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RobertA. Greene
'The Digest of Justinian, eds. Theodor Mommsen and Paul Krueger,tr. Alan Watson
(Philadelphia, 1985), 1.1.1.3,4. This passage was formerly thought to be of doubtful authen-
ticity because its doctrine of a law common to men and animals was considered "inconceiv-
able for a classical jurist."More recent scholarshiphas concluded that it is not an interpola-
tion. See Ernst Levy, "NaturalLaw in Roman Thought" in GesammelteSchriften (Cologne,
1963 [1949]), 16; H. F. Jolowicz, Historical Introductionto Roman Law (Cambridge, 1963
[1932]), 105 and 495-99. Tony Honor6in his Ulpian (Oxford, 1982) refersto Ulpian as "a man
of cosmopolitan ideas" (28) but "no theorist and, in the strict sense, no philosopher"(31).
2 Digest, I. 1.1.9 and 11; Watson refers to jus naturale as "A
vague expression in Roman
Law. At times it was merely a synonym for the termjus gentium."Digest, xxi. See the discus-
sions in Jolowicz, 100-105, and W. W. Buckland,A Text-Bookof RomanLawfrom Augustusto
Justinian (Cambridge, 1932), 52-55.
3 Buckland, 54.
4 See Helmut Koester, "NOMOS PHUSEOS: The Concept of Natural Law in Greek
Thought,"in Religions in Antiquity,ed. Jacob Neusner (London, 1968), 521-41, and Gerald
Watson,"The Early History of 'NaturalLaw,'"Irish Theological Quarterly,33 (1966), 2, 65-
74.
5 R. W. and A. J.
Carlyle, A History of Medieval Political Theoryin the West(Edinburgh,
1903-36), I, 108; A. P. d'Entreves,Natural Law (London, 1951), 25; Michael BertramCrowe,
The Changing Profile of the Natural Law (The Hague, 1977), 77; D. E. Luscombe, "Natural
Morality and NaturalLaw" in the CambridgeHistory of Later Medieval Philosophy, eds. N.
Kretzmann,A. Kenny, and J. Pinborg(Cambridge,1982), 705; Buckland, 53.
6
Isidore of Seville, Etymologiarumsive Originum,ed. W. M. Lindsay (Oxford, 1911), V,
iv: "Ius naturale [est] commune omnium nationum, et quod ubique instinctu naturae, non
constitutione aliqua habetur;ut viri et feminae coniunctio, liberorumsuccessio et educatio,
communis omnium possessio, et omnium una libertas, adquisitio eorum quae caelo, terra
mariquecapiuntur.Item depositae rei vel commendataepecuniae restitutio,violentiae per vim
repulsio."
7 See Max
Seklar,Instinktund Glaubenswillenach Thomasvon Aquin (Mainz, 1961), 34-
37.
8 See Solomon Diamond, "Gestationof the Instinct
Concept" Journal of the History of
the Behavioral Sciences, 7 (1971), 323-36, and "FourHundredYearsof InstinctControversy,"
Behavior Genetics, 4 (1974), 237-52; also Boethius, Fundamentalsof Music, ed. Claude V.
Palisca (New Haven, 1989), 51; and EdwardE. Lowinsky, "MusicalGenius"in Dictionary of
the History of Ideas, ed. Philip P. Wiener (New York, 1973), II, 312-26.
natura omnia animalia docuit and identified with man's sensuality and
concupiscence. This view was favored by the civilian lawyers and probably
originatedwith the Summaof Placentinus.His ingenious recourseto a gram-
maticaldisjunctionto save the appearancesand to solve the dilemmaposed by
Ulpian's definitionwas repeatedand developed by the majorcivilian lawyers
Azo, Accursius, and Bracton.
12For
Placentinus, see Weigand,43-45; Select Passages from the Worksof Bracton and
Azo, ed. F. W. Maitland(London, 1894), 32-33; the translationis from Bracton on the Laws
and Customs of England, ed. George E. Woodbine (Cambridge,Mass., 1968), II, 26, except
that I have twice substitutedanimals for Woodbine's misleading "living things."
13 See Brian
Tierey, "NaturaId Est Deus: A Case of JuristicPantheism?"JHI, 24 (1963),
307-22.
est per instinctumnaturae, to explain his second reading, and identifies that
instinct with man's sensual and shameful impulses, equivalent to St. Paul's
"otherlaw in my members."'4
With Rufinus's Summa of 1157-59 we reach a turning point. The focal
importanceof Ulpian's ancient definition is evident in Rufinus'semphaticre-
jection of it at the very beginningof his work, "notcaring,"as he dramatically
announces, "for a generality of that kind, which includes all animals."'5His
discussion of the naturallaw also significantlyand silently excludes the term
instinctusnaturae, very probablybecause it was by now becoming identified
with the characteristicbehaviorof non-humananimals.But the idea of a "natu-
ral"or instinctive (in some sense) humanresponse as the basis of the natural
law was not so easily dismissed. Nor did Rufinus intend to dismiss it. His
thoughtful,humanistic,and eloquent defense of the place of reason and of its
productcustom in the elaborationof the naturallaw is strikinglybalancedby
his finding at the heartof that law somethingthathe calls, echoing Cicero, "a
certain force [vis quaedam] implantedin the human creatureby nature,for
doing good and avoiding the contrary."16This deceptively simple definition is
expressed in the terms which contemporariesof Rufinus were beginning to
attach to the newly reborn idea of synderesis.17Indeed this quotation might
easily serve as a popularbut accuratedefinitionof synderesis.
In the Preface which introduceshis Summahe uses a numberof the spe-
cific metaphors and expressions that were coming to be associated with
synderesis.He speaks of man's retentionafterthe fall of the knowledge "of the
naturalorderimprintedon his mind,"a knowledgeassociated with "thenatural
force deep within him which had not been extinguished,"and of those "sparks
of justice" gleaming from "dyingembers,"which he equates with "moralpre-
cepts of decent and honorablebehavior."The metaphorsof imprintingon the
mind (St. Paul's "writtenon the heart")and sparksused here to describeman's
retentionof a glimmer of postlapsarianrecognitionof and inclinationtowards
the good and the peculiar characteristicof inextinguishabilityare part of the
14 This
meaning for instinctus naturae can be traced back to Hilary of Poitiers, who
arguedin his Commentaryon the Psalms (ca. 350), Psalm 1, that men are urgedby an instinctus
naturaeto vices such as pride, greed, drunkenness,hypocrisy,and lying. St. Augustine quoted
Hilary'sargumentin his ContraJulianum,II, 28, as evidence of the Church'steaching,against
the Pelagians, that human nature was "vitiated by the transgression of the first man."The
Thesauruslinguae latinae mistakenlyattributesthis use of instinctusnaturae by Hilary to St.
Jeromeand thus frustratedone editor's efforts to trace the origins of Thomas Aquinas's use of
instinctus(see n. 27 below).
15
Weigand, 144-45; translationsof this and the following quotations from Rufinus are
from Ewart Lewis, Medieval Political Ideas (Cambridge,Mass., 1954), 37-38.
16 Cicero, De inventione,tr. H. M. Hubbell
(Cambridge,Mass., 1949), II, xxii, 65: "by a
kind of innate instinct."
17 The
present essay develops an idea proposed in my article "Synderesis,the Spark of
Conscience, in the English Renaissance,"JHI, 52 (1991), 195-219.
Since some commentatorsalso used the term synderesisto identify this third
way of defining the naturallaw the result was that synderesis and instinctus
naturaewere being drawninto a proximitythateventuallyled to theirapposi-
tion.
18
Weigand, 173. It was Jerome, not Scripture,who told us this.
19
Weigand,234; of his threedefinitionsofjus naturaleWilliamconfines the terminstinctus
to this one.
20
Weigand, 255.
21 Oscar James
Brown, Natural Rectitudeand Divine Law in Aquinas (Toronto,1981), 19.
22
See Brown, 33-48, especially notes 10, 22, and 25. The enduranceof Ulpian's phrase
and definition is reflected in a comparisonof the numberof index entries for him (34) and for
Aquinas (25) in Crowe.
23 Thomas Aquinas, Summatheologiae (Blackfriars,1964-), I-II, 94, 2 (translationsfrom
this edition).
Here are the three levels of being in which human nature is participant and
to which the legal commentators had variously attached Isidore's instinctus
naturae: the ordo of all that exists in nature, what nature has taught all animals,
and the distinctive tendencies of man's rational nature. Man's conscious and
deliberative understanding of the moral implications of his three inclinationum
naturalium towards ends and goods constitutes the natural law. Such a descrip-
tion tacitly acknowledges and addresses the paradox at the heart of the term
natural law: the implications of the three-fold teleological drive of physis are
brought to conscious understanding and moral significance by reason as a foun-
dation for nomos.
Although Thomas does not explain why he substitutes inclinatio naturae
for Isidore's instinctus naturae here and generally in his discussions of the
natural law it seems likely that he chose inclinato because it did not preclude,
as instinctus did, the exercise of the discursive reason and free choice required
by any moral law.24An inclinatio is not an instinctus, despite Thomas's occa-
sional use of the first term where the second seems called for, and never the
reverse.25
Thomas's primary use of instinctus itself to mean an external supernatural
prompting or stimulus is traditional enough even if intriguing philosophical
antecedents and theological implications have been discovered in it.26Accord-
ingly, he uses it most frequently to speak of human beings experiencing an
external instinctus of the divine, of God, of the Holy Spirit, of grace, of the
devil, and of the quodam instinctus propheticus that inspires holy men and
women. His interesting substitution of it for inspiratio in his treatment of the
gifts of the Holy Spirit is consistent with these examples.27
Instinctus itself occurs 252 times in Thomas's works.28Forty percent (94)
of these occurrences are instances of instinctus naturae, which he consistently
sets in opposition to discursive reason and its attendant freedom of choice.29
34 Aquinas, SummaTheologiae, I, 113, 1 and I, 19, 10. CompareI, 18, 3: "But although
our intellect is self-actuatedin certain ways, still certain things are providedfor it by nature,
e.g. first principles, aboutwhich it has no choice, and the ultimateend, which it is not free not
to will."
35 Brown, 33-35: "But what exactly is that 'first illumination'of the
practicalmind that is
the cognitive reflection [conceptio naturalis] of the very teleology of natureitself? In the De
veritate Thomas had referredto the same reality under the rubricof synderesis...."
36 Thomas
Aquinas, Summacontra gentiles, III, 117, translationfrom The Summacontra
Gentiles of St. ThomasAquinas (London, 1923-29).
37 Ibid., III, 119.
38
Ibid., III, 123.
45
See Timothy C. Potts, Conscience in Medieval Philosophy (Cambridge,1980), 96, for
his translationof Philip the Chancellor (d. 1236) citing John of Damascus on synderesis and
the naturalwill.
46 Aquinas, Summatheologiae, I, 79, 12n.
47 Quoted from Potts, 93.
[J]ustas the intellectualpart[of the soul] has, since its very creation,a
light which is a naturaltribunalfor it, directing the intellect towards
what can be apprehended,so too desire has a certainnatural[pondusor
weight], directingit to what is desirable. ... And just as "conscientia"
only namesjudgement which is directed to behavior,so "synderesis"
only names that [pondus] of the will, or the will with that [pondus],
which makes it turnto good things which are honorable.49
56 D. Odon Lottin, Psychologie et morale aux Xlle et Xllle siecles (Louvain, 1948), II-I,
336.
57 See Dictionnaire de Spiritualit6,s.v.
58
Jean Gerson,Definitiones terminorumtheologiae moralis, in Oeuvres Completes,ed. P.
Glorieux (Paris, 1960-), IX, 140.
59 Altensteig's lexicon was republishedin 1576, 1579, 1580, 1583, and 1619.
60 See the account in Steven E.
Ozment,Homo Spiritualis(Leiden, 1969), 49-83. Gerson's
terminology led to an English epithet for synderesis, the pure part of conscience.
61 Denys of Ryckel, De discretioneet examinatione
spirituumin Opera Omnia(Montreuil,
1896-1935), XL, 297-99.
The laconic second partof this definition, with its focus on humanas distinct
from animalknowledge, bringsthe meaningcloser to synderesis:"Anyfaculty
acting like animal instinct;intuition."
Falstaff's inventivereparteein Henry IV, Part I (1596-97) is cited as the
first occurrenceof this thirdmeaning. In fact, however, a much earlieruse of
instinct in a context that clearly links it with synderesis can be found in the
MiddleEnglishDictionary.In the MappulaAngliae(1447) of OsbemBokenham
instinct of "naturallereson & kyndly gratitude"is spoken of as moving man to
the establishmentof positive laws for the ceremonial honor and worship of
God.
62
Osber Bokenham, Mappula Angliae in Englische Studien, 10 (1887), 14. See also
Francis Bacon's definition of the moral law, quoted in Greene, "Synderesis,"214.
63 Edward
Herbert, De Veritate,tr. Meyrick H. Carre (Bristol, 1937), 122. See R. D.
Bedford, The Defence of Truth(Manchester,1979), 83.
64Herbert,De Veritate,117, 123-25.
65 Ibid., 122.
67
See Alan Cromartie,Sir MatthewHale 1609-1676 (Cambridge, 1995).
68 British Library,MS Hargrave485.
69
For other references to synderesis by lawyers see, for example, ChristopherSt. Ger-
man, Doctor and Student (London, 1528), John Marston, The Scourge of Villainie (London,
1598), Bacon, see n. 62 above, Hale and James Dalrymple Stair, The Institutionsof the Laws
of Scotland (Edinburgh,1681).
70Hargrave,ff67v and 61.
71 The Primitive Origin of Mankind (London, 1677), 353 and 61; Hargrave,f61'; The
Works,Moral and Religious, of Sir MatthewHale, ed. T. Thirlwall (London, 1805), 384.
72
Hargrave,f67.
73 The terms in this paragraphare quoted from: PrimitiveOrigin, 60, 64, and 352, Works,
384 and Hargrave,f63v.
74Works,384.
75Primitive Origin, 352.
76 In
Hargrave68VHale anticipates Hutcheson in speaking of "moral beauty, sympathy
and antipathy, and connatural sympathy" which operate prediscursively and lead to moral
"approbationand disapprobation."See also James H. Tufts, "Note on the Idea of a 'Moral
Sense' in British Thought Prior to Shaftesbury,"The Journal of Philosophy, Psychology and
Scientific Methods, 1 (1904), 97-98.
83
Hutcheson,An Inquiry, 175-77, and 131.
84Francis Hutcheson,An
Essay on the Natureand Conductof the Passions and Affections
with Illustrationson the Moral Sense (London, 1742), 47, 337-38; An Inquiry,252; An Essay,
5, 213; An Inquiry, 246.
85
An Inquiry, 109.
86 Ibid., 246.
Nature and Conductof the Passions and Affections with Illustrationson the
Moral Sense (1728).87In 1731 JohnGay rejectedhis theoryof the moral sense
precisely because it was presentedas an instinct:
87
John Balguy, The Foundationof Moral Goodness (London, 1728) in L. A. Selby-Bigge
(ed.), British Moralists (New York, 1964), II, 59-101.
88 John Gay, PreliminaryDissertation concerning the FundamentalPrinciple of Virtueor
Morality.This essay was added as a preface to the first translatededition of William King, An
Essay on the Origin of Evil (London, 1731), xxxi-xxxii, originally published in 1718 as De
Origine Mali.
89 This fourth edition of 1742 is mistakenlycalled the third edition on the title page.
90Hutcheson, An Essay, 291-92. In two footnotes in the first edition, here and on 51,
Hutchesonhad praisedWilliam King's De Origine Mali. Now in this interpolationhe adds his
response to Gay's criticism of 1731.
9' Ibid., xi.
University of Massachusetts,Boston.