AUTHORIZED SIGNATORY

Client Risk

PEP Tagging

PEP Reason Mandatory if PEP = Yes

Source of Fund

Occupation/Rank

Nature of Work

Product Risk

Products/Services Availed

Purpose of the Account

Jurisdiction Risk

Nationality

Country of Residence

Channel Risk

Client Sourcing Method

Other Risk Factors

Are there any other risk factors that

would warrant a higher risk rating?

If yes, please specify

ELEVATION/DOWNGRADING OF RISK AFTER EDD

Elevate Risk Rating

Elevate risk rating?

If yes, specify reason for elevation

Downgrade Risk Rating

Downgrade risk rating?

If yes, specify reason for downgrading

FINAL RISK RATING