as an example of all men to liberty, equality and justice. I will keep my private life
stability fidelity and morality. unsullied as an example to all; maintain courageous calm in the
• B. He must strive to elevate the standing of the profession in face of danger, scorn and ridicule; develop self-restraint; and
public mind, strengthen public confidence in law enforcement, be constantly mindful of the welfare of others.
develop and maintain complete support and cooperation of the • Honest in thought and deed in both my personal and official
public and ensure the effectiveness by encouraging complete life, I will be exemplary in obeying the laws of the land and the
cooperation of members for their mutual benefit. regulation of my department. Whatever I see or hear of a
confidential nature or that is confided to me in my official
• ARTICLE IV - CONDUCTS TOWARDS THE capacity will be kept ever secret unless revelation is necessary
PUBLIC in the performance of my duty. I will never act officiously or
• A. The criminologists remind at all times dignity, fairness and a permit personal feelings, prejudices animosities or friendships
genuine willingness to help are essential to their public image to influence my decisions. With no compromise for crime and
and their ability to do a good job. with relentless prosecution of criminals, I will enforce the law
• B. The criminologists mindful to their responsibility to the whole courteously and appropriately without fear or favor malice or ill
community deal with the individuals of the community in a will, never accepting gratuities.
manner calculated to instill respect for its laws and their • I recognize the badge of my office as a symbol of public faith,
profession. and I accept it as a public trust to be held so long as I am true
• C. They shall be habitually courteous and accept their to the office of the police service. I will constantly strive to
responsibility by being punctual and expeditious to their achieve these objectives, and ideas, dedicating myself before
engagements and duties. They shall regard their profession as God to my chosen profession... law enforcement.
a public trust and in the discharge of their duties; bear
constantly in mind their obligation to serve the public efficiently • CODE OF PROFESSIONAL CONDUCT AND ETHICAL
and effectively. STANDARDS FOR PNP OFFICERS

• ARTICLE V - ATTITUDE TOWARDS PROFESSION

• A. The criminologists shall strive to make the application of ARTICLE I – PRELIMINARY PROVISIONS
science to the solution of crime by diligent study and sincere  Section 1. Title – This code shall be known as the Philippine
attention to self improvement, and in fields of human National Police Code of Professional Conduct and ethical
relationships, strive for effective leadership and public influence standards (PNP Code of Conduct)
in matters affecting public safety.
• B. He shall appreciate the importance and responsibility of his ARTICLE II – POLICE OFFICER’S CREED AND STAND ON
profession as an honorable one rendering valuable service to BASIC ISSUES
his community and country. They shall strive to attain certain of
the most withering cross examination particularly from fellow  Section 1. The PNP Core Values – The police service is a
criminologists and associates. noble profession and demands from its members specialized
• C. He shall avoid outside influence from overzealous and knowledge and skills and high standard of ethics and morality.
overanxious clients and his findings shall be based solely and In this regard, the members of the Philippine National Police
entirely on logical and scientific deduction derived from a fair must adhere to and internalize the enduring core values of love
and impartial examination personally performed by him. of God, respect for authority, selfless love and service for
• D. He must never lose sight of the important fact that he should people, respect for women and the sanctity of marriage,
not only work for the identification, apprehension and responsible dominion and stewardship over material things,
conviction of criminals, but must strive with greater if not equal and truthfulness.
vigor to clear the innocent.
• ARTICLE VI - ATTITUDE TOWARDS FELLOW Sec. 2. The Police Officer’s Creed:
CRIMINOLOGISTS 2.1. I believe in God, The Supreme Being, a Great Provider,
and The Creator of all men and everything dear to me. In return, I can do
• A. Criminologists shall strive constantly to improve professional no less than love Him above all, seek His guidance in the performance of
standing of Criminology through association with others in the my sworn duties and honor Him at all times.
profession and keeping abreast with the fast moving world of 2.2. I believe that respect for authority is a duty, I respect and
science and technology through constant research and uphold the Constitution, the laws of the land and the applicable rules and
development. regulations. I recognize the legitimacy and authority of the leadership;
and follow and obey legal orders of my superior officers.
• B. He shall cooperate fully with fellow criminologists regardless 2.3. I believe in selfless love and service to people. Towards
of personal prejudice. He should, however, be assured that this end, I commit myself to the service of my fellowmen over and above
such action is proper and in accordance with law and guard my personal convenience.
against the sue of this office or person, knowingly or 2.4. I believe in the sanctity of marriage and the respect for
unknowingly in any proper or illegal action. He always bear in women. I shall set the example of decency and morality and
mind at all times that it is not sufficient to be proficient in one’s shall have high regard for family life and chastity.
work; he must also have a high sense of justice, a belief in the 2.5. I believe in the responsible dominion and stewardship
dignity and worth of all men and a proper motivation and over material things. I shall inhibit myself from ostentatious
attitude. He must possess a sense of dedication to his display of my property. I shall protect the environment and
profession and a sense of duty and obligation to his fellowmen. conserve nature to maintain ecological balance. I shall respect
private and public properties and prevent others from
• C. He shall cooperate will fellow criminologists and public destroying it.
officials to the end that the safety and general welfare of the
public will be assured, never permitting jealousies or personal 2.6. I believe in the wisdom of truthfulness. I must be
differences to influence their professional duties and trustworthy and I shall speak the truth at all times as required
obligations. by my profession.

• ARTICLE VII– CODE OF ETHICS Sec. 3. PNP Stand on Basic Issues – The deployment and
• The universally accepted Code of Ethics for law enforcement employment of the PNP personnel require the organization and
shall be temporarily adopted pending formulation of a more its members to bare their stand on the following basic issues:
specific code that embraces all aspect of criminology.
2.5. Secrecy Discipline – All PNP members shall guard the
3.1. PNP Image – The image of any organization affects the esprit de’ confidentiality of classified information against unauthorized disclosure,
corps, morale and welfare of members and sense of pride to the including confidential aspects of official business, special orders,
organization. In view thereof, all members of the PNP should conduct communications and other documents, roster or any portion thereof of the
themselves in a manner that would not place the PNP in bad light. PNP, content of criminal records, identities of persons who may have
Instead, they should live in accordance with the PNP core values and given information to the police in confidence and other classified
possess the following virtues: honor, integrity, valor, justice, honesty,
humility, charity and loyalty to the service.
information on intelligence material. 2.6. Social Awareness – All PNP
3.2. Career Management, the key to professionalism – Its improper
implementation will greatly prejudice the personnel professionalization members and their immediate family members shall be encouraged to
process as regards procurement, promotion, assignment, placement, actively get involved in the religious, social and civic activities to enhance
training, awards, and retirement. To address these flaws, the PNP shall the image of the organization but without affecting their official duties.
formulate a stringent policy and strictly implement the human resources
development system, compatible to the equitable distribution of 2.7. Non-Solicitation of Patronage – All members shall seek self-
procurement, fair promotion, and rationalized approach in assignment, improvement through career development and shall not directly or
skill development immediate grant of reward and award and decent living indirectly solicit influence or recommendation from politicians, high-
upon retirement. ranking government officials, prominent citizens, persons affiliated with
civic or religious organizations with regard to their assignments,
3.3. Police Management Leadership – The effectiveness of law promotions, transfer or those of other members of the force, nor shall
enforcement is reflective of the managerial capabilities and competent they initiate any petition to be prepared and presented by citizens in their
leadership of the men and women who run the PNP organization. It is behalf. Moreover, they shall advise their immediate relatives not to
therefore a “must” that these attributes be the primary basis for interfere in the activities of the police service particularly in the
consideration in the selection of personnel for employment and
deployment purposes. assignment and reassignment of personnel. 2.8. Proper Care and Use
3.4. Equality In The Service – There shall be judicious and equitable
of Public Property – PNP members shall be responsible for the security,
distribution of opportunity to prove one’s worth in the police service. The
proper care and use of public property issued to them and/or deposited
problem on inequity thru class orientation and factionalism, both real and
under their care and custody. Unauthorized use of public property for
perceived, premised on favored assignment, inequitable opportunity of
personal convenience or gain and that of their families, friends, or
training, unfair granting of promotion, and untimely awarding of
relatives is strictly prohibited.
achievements, will create an atmosphere of demoralization. The result is
inefficiency and lack of team work to the detriment of the organization. It
2.9. Respect for Human Rights – In the performance of duty, PNP
behooves therefore on the PNP leadership to address the situation. The
members shall respect and protect human dignity and uphold the human
civilian character of the organization requires adherence to the rule on
rights of all persons. No member inflict, instigate or tolerate extra-judicial
merit and fitness system and to dissociate the above process from class
killings, arbitrary arrests, any act of torture or other cruel, inhuman or
orientation and factionalism.
degrading treatment or punishment, and shall not invoke superior orders
3.5. Delicadeza – In consonance with the requirements of honor and
or exceptional circumstances such as state-of-war, a threat to national
integrity in the PNP, all members must have the moral courage to
security, internal political instability or any public emergency as a
sacrifice self-interest in keeping with the time-honored principle of
delicadeza.
3.6. Police Lifestyle – The PNP shall endeavor to promote a lifestyle for justification for committing such human rights violations.
every member of the organization that is acceptable and respectable in
the eyes of the public. Further, its members should set good example to
the subordinates and follow good example from the superiors. They must 2.10. Devotion of Duty – All PNP members shall perform their duties
be free from greed, corruption and exploitation. The public expects a with dedication, thoroughness, efficiency, enthusiasm, determination, and
police officer to live a simple yet credible and dignified life. manifest concern for public welfare, and shall refrain from engaging in
3.7. Political Patronage – All PNP members must inhibit himself from any activity which shall be in conflict with their duties as public servants.
soliciting political patronage in matters pertaining to assignment, awards,
training and promotion. 2.11. Conservation of Natural Resources – All members of the PNP
3.8. Human Rights – All PNP members must respect and protect human shall help in the development and conservation of our natural resources
dignity and man’s inalienable rights to life, liberty and property. for ecological balance and posterity as these are the inalienable heritage
of our people.
ARTICLE III – PROFESSIONAL CONDUCT AND ETHICAL
STANDARDS 2.12. Discipline – They shall conduct themselves at all times in keeping
 Sec. 1. Standards of Police Professionalism – All PNP members shall
perform their duties with excellence, competence, integrity, intelligence
and expertise in the application of specialized skill and technical with the rules and regulations of the organization. 2.13. Loyalty –
knowledge. Above all, PNP members must be loyal to the Constitution and the police
 Sec. 2. Police Professional Conduct – All members of the PNP shall service as manifested by their loyalty to their superiors, peers and
observe the following professional conduct: subordinates as well.

2.14. Obedience to Superiors – All PNP members shall obey lawful


orders and be courteous to superior officers and other appropriate
2.1. Commitment to Democracy – Uniformed PNP members commits authorities within the chain of command.
themselves to the democratic way of life and values and maintains the
principle of public accountability. They shall at all times uphold the 2.15. Command Responsibility – In accordance with the Doctrine on
Constitution and be loyal to our country, people and organization above Command Responsibility, immediate commanders shall be responsible
loyalty to any person or organization. for the effective supervision, control and direction of their personnel and
shall see to it that all government resources shall be managed, expended
2.2. Commitment to Public Interest – Members shall always uphold or utilized in accordance with the laws and regulations and safeguard
interest. All government properties, resources and powers of their
respective offices must be employed and used effectively, honestly and
efficiently, particularly to avoid wastage of public funds and revenues. against losses thru illegal or improper disposition.
2.3. Non-Partisanship – PNP members shall provide services to
everyone without discrimination regardless of party affiliation in
Sec. 3. Ethical Standards shall refer to established and generally
accordance with existing laws and regulations.
accepted moral values. Ethical acts to be observed are the following:
2.4. Physical Fitness and Health – All PNP members shall strive to be
physically and mentally fit and in good health at all times. Towards this
3.1. Morality – All PNP members shall adhere to high standard of
end, they shall undergo regular physical exercises and annual medical
morality and decency and shall set good examples for others to follow.
examination in any PNP Hospital or Medical facility.
Hence, among others, and in no instance during their terms of office shall
they be involved as owners, operators, managers or investors in any responsibility.
house of ill-repute or illegal gambling den or other places devoted to
vices; nor shall they patronize such places unless o official duty, and 3.4.4. Promotion Call – Newly promoted PNP members call on
tolerate operations of such establishments in their respective areas of their unit head. On this occasion, they are usually given due
responsibilities. They shall be faithful to their lawfully wedded spouses. recognition and congratulations by their peers for such deserved
accomplishment.
3.2. Judicious Use of Authority – PNP members shall exercise
proper and legitimate use of authority in the performance of duty. 3.4.5. Exit Call – PNP members pays an Exit Call on their superiors
in the unit or command when relieved or reassigned out of the said
3.3. Integrity – PNP members shall not allow themselves to be victims of
corruption and dishonest practices in accordance with the provisions of
RA 6713 and other applicable laws. unit or command.

3.4. Justice – PNP members shall strive constantly to respect the rights
of others so that they can fulfill their duties an exercise their rights as 3.5. Courtesy of the Post – The host unit extends hospitality to
human beings, parents, children, citizens, workers, leaders, or in other visiting personnel who pay respect to the command or unit.
3.6. Rank Has-Its-Own Privilege (RHIP) – PNP members
recognize the practice that different ranks carry with their
capacities and to see to it that others do likewise. corresponding privileges.

Sec. 4. Police Customs on Ceremonies – The following are police


3.5. Humility – All PNP members shall recognize the fact that they are
customs on ceremonies:
public servants and not the masters of the people and toward this end;
4.1. Flag Raising Ceremony – The PNP members honor the
they should perform their duties without arrogance. They should also
flag by raising it and singing the national Anthem before the start of
recognize their own inadequacies, inabilities and limitations as individuals
the official day’s work.
and perform their duties without attracting attention or expecting the
applause of others.
4.2. Flag Retreat Ceremony – At the end of the official days’ work,
3.6. Orderliness – All PNP members shall follow logical procedures in
the PNP members pause for a moment to salute the lowering of the
accomplishing tasks assigned to them to minimize waste in the use of
flag.
time, money, and effort.
4.3. Half-Mast – The flag is raised at half-mast in deference to
3.7. Perseverance – Once a decision is made, all PNP members shall
deceased uniformed members of the command.
take legitimate means to achieve the goal even in the face of internal or
external difficulties, and despite anything which might weaken their
4.4. Funeral Service and Honors – Departed uniformed members,
resolve in the course of time.
retirees, war veterans or former PC/INP services and graveside
honors as a gesture of farewell.
ARTICLE IV – CUSTOMS AND TRADITIONS
 
4.5. Ceremony Tendered to Retirees – In recognition of their long
Section 1. General Statement – The PNP adopts the generally
faithful and honorable service to the PNP, a testimonial activity is
acceptable customs and traditions based on the desirable practices of the
tendered in their honor.
police service. These shall serve as inspiration as the PNP endeavors to
4.6. Honor Ceremony – Arrival and departure honor ceremonies
are rendered to visiting dignitaries, VIPs, PNP Officers with the
attain its goals and objectives. Sec. 2. Definition of Terms: grade of Chief Superintendent and above and AFP officers of
2.1. Customs – Established usage or social practices carried equivalent grade, unless waived.
on by tradition that has obtained the force of law.
2.2. Traditions – Bodies of beliefs, stories, customs and 4.7. Turn-Over Ceremony – The relinquishment and assumption of
usages handed down from generation to generation with the effect of an command or key position is publicly announced in a Turn-Over
unwritten law. Ceremony by the out-going and in-coming officers in the presence of
2.3. Courtesy – A manifestation or expression of consideration the immediate superior or his representative.
and respect for others.
2.4. Ceremony – A formal act or set of formal acts established 4.8. Wedding Ceremony – During marriage of PNP members, a
by customs or authority as proper to special occasion. ceremony is conducted with participants in uniform and swords
2.5. Social Decorum – A set of norms and standards practiced by drawn.
members during social and other functions.
4.9. Anniversary – The birth or institutional establishment of a
Sec. 3. Police Customs on Courtesy – The following are customs command or unit is commemorated in an Anniversary Ceremony.
on courtesy in the PNP: Sec. 5. Police Customs on Social Decorum – The following are
3.1 Salute – Salute is the usual greeting rendered by uniformed police customs on social decorum:
members upon meeting and recognizing person entitled to a salute. 5.1. Proper Attire – PNP members always wear appropriate
3.2. Salute to National Color or Standards – Members stand at and proper attire in conformity with the occasion.
attention and salute the national color and standard as it pass by 5.2. Table Manners – PNP members observe table etiquette at
them or when the national color is raised or lowered during all times.
5.3. Social Graces – PNP members conduct themselves
properly in dealing with people during social functions.
ceremonies. 3.3. Address/Title – Junior in rank address senior
5.4. Uniform/Appearance – The public looks upon a PNP member
members who are entitled to salute with the word “Sir”. as distinctively a man among men. It is a welcome sight when PNP
members wear their uniform properly wherever they may be. Since
3.4. Courtesy Calls – The following are the customs on courtesy disciplined PNP members are the best exemplified by those who are
calls: neat in appearance and wearing the prescribed uniform, they must
3.4.1. Courtesy Call of Newly Assigned/Appointed Member therefore observe the following:
– PNP members who are newly appointed or assigned in a unit or
command and to other key personnel for accounting, orientation and 5.4.1. Wearing of prescribed uniform.
other purposes. 5.4.2. Wearing as part of the uniform, awards and decorations
3.4.2. Christmas Call – PNP members pay a Christmas Call earned in accordance with the prescribed rules and regulations.
on their local executives in their respective area of responsibility. 5.4.3. Adherence to haircut prescribed by rules and
regulations.
3.4.3. New Year’s Call – PNP members pay a New Year’s call on 5.5. Manner of Walking – Every PNP member is expected to
their commanders and/or key officials in their respective area of walk with pride and dignity.
Sec. 6. Other Police Customs:
6.1. Visiting the Sick – PNP members who are sick in the Sec. 2. Commitment – In order to insure commitment to this Code
hospital, their residence or any place of confinement are visited by by the members of the PNP, the following shall be observed:
their immediate commanders or other available officers of the unit in 2.1. All PNP members shall take upon themselves that the
order that their needs are attended to. intent and spirit of this Code are honored and upheld at all times.
6.2. Survivor Assistance to Heirs of Deceased Members – 2.2. Directors, Chiefs and Heads of Offices/Stations shall set
When PNP members die, a survivor officer is designated to render the example and be responsible in the observance of this Code.
maximum assistance to their legitimate bereaved family until all 2.3. The Priests/Ministers/Imams of the PNP Chaplain Service, while
benefits due shall have been received. setting the example, shall actively participate in the internalization of
6.3. Visiting the Religious Leaders – PNP Officers visit this Code.
religious leaders in their area of assignment to establish or maintain
rapport and cooperation between the different religious leaders and 2.4. All members of the PNP shall take an oath that they shall
the PNP. commit themselves to this Code. The oath of commitment shall be
6.4. Athletics – All PNP members indulge that their proper physical done upon entry into the PNP, upon promotion to the next higher
appearance and bearing are maintained with the waist line rank and upon assumption of office/position.
measurement always smaller than size of his chest and in Sec. 3. Propagation and Development – Propagation and
conformity with the standard set forth by the organization. Development of this Code is a command policy and its
implementation thereof is a command responsibility of PNP
6.5. Happy Hours – Usually on Friday or any other day suitable for Commanders at all levels.
the occasion, PNP members gather together at their PNP club for a 3.1. All PNP members shall be issued upon entry into the
light hearted jesting or airing of minor gripes. police service a copy of this Code which shall be considered an
Sec. 7. Tradition – The following are police traditions: accountable property.
7.1. Spiritual Beliefs – The PNP members are traditionally 3.2. The Code shall internalized by all members and
religious and God-loving person. They attend religious services institutionalized in the PNP. It will be part of the curricula of all PNP
together with the members of their family. academic courses and will be interpreted in moral value programs
7.2. Valor – History attests that the Filipino law-enforcers have
exemplified the tradition of valor in defending the country from
aggression and oppression. They sacrificed their limbs and lives for conducted thru regular police information and education activities.
the sake of their countrymen whom they have pledge to serve. 3.3 There shall be a continuous appraisal and study on the
7.3. Patriotism – The PNP members are traditionally patriotic effectiveness of this Code consistent with the growth and dynamics
by nature. They manifest their love off country with pledge of of performance standards and professionalization of the PNP.
allegiance to the flag and a vow to defend the constitution.
7.4. Discipline – The discipline of PNP members are manifested by 3.4. This Code shall be subject to review initially three (3) years after
instinctive obedience to lawful orders and through and spontaneous its effectivity and every five (5) years thereafter, or sooner if the
actions towards attainment of organizational objectives guided by need arises, for possible revision and/or modification of its
moral, ethical and legal norms. implementation strategy.

7.5. Gentlemanliness – The PNP members are upright in 3.5. The PNP Office of Ethical Standards and Public Accountability
character, polite in manners, dignified in appearance, and sincere in (PNPOESPA) shall oversee the internalization and
their concern to their fellowmen. institutionalization of this Code.
Sec. 4. Appropriations – The fund allocation necessary for the
7.6. Word of Honor – The PNP members’ word is their bond. They effective propagation and development of this Code shall be
stand by the commit to uphold it. provided.
7.7. Duty – The PNP members have historically exemplified  
themselves as dedicated public servants who perform their tasks Sec. 5. Miscellaneous – There shall be a sustained effort to
with a deep sense of responsibility and self-sacrifice. improve the Code in the following functional areas:
5.1. Strengthen and reinvigorate activities on historical
7.8. Loyalty – The policemen are traditionally loyal to the recording and interpretations of contemporary events.
organization, country and people as borne by history and practice. 5.2. The PNP organization shall be so structured to reinforce
values and standards of this Code.
7.9. Camaraderie – The binding spirit that enhances teamwork and 5.3. In case of conflict in the practice of customs and traditions on
cooperation in the police organization, extending to the people they one hand and in the performance of duties on the other, the latter
serve, is manifested by the PNP members’ deep commitment and shall prevail.
concern to one another.
5.4. PNP members shall morally and duty bound to advise fellow
ARTICLE V – POLICE OFFICERS’ PLEDGE (POP) members to refrain from violating this Code.
1. I will love and serve God, my country and people;
5.5. In cases where erring PNP members are found to be
2. I will uphold the Constitution and obey legal orders of the duly incorrigibles, proper report shall be made to the appropriate
constituted authorities; authority.

3. I will oblige myself to maintain a high standard of morality and Sec. 6. Penalties and Administrative Sanctions – The penalties
professionalism; of the commission of acts/practices in violation of this Code shall be
in accordance with the Revised Penal Code, RA 6713, RA 3019 and
4. I will respect the customs and traditions of the police service; and other special laws. For acts or omissions which merely require
administrative sanctions, the applicable punishments as provided for
5. I will live a decent and virtuous life to serve as an example to by the rules and regulations promulgated by the PNP, NAPOLCOM,
others. Civil Service Commission and DILG shall be applied.

ARTICLE VI – GENERAL PROVISIONS What are the purposes of the COPCES?


 
Section 1. Foundation – All PNP members in the performance of • 1. Foster individual efficiency, behavioral discipline and
their duties shall fully abide by this Code. This Code is anchored on organizational effectiveness, as well as respect for
the divine and moral precepts, existing Constitution of the Republic constitutional and human rights of citizens, democratic
of the Philippines and relevant provisions of the Revised Penal principles and ideals and the supremacy of civilian authority
Code, RA 6713 (Ethical Standards of Public officials and over the military;
employees), RA 3019 (Anti-Graft Practices Act), RA 6975 • 2. Set the moral tone and norms of professional conduct in the
(DILG/PNP Law of 1991) and other related special laws. police service;
Guiding Policies and Principles towards Professionalized and • “Pasasalamat” refers to the acceptance of gifts, money or
Dedicated Law Enforcers. favor as a result of an act performed by a police officer or
public servant.
• 1. Public office is a public trust
• “Pabagsak” is used to denote the giving of money or favor and
• 2. All public servants must at all times be accountable to the acceptance of any public to perform his/her functions.
people
• 3. Serve with utmost responsibility, integrity, morality, loyalty • “Padulas” refers to the taking of money, gifts or favors from
and efficiency other by a public servant to expedite the performance of official
• 4. Respect to human rights and dignity as a hallmark of a functions.
democratic society
• 5. Bear faithful allegiance to the legitimate government • Techniques to avoid gratuities:
• 6. Support and uphold the Constitution
• 7. Respect the duly constituted authority and be loyal to the • Police officers necessitate to be taught ways that they can
police service tactfully and with dignity avoid accepting gratuities and the
accompanying embarrassment. Below are some simple ways
Canons of Police Ethics on how police officers can deal with offers of gratuities.

• 1. Primordial Police Responsibility - to serve and protect the • a. Change your habits- Avoid routines and take breaks, eat
citizenry meals, and fill out reports at different times and places. If you
are frequently seen in uniform at the same coffee shop by the
• 2. Limitation of Police Authority - police authority is subject to same people, even if your presence is completely justified, the
limitations and regulations of the Constitution and other perception may build that this is how you spend most of your
pertinent laws working time.

• 3. Knowledge of the Law and other Responsibilities - being a • b. Develop set replies for circumventing the offer of items such
law enforcers, police officers are expected to be as free coffee- Be familiar with the price of coffee and, on your
knowledgeable about the law that they need to be enforce. way out, leave that amount at the cash register, with or without
a bill. No matter what the cashier might articulate, simply lay
• 4. Use of Proper Means to Obtain Proper Ends - only those down the money, add a smile and a “thank you,” and leave.
legally allowed action should be taken by the police officers in
the delivery of justice. • c. Cultivate set responses for declining free or half-priced
food. – For example, a police officer might reply, “No, I feel
• 5. Cooperation with Public Officials - they are likewise expected much better paying the same as everyone else, but thanks for
to be cooperated to other public officials and other agency in being thoughtful.” If the cashier gives you an line of reasoning,
the performance of their duties especially if that cooperation is even a well-meant one, place themoney on the counter and
necessary in their operation. leave, with a simple “thank you.”

• 6. Proper Conduct and Behavior - police officers are expected • “ Police Brutality” denotes the unreasonable and unnecessary
to conduct themselves in manner that will never replace the use of force, commonly done in affecting arrest of criminal
organization in bad light. offenders, fugitives from justice and suspects or abuse in the
manner of executing a warrant of arrest, search and seizure.
• 7. Conduct Towards the Community - members of the
community should be considered as partner in crime • Corruption is a corrosive element which spreads like rust if it is
prevention and peace and order. not contained and eliminated. “ Rotten Apple Theory” The
culture of honest policing refers to the barrel while corrupt
• 8. Conduct in Arresting Law violators no unnecessary force nor behavior is a bad apple.
violence is needed. Observance of the rights of the person to
be arrested must be always considered. • Corruption and Misconduct

• 9. Firmness in Refusing Gifts • Police supervisors must make every effort not only for the
absence of corruption and other forms of misconduct but, more
• 10. Impartial presentation of Evidence - only pieces of evidence importantly for integrity. In law enforcement, integrity refers to
which are obtained lawfully should be utilized. Bias or ill motive personal commitment by each member of the department to do
should be avoided. his or her best to further the department’s goal of honorably
and lawfully serving and protecting the public.
• 11. Attitude Towards Police Profession - they must consider
their profession as noble calling. Hence, they must love, care • A police supervisor’s goal is to inhibit corruption and
and protect the image of the profession through good deeds. misconduct in ways that simultaneously improve , or at least do
not impair, the organization’s capacity to control crime and
CORRUPTION IN LAW ENFORCEMENT AND MISCONDUCT meet community needs. Corruption is an officer’s misuse of
police authority for personal gain. While, misconduct is
Police officers may be held liable for criminal, civil and
nonconformity with police obligation. It encompasses
administrative charges.
corruption and a host of other misdeeds.
• Malfeasance generally refers to acts of wrongdoing or
misconduct. • How corruption is viewed :
• Misconduct refers to the improper performance of lawful act.
• Nonfeasance means the failure to take prompt action. • Police view- Most police officials behave toward corruption as
• Negligence refers to acts where the state of mind or intent is a subject to be avoided. The prevailing standpoint is often the
not essential. less said, the better. Despite the fact that most pol9ce 9fficials
recognize corruption to be a recurring and persistent problem,
• Gratuities are material favors or gifts in return for service; the not all concede that it is a serioud one. This is the prevalent
universal code of ethics for law enforcers disapproves of notion so even in departments with an acknoledge history of
gratuities. The lingo “pasasalamat” “padulas” and “pabagsak” police wrongdoing.
are commonly used term for gratuities.
• Public view- Police wrongdoing often provokes a public a
• A gratuity is something given voluntarily in return for or in feeling betrayal. Citizens except officers to be upright,
anticipation of a favor or service. By the mere definition of the honorable and dependable – they do not except officers to
work together with crim8nals any more than they expect
• word, it is unethical for police officers to take gratuities. Based doctors to spread disease.
on this definition, few officers would oppose that it is wrong to
take a gift knowing that the giver expects a “professional favor”. • The bond of brotherhood - From the moment a new police
recruit is sworn in, the bond of brotherhood begins. Initially,
rookies see all senior officers as role models and they look to information pertaining to pending raid or open arrest warrants.
them for approval, advice and guidance. Enforcement than in The officer who engaged in such activities are “entrepreneurs”
most other occupations. who are determined to make as much money as possible and
are determined to make as much money as possible and are
• 2. The development of trust – The “street” has a technique of unlikely to be dissuaded by any sanction shorts of arrests.
demanding camaraderie. The phrase “taking care of your own”
take on a special meaning. Watching out for one another is • 3. Acceptance of petty bribes- In addition to vice and
something officers do on the street. They have to be able to narcotics, many activities provide occasion for graft. A familiar
trust their fellow police officera. Anyone who has been on the situation is that of the motorist who is stopped for a traffic
street comprehends that loyalty to one onother is fundamental. violation, such as speeding or ignoring a red light. Desiring to
It would be difficult to survive without it. avoid spending a day in court, paying a fine and higher
insurance premiums, or losing driving privileges, the motorist
• The tolerance of corruption – Even police officers who are offers the officers a small bribe. In some cities, such petty
honest sometimes tolerate corruption. They keep silent about bribery is so customary that drivers fold money, along with their
it and act as if not to know what other officers are doing driver’s license, in a plastic container before passing it to the
because they have to work with and depend on them for officer. The officer can remove the money without alerting
backup. If cross-examined by an investigator from the internal passers-by that he or she is taking a bribe . In the same way,
affairs unit, they may go far to avoid telling the truth. The the professional crim8nal, when arrested, may seek to avoid
premise of not snitching, or informing, on fellow officers is well- prosecution by making a payoff to the arresting officer.
known. Once, caught, the corrupt officer has much the same
attitude, refusing to incriminate other officers, not only from fear • 4. Taking kickbacks and similar rewards- An officer who is
but also from loyalty. To some officers, the most serious used to accepting small rewards may become greedier over
accusation that can be cast upon another officer is that he or time. Setting-up “ relationship” with businesses can provide
she violated the code of silence and provided information to additional opportunities for income. Officers who refer
internal affairs investigation. customers to these businesses can collect a “kickback”. A
kickback refers to money or something of value given to the
• Supervisors & Police Corruption officer by a “business” in exchange for consideration. Working”
relationship” are often created between police officers and
• Occasionally police corruption is ignored by supervisors those who provided services in times of crisis (undertakers,
and internal affairs investigation is ignored – not so much to bondsmen, criminal lawyers, tow truck drivers, and doctors).
avoid punishing wrongdoers, but because it makes the With an inexperienced person, the officer may approach him or
department “look bad”. Do you think police corruption should her as a helpful friend.
be ignored for the sake of avoiding shame to the agency;
perhaps personal embarrassment to honest officers, who will 5. Opportunistic theft- Another form of corruption may be
suffer being associated with corrupt police in the minds of the characterized as a opportunistic theft. This is a theft that arises
public, their colleagues, and families? naturally out of the performance of an officer's routine duties.
An officer is called upon to assist a drunk or injured citizens
• “Bad cops” – Loyalty is an important component of a unified and holds onto the individual’s personal items during the
police agency, but it does not include the “bad cop” who thinks incident. The officer may remove cash or other valuables,
other officers will not speak Up about his or her corruption. thinking that the person will not remember what happened.
Corrupt and depraved police officers do not care about law Another example would be an officer who is investigating the
enforcement, the people they are sworn to protect, or fellow scene of a burglary and finds money in a drawer. The officer
officers. They only care about themselves. It is imperative to lists the money as stolen and pockets it.
think about what and who would be protected if one were to
keep silent as another officer stole or committed perjury. In a • 6. Taking bribes from other officers- Another significant form
profession sworn, intimidate, deceive, steal, or otherwise of corruption is that which occurs among officers. Some
take advantage of others, should be separated from examples are street officers who pay inside officers to fabricate
service and filed with the corresponding appropriate charges. attendance records, influences vacations and day off, and
If one is going to be a police officer and be good at the job, he report them as being on duty when they are not. Internal
or she must have the audacity and courage to stand up for payoffs provide a way in which police on the street carve up
what is right in all situation. illegal gains with those working inside, who have fewer
opportunities for corruption. It is safe to take a broad view that
• Forms of Police Corruption wherevwr there is widespread corruption between police and
citizens, there are likely to be payoffs among police officers as
• The term police corruption is often used in allusion to all
well.
kinds wrong police conduct, including brutality or excessive use
of force, racial discrimination, and perjury. Corruption includes The Damage Done by Corruption
a wide range of misconduct. It can be the acceptance of large
payoffs from gamblers and drug dealers in return from granting • Facilitation of crime- When police protect gamblers or during
them exemption from arrest. It can also be receiving of dealers, they are allowing gambling and drug dealing to
common, small “gifts” such as bottles of liquor or small sums of continue unchecked, which damages the quality of lives of the
money in return for performing some minor favor, such as citizens. They also make possible the violence and criminality
permitting illegal parking. that characteristically attend the gambling rackets and drug
trade. Officers use their working hours seeking the next payoffs
• The following defines and details the characteristics of the and reduce the overall effectiveness of the department.
major categories of corruption engaged in by police.
• 2. Erosion of public confidence- Police corruption weakens
• Negotiable graft- refers to mutual bargaining behavior public confidence in the police . It promotes an restlessness
engaged in between officers and criminals. The police officers and agitation in the community. Police officers are most
who arrest a drug dealer may bargain a payoff or extort money successful when the public believes they are on the job and
from him or her. Police may be susceptible to proposals from can be depended upon. When dishonesty is exposed or is
vice and drug dealers l, not only because of the money to be believed to exist, the public feels both betrayed and vulnerable
made, but also as a consequences of public apathy towards and support for the police erodes.
enfacement.
• 3. Interference with departmental efficiency and
• 2. Extortion- refers to the practice of solicitation of money or effectiveness- Some police officials do not think that
favors from officers in return for ignoring violation of laws. corruption get in the way with sound management of the
Increase on negotiable graft becomes direct extortion, a department, especially when the corruption is confined to vice
practice engaged in by a small percentage of police. control and enforcement. They bicker that patterns of
“Victimless crimes” such as gambling and prostitution are often corruption will not prevent the chief from implementing
preferred targets of the extortionist. Those involve will often pay whatever organizational changes or experiments he or she
money of offer business services to officer in return for
feels are necessary. Still, research suggest that this is wishful Governmental and societal corruption can spill over into law
or self-serving thinking. Corrupt police organizations are also enforcement.
organizationally unyielding and inflexible. This rigidly limits b. Development of distrust by police officers- Operating in this
improvement and prevents the promotion of officials who are larger environment, it is not surprising that police can become
not bound to the status quo. Corrupt police officers attempt to skeptical and cynical about their work. When they encounter
undermine organizations or changes of assignment that citizens who are willing to pay them to overlook the law, ( the
threaten to restrain their profit-making enterprises. citizen who wants to avoid a traffic ticket, the entrepreneur who
wants to get the jump on competitors, the
• 2. Erosion of public confidence- Police corruption weakens criminal who wants to be free to carry on an iplegal operation)
public confidence in the police . It promotes an restlessness some officers come to see themselves as operating in a world
and agitation in the community. Police officers are most of corruption.
successful when the public believes they are on the job and
can be depended upon. When dishonesty is exposed or is c. Hesitation of the police chief- Some police chiefs are
believed to exist, the public feels both betrayed and vulnerable reluctant to deal with corruption. If, not honest police chief have
and support for the police erodes. gone to unusual lengths in efforts to shield the crooks and
incompetents within the ranks from exposure. One reason for
• 3. Interference with departmental efficiency and this attitude is the fear that once corruption is exposed, the
effectiveness- Some police officials do not think that public will overstate its scope, thereby damaging the chief’s
corruption get in the way with sound management of the and the police department’s reputation. The police chief who
department, especially when the corruption is confined to vice accepts the view that corruption is here to stay is improbable to
control and enforcement. They bicker that patterns of give much thought to how to combat it internally.
corruption will not prevent the chief from implementing
whatever organizational changes or experiments he or she d. Lack of support from prosecutors and courts.- Another
feels are necessary. Still, research suggest that this is wishful obstruction- or perceived barrier- to integrity is the operation of
or self-serving thinking. Corrupt police organizations are also the criminal justice system as a whole. The administration of
organizationally unyielding and inflexible. This rigidly limits criminal justice is divided among several pillars and the police
improvement and prevents the promotion of officials who are represent only one component of the system. This division of
not bound to the status quo. Corrupt police officers attempt to labor is a source of misunderstanding and mutual resentment.
undermine organizations or changes of assignment that The police see their good faith efforts to enforce the law
threaten to restrain their profit-making enterprises. dismiss cases or reduce charges without perceptible reason or
adequate jurisdiction. Likewise, judges sometimes dismiss
• 4. No control of misconduct of subordinates by cases for reasons that the police consider “technicalities” and a
supervisors- Problems are complicated when supervisory fixation With petty details. When police officers infer that
personnel are crooked and dishonest. A supervisor who ask for prosecutors and judges are corrupt, the feeling may grow into a
or accepts bribes cannot or will not control misconduct by self-serving justification for an officer’s own misconduct.

• commissioned officers and senior non-commissioned officers • The key elements for a corrupt behavior are:
get the bulk of the graft, patrol officers learn thatas long as they
do not question matters, they need not worry about discipline >Conduct prohibited by law and regulations;
and can take their proper duties lightly. Without effective >Involving misuse of position or duty; and
supervision, officers are likely to react more slowly to calls for >Resulting in reward or personal gain on the part of the
assistance, avoid assigned duties, sleep on the job, look for public servant.
ways to earn extra money, and perform poorly in situation
requiring discipline and organization. • The “slippery slope” is a part of the corruption continuum,
wherein an honest police officers turns bad due to repeatedly
Impairment of departmental morale accepting free meals, free fare and similar insignificant acts of
small indiscretion which leads to serious misbehavior and
1. Psychological price for officers- When the public believes finally corruption.
that corruption is presented and prevalent within the police
department, the honest officers pay a heavy psychological • “White Knights” or “Eagles” refers to policemen with integrity
price. Individual officers may have To go about their business and honest straightforward. Mostly idealistic they rise above
knowing that many citizens consider them hoodlums in uniform. corruption and confront it.

2. Demotivation- Because corruption is a first cousin to • Corrupt police officers are classified as:
favoritism and nepotism, many officers in departments where
corruption has long existed will probably be persuaded that the >Meat eaters- “Carnivorous cops” who actively and
department is not fairly run. Honest administrators may find it aggressively seek personal gain through position or power.
complicated to motivate or supervise officers who lack such
pride. >Grass eaters- “Vegetarian Cops” refers to police officers
who passively accept gifts and bribes as they come along.
3. 3. Imposition of new rules and regulations- In addition,
when a scandal is uncovered, the police department may  Straight Shooters refer to honest policemen who
respond by imposing new rules and regulations, as if the are ready to cover and conceal corrupt practices of
absence of prohibitions were what caused officers to become the police department as part of camaraderie and the
corrupt in the first place. These new rules will justifiably arouse unwritten code of silence.
disbelief and doubt among the rank and file. If corruption
continues, and anti-corruption rules build up in an effort to  Rogues commonly called “hoodlums in uniforms”
cover every imaginable situation. Importance upon negative or “ scalawags” are policemen who possess all the
guidance creates an atmosphere of distrust that is deviant behavior of a corrupt cop.
uncomforting to honest and well-intentioned officers.
 Organization breakdown that may result to individual and
Condition That Breed Corruption collect acts of police corruption:

1. Lenient Community Standards >Double standards within the police organization which
decreases moral accountability as 0rofessional responsibility
a. Corruption is a product of the community as a whole. It is increases.
true that police corruption arises in a framework of shared >Ineffective or little discipline of erring police officers.
values and expectations. To a considerable degree, police >Ignorance of the nature and effects of the goal of the police
behavior simply reflects the ethics of the larger community in service which is crime prevention, detection of crimes,
which the police carry out their duties. No police department apprehension of criminal offenders, maintenance of peace and
can continue an island of integrity in a sea of corruption. order and enforcement of laws.
• To maintain police integrity, police organization must hire manager and supervisor responsible for the misconduct of his
selectively, create an anti-corruption environment and ensure or her subordinates, can a department with serious corruption
that all members understand the importance of integrity in be reformed.
policing.
Accountability in investigative units-. Accountability
has been found to be found to be particularly lacking in
investigative units, while at the same time, detective work is
particularly rich

The Supervisor’s ethical responsibilities in fighting


corruption:
in opportunities for corruption. Supervision is light and
1. Role Model- With leadership comes supplementary ethical
most supervisors have a propensity to work alongside
responsibilities. Supervisors must be leaders and role model
subordinates
who improve and form their employees' sense of ethics. The
as opposed to over them. The occupation, which is ripe for
law enforcement agency must support the police supervisor in
corruptive influences.
these endeavor and provide procedures which helps the
• Action of the leader-. Some wrongdoing will elud3 even the
identified, sanctioned and rooted out of the police organization.
most competent supervisor. Answerability can be strengthened
2. 2. Encouragement of loyalty- Supervisors are in charge of through adjustments to minimize the span of control of
encouraging teamwork, loyalty and comradeship within his/her supervisors. This span of control should allow for close
jurisdiction evaluations and monitoring of every subordinate by his/her
supervisor.
3. They must also take timely and fitting measures to work 5. Improving the use of discretion-. Increased accountability
against unethical conduct or bad attitudes. The best approach should lead to the improved use of discretion or use or
for supervisors to develop dedication and loyalty is to be worthy personal judgement by the officer, especially in the decision to
of respect. When a senior/police officer has a positive attitude, arrest. The arrest resolution can be a difficult one. Following
his or her subordinates tend to think the same way. On the the formal rules may be neither just, customary, nor
other hand, a negative and skeptical police supervisor will appropriate.
almost always have unenthusiastic and pessimistic • Clear explanation of discretion-. When departmental policy
subordinates. and guidelines covering the use of discretion are unclear or
nonexistent, supervisors cannot hold their subordinates
Combating Corruption and Fostering Integrity accountable. Discretion must be clear in orders and in policy,
as well as taught in scenario-based, decision-making training at
Responsibility for combating police corruption ultimately both the entry and in-service levels.
falls on the police chief and his or her supervisors. Measures • Study of evaluative procedures-. Agencies need to regularly
by which corruption can be combated are as follows: review their evaluative standards for performance indicators in
the vice and narcotics arena, and should move away from the
1. Speaking Out- Every police supervisor and manager, from the
quantity of arrests towards the quality of arrests and
police chief to the first-line supervisors, must make it clear to all
subsequent reductions in the incidence of the crime. This is
police personnel in his/her jurisdiction and direct command that
beacaus3, in filling quotas, police officers find numerous
corruption will not be tolerated and that the only “honest
opportunities to obtain under duress payoffs from criminals.
money” is the paycheck. In formulating this idea, supervisor
• Promoting integrity through training
must take care not to attack all personnel. An anti- corruption
• Public Safety Basic Recruit training programs-. Over the
program should not cause offense those who have maintained
years, nearly every major police department has devotee a
ethical standards. Statements condemning corrupt officers
significant chunk of instruction in the recruit training program to
should offer reassurance and solace to the honest and
ethics training. Recruits are educated on the temptations that
dedicated ones, as well as admonition and counsel to
exist in the real world and provided with ways of avoiding these
dishonest officers who are still redeemable. Most important,
pitfalls. Trough a combination of lecture and discussion the
officers will not respond positively unless the police chief and
recruits gain knowledge of the string attached to accepting
his/her managers mean what they say.
“free” meals, discounts, and other “job benefits” from the
2. Internal Audience-. To be convincing, the chief and his or her
managers and supervisors must st an example to the officers in
the department. They should not receive gifts, accept citizens they serve.
discounts, or dine at fancy restaurants free of charge. They
• Results of poor training, or inadequate training-. Recruits
should not fix tickets for friends or family or accept free
without proper training can be drawn into the prevailing web of
admission to sporting or entertainment events. Over time, the
corruption so quickly and unassumingly that they are involved
chief’s and supervisor’s examples will have some bearing on
before they know it. For this reason, training must give
his/her subordinates.
emphasis to more that legal obligations and department values.
3. External Audience- A second audience for the chief and This training should provide the recruit with genuine contact to
supervisors is the public. Here the message is that those who what he/sheay encounter in the field and techniques to ward off
put forward bribes as well as those who accept them are guilty such hazards, as well as enumerating the punishments meted
of a crime and subject to arrest. This point, if made repetitively out to the officer who chooses to violate standards.
and continually in talks to businesses, civic organizations, and • In-service training programs-. In-service training classes are
news conferences or other media appearances, and if backed customarily conducted by police departments in order to help
up by disciplinary measures, will have a positive effect. strengthen and underline initial entry-level ethics training
received by the officers. Here, round table discussions often
4. Internal Action- Fixing the problem- Corruption is a failure of smooth the progress of the training and the officers share
management, leadership, command, organization and policy. stories about personal temptations and field experiences. By
The focus should be on fixing it, not on who is to blame. To be addressing these concerns on a frequent and open basis,
effective, a wide-ranging segment of areas that are breeding departments demonstrate that they are pro-active in efforts to
grounds for corruption need to be fixed. In some cases, combat unethical behavior. By ignoring this important topic,
revamping of the entire agency is needed. Well- articulated officers could wrongly draw the conclusion that the department
values and expected behaviors, coupled with realistic
circumstances to deacribe this behavior in detail, are the key,
but these must be articulated by the chief and reinforcement by condones criminality, or simply doesn’t care.
all of his or her managers.
• Agency policy manuals-. The police agency’s policy manual
Accountability-. Holding people answerable for their must clearly contain policy and associated guidelines that
actions is necessary. Only when the chief makes every uphold ethical behavior among all department members. Strict
but reasonable rules of conduct must be established in the > Misconduct or Malfeasance-. The doing, either though
policy manual, along with penalties for any violations. These ignorance, in attention or malice, of what which the officer had
sanctions should include some of the severe penalties, such as no legal right to do at all, as where he acts without any
reprimand, confinement to limits, suspension, relieve from authority whatsoever or exceeds, ignores or abuse his power.
assignment, demotion up to dismissal from the police service. Misconduct generally means wrongful improper, or lawful
conduct, motivated by premeditated, obstinate, or intentional
Provisions of the revised penal code applicable to law purpose. It usually refers to transgression or se established
enforcement personnel: and definite rule of action, where no discretion is left except
Who are public officers? Under Art. 203 public officers refers what necessity may demand: it does not necessarily imply
to any person who, by direct provision of the law, popular corruption or criminal intention but implies wrongful intention
election or appointment by contempt authority, shall take part in and not mere error or judgement.
the performance of public functions in the Government of the  Incompetency-. Refers to the manifest lack of adequate
Philippine Islands, of shall perform in said Government or in ability and fitness for the satisfactory performance, of police
any of its branches public duties as an employee, agent or duties. This has reference to any physical, moral or intellectual
subordinate official, of any rank or class, shall be deemed to be quality the lack of which substantially incapacitates one to
a public officer. perform the duties of a peace officer. When the offense is
committed by reason of manifest lack of adequate ability and
Are police officers considered as persons in authority? fitness, the erring member shall be guilty of Gross
Under Art. 152 of the revised penal code a persons in authority Incompetency.
is any person directly vested with jurisdiction, whether as an  Oppression-. Refers to the act of importing an act of cruelty,
individual or as a member of some court or governmental severity, unlawful extraction, domination or excessive use
corporation, board, or commission. A barrio captain and a of authority. The exercise of the unlawful powers or other
barangay chairman shall also be deemed a person in authority. means, in depriving an individual of his liberty to property
• Under this provision police officers are merely agents of against his will is generally an act of oppression.
person in authority who, by directly provision of law or by  Dishonesty-. The concealment or distortion of the truth in a
election or by appointment by competent authority, is charged matter or act relevant to one’s office or connected with the
with the maintenance of public order and the protection and performance of duties.
security of life and property, such as a barrio councilman,  Disloyalty-. The government consists of abandonment or
barrio policeman and barangay leader and any person who renunciation of one’s loyalty to the government of the
comes to the aid of persons in authority. Philippines or advocating the overthrow of the government.
Maximum penalty of dismissal from the service is imposed.
 Violation of law-. Pre supposes conviction in court of any
In relation to their multi-various duties and responsibilities
crime or offense penalized under the Revised Penal Code or
to society the following offenses may be committed by our
any special law or ordinances which are criminal in nature.
law enforcement personnel in relation to the performance
>Simple Neglect of duty-. A light offense and incurred by any
of their duties:
PNP member who shall:
CRIMES AGAINS THE FUNDAMENTAL LAWS OF THE
• Fail to supervise, inspect and control subordinates directly
STATE
under his command to their punctuality, attendance, prescribed
Article 124. Arbitrary Detention
attire proper use and maintenance of equipment, preparation
Article 125. Delay in the Delivery of Detained Persons to the
and submission of reports, efficient performances filthier duties
Proper Judicial Authorities
and responsibilities, and the observance of good order,
Article 126. Delaying Release
conduct, behavior and discipline;
Article 127. Expulsion
• Fail to take corrective action by way or warning, advise,
Article 128. Violation of Domicile
admonition or suggestion to a subordinate is committing or has
Article 129. Search Warrants Maliciously Obtained, and Abuse
already committed a dereliction, irregularity or violation of
in the Service of Those Legally Obtained
department rules and regulations;
Article 130. Searching Domicile without Witnesses
• Fail to disseminate any order, directive or instruction;
Article 131. Prohibition, Interruption, and Dissolution of
• Fail to coordinate or cooperate with other law enforcement
Peaceful Meetings
agencies and their personnel;
Article 132. Interruption of Religious Worship
• Fail to order or cause the investigation of a subordinate
Article 210. Direct Bribery
reported to him as absent without leave;
Article 211. Indirect Bribery
• Absent himself from office without having filed the necessary
Article 223. Conniving with or Consenting to Evasion
application for leave, either prior to the enjoyment of the leave
Article 224. Evasion through Negligence
or immediately thereafter
Article 226. Removal, Concealment, or Destruction of
• Fail to refuse or give his name and badge number when
Documents Elements
properly requested;
Article 227. Officer Breaking Seal
• Fail to report for duty in prescribed uniform with badge
Article 228. Opening of Closed Documents
identification card, servise firearm and other required
Article 229. Revelation of Secrets by An Officer
equipment, except those not required to wear the prescribed
Article 230. Public Officer Revealing Secrets of Private
uniform by reason of exigency of the service;
individual
• Fail to keep an official appointment with a complainant,
Article 231. Open Disobedience
imformer or crime witnesses without lawful justification;
Article 232. Disobedience to Order of Superior Officer When
• Fail to submit a written report to his commanding officer
Said Order Was Suspended by Inferior Officer
immediately or within a reasonable time after accidental firing
Article 233. Refusal of Assistance
of his firearm, as time and circumstances would permit;
Article 235. Maltreatment of Prisoners
• Fail to take custody of government issued property from a
Article 237. Prolonging Performance of Duties and Powers
member of his command who is suspended, separated, retired
Article 238. Abandonment of Office or Position
or dead;
Article 245. Abuses against Chastity
• Fail to respond to or expedite action without sufficient
justification on a complaint brought to the attention of the
• Administrative offenses for which a PNP member may be
department in person, by telephone or letter;
charged are as follows:
• Fail to conduct within a reasonable period, proper, thorough
>Neglect of duty-. Also known as non-feasance refers to the
and complete investigation conducted by him;
omission or refusal, without sufficient excuse, to perform an
• Fail to thoroughly search for, collects, preserves and identify
act or duty, which it was the peace officer’s legal obligation to
evidence in any arrest or investigation conducted by him;
perform; it implies a duty as well as it’s breach and the fact can
• Fail to take proper custody, record, tag and identify property
never be found in the absence of a duty.
entrusted to him as evidence;
>Irregularity in the Performance of duty-. The improper
• Be delayed unnecessarily in attending to or in performing a
performance of some act, which might be lawfully done. Also
duty;
termed as misfeasance.
• Appear and testify in court, prosecutor’s office, PLEB, RAB, subordinates under his command who has committed a serious
NAB or any other quasi-judicial body while not in proper dereliction, violation or irregularities;
uniform, except those duly exempted therefrom; • Fail to comply with any lawful order or instruction of a
• Fail to report to his commanding or superior officer his inability commanding officer or the Chief of Police;
or incapacity to report for duty, attend a conference, general • Fail without justifiable reason, to appear and testify in court or
imspection or participate in an operation; in the prosecutor’s office or before the PLEB, RAB, NAB which
• Fail to inform his superior as to the result of action taken on a duly modified or subpoena;
call or dispatch; • Fail to communicate to the COP, through channels
• Fail to report to his commanding or superior officer a any valuable information that will lead to the apprehension of
hazardous condition or dangerous situation; wanted person or furnish clues for the solution of a case, or for
• Fail to prepare and submit properly written reports within the the recovery of stolen property;
prescribed period of time, if required by standing regulations; • Fail to report immediately to his commanding or superior officer
and or to the COP the injury, illness, death or escape of a prisoner
• Fail to perform any other act analogous to the foregoing. who is under his custody;
 Simple Irregularity-. In the performance of duty is incurred by • Fail to issue a Traffic Citation Ticket or Temporary Operation
any member of the PNP who shall: Permit to an offending driver whose license is already
• Be found or have the odor or smell of alcohol on his breath
while on duty or possess alcoholic beverages on hi person, confiscated;
police vehicle, post or office; • Fail to return in the used TCT or TOP together with confiscated
• Drive a mark police vehicle while not in prescribed uniform driver’s license at the end of his tour of duty with in 24 hrs or
except those who are not required to do so by reason of the fail to account for the TCT’s or TOP’s issued by him;
exigency of the service; • Fait to report as a peace officer to any incident, condition or
• Use siren or red blinker light while not responding to an occurrences witnessed by or reported to him which calls for
emergency or not in hot pursuit of a fleeing criminal or law immediate police action;
violator; • Fail to property patrol his beat, sector, post or to leave or
• Malingering, loaf or consort with others while on duty or abandon the same without being properly relieve fail to take
arrange with another member to take his place during his tour appropriate action concerning vice conditions in his beat and
of duty, without prior approval of his superior; give written report of the same to his supervisor.
• Allow unauthorized members of the police force to drive • Fail report to his commanding officer with in a reasonable
marked or unmarked police vehicle; period, injury inflicted by him to a person or animal, damage or
• Interferes or abstract the work of other members or change the losses of government property while on or off duty.
assignment or tour of duty of subordinates not belonging to his
command, and POLICE ETHICS AND DECISION MAKING
• Commit any other act analogous to the foregoing. • The Critical Thinking Test asks a series of “yes” or “no”
>Slight or simple misconduct is a light offenses incurred by questions to determine whether or not an
any member of the PNP who shall: • officer should proceed with an action.
• Fail to salute officials, dignitaries, superior officers and other • These questions ask:
officials entitled thereto or the national colors during the playing – Is my action legal?
of the national anthem; – Will the end result be good?
• Fight, threaten or quarrel with any member of the police force – Will it work?
that when the member being challenged or threatened is one – Is there a better, less harmful way to achieve the
higher, the charge shall be that of Grave Misconduct; same goal?
• Read newspapers, books or periodicals while in uniform and on – Will my decision undermine or contradict another
street duty; equally important principle?
• Be untidy or uncouth in his personal appearance and behave in – Even if the end result is good, do the means violate
an ungentlemanly or undignified manner; an ethical principle?
• Fail to recognize and justify any just debt; – Can my decision be justified if it is made public?
• Engage in any remunerative or gainful occupation or activity
during off duty hours without approval of property authority; • The Media Test
• Solicit attorneys, bondsmen or guarantors for arrested or • A similar but simpler tool, the media test requires an officer to
confined persons; answer one simple question:
• Fail to be at home or to be at the place of confinement without • “How would I feel if my decision made the front page
legitimate reason after having been reported sick or suffering tomorrow?” This reminds officers that all too often, perception
injuries; becomes a reality and that, it may not be enough just to be
• Use rude or insulting language or exhibit similar rudeness in able to justify our actions if they cause the public to question
conduct to the public; police practices and tactics seriously.
• Fail to report the record with the Complaint or Desk Officer a
case prior to its investigation; • The Gut Test
• Allow or tolerate idlers, fixers and persons of questionable • Perhaps the simplest test of all is the gut test. The gut test
character to stay or loiter in his office, post or place of essentially relies on instinct and the belief that, deep down all
assignment without legitimate reason or purpose; officers can intuit the right decision. Essentially, the gut test
• Fail to maintain cleanliness and orderliness in his office, relies on the principle that if it feels wrong, it probably is wrong.
premises, post, or surrounding; This is not to be confused with the difference between feeling
• Use official forms, letterheads, seal and stamps privately or in good and bad, but between right and wrong.
violation of protocol; Provided, that when they used for
committing fraud, the charge shall be Grave Misconduct; and Ethics in Government Service
• Commit any other acts analogous to the foregoing.
>Less Grave Neglect of Duty-. Is incurred by any member of • High Standard of Ethics in Public Service is a State Policy
the PNP who shall:
• Fail to execute lawful orders from higher authority or tolerate • "It is the policy of the state to promote a high standard of ethics
any subordinate to ignore or ridicule any order, rule or in public service. Public officials and employees shall at all
regulation; times be accountable to the people and shall discharge their
• Fail to make immediate correction to take appropriate action duties with utmost responsibility, integrity, competence and
when a dereliction, irregularity or violation of law or duty is loyalty, act with patriotism and justice, lead modest lives, and
being committed or has been committed in his presence by a uphold public interest over personal interest."
subordinate under his command, or fail to report the same to
• Section 2, RA 6713
his commanding officer within twenty four (24) hours;
• Fail to prepare disciplinary or administrative complaint or take • High standard of ethics in public service is a state policy.
such other disciplinary action as may be necessary against
• Government people are not accountable solely to their family or relative as defined in this Act, even on the occasion of
superiors but to the public in general. a family celebration or national festivity like Christmas, if the
value of the gift is neither nominal nor insignificant, or the gift is
• All government people in the performance of their duties must given in anticipation of, or in exchange for, a favor.
at all times be:
• (e) "Loan" covers both simple loan and commodatum as well
• a) Responsible; as guarantees, financing arrangements or accommodations
• b) Competent; intended to ensure its approval.
• c) Loyal;
• d) Patriot; • (f) "Substantial stockholder" means any person who owns,
• f) Live modestly; directly or indirectly, shares of stock sufficient to elect a director
• e) Just; of a corporation. This term shall also apply to the parties to a
• g) Putting his personal interest behind public interest voting trust.

• Public office is a Public Trust (1987 Constitution) • (g) "Family of public officials or employees" means their
• Public officers and employees must at all times be accountable spouses and unmarried children under eighteen (18) years of
• to the people, serve them with utmost responsibility, integrity, age.
loyalty, and efficiency, act with patriotism and justice, and lead
modest life. • (h) "Person" includes natural and juridical persons unless the
• It is no less than the fundamental law of the land that context indicates otherwise.
enunciated the concept of "public office is a public trust".

• As expressed by Justice Malcolm when he penned a decision,


• (i) "Conflict of interest" arises when a public official or employee
the basic idea of government in the Philippines "is that a
is a member of a board, an officer, or a substantial stockholder
representative government, the officers being mere agents and
of a private corporation or owner or has a substantial interest in
not rulers of the people, one where no one man or set of men
a business, and the interest of such corporation or business, or
has a proprietary or contractual right to an office, but where
his rights or duties therein, may be opposed to or affected by
every officer accepts office pursuant to the provisions of law
the faithful performance of official duty.
and holds the office as a trust for the people whom he
represents. • (j) "Divestment" is the transfer of title or disposal of interest in
property by voluntarily, completely and actually depriving or
Allegiance to State and to the Constitution
dispossessing oneself of his right or title to it in favor of a
• Public officers and employees owe the State and Constitution
person or persons other than his spouse and relatives as
allegiance at all times, and any public officer or employee who
defined in this Act.
seeks to change his citizenship or acquire the status of an
immigrant of another country during his tenure shall be dealt • (k) "Relatives" refers to any and all persons related to a public
with by law. official or employee within the fourth civil degree of
consanguinity or affinity, including bilas, inso and balae.
Who are those persons covered by RA 6713?
• The law covers all officials and employees in the government, • Section 4 RA 6713 Norms of Conduct of Public Officials
elective and appointive, permanent or temporary, whether in and Employees.
the career or non career service, including military and police
personnel, whether or not they receive compensation, • (a) Commitment to public interest. - Public officials and
regardless of amount. employees shall always uphold the public interest over and
above personal interest. All government resources and powers
of their respective offices must be employed and used
efficiently, effectively, honestly and economically, particularly to
avoid wastage in public funds and revenues.
• RA 6713
• (b) Professionalism. - Public officials and employees shall
perform and discharge their duties with the highest degree of
• AN ACT ESTABLISHING A CODE OF CONDUCT AND excellence, professionalism, intelligence and skill. They shall
ETHICAL STANDARDS FOR PUBLIC OFFICIALS AND enter public service with utmost devotion and dedication to
EMPLOYEES, TO UPHOLD THE TIME-HONORED duty. They shall endeavor to discourage wrong perceptions of
PRINCIPLE OF PUBLIC OFFICE BEING A PUBLIC TRUST, their roles as dispensers or peddlers of undue patronage.
GRANTING INCENTIVES AND REWARDS FOR
EXEMPLARY SERVICE, ENUMERATING PROHIBITED • (c) Justness and sincerity. - Public officials and employees
ACTS AND TRANSACTIONS AND PROVIDING PENALTIES shall remain true to the people at all times. They must act with
FOR VIOLATIONS THEREOF AND FOR OTHER PURPOSES justness and sincerity and shall not discriminate against
anyone, especially the poor and the underprivileged. They shall
• Section 3 RA 6713 (a) "Government" includes the National at all times respect the rights of others, and shall refrain from
Government, the local governments, and all other doing acts contrary to law, good morals, good customs, public
instrumentalities, agencies or branches of the Republic of the policy, public order, public safety and public interest. They shall
Philippines including government-owned or controlled not dispense or extend undue favors on account of their office
corporations, and their subsidiaries.lawphi1.net to their relatives whether by consanguinity or affinity except
with respect to appointments of such relatives to positions
• (b) "Public Officials" includes elective and appointive officials considered strictly confidential or as members of their personal
and employees, permanent or temporary, whether in the career staff whose terms are coterminous with theirs.
or non-career service, including military and police personnel,
whether or not they receive compensation, regardless of • (d) Political neutrality. - Public officials and employees shall
amount. provide service to everyone without unfair discrimination and
regardless of party affiliation or preference.
• (c) "Gift" refers to a thing or a right to dispose of gratuitously, or
any act or liberality, in favor of another who accepts it, and • (e) Responsiveness to the public. - Public officials and
shall include a simulated sale or an ostensibly onerous employees shall extend prompt, courteous, and adequate
disposition thereof. It shall not include an unsolicited gift of service to the public. Unless otherwise provided by law or when
nominal or insignificant value not given in anticipation of, or in required by the public interest, public officials and employees
shall provide information of their policies and procedures in
exchange for, a favor from a public official or employee. d) clear and understandable language, ensure openness of
information, public consultations and hearings whenever
"Receiving any gift" includes the act of accepting directly or appropriate, encourage suggestions, simplify and systematize
indirectly, a gift from a person other than a member of his
policy, rules and procedures, avoid red tape and develop an – (3) Recommend any person to any position in a
understanding and appreciation of the socio-economic private enterprise which has a regular or pending
conditions prevailing in the country, especially in the depressed official transaction with their office.
rural and urban areas.
• Prohibited Acts and Transactions
• (f) Nationalism and patriotism. - Public officials and employees
shall at all times be loyal to the Republic and to the Filipino • These prohibitions shall continue to apply for a period of one
people, promote the use of locally produced goods, resources (1) year after resignation, retirement, or separation from public
and technology and encourage appreciation and pride of office, except in the case of subparagraph (b) (2) above, but
country and people. They shall endeavor to maintain and the professional concerned cannot practice his profession in
defend Philippine sovereignty against foreign intrusion. connection with any matter before the office he used to be with,
in which case the one-year prohibition shall likewise apply.
• (g) Commitment to democracy. - Public officials and employees
shall commit themselves to the democratic way of life and • (c) Disclosure and/or misuse of confidential information. -
values, maintain the principle of public accountability, and Public officials and employees shall not use or divulge,
manifest by deeds the supremacy of civilian authority over the confidential or classified information officially known to them by
military. They shall at all times uphold the Constitution and put reason of their office and not made available to the public,
loyalty to country above loyalty to persons or party. either:

• (h) Simple living. - Public officials and employees and their • (1) To further their private interests, or give undue advantage to
families shall lead modest lives appropriate to their positions anyone; or
and income. They shall not indulge in extravagant or
ostentatious display of wealth in any form. • (2) To prejudice the public interest.

• Section 5 RA 6713 • (d) Solicitation or acceptance of gifts. - Public officials and


Duties of Public Officials and Employees employees shall not solicit or accept, directly or indirectly, any
• (a) Act promptly on letters and requests. - All public officials gift, gratuity, favor, entertainment, loan or anything of monetary
and employees shall, within fifteen (15) working days from
value from any person in the course of their official duties or in
receipt thereof, respond to letters, telegrams or other means of
connection with any operation being regulated by, or any
communications sent by the public. The reply must contain the
transaction which may be affected by the functions of their
action taken on the request.
office
(b) Submit annual performance reports. - All heads or other
• As to gifts or grants from foreign governments, the Congress
responsible officers of offices and agencies of the government
consents to:
and of government-owned or controlled corporations shall,
within forty-five (45) working days from the end of the year, • (i) The acceptance and retention by a public official or
render a performance report of the agency or office or employee of a gift of nominal value tendered and received as a
corporation concerned. Such report shall be open and available souvenir or mark of courtesy;
to the public within regular office hours.
• (ii) The acceptance by a public official or employee of a gift in
• (c) Process documents and papers expeditiously. - All official the nature of a scholarship or fellowship grant or medical
papers and documents must be processed and completed treatment; or
within a reasonable time from the preparation thereof and must
contain, as far as practicable, not more than three (3) • (iii) The acceptance by a public official or employee of travel
signatories therein. In the absence of duly authorized grants or expenses for travel taking place entirely outside the
signatories, the official next-in-rank or officer in charge shall Philippine (such as allowances, transportation, food, and
sign for and in their behalf. lodging) of more than nominal value if such acceptance is
appropriate or consistent with the interests of the Philippines,
• (d) Act immediately on the public's personal transactions. - All and permitted by the head of office, branch or agency to which
public officials and employees must attend to anyone who he belongs.
wants to avail himself of the services of their offices and must,
at all times, act promptly and expeditiously. – The Ombudsman shall prescribe such regulations as
may be necessary to carry out the purpose of this
• (e) Make documents accessible to the public. - All public subsection, including pertinent reporting and
documents must be made accessible to, and readily available disclosure requirements.
for inspection by, the public within reasonable working hours.
• Section 8 RA 6713 Statements and Disclosure - Public
Section 7 RA 6713 officials and employees have an obligation to accomplish and
submit declarations under oath of, and the public has the right
• Prohibited Acts and Transactions
to know, their assets, liabilities, net worth and financial and
• (a) Financial and material interest. - Public officials and business interests including those of their spouses and of
employees shall not, directly or indirectly, have any financial or unmarried children under eighteen (18) years of age living in
material interest in any transaction requiring the approval of their households.
their office.
• Statements and Disclosure –
• (b) Outside employment and other activities related thereto. -
• A) Statements of Assets and Liabilities and Financial
Public officials and employees during their incumbency shall
Disclosure. - All public officials and employees, except those
not:
who serve in an honorary capacity, laborers and casual or
– (1) Own, control, manage or accept employment as temporary workers, shall file under oath their Statement of
officer, employee, consultant, counsel, broker, agent, Assets, Liabilities and Net Worth and a Disclosure of Business
trustee or nominee in any private enterprise Interests and Financial Connections and those of their spouses
regulated, supervised or licensed by their office and unmarried children under eighteen (18) years of age living
unless expressly allowed by law; in their households.

– (2) Engage in the private practice of their profession • Statements and Disclosure –
unless authorized by the Constitution or law,
• The two documents shall contain information on the following:
provided, that such practice will not conflict or tend to
conflict with their official functions; or • (a) real property, its improvements, acquisition costs, assessed
value and current fair market value;
• (b) personal property and acquisition cost; statement. After such period, the statement may be destroyed
unless needed in an ongoing investigation.
• (c) all other assets such as investments, cash on hand or in
banks, stocks, bonds, and the like; • Statements and Disclosure –

• (d) liabilities, and; • (D) Prohibited acts. - It shall be unlawful for any person to
obtain or use any statement filed under this Act for:
• (e) all business interests and financial connections.
• (a) any purpose contrary to morals or public policy; or
• The documents must be filed:
• (b) any commercial purpose other than by news and
• (a) within thirty (30) days after assumption of office; communications media for dissemination to the general public.

• (b) on or before April 30, of every year thereafter; and Section 9 RA 6713

• (c) within thirty (30) days after separation from the service. • Divestment.

• Statements and Disclosure – • A public official or employee shall avoid conflicts of interest at
all times. When a conflict of interest arises, he shall resign from
• All public officials and employees required under this section to his position in any private business enterprise within thirty (30)
file the aforestated documents shall also execute, within thirty days from his assumption of office and/or divest himself of his
(30) days from the date of their assumption of office, the shareholdings or interest within sixty (60) days from such
necessary authority in favor of the Ombudsman to obtain from assumption.
all appropriate government agencies, including the Bureau of
Internal Revenue, such documents as may show their assets, • The same rule shall apply where the public official or employee
liabilities, net worth, and also their business interests and is a partner in a partnership.
financial connections in previous years, including, if possible,
the year when they first assumed any office in the Government. • The requirement of divestment shall not apply to those who
serve the Government in an honorary capacity nor to laborers
and casual or temporary workers.

• Husband and wife who are both public officials or employees


may file the required statements jointly or separately.
Section 11 RA 6713
• Statements and Disclosure –
• Penalties.
• The Statements of Assets, Liabilities and Net Worth and the
Disclosure of Business Interests and Financial Connections • (a) Any public official or employee, regardless of whether or not
shall be filed by: he holds office or employment in a casual, temporary,
holdover, permanent or regular capacity, committing any
• (1) Constitutional and national elective officials, with the violation of this Act shall be punished with a fine not exceeding
national office of the Ombudsman; the equivalent of six (6) months' salary or suspension not
exceeding one (1) year, or removal depending on the gravity of
• (2) Senators and Congressmen, with the Secretaries of the the offense after due notice and hearing by the appropriate
Senate and the House of Representatives, respectively; body or agency. If the violation is punishable by a heavier
Justices, with the Clerk of Court of the Supreme Court; Judges, penalty under another law, he shall be prosecuted under the
with the Court Administrator; and all national executive officials latter statute. Violations of Sections 7, 8 or 9 of this Act shall be
with the Office of the President. punishable with imprisonment not exceeding five (5) years, or a
fine not exceeding five thousand pesos (P5,000), or both, and,
• (3) Regional and local officials and employees, with the Deputy
in the discretion of the court of competent jurisdiction,
Ombudsman in their respective regions;
disqualification to hold public office.
• (4) Officers of the armed forces from the rank of colonel or
• (b) Any violation hereof proven in a proper administrative
naval captain, with the Office of the President, and those below
proceeding shall be sufficient cause for removal or dismissal of
said ranks, with the Deputy Ombudsman in their respective
a public official or employee, even if no criminal prosecution is
regions; and
instituted against him.
• (5) All other public officials and employees, defined in Republic
• (c) Private individuals who participate in conspiracy as co-
Act No. 3019, as amended, with the Civil Service Commission.
principals, accomplices or accessories, with public officials or
• Statements and Disclosure – employees, in violation of this Act, shall be subject to the same
penal liabilities as the public officials or employees and shall be
• (B) Identification and disclosure of relatives. - It shall be the tried jointly with them.
duty of every public official or employee to identify and
disclose, to the best of his knowledge and information, his • (d) The official or employee concerned may bring an action
relatives in the Government in the form, manner and frequency against any person who obtains or uses a report for any
prescribed by the Civil Service Commission. purpose prohibited by Section 8 (D) of this Act. The Court in
which such action is brought may assess against such person
• (C) Accessibility of documents. - (1) Any and all statements a penalty in any amount not to exceed twenty-five thousand
filed under this Act, shall be made available for inspection at pesos (P25,000). If another sanction hereunder or under any
reasonable hours. other law is heavier, the latter shall apply.

• (2) Such statements shall be made available for copying or • THE PEOPLES LAW ENFORCEMENT BOARD (PLEB)
reproduction after ten (10) working days from the time they are
filed as required by law. • The PLEB shall “ hear and decide citizens” complaint or cases
filed before it against erring officers and menbers of the
• (3) Any person requesting a copy of a statement shall be PNP…” “Where the offenses is punishable by withholding of
required to pay a reasonable fee to cover the cost of privileges, restriction to specified limits, suspention or forfeiture
reproduction and mailing of such statement, as well as the cost of salary, or any combination thereof foe a period exceeding
of certification. thirty days; or by dismissal.”

• (4) Any statement filed under this Act shall be available to the • The people’s law enforcement board is the central
public for a period of ten (10) years after receipt of the receiving body for any citizen’s complaint against any
uniformed member of the Philippine National Police.
Regardless of the imposable penalty for the alleged offense • Budget Allocation-. The annual budget of the city or
shall be filed with the PLEB of the City or Municipality where municipality shall include an item and the corresponding
the offense was purportedly committed. Upon acceptance and appropriation for the maintenance and operation of their local
docketing of the citizen’s complaint, it is the duty of the PLEB to PLEB(s).
determine immediately whether such accusation against any
PNP member is grave, less grave of minor based on the • Quorum-. The presence of three (3) members of the PLEB
allegation contained in the complaint. shall constitutea quorum: Provided, howeve, that a vote of at
least three(3) members shall be required in rendering a
• After determining whether the citizen’s complaint charged decision.
against any PNP member is grave, less grave offense, the
PLEB shall assume jurisdiction to hear the respondent within • If for any reason, the chairperson is absent or is
three(3) days from receipt of the complaint. disqualified from participating in the hearing, the members,
there being a quorum, shall elect from among themselves a
• For alleged light offenses, the matter will have to be temporary chairperson to perform the duties of a chairperson.
referred to the Mayor or the Chief of Police, as the case may
be, of the Municipality or City where the PNP member is • When a PLEB member, after sufficient notice, fails or
assigned within three(3) days upon fing of the complaint. refuses to attend the hearing and/or deliberations of the Board
without any valid and justifiable reason and it could not proceed
• The Sangguniang Panlungsod/ bayan in every city and for lack of quorum, the Chairperson or the designated presiding
municipality shall create such number of People’s Law officer may request the Sangguniang Panlungsod/bayan or the
Enforcement Boards (PLEB’s) as may be necessary. Liga ng mga Barangay orbthe City/Municipal Peace and Order
Council,as the case may be, to designate a temporary
• Provided, that there shall be at least one (1) PLEB foe representative to enable the body to constitute a
every five hundred (500) city or municipal police personnel and quorum:Provided, that such temporary representative shall act
for each of the legislativ3 districts in a city. as such only for the specific case.

• Functions, Powers and Duties-. The PLEB has the power hear • Disqualification by Reason of Affinity or Consanguinity-. The
and decide citizen’s complaints within its jurisdiction filed Chariperson or any member of the PLEB who is related to the
against any member of the municipal police station or city complainant or respondent by affinity or consanguinity within
police station/ office. fourth civil dehree shall be disqualified from participating in the
proceeding and the case shall be tried by the remaining mbers:

• Provided, that there is a quorum. In the event that the PLEB


• Composition-. The PLEB shall be composed of the following: could not proceed with the hearing for lack of quorum, the
Peace and Order Council, the Sangguniang
• a). A member of the Sangunian panglungsod/bayan chosen by
Panlungsod/bayan, or the Liga ng mga barangay of the city/
his / her respective sangunian;
municipality concerened shall appoint a temporary member for
• b). A punong barangay of the city or municipality concerened that specific case only.
chosen by the Liga ng mga Barangay; and
PROVISION OF LEGAL ADVICES AND CONSULTANCY
• c). Three (3) other members, who can be removed only for SERVICES TO THE PEOPLE’S LAW ENFORCEMENT
cause, chosen by the city/ municipal peace and order council BOARDS (PLEBs)
from among the respected members of the community known
The assistance provided by the Legal Affairs Service to the
for their probity and integrity, one(1) of whom must be a woman
People’s Law Enforcement Boards (PLEBs) which is created
and another, a member of the Bar, or in the absence thereof, a
under RA.6975(PNP LAW) to hear and decide citizens
colleg2 graduate, or, the principal of the central elementary
complaints or cases filed before them against erring officers
school in the locality.
and members of the Philippine National Police, includes the
• The chair person of the PLEB shall be elected from among regular conduct of PLEBs, training workshops with the end-in-
its members. view of enhancing their capability in the discharge statutory
mandate in the investigation of administrative disciplinary
• Except as provided in this Section or as may be provided cases against erring PNP members, specifically in enhancing
by law, a public official or employee is disqualified for their skills in the art of administrative investigation and decision
appointment or designation as member of the PLEB. making to the optimum, as well as improve their knowledge
and appreciation of relevant laws, rules and regulations,
• Applying the provisions of Article 152 Chapter IV, Title policies and issuances, as well as pertinent decision, opinions
III,Book II of the Revised Penal Code, the members of the and rulings.
PLEB are considered persons in authority.
Compensation: Membership in the PLEB is a civic duty.
• Resolution and Executive Order Constituting the PLEB-. The However, PLEB members may be paid per diem as may
Sanguniang panlungsod/bayan shall pass a resolution formally determined by the city or municipal council from city or
organizing the members of the PLEB, a copy thereof shall municipal funds.
immediately be submitted to the City/Municipal Mayor who
shall, within five (5) days from receipt of the same, issue the Request for preventive suspension-. The PLEB may ask any
appropriate executive order adopting the resolution of the authorized superior to impose preventive suspension for a
sanggunian concerend. A copy of said executive order shall be period not exceeding ninety(90) days against a police officer
furnished the NAPOLCOM Regional Office within ten(10) days who is the subject of the complaint. The superior officer in the
from issuance. following cases shall not deny a request for preventive
suspension;
• Term of Office-. The term of office of the members of the PLEB
shall be for a period of three (3) years from assumption of 1. When the respondent refuses to heed the PLEB’s summons or
office unless sooner removed for cause or some other valid subpoena.
grounds. Such member shall hold office until his/her successor
shall have been chosen and qualified. 2. When the respondent has been charged with offenses
involving bodily harm or grave threats.
• The tenure of office of a PLEB member who has beed
designated as such by virtue of his election to the Sangguniang 3. When the respondent is in a position to tamper with the
panlungsod/bayan or his membership with the Association of evidence;and
Barangay Captains ends upon the expiration of his term of
4. When the respondent is a position to unduly influence
office as Sangguniang panlungsod/bayan member or as
witnesses.
Barangay Chairman. If reelected, and subsequently re-
designated to the PLEB, he must take a new oath of office.
Any superior who fails to act on any request for preventive
suspension without valid reasons shall be held administratively liable
for serious neglect of duty.

Procedure:

(1) The PLEB, by a majority vote of all its members and its Chairman
shall determine wheter or not the respondent office or member of the
PNP is guilty of the charge upon which the complaint is based.

(2) Each case shall be decided within sixty (60) days from the time the
case has been filed with the PLEB.

(3) The procedures in the PLEB shall be summary in nature, conducted in


accordance with due process, but without strict regard to technical rules
of evidence.

(4) The Commission shall issue the necessary implementing guidelines


and procedures to be adopted by the PLEB, including graduated
penalties which may be imposed by the PLEB.

5. (5) The Commission may assign the present NAPOLCOM


hearing officers to act as legal consultants of the PLEBs and
provide, whenever necessary, legal services, assistance and
advice to the PLEBs in hearing and deciding cases against
officers and members of the PNP, especially those involving
difficult questions of law: Provided, That these lawyers may
also be assigned to investigate claims for death and disability
benefits of PNP members or thei heirs.

Decisions : The decisions of the PLEB shall become final and


executory: Provided, That a decision involving demotion or dismissal
from the service may be appealed by either party with the regional
appellate board within then (10) days from receipt of the copy of the
decision.

Finality of Disciplinary Action: The disciplinary action imposed upon


a member of the PNP shall be final and executory: Provided, That a
disciplinary action imposed by the regional director or by the PLEB
involving demotion or dismissal from the service may be appealed to the
regional appellate board within ten (10) days from receipt of the copy of
the notice of decision: Provided, further, That the disciplinary action
imposed by the Chief of the PNP involving demotion or dismissal may be
appealed to the National Appellate Board within ten (10) days from
receipt thereof: Provided, furthermore, That the regional or National
Appellate Board, as the case may be, shall decide the appeal within sixty
(60) days from receipt of the notice of appeal: Provided, finally, That the
failure of the regional appellate board to act on the appeal within said
period shall render the decision final and executory without prejudice,
however, to the filing of an appeal by either party with Secretary.

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