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Journal of Thrombosis and Thrombolysis

https://doi.org/10.1007/s11239-021-02415-5

Current use of rivaroxaban in elderly patients with venous


thromboembolism (VTE)
Xin Zhang1 · Qiyan Cai1 · Xiaohui Wang1 · Ke Liao2 · Changchun Hu1 · Hong Chen1 

Accepted: 16 February 2021


© The Author(s), under exclusive licence to Springer Science+Business Media, LLC part of Springer Nature 2021

Abstract
Venous thromboembolism (VTE), which is characterized by pulmonary embolism and deep vein thrombosis, has become a
serious public concern. Notably, over half of the patients with VTE are over 70 years of age, but elderly patients are at high
risk of anti-coagulation and bleeding, which increase with age. Moreover, risk factors and frailty also show a difference
between elderly patients and ordinary patients diagnosed with VTE. Rivaroxaban is a direct inhibitor of activated factor Xa
and has the advantage of predictable pharmacodynamics and pharmacokinetics, no coagulation monitoring, and few drug
interactions. As a first-line therapy for VTE, this drug is more advantageous than traditional therapy and exhibits good effi-
cacy and safety for ordinary patients. However, the effectiveness and safety of rivaroxaban in elderly patients have not been
fully elucidated. This article reviewed the use of rivaroxaban in elderly patients, including drug interactions, monitoring,
reversal agents of rivaroxaban, and the use of small dosages of rivaroxaban in elderly patients.

Keywords  Rivaroxaban · Elderly patients · Venous thromboembolism · Pulmonary embolism · Deep vein thrombosis

Highlights • The article also conducted the risk factor, monitor and
the reversal agents in elderly patients used rivaroxaban.

• Elderly patients diagnosed VTE are special individuals


during the use of rivaroxaban. Introduction
• The article reviewed the clinical treatments related to
rivaroxaban and elderly patients. Venous thromboembolism (VTE), which is characterized
by pulmonary embolism (PE) and deep vein thrombosis
(DVT), has become a serious public concern in recent
* Hong Chen years. The overall annual prevalence is 0.1% per year
hopehong2019@126.com in adult patients, but has increased sharply to 1% in the
Xin Zhang elderly, and the risk doubles every decade beyond the age
1215453439@qq.com of 40 [1–3]. In the community setting, more than 60% of
Qiyan Cai VTE events occur in patients of age 65 and above [4]. The
805157188@qq.com increased prevalence in older patients (≥ 65 years of age)
Xiaohui Wang may result from increased risk factors for elderly patients,
404375131@qq.com increased number of comorbidities, pathophysiology
Ke Liao changes in coagulation system, and frailty.
402201983@qq.com The gold standard treatment for VTE patients is low-
Changchun Hu molecular-weight heparin (LMWH) or fondaparinux plus
1131081701@qq.com vitamin K antagonist (VKA) warfarin [5]. However, con-
sidering the initial bridging therapy with LMWH or fonda-
1
Department of Pulmonary and Critical Care Medicine, The parinux, variable pharmacokinetics, multiple drug interac-
First Affiliated Hospital of Chongqing Medical University,
Chongqing, China tions, genetic polymorphisms that do not respond to warfarin,
2
and increased bleeding risk, suitable anticoagulation with
Chongqing Medical University, Chongqing, China

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X. Zhang et al.

warfarin is hardly achieved [5–9]. Rivaroxaban is a direct fastest growing demographic segment of the patient popula-
inhibitor of activated factor Xa. Considering the predictable tion [18]. In most of these clinical trials, a substantial pro-
pharmacodynamics and pharmacokinetics of rivaroxaban, portion of participants was over 65 years (Table 1). Elderly
coagulation monitoring is no longer needed in the gen- patients are characterized by increased blood levels of
eral population. Fewer drug interactions also make it more FVIII, increase in other coagulation factors such as plasma
advantageous than traditional therapy [10–14]. It peaks in fibrinogen and von Willebrand factor, vascular endothelium
the plasma at 2–4 h after oral administration with a half-life injury in pathogenesis, and pathophysiology [19]. Old age
of 5–9 h in adults and extends to 11–12 h in patients above is regarded as a risk factor in increased bleeding risk when
the age of 65; two-thirds of the drug is metabolized by the evaluating the bleeding risk among patients receiving anti-
liver, while the one-third remaining is renally excreted [15]. coagulation treatment [14].
The EINSTEIN-PE and EINSTEIN-DVT studies demon-
strated that rivaroxaban could offer equal safety and efficacy
as VKA [16, 17]. Guidelines now recommend the intake of Risk factors for increasing VTE in elderly
15 mg rivaroxaban twice daily (bid) for 21 days followed by patients
20 mg daily (qd) for the management of PE and DVT [14].
However, increased bleeding risk and mortality in elderly Conventional risk factors
patients were observed after using rivaroxaban [4]. In recent
years, rivaroxaban plays an important role in the pharmaco- Conventional risk factors are attributable risks in the
therapy treatment of VTE patients; in the present review, younger and elderly individuals, and the risk factors below
we specifically discussed notes during the use of rivaroxa- represent the most common conventional risk factors among
ban in elderly patients diagnosed with VTE, focusing on elderly patients with VTE.
risk factors in older VTE patients, patients with fragility,
different anticoagulant doses of rivaroxaban, drug interac- Immobility
tions, monitoring in elderly patients, and reversal agents for
rivaroxaban. Trauma, surgery, fractures in the lower limbs, replacements
of joints, and injuries in the spinal cord are risk factors that
are strongly connected with VTE, while oral contraception
in fertile women and infection are also frequent predispos-
Definition of elderly patients ing factors in general individuals [14]. In elderly patients,
immobility, which can increase blood stasis and viscosity,
The elderly, for whom the cut-off point of 65 years was is strongly connected with the increased risk of VTE. Short-
adopted by the International Conference on Harmonisation term bed immobility, which spans for less than 14 days, is
of Technical Requirements of Pharmaceuticals for Human related to a sixfold increase in thrombotic risk in inpatients
Use (ICH) E7 guideline on geriatric patients, represent the over the age of 65 years, and the highest risk time window
is the first four weeks of bed stay [20, 21].

Table 1  Baseline characteristics of the trials and participants of EIN- Comorbidity


STEIN
Study Rivaroxaban Enoxaparin/VKA P value In elderly patients, numerous diseases attributed to VTE risk
can be specifically identified, including cancer, heart failure,
EINSTEIN-DVT [16]
stroke, chronic obstructive pulmonary disease, and diabetes
 Total bleeding 139 (8.1%) 138 (8.1%) 0.77
mellitus. Although the relative risk differs between differ-
 Major bleeding 14 (0.8%) 20 (1.2%) 0.21
ent locations and numerous types of primary tumor, cancer
EINSTEIN-PE [17]
increases the risk of VTE by sevenfold [22, 23]. The overall
 Total bleeding 249 (10.3%) 274 (11.4%) 0.23
risk of VTE in congestive heart failure patients is 2.5- to 3.5-
 Major bleeding 26 (1.1%) 52 (2.2%) 0.003
fold greater than that of patients without congestive heart
EINSTEIN-Extension [16]
failure [24, 25]. Stroke, which is a common disease in old
 Total bleeding 36 (6.0%) 7 (1.2%, placebo)  < 0.001
patients, is related to a 1.3- to 3.5-fold increase in patients
 Major bleeding 4 (0.7%) 0 (Placebo) 0.11
over the age of 65 years [26–28]. Chronic obstructive pulmo-
Buller et al. (2012) [52]
nary disease is also a risk factor for VTE in the elderly, and
 Major bleeding 40 (1.0%) 72 (1.7%) 0.002
it can increase the risk of PE by 1.2- to 1.4-fold in patients
Prins et al. (2013) [9]
aged 60 years or over [29, 30]. A meta-analysis showed that
 Major bleeding 10 (1.3%) 35 (4.5%)
diabetes can increase the risk by almost 50% [31]. Other

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Current use of rivaroxaban in elderly patients with venous thromboembolism (VTE)

risk factors such as the metabolic syndrome and obesity are vulnerability of the development of dependency or death
associated with VTE [32]. [38]. The most commonly used phenotype of frailty is the
existence of ≥ 3 of the following five criteria: weight loss,
Pathogenesis and pathophysiology exhaustion, weak grip strength, low physical activity, and
slow walking speed [39].
Although the mechanism has not been fully understood, A prevalence ranging from 4.0 to 17.0% (mean 9.9%) in
increased blood levels of FVIII has been a well-known risk the elderly with physical frailty was described in a system-
factor [19]. Aging can lead to a change in the coagulation atic review that included 31 studies; when including psycho-
cascade through increasing factors, such as plasma fibrino- social frailty, the prevalence is higher [40]. Frail adults are
gen, von Willebrand factor, coagulation factors V, VII, VIII, special individuals with an association of multiple comor-
IX, and XI, fibrinolytic proteins, and plasminogen activator bidities, polypharmacy, and physical, functional, and some-
inhibitor 1. Increased concentrations of blood coagulation times cognitive impairments [41].
factors cause injury to the vascular endothelium, followed In four US communities, a prospective cohort study that
by exposition of tissue factor, collagen and active platelets, involved 4859 individuals over the age of 65 showed that
and other blood cells [1, 19, 33]. By contrast, a considerably immobility is an important component of frailty and VTE.
lower activity of factor XII is associated with the increasing Through the activation of coagulation and inflammatory
risk of VTE in elderly patients [34]. pathways, frailty can increase the levels of coagulation fac-
tors, especially factor VIII, which has been discussed fre-
Genetic risk factors quently as a risk factor for VTE [42–44].
However, current research provides certain information
The risk factors of venous thrombosis are usually divided regarding coagulation in frail elderly VTE individuals. A
into genetic and environmental factors. Seven genetic risk pooled analysis of the EINSTEIN-DVT and EINSTEIN-PE
factors are well-established in previous research, includ- studies defined fragility as at least one of the following crite-
ing factor V Leiden (FVL mutation), prothrombin 20210- ria: age over 75 years old, creatinine clearance < 50 ml/min,
A, fibrinogen gamma, and blood group non-O. The three and body weight ≤ 50 kg. This pooled analysis categorized
other factors are all heterozygous deficiencies of the natural 1573 patients (19.0%) as fragile and revealed that in fragile
coagulation inhibitors protein C, protein S, and antithrombin individuals, compared with a prevalence of 4.5% in major
[35]. In elderly patients, genetic risk factors also play an bleeding caused by warfarin, rivaroxaban showed a statisti-
important role. FVL mutation can increase the risk of VTE cally significant difference of 1.3%; however, these differ-
by fivefold in patients over the age of 60 years [36]. Indi- ences were not observed in non = fragile individuals [9]. A
viduals with PT20210A mutation also experience a 1.5- to retrospective study evaluating the effectiveness and safety
4.5-fold increased risk of VTE [36, 37]. between rivaroxaban and warfarin in frail individuals with
Through our review, conventional risk factors such as VTE suggested that individuals who received rivaroxaban
immobility, comorbidities such as cancer, heart failure, had a lower recurrent VTE and better bleeding results than
stroke, chronic obstructive pulmonary disease and diabetes, patients administered with warfarin [45]. However, a pre-
increased factor XII, and genetic mutations such as FVL vious review recommended warfarin as the first choice of
mutation or prothrombin 20210-A should focused on clinical high bleeding and fall risk [41], possibly because a lack of
practice in elderly VTE patients. antagonist for rivaroxaban during that time. Rivaroxaban can
result in a lower bleeding and recurrent risk than warfarin in
Unconventional risk factors the general population [46]. Therefore, when clinicians face
the difficulty of the choice of anticoagulation, whether with
Although the mechanism has not been fully determined, VKA or direct oral anticoagulants, they should carefully and
unconventional risk factors are almost exclusively present in properly discuss and document the situation with the patient
elderly patients. These risk factors can be explained partly, and caregiver.
and the most common risk factors are listed below. Other unconventional risk factors include muscle
strength, endothelial dysfunction, and venous insufficiency.
Frailty in older VTE individuals Muscle strength can decrease from the age of 50 years [47],
and diminished muscle strength can tightly affect the calf
The international group defined frailty as a medical syn- muscle pump. Thrombosis that causes in elderly patients is
drome with numerous causes that is distinguished by associated with reflux and stasis, and this condition can be
decreases in strength and endurance and diminished caused by the decreased function of the calf muscle pump
physiologic function; it also means increased individual [1]. Endothelial dysfunction is regarded as an age-related
cardiovascular phenomenon [48], and it can be caused by

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X. Zhang et al.

the remodeling of the anatomy of the venous vessel wall, months of anticoagulation with rivaroxaban or enoxaparin/
decreased anticoagulant properties of the endothelium, and VKA, were randomly assigned to undergo an extended treat-
unusual release of anti-inflammatory and anticoagulant fac- ment with rivaroxaban 20 mg qd or placebo for another 6
tors [49–51]. Thus, the remodification of the venous ves- or 12 months. This trial showed that rivaroxaban can used
sel wall in the elderly may contribute to increased risk of as a useful anticoagulation drug in the therapy of VTE, and
thrombosis. The incidence of venous insufficiency increases through this clinical trial, the principal safety outcome of the
with age, but venous insufficiency and the increased risk of major bleeding rates did not show a difference in rivaroxa-
thrombosis in the elderly have not been fully elucidated. ban and the placebo [16].
As the most important unconventional risk factor, frailty Buller et al. conducted a pooled analysis of the EIN-
is tightly connected to elderly patients who have been diag- STEIN DVT and PE, which enrolled all patients from
nosed with VTE, and frailty is important in elderly patients. EINSTEIN DVT and PE. The results revealed that major
The use of rivaroxaban in frail elderly individuals will be bleeding occurred in 40 (1.0%, three fatal) in the rivaroxaban
further studied. group and 72 (1.7%, eight fatal) in the enoxaparin followed
by VKA group (p = 0.002, Table 1). This study not only
revealed that rivaroxaban was non-inferior to enoxaparin/
Clinical treatments related to elderly VKA though different age groups in terms of efficacy but
patients also revealed that increasing age is possibly associated with
a large decline in major bleeding with rivaroxaban [52].
EINSTEIN‑PE, ‑DVT, and ‑extension Prins et al. has conducted another pooled analysis of
EINSTEIN-PE and DVT, and the results revealed rivaroxa-
Guidelines recommend the intake of 15 mg rivaroxaban bid ban could be beneficial to fragile individuals beyond the
for 21 days followed by 20 mg qd for the medical treat- age of 75 years and result in a moderate impairment of renal
ment of VTE [14]. Three large clinical trials (EINSTEIN- function (CrCl 30–49 mL/min) or body weight lower than
PE, -DVT, and -extension) have evaluated the safety and 50 kg (Table 1). In this pooled analysis, no difference was
efficacy of rivaroxaban in the treatment of VTE [16, 17], observed in recurrence events between oral rivaroxaban and
and the trials related to EINSTEIN are shown on Table 1. VKA groups. However, a statistically remarkable difference
The EINSTEIN-DVT is a large clinical study that compared in major bleeding was observed in rivaroxaban (1.3%) com-
oral rivaroxaban (15 mg bid for 3 weeks + 20 mg qd) with pared with VKA (4.5%) in fragile individuals (absolute risk
enoxaparin + VKA for 3, 6, or 12 months in 3449 patients reduction, 3.2%;) [9].
with DVT. Total bleeding episodes were observed in 139 Therefore, EINSTEIN-PE, EINSTEIN-DVT, and EIN-
patients (8.1%) administered with rivaroxaban and in 138 STEIN-extension have shown that rivaroxaban results in
patients (8.1%) who received enoxaparin/VKA (P = 0.77). equal efficacy and safety compared with warfarin, and rivar-
Fourteen patients (0.8%) experienced major bleeding oxaban results in a better safety outcome. However, rivaroxa-
when they received rivaroxaban, while 20 patients (1.2%) ban can cause bleeding in elderly patients more easily than
experienced major bleeding in the enoxaparin/VKA group ordinary patients. Thus, we have also reviewed the use of
(P = 0.21). The findings illustrated that rivaroxaban provided small doses of rivaroxaban in elderly patients.
an equally safe outcome compared with standard therapy for Another clinical trial included 187 VTE patients,
acute DVT [16]. which were divided into two groups: 57 elderly patients
The EINSTEIN-PE is also a large randomized clinical (age ≥ 75 years) and 130 non-elderly patients, and all the
trial that included 4832 patients who were diagnosed with patients were treated with Xa inhibitors. In the present study,
PE with or without DVT through the comparison of rivar- no remarkable differences were observed between these two
oxaban (15 mg bid for 3 weeks + 20 mg qd) with standard groups in terms of the recurrence rates of VTE (p = 0.194),
therapy (enoxaparin/VKA) for 3, 6, or 12 months. Total bleeding episodes (p = 0.130), and death (p = 0.241). How-
major bleeding was observed in 249 patients (10.3%) who ever, the respective proportions of administration of Xa
received rivaroxaban compared with 274 patients (11.4%) inhibitors were 85%:11%:4% for edoxaban, rivaroxaban, and
administered with enoxaparin/VKA (p = 0.23). However, apixaban. Thus, this study revealed the efficacy and safety
major bleeding occurred in 26 patients (1.1%) administered of Xa inhibitors in elderly patients but cannot represent the
with rivaroxaban and in 52 patients (2.2%) in the enoxapa- outcome of rivaroxaban in elderly patients [53].
rin/VKA group (p = 0.003). Considering the safety outcome, A case report presented an 88-year-old woman with DVT
the rivaroxaban group showed fewer major bleeding events and PE who was administered with 10 mg rivaroxaban bid
and an improved benefit–risk effect [17]. and experienced gum bleeding and hemoptysis after five
The EINSTEIN-extension study is a large, double-blind days. When the dose of rivaroxaban was reduced to 10 mg
trial that included 1197 VTE patients who, after 6–12 qd, the bleeding disappeared gradually after three days. The

13
Current use of rivaroxaban in elderly patients with venous thromboembolism (VTE)

patient continued a treatment dosage of 10 mg once daily, benefit from monitoring [61–63]. Available coagulation
and a good outcome was observed after a 90-day follow- assays include prothrombin time (PT), activated partial
up [54]. Another case report described an 80-year-old male thromboplastin time (APTT), and anti-Xa assays. Rivar-
with a low-to-intermediate mortality risk of PE, and this oxaban can prolong PT in plasma and show a modest effect
patient was successfully treated with 15 mg rivaroxaban bid. on PT; however, assay sensitivity can vary distinctly with
The patient underwent a computed tomographic pulmonary different thromboplastin reagents[64], and the prolongation
angiography after seven days of therapy, and improvement of APTT does not show a linear relationship [65–67]. Anti-
of filling defects was observed in his lower lobes. This case Xa activity and rivaroxaban concentration showed a linear,
illustrates that a normal dose can be successfully used in concentration-dependent relationship over a wide range of
elderly patients, but the follow-up time was only seven days, rivaroxaban concentrations (20–660 ng/ml) [68–72]. A low
and the final outcome of this patient was not determined (20 ng/ml) or high concentration (800 ng/ml) of rivaroxaban
[55]. cannot be detected satisfactorily [67, 73]. Anti-Xa assays can
The EINSTEIN-PE, EINSTEIN-DVT, and EINSTEIN- also measure the concentration of rivaroxaban while using
extension trials have shown that rivaroxaban has an equal rivaroxaban calibrators. In addition, negative anti-Xa means
efficacy as VKA, and the pooled analysis showed that rivar- that rivaroxaban is not present in clinically relevant concen-
oxaban can reduce the risk of major bleeding compared with trations. In comparison with PT and APTT, anti-Xa assay
warfarin. A reduced dosage of rivaroxaban has also been is the best method for rivaroxaban monitoring, and elderly
reported in some clinical trials and some case reports, and a patients can largely benefit from monitoring.
reduced dosage has some effect. However, we must acknowl-
edge the limitations of subgroup analyses and the absence Reversal agents
of dedicated clinical trials in the elderly. Thus, more clinical
trials are still needed to confirm this conclusion. Heparin can be reserved with protamine, and warfarin can
be reversed with vitamin K or plasma administration, but
Drug interaction of rivaroxaban the reversal of rivaroxaban can be more difficult, although
elderly patients need reversal agents more urgently because
Numerous diseases can be diagnosed in elderly patients, of slower excretion.
and multidrug can be easily found in elderly individu-
als. As a substrate for P-gp, rivaroxaban is degraded by Andexanet alfa
CYP3A4 (major), CYP2J2 (minor), and ABCG2 (minor).
Thus, this drug can interact with drugs that induce or inhibit As a recombinant, modified human FXa decoy protein,
these pathways. Concomitant use with strong dual inhibi- andexanet alfa can tightly bind with FXa inhibitors. First,
tors of CYP3A4 and P-gp, such as itraconazole, ketocona- it can block the activity of FXa inhibitors by binding and
zole, dronedarone, and ritonavir, is not recommend, except isolating FXa inhibitors. Second, it can bind and seques-
clarithromycin, which can be used together with rivaroxa- ter tissue factor pathway inhibitor tightly as a result of its
ban, because pharmacokinetic data suggests the absence of similarity to FXa [74, 75]. Phase II trial and Phase III have
change in the bleeding risk [56]. Combined P-gp and strong demonstrated the safety and effectiveness of this compound
CYP3A4 inducers, such as phenytoin, carbamazepine, [76–82]. Andexanet alfa has been recommend as a first-line
rifampin, and St. John’s wort, should not be used concomi- treatment for the therapy of uncontrolled or life-threaten-
tantly with rivaroxaban in clinical practice [57, 58]. Elderly ing bleeding events for factor Xa inhibitors in several cur-
patients are likely to develop kidney damage in individu- rent guidelines [83–85]. However, when andexanet alfa is
als with Clcr 15 to 80 mL/min who are administered with cleared, thrombotic events could occur [81, 86]. Meanwhile,
concomitant P-gp and moderate CYP3A4 inhibitors, and the high price for andexanet alfa can cause some difficulty
rivaroxaban should be avoided [56]. Drugs that can inhibit in clinical use [87].
or oppose either CYP3A4 or P-gp do not interact with rivar-
oxaban [59, 60]. Ciraparantag

Monitoring Ciraparantag is a small, water-soluble cation that can bind


to Xa inhibitors, including rivaroxaban, through hydrogen
Rivaroxaban is an anticoagulation drug that does not need bond and charge–charge interactions and achieves complete
routine blood monitoring; however, elderly patients, under- coagulopathy reversal. It can also bind dabigatran, unfrac-
weight individuals, people with renal disfunction, patients tionated heparin (UF), and LMWH [88]. A phase I trial that
with high bleeding risk, people with comorbidities, indi- included 80 healthy individuals revealed that ciraparantag
viduals with suspected overdose, and surgical patients may can reverse edoxaban after drug administration [89]. Phase II

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X. Zhang et al.

and III trials will be started in the future. Although adverse Moreover, an increased bleeding risk limits the effect of
events were not reported formally, transient facial flushing, anticoagulation in elderly patients, and the effectivity of a
allotriogeusia, headache, muscle cramp, and elevations of lower dosage of rivaroxaban in elderly patients needs to be
creatinine phosphokinase levels can be observed during further confirmed. Moreover, fragile individuals comprise
administration. age-specific risk groups of VTE patients, and this special
group requires further study. Furthermore, the prevention of
Prothrombin complex concentrate (PCC) VTE recurrence in the elderly, managing VTE with novel
oral anticoagulants in the elderly, and the effect of cancer on
PCC is a mixture of inactive factors II, IX, X, and VII. The elderly patients with VTE are needed to be further studied.
results for PCCs indicate that they are highly unstable in
terms of hemostatic efficacy through different trials. PCCs
may promote hemostasis, but their effects are not completely Author contributions  Dr. XZ and Dr. QC contributed equally to this
work as the first author.
effective [90].
Declarations 
Activated PCCs (aPCCs)
Conflict of interest  At the end of this manuscript, we declare that none
While PCC is unsuccessful in blocking the bleeds, aPCCs, of the authors has any conflict of interest to indicate.
which include factor eight inhibitor bypassing activity
Informed consent  Informed consent for publication was obtained from
(Shire) and recombinant coagulation factor VIIa (rFVIIa), all participants, and this work has been approved by the First Affiliated
are clinically recommended. Both aPCCs have been used in Hospital of Chongqing Medical University.
the off-label management of life-threatening bleeding events
caused by new oral anticoagulants [91–94].
Considering the slow excretion in elderly patients, they
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