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Abstract
Insight into long-term changes of streamflow is critical for addressing implications of global
warming for sustainable water management. To date, dendrohydrologists have employed
sophisticated regression techniques to extend runoff records, but this empirical approach cannot
directly test the influence of watershed factors that alter streamflow independently of climate.
We designed a mechanistic watershed model to calculate streamflows at annual timescales using
as few inputs as possible. The model was calibrated for upper reaches of the Walker River,
which straddles the boundary between the Sierra Nevada of California and the Great Basin of
Nevada. Even though the model incorporated simplified relationships between precipitation and
other components of the hydrologic cycle, it predicted water year streamflows with correlations
of 0.87 when appropriate precipitation values were used.
Streamflow records can be extended by stochastic two forks, the East Walker River and the West Walker River,
approaches to generate synthetic data [10]. Statistics for the which originates near the divide between the Walker River
existing record are incorporated in a stochastic model that basin and Yosemite National Park. A major tributary (the
produces streamflow sequences that replicate these statistics Little Walker River) joins the West Walker River near Sonora
for a longer period. Stochastic methods also generate long time Junction. Average annual precipitation at the Bridgeport,
series of precipitation that are transformed into streamflow CA, meteorological station (figure 1) is about 230 mm with
using deterministic hydrologic models [11]. These approaches approximately 1100 mm of snowfall each year. Average
assume that existing instrumental data adequately represent the monthly temperatures range from −7 to 17 ◦ C. The model was
characteristics of streamflow or precipitation well beyond the set up to simulate discharge at the United States Geological
actual period of observations. Survey’s (USGS) gaging station on the West Walker River near
Another method for extending instrumental records of Coleville (elevation 2009 m; figure 1), where average annual
streamflow is the use of tree-ring records from moisture- discharge over 68 water years (WY) is 53.8 cm.5 A WY begins
sensitive species [12]. Since water availability is a growth- October 1st, ends September 30th, and is designated by the
limiting factor, its influence on radial growth increments year in which it ends. Based on a GIS coverage provided by
diminishes as soil moisture increases. Hence, tree-ring data are the State of California, human settlement within that portion of
especially well suited for drought and low-flow analyses [13]. the watershed is minimal. Thus, the watershed is relatively
Reconstruction of streamflows has generally been based on undeveloped and has not changed much over the period of
multivariate regression and principal component analysis [14], instrumental streamflow records.
although simple bivariate regression has also been used [15].
An attractive feature of the dendroclimatic approach for 3. Methods
streamflow reconstruction is that tree-ring chronologies are
much longer than instrumental records, thus it is easier to 3.1. Model development
quantify dry and wet periods with duration, magnitude, and
peak (as defined by [16]) outside the limits of the existing Because our modeling approach was intended for use with tree-
instrumental record. However, tree-ring reconstructions ring proxy records of climate, it had to operate on a seasonal
cannot directly test the influence of watershed factors that or annual timescale. In addition, tree-ring data can extend
alter streamflow independently of climate, because there is over hundreds (sometimes thousands) of years in the past,
usually no direct physical connection between streamflow but most instrumental records only cover the last century at
and wood growth. Any statistical relationship between tree- best. Therefore, the model had to perform reasonably well
ring chronologies and water runoff is based on the web of with just precipitation as input. Given these premises, a
connections that both wood accumulation and streamflow water balance model was deemed most appropriate. Watershed
have with precipitation, temperature, soil features, and other models at the monthly timescale have been developed since the
environmental variables. Because of this, dendrohydrological 1960s [18], so that many seasonal and monthly water balance
records of streamflow cannot easily incorporate the influence models now exist [19], and comparisons have been done
of factors that alter runoff even when climate remains the between alternative models that consider different processes
same. Such factors include watershed topography, vegetation and data [20].
dynamics, natural disturbance (such as wildfire), and human For our purposes, we used a simple water balance
land use. model that operates at the annual timescale and only requires
In this letter, we present a novel approach that combines precipitation as input [21, 22]. This model assumes the
tree-ring records and watershed modeling to produce estimates watershed is homogeneous and composed of three storages
of long-term streamflow. We designed a watershed model (appendix; figure A.1): surface, subsurface (unsaturated zone),
that can be run using data at annual (and possibly seasonal) and groundwater (saturated zone). Each storage has input
timescales using as few inputs as possible. The model was and output variables that are either known (e.g., measured
calibrated using instrumental data from the upper reaches of or reconstructed precipitation) or calculated by parametric
the West Walker River basin in California. As an example relationships, and the storages are linked to each other by
of model applicability to proxy reconstructions, a simplified inputs and outputs (e.g., infiltration, deep percolation, etc). The
tree-ring record of precipitation was also used, and streamflows basic processes considered in the model are: surface runoff,
produced by the model were compared to instrumental values. infiltration, evapotranspiration, deep percolation, baseflow,
and streamflow (appendix). Model parameters include a =
2. Site description fraction of precipitation that becomes surface runoff; b =
fraction of infiltrated water that evaporates; c = fraction of
The Walker River basin (total drainage area ∼10 485 km2 ) groundwater storage that becomes baseflow; and d = fraction
is located at the boundary between California and Nevada of groundwater storage that becomes groundwater flow. These
(figure 1). The basin originates in the eastern Sierra Nevada parameters do not change with time. In addition, the model
and terminates in Walker Lake, a remnant of prehistoric Lake requires an initial boundary condition of starting groundwater
Lahontan that encompassed most of the Great Basin during the 5 Value obtained by dividing average annual discharge (7.65 m3 s−1 ) by
last ice age [17]. Basin elevations range from about 1200 m the area of the watershed of interest (448.5 km2 ), then multiplying by
to more than 3700 m. The Walker River system consists of 31 536 000 s yr−1 .
2
Environ. Res. Lett. 3 (2008) 024006 L Saito et al
Figure 1. Left: Relief map of upper West Walker River, showing the USGS streamflow station at Coleville (red solid circle), local streams
(blue lines), the margins of the watershed draining to the streamflow station (heavy black line), the boundaries of privately owned land (light
black lines), the Bridgeport (lower) and Topaz Lake (upper) weather stations (black solid circles), the PRISM 2.5 × 2.5 arc-minute grid cells
(light gray lines), the boundaries of the PRISM cells used for the analysis (light green lines), and tree-ring collection sites (dark green stars).
Right: Relief map of the Great Basin, showing the largest lakes (blue areas) and the boundaries of major hydrographic basins (black lines),
including the upper West Walker River (red area).
storage (GS). A copy of the model is available from the authors National Forest. The dominant soil type in the West Walker
and is located on the dendrolab.org website. River watershed is Hydrologic Soil Group D, which tends
to have a slow infiltration rate when wet [24], promoting
more surface runoff. Because of this, the upper bound of
Model inputs and setup. Precipitation data were obtained
the a parameter was set at 0.9 (i.e., 90% of precipitation
from two National Weather Service (NWS) meteorological
could become surface runoff). Additional constraints were
stations, one located at Bridgeport, CA (NWS COOP station
that the sum of parameters c and d was 1.0 (i.e., the
no. 041 072 at elevation 1972 m) and the other at Topaz Lake,
amount of baseflow and groundwater flow could not exceed the
NV (NWS COOP station nos 268 186 and 268 202 at elevations
available groundwater storage) and that all parameter values
1530 m and 1701 m, respectively). Topaz Lake is part of
were positive (appendix).
the West Walker River watershed, but the stations are at least
300 m lower than the region being modeled; the Bridgeport
station is about 30 m lower than the USGS gaging station 3.2. Model simulations
at Coleville, CA and is outside the watershed. Precipitation Several experiments were set up to test model performance,
records starting in WY 1895 and continuous until the present and their outcomes were compared to historical discharge
were also obtained from the parameter-elevation regressions on during WY 1939–2001. One model employed PRISM
independent slopes model (PRISM; [23]) dataset. PRISM data precipitation, using the average of either 4 grid cells
at 2.5 arc-minute resolution are freely available on the internet, surrounding the Coleville gage (figure 1), or of 12 cells in
and we selected grid cells that include the Coleville station and the watershed (the original 4 plus 8 others upstream of the
cover most of the basin area (figure 1). gage). In addition, two models used measured precipitation,
In addition to these annual precipitation inputs, initial one from Bridgeport, which had 35 years of data overlap with
boundary conditions were necessary. Soil survey data from the Coleville discharge, and the other from Topaz Lake, which
Natural Resources Conservation Service (http://websoilsurvey. had 25 years of overlapping data with Coleville discharge.
nrcs.usda.gov/app/WebSoilSurvey.aspx; accessed 1/11/08) The best performing model was then modified to use a
were available for watershed areas in the Humboldt-Toiyabe simple tree-ring index of WY precipitation to evaluate if
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Environ. Res. Lett. 3 (2008) 024006 L Saito et al
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IOP PUBLISHING ENVIRONMENTAL RESEARCH LETTERS
Environ. Res. Lett. 3 (2008) 029801 (1pp) doi:10.1088/1748-9326/3/2/029801
Corrigendum
A watershed modeling approach to streamflow
reconstruction from tree-ring records
Laurel Saito, Franco Biondi, Jose D Salas, Anna K
Panorska and Tomasz J Kozubowski 2008 Environ.
Res. Lett. 3 024006