[17:17, 5/7/2021] +91 80909 36966: Equtiy, Commodities/MCX- 2 T & 1 d

Equity, FNO- 1 t & 1 d

Equity, Currency 1 T & D

FNO, Commodities/MCX- 2 T and 1 D

Equity- 1 t and 1 d

fno, curr, comm- 2 t & 1 d

Equity, fno, cuurency are knowns Securities Trading Account

MCX- Commodities Trading Account

Under Security Trading-

Equity, fno, cuurency

MCX- Commodities Trading Account

Segments
1. Every Segment will have a Buy Price and a Sell Price.

2. Every Segment will have Intraday Trade and Delivery Trade

3. Trading means Buy and selling.

4. Profit= SP>BP

5. Loss= BP>SP

6. Profit gets credited in the Trading or amount gets added.

7. Loss gets debited from the Trading account or you can say gets subtracted from
the Trading Account.

Equity Segment

Equity Intraday and Equity Delivery

* Intraday Trading means Buying and Selling on the same day.

Equity Intraday
1. Buying and Selling on the same day.

2. Shares does not come in DEMAT Account as it gets squared off on the same day.
Customer Buys at 10 am 100 Shares of ITC @ 100= +100 Shares
Customer Sell at 2 pm 100 Shares of ITC 120 = -100 Shares
100-100= 0 this means Square off. If your position has become 0 no shares in the
demat account.

Buy Price= 100*100= 10,000: Sell Pice= 120*100= 12000, SP>BP= 12000-10000= 2000
Profit.

3. Equity Intrady Buying and Selling Happens on Market price.

4. Equity Intraday are bought and sold on Quantities

Equity Delivery

1. Customer can buy but there is no fixed date of selling or expiry.

2. Shares Comes in the DEMAT Account.

3. Equity Delivery Buying and Selling happens on the Market Price.

4. Equity Delivery are bought and sold on quantities.

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** Shares does not come in the DEMAT Account for FNO, Currency and MCX whether it
is Intraday or Delivery because all these Segments are Derivative Contracts.

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FNO- Futures and Options

Future- Stock Future or Index Future

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Future Intraday
1. Buying and Selling on the same day.

2. Futures are Traded in Lots. Lots decided by exchange.

3. Enter Future Contract you have to Pay Initial Margin or Carry Forward Margin
decided by Exchange.
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Future Delivery

1. Enter the Contract but the Contract has an expiry

2. If Customer is in Future Delivery it means contract with Customer till the

expiry.

3. Futures are Traded in Lots. Lots decided by exchange.

4. Enter Future Contract you have to Pay Initial Margin or Carry Forward Margin
decided by Exchange.

5. Stock Future expiry is every thursday of the week

6. Index Future Expiry is Last Thursday of the Month.

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Options- Stock option or Index Option

1.Call option and another one is Put Option

Call Option- If the Customer analyse that Market or share price will go up he will
buy Call Option.
Put Option- If the Customer analyse that Market or share price will go down he will
buy Put option.

2. Options are also Traded in Lots. Lots decided by Exchange.

3. If customer wants to enter option contract he will pay Premium. Premium decided
by Exchange.

4. Stock Option the expiry becomes Last Thursday of the Month.

5. Index Option expiry is every thursday of the week.

6. Options Intraday means Buying and Selling on the same day.

7. Options Delivery means Contract with customer till the expiry.

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Derivative Contract- Futures

Stock Future- Customer has to pay CF/Initial Margin.

Derivative means it is deriving its value from the Market Price of the share.

Escorts- MP on 05 May is 275 per share.

Escorts Future- 05 May for 1 Lot it will be 20,000/-
Contract till 27 May
27 May MP of Escort moves upto 200 per share.
Escort Future on 27 May might go upto 17,000/-
BP= 20,000, SP= 17,000= Loss= 3000
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Options-
Stock Options- Customer has to pay premium
Aarti Industries- MP on 05 May is 178
Premium is lets say 40 Rs
1 Lot= 300 Shares
Premium= 40*300= 12000
26 May last thursday the MP of Aarti Industries 142
Premium= 28
28*300= 8400/-
BP= 12000, SP= 8400/- Loss= 3600
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[17:17, 5/7/2021] +91 80909 36966: Partial Execution

Equity Intraday Buy 100 Shares in 1 order it will be 20

Selling 100

A Seller 40
B Seller 40
C Seller 20

*Upstox do not charge on Partial Execution they will charge brokerage once the
order gets
completed.
* Auto Square off Charges applicable on all Intraday Segments. Charges are 20
exclsuive GST on
per order over and above brokerage charges. If Customer square off the postion
before Auto
Squre off timing Auto Square off charges not applicable.

1. Equity, FNO Square off timing is 3 pm

2. Currency Square iff timing is 4:30 pm
3. MCX Square off timing is 10:50 pm(April- Oct) 11:25 pm (Nov- March)

*DP Charges applicable only in Selling in Equity Delivery and MF. Also transferring
from Upstox
DEMAT to other DEMAT.

Charges are 18.50+GST per scrip per day. Per scrip per company.

06 May
ITC 30 sold Shares at 10:30 am 18.50 +gst
SBI 40 sold shares at 11:00 am 18.50 +gst
Wipro 20 SHares sold at 12:30 pm 18.50 +gst
ITC 20 Shares at 12:45 pm 0
SBI 30 Shares sold at 1:30 pm 0

7 May

ITC 40 Shares 18.50+gst

ITC 30 Shares 0

*Eg.Sir if you sell one company shares once or multiple times in a day you will be
charged only
once for that day for that company.
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* Payin- Customer Transferring Amount from his/her Bank Account to Trading Account.
Customer
can link 6 Bank Accounts to his Trading Account. One will be Primary Bank Account
and other 5
will be secondary Bank Account. He can transfer it from any of the 6 Bank Accounts
linked. The
Bank Account can be a Saving Account or a Current Account.

* Payout- Customer Transferring Amount from Trading Account to his/her Primary Bank
Account.

For Payin he has 6 modes to transfer funds from Bank Account to Trading Account.
1. ATOM
2. NEFT/RTGS
3. IMPS
4. UPI
5. G-Pay
6. Bank Cheque Transfer

**Withdrawl is not available on the back office portal which is bo.upstox.com and
NEST Trader.
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Stock Split- Spliting of 1 shares into many parts.

Mishti is haiving 1 share of MRF @ 80000 per share.

MRF comes and says m bring down my price of the share to 5000 per share under Stock
Split.

80000/5000= 16 Shares

They will credit 16 shares in Mishti Account the value which will become 80,000.
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We Open Trading Account (STA/CTA) and DEMAT Account.

Online Account Process but there are some conditions so lets check that.

Q1. Sir/Madam is your Adhar card linked to a active mobile number?

A by Customer when it is Yes. If yes customer can go for Online Account Opening
Adhar. E-Sign
is done based on Adhar Nuumber in which customer recives OTP once entered the OTP
ESIGN is
done.

* Customer needs to enter 12 digit Adhar Number and then he receives OTP in his
active mobile
number and then that OTP is used to do ESIGN.

Q2. Is your PAN CARD KYC Registered? (This Q will help you know how many documents
customer
will upload). We can find out if PAN Card is KYC registered or not through CAMSKRA
or CVLKRA

1. If Customer says Yes my PAN is KYC Registered then only 3 Documents needs to be
uploaded
they are:-
1. Bank Proof
2. Income Proof
3. Signature Copy

2. If the Customer says my PAN Card is not KYC Registered then customer will have
to upload 6
documents + 1 IPV (In Person Verification) they are as follows.
1. PAN Card as ID proof
2. Address Proof
3. Bank Proof
4. Income Proof
5. Signature Copy
6. Photgraph
1 IPV holding the address proof and making a video of 10 seconds.

3. If the PAN CARD is not KYC Registered we can give him an option of going
through DIGI
Locker ( Government based Custodian of documents. Addhar Based) and he will upload
only 3
documents.
1. Bank Proof
2. Income Proof
3. Signature Copy
4. If the PAN CARD is not KYC Registered we can give him an option of going
through DIGI
Locker ( Government based Custodian of documents. Addhar Based) the customer says i
dont want
to access DIGI Locker. Customer has to upload 6 documents + 1 IPV.
1. PAN Card as ID proof
2. Address Proof
3. Bank Proof
4. Income Proof
5. Signature Copy
6. Photgraph
1 IPV holding the address proof and making a video of 10 seconds.
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Salary Slip Condition

1. If the Customer salary is less than 5000 pm it is not accepted as Income Proof.
He has to
give other documents mentioned under Income Proof.
2. If the Customer salary is more than 5000 but less than 10,000 customer has to
give latest 3
months salary slip.
3. If the customer salary is more than 10,000 he has to give only 1 month salary
slip of the
latest 3 months.
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1. Bank statement has to be latest 6 months.
2. Current Account or Saving Account both are accepted.
3. We can take Joint Bank Account Statement also.
4. We do not accept AIRTEL Bank, PAYTM Bank Google Pay Statement. We only accept
Bank Statement
of the Banks which are under RBI.
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Q. Sir/Madam is your Adhar Card Linked to Active Mobile Number?

A. No my Adhar is not linked.
Action from the advisor open the 3rd Link.

Customer can still go with Online Account Opening even if his Adhar is not linked.
there is an
option of EMUDHRA through which Customer can go with Online Account Opening. In
EMUDHRA which
is PAN Based customer has to use USER ID AND TPIN to generate OTP and then do an
ESIGN.

Q. Is your PAN Card KYC registered?