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AAS48310.1177/0095399713481599Administration & SocietyChalekian
Article
Administration & Society
2016, Vol. 48(3) 316–343
Instantiations of © The Author(s) 2013
DOI: 10.1177/0095399713481599
POSDCORB: A aas.sagepub.com
Framework-Theory-
Model Approach
Paul M. Chalekian1,2
Abstract
Challenges have been made to validate “classical” forms of management.
This study facilitates suggestions to view organizational theory from a
design perspective. Affirming how Luther Gulick explored design, tests
of a construct were used to substantiate POSDCORB as a framework.
Integrated within are elements of linguistics and Alexandrian patterns. An
instrument development model was used to approximate POSDCORB as
it demonstrated acceptable content validity, as well as construct validity
and reliability. Having explored a proxy, models were established using
multivariate data. The study provides framework-theory-model scenarios,
evidence to indicate the adoption of institutions, and element support.
Keywords
organizational patterns, contingency theory, goodness of fit, administrative
behavior, multiple inheritance
Corresponding Author:
Paul M. Chalekian, Department of Political Science at the University of Nevada, Reno, 108 W.
Gardengate Way, Carson City, NV 89706, USA.
Email: pmc@unr.edu
Chalekian 317
Historical Perspective
The “classical” contributions to organizational theory have been well docu-
mented, including the works of Taylor (1903), Fayol (1937), Gulick (1937b),
and Urwick (1937). Neoclassical organizational theory has been portrayed as
trumping the former in several introductory sources (e.g., Scott, 2003;
Shafritz & Ott, 2001; Stillman, 1991). Generations of scholars may not have
read Gulick (Meier, 2010), yet, his work sits prominently in the representa-
tions and models of contemporary researchers (Agranoff, 2007; Agranoff &
McGuire, 2001; Fairholm, 2004). Submissions to a prominent public admin-
istration journal further reveal how most remain squarely within POSDCORB
categories (Raadschelders & Lee, 2011). Scholars could be sending one mes-
sage, whereas students may be receiving another.
Contributions from Gulick were reformatory and forward-thinking (Meier,
2010), but a distinguishing issue that deserves refocus is his use of design. In
early public administration, design aspects were largely initiated by Gulick.
Accordingly, he made up the word POSDCORB, “designed to call attention
to the various functional elements of the work of a chief executive” (Gulick,
1937b, p. 13). This word was conceived and published in Gulick’s (1935)
earlier notes and discussions and in his collaborative works (Commission of
Inquiry on Public Service Personnel, 1935).
Herbert Simon played a key role in the development of the “neoclassical”
organization theory, thereby challenging the classics (Shafritz & Ott, 2001).
His book Administrative Behavior became the most influential in public
administration (Sherwood, 1990). Vincent Ostrom (1989) claimed that
Simon’s attack on the works of Gulick was associated with an intellectual
crisis of the discipline. Since then, the studies and theories of organizations
have taken several paths.
Chalekian 319
Design Applicability
Fayol’s comprehensive work predated Gulick, so it can be said that he inher-
ited Fayol’s works. However, inheritance is also an engineering term. While
designing, the identification of artifacts has been previously suggested.
Artifacts can also be thought of as objects. The use of inheritance is just one
of several techniques in object-oriented design. With systems as diverse as
social institutions, a start might be to decompose a system into objects and
then use the resulting structure as a framework for expression (Booch, 1994).
To practitioners, administrative patterns can be easily identified, and Gulick
saw many similarities in organizations (Van Riper, 1990).
The need for refined frameworks has encouraged researchers to revisit the
foundational work of Christopher Alexander (Gamma, Helm, Johnson, &
Vlissides, 1995; Goldberg & Rubin, 1995; Johnson & Hicks, 2004; Kerievsky,
2005). Alexandrian form applies to objects and design patterns. He admon-
ished designers to look for repeatable patterns in architectural design
(Goldberg & Rubin, 1995). In a condensed Alexandrian form, a small set of
POSDCORB patterns, with associated contexts, forces, and relatedness, will
be provided below.
Contemporaries have subsequently recognized the importance of “a pat-
tern language” as described by Alexander (Johnson & Hicks, 2004; Kerievsky,
2005, to name a few). Elements are the patterns themselves whereby each
one describes a problem which:
Chalekian 323
occurs over and over again in our environment, and then describes the core of the
solution to that problem, in such a way that you can use this solution a million
times over, without ever doing it the same way twice. (Alexander et al., 1977, p. x)
Object-Oriented Government
In dealing with complexity, the decomposition of concepts into artifacts and
objects was previously suggested. Some have indicated the possibility of
using objects to conceptualize an object-oriented government. For instance,
the delegation of responsibility to operating units, loosely coupled dependen-
cies among these operating units, and reuses of policies and procedures “are
the hallmarks of an object-oriented government” (Goldberg & Rubin, 1995,
p. 49). Other organizational design scholars exist (e.g., DeSanctis & Fulk,
1999), but an object-oriented view may be closer to the designs needed of
record keeping and reporting. Perhaps the discipline of information technol-
ogy and practices in engineering can be tapped for techniques.
Initials have been developed so that one word could remain in the minds
of engineers. Being object oriented has been described as having elements of
polymorphism, inheritance, and encapsulation (Gamma et al., 1995; Goldberg
& Rubin, 1995; Kerievsky, 2005; van der Linden, 2002, to name a few).
Variations exist, but these object-oriented practices are in frequent use. For
brevity, designers refer to these three interchangeably as “PIE” (cf. van der
Linden, 2002). Goldberg and Rubin (1995) describe how a language is object
oriented when its representational capabilities are object oriented and when it
exhibits the properties of: Encapsulation, in which “the language supports the
representation of information and information processing as a single unit that
combines behavior with the information needed to carry out the behavior,”
324 Administration & Society 48(3)
Note. Due to manuscript limitations, we have carefully put aside empty base classes. They may exist, but
they are not described in our text. An encapsulation of planning may be relevant for a budget analyst, but
may be less relevant for a program analyst.
executive” (Van Riper, 1990, p. 611). With at least dual roles, reporting could
be an encapsulation with the behavior of personnel for supervision or the
behavior of reporting information.
PIE: Empty Base Classes and Extensions. We have carefully put aside some
empty base classes. They may exist, but they are not described in our text.
Based on a reader, encapsulations of planning may be more appropriate for a
budget analyst than for a program analyst, depending on their situations.
Scenarios using Gulick’s other elements, such as organizing, staffing, or bud-
geting, are similarly interrelated. Other techniques, such as “abstraction”
(Booch, 1994; Gamma et al., 1995; Goldberg & Rubin, 1995; Kerievsky,
2005; van der Linden, 2002, to name a few) and “A-PIE” (e.g., van der Lin-
den, 2002) have been taught. Gulick tried to use seven simple objects in his
attempt to help teach POSDCORB to public administrators. This is similar to
the way in which engineers have commonly learned PIE or A-PIE.
Shared Definitions
Prior researchers have done a broad synthesis in an attempt to define IRM.
Those definitions, similar to the organizations they support, have evolved
over time. In 1975, in lieu of public complaints about government “red tape,”
Congress passed P.L.93-556 creating the Commission on Federal Paperwork
Chalekian 327
A Construct
A construct for IRM was obtained from a study done by Lewis, Snyder, and
Rainer (1995). Their work was titled “An Empirical Assessment of the
Information Resource Management Construct,” and their analysis is quite apt
for this comparison. They followed a paradigm for construct measurement as
enumerated by Gilbert Churchill (1979). First, the domain of their construct
(with our emphasis) was specified:
States Statutes At Large: PL 99-591, 30 Oct. 1986, Vol. 100, secs. 3341-336.)
c“[A]ctivities associated with acquiring, storing, processing and distributing. . .” (Lewis, Snyder,
Variable Description
CIRPE 1 if the state established a CIRPE
0 if the state had not established a CIRPE
POPLTN Natural logarithm of a state population [P]
TRANSACT Combination of the logarithm of real per capita direct general
expenditures and intergovernmental revenues to the state [O]
STATEEMP Natural logarithm of state government full-time equivalent
employees per one hundred population [S]
GINSTPWR Index as derived from the chapters on governors in the series
Politics in the American States [D]
PERIOD 1 if the state budgeted annually
0 if the state budgeted biennially [B]
Note. CIRPE = centralized information resource policy entity; POPLTN = premise of planning
for growth and change; TRANSACT = transactions; STATEEMP = state government employ-
ment; GINSTPWR = governor’s institutional power; PERIOD = periodicity.
Method
It may be possible to discern patterns by observing when IRM is centralized
with core public administration variables. The first animation suggests an
instantiation. However, a multivariate data set, acquired from periodic
sources, could suggest a temporal dimension. Under a premise of planning
for growth and change (POPLTN), the number of transactions (TRANSACT)
a state processes could be a factor in organizing entities to adopt IRM. The
number of staff available to troubleshoot problems (STATEEMP) may be of
interest. A plausible metric for directing may be the control sought by a gov-
ernor. The budget time frames to solve state problems (PERIOD) could also
be influential. Table 3 contains the variables and descriptions.
The sources for the dependent variable are national organizations that
monitor data processing practices. The CSG was among the first to assemble
automation information about the states. Since 1965, NASIS, which in 1989
332 Administration & Society 48(3)
Independent
variables Coefficient SE Coefficient SE Coefficient SE Coefficient SE
Note. IRM = information resource management; POPLTN = premise of planning for growth
and change; TRANSACT = transactions; STATEEMP = state government employment; GIN-
STPWR = governor’s institutional power; PERIOD = periodicity. Regional and fixed effects
variables are not shown. LOGIT model: LOG(p/(1−p)) = Intercept + BX.
* p < .05.
Results
The results are presented in Table 4. These include the models across the
range of data, as well as stratifications. The variables were tested using a
LOGIT, a PROBIT, and an LPM; however, we opted not to report and com-
ment on the LPM and PROBIT results, as the LPM can predict probabilities
that can exceed 1, and the PROBIT results were sufficiently similar to those
of LOGIT. The variable coefficients, signage, and levels of significance are
aligned for comparison, and within an ascending chronology.
In Figure 1 (all models), positive signs reveal centralization and control.
Negative signs show decentralization and coordination. The planning vari-
able proxy, POPLTN, in the full sample is within a .05 significance level.
This assumes a two-tailed t-distribution and 330 degrees of freedom. As pre-
dicted, the sign is negative, supporting the assumption that the greater the
334 Administration & Society 48(3)
number of people in a state, the less likely it is that IRM will be centralized.
The estimate for TRANSACT was also significant. Representing the average
of state revenues and expenditures, the model detected a .05 level. It was
surmised that the greater the expenditures and revenues of a state, the less
likely that a CIRPE would exist: The greater the number of transactions, the
greater the need for decentralization. The employee estimate (STATEEMP)
was also significant at .05. Here, too, a negative relationship shows the
greater the number of employees, the greater the propensity for a state to be
decentralized and have coordinated IRM. The variables for a GINSTPWR
and state budget periodicity (PERIOD) appeared to be insignificant at least to
the extent measured by the full sample. Even though the results of these vari-
ables fail to support the postulated relationships, the time-series nature of this
study opens more avenues of inquiry.
To discern more significant variables, we stratified the data. Excluding the
out year of 1995, a closer look at the 10-year intervals starting in 1965 is also
Chalekian 335
presented. The results of the 1965 to 1970 estimation are seen (Figure 1, upper
right) with the power of a governor (GINSTPWR) being significant at the .05
level. The coefficient of this variable was, as expected, positively signed. This
supports how within the earliest time frame, the greater a governor’s control
in a state, the greater the ability to direct and the more likely that a CIRPE will
exist. Based on the 1975 to 1980 interval (Figure 1, lower left), the variable for
budget periodicity (PERIOD) also became significant at the .05 level.
However, the model revealed unexpectedly that PERIOD was positively
signed. This indicates how states that budget annually are more likely to con-
trol a CIRPE. A stratified sample for the next 10 years showed the STATEEMP
variable as being significant and negatively signed (Figure 1, lower right).
Discussion
The purpose of this section is to assimilate the statistical findings. The tech-
niques in the prior section tested the variables by holding other factors con-
stant and by looking at different time frames. Models associated with theories
will be presented. Besides attempting to explain the adoption of POSDCORB-
like institutions, contingency theory (2) will be assessed, as will Thompson’s
technologies, and Gulick’s “holding company” (Theory 1). Also to be revis-
ited are the situational foci that may have led to the scrutiny of Gulick’s work.
Associated Theories
Between the qualitative and quantitative phases, evidence was provided for
the dependent variable, the institutional proxy for POSDCORB. This implies
that the full set of variables could be considered to be determinants of IRM
configurations. After POPLTN, aligned with the need for planning, the next
leading variable in terms of statistical significance was the organizational
relationship to TRANSACT. Transactions play a significant role in interorga-
nizational coordination, and a “holding company” (Theory 1 as described by
Gulick) is transaction based. However, in the later years of the sample, appar-
ently more organizations could branch away from a single data center and
become decentralized. This is intuitive in that more agencies were acquiring
computers and were being networked to send and receive transactions. There
were only a few computer installations or transaction “holding companies” in
the early 1960s, but over the decades that this study covered, a distinct shift
was perceived. Smaller computers emerged as a technological breakthrough,
allowing for the decentralization of many government functions.
But why would not all agencies want to place their transactions on a cen-
tral computer? Or why would some agencies have their data on a central
336 Administration & Society 48(3)
system, and then want to place it on their own system? It could be that, among
other restrictions, the routines of centralized bureaus were too stringent.
Again, structural contingency theory (2) holds that for organizations to be
effective, “there has to be a goodness of fit between its structural design and
the conditions of its environment” (Pennings, 1992, p. 268). Centralized data
processing bureaus had their own set of environmental problems, one of
which was the inability to keep up with peripheral agencies’ requests. For this
reason, moves toward decentralization may have occurred. In terms of orga-
nizational theory, the multiple contingencies a work unit might face could
cause an organizational “misfit” to occur. In one file-intensive study, it was
concluded that organizational misfits result in poor organizational perfor-
mance (Gresov, 1989). For this reason, an agency might want its data added
to (or removed from) a centralized system.
It is of little surprise that the GINSTPWR variable detected those prob-
lems in the earliest periods of the sample. Governors sought control over
mainframe computers and problems. If not resolved at lower echelons, a data
processing crisis in a bureau of a state may ultimately rise to the level of that
state’s chief executive. With the need for an agency to standardize procure-
ment or process critical data, gubernatorial direction may have been the only
catalyst to precipitate interagency cooperation. The stronger the GINSTPWR,
the more likely that a CIRPE will exist in a state. With agency heads attempt-
ing to automate their file-intensive data processing functions, a governor’s
influence was often required to attempt rule-bound control.
A budget cycle, whether annual or biennial, is a certain, controlled event.
Budget totals were increasingly derived from automated sources. The
PERIOD variable, from which the first increases were detected in the mid-
1970s and early 1980s, became statistically significant. As opposed to a nega-
tive relationship in which the propensity exists for biennial states to be
centralized, the opposite was found. Presumably, technological obsolescence
would be twice as bad if budget requests were submitted every 2 years. Based
on the evidence, states that budget annually are more likely to have a central-
ized IRM policy organization. It can be assumed, ceteris paribus, that states
that budget annually make budgetary requests twice as often. The importance
of those requests cannot be overstated, as well as the need for institutional
control. If the data are in a central database, it is more likely to be accessed
and controlled more frequently.
As a proxy for staff, the state employee variable (STATEEMP) showed
negative relationships in the full and stratified samples. The smaller the
number of employees, the more general the services performed by each
position. In contrast, the larger the number of employees, the more a spe-
cialization of services can occur, but also the greater need to coordinate.
Chalekian 337
This was detected in the model: The greater the number of employees, the
greater the degree of decentralization.
Thompson’s Technologies
A focal agency’s core operations may include POSDCORB (Agranoff, 2007,
p. 194). Yet, cases regarding the coordination of administrative policies were
documented much earlier. Based on the core technology descriptions of long-
linked, intensive, and mediating types (Thompson, 1967/2003), these three can
possibly be generalized to the presence of POSDCORB-like entities. Based on
coefficient signage, control elements were more pervasive in the first time peri-
ods, and coordination elements were more likely afterwards, with planning,
organizing, and staffing throughout. Models with those signs were previously
revealed. A progression can be seen whereby long-linked technology agencies
were enhanced by reusable structured designs and intensive technology agen-
cies then became a part of or were influenced by mediating technology agen-
cies. Studies on similar frameworks have uncovered progressions of rule-based
institutions (cf. McGinnis, 2000; Ostrom, 2005; Ostrom et al., 1994). It is pos-
sible that advanced forms of multiple inheritance may be in play, extending
from “one or more existing entities, such that the new entity inherits existing
behavior and information” (Goldberg & Rubin, 1995, p. 46). Calls have been
made to account for “the instantiation of communication technology into orga-
nizational form or vice versa” (DeSanctis & Fulk, 1999, p. 501). The study
detected in situ examples of these forms as rule-based institutions.
The first sought elements via empirical evidence, whereas the second was
concerned with designs. Engineering, according to Simon (1997), was more
concerned with “designing systems that will accomplish desired objectives”
(p. 50). Gulick used organizational design by word as well as in action
(Wamsley & Dudley, 1998). But was Simon attempting rapprochement?
Simon (1997) took “a second look at organization theory from an engi-
neering or design standpoint” (p. 50). He later commented how “[t]he ‘prin-
ciples of organization’ still appear with great regularity in textbooks on
organization” (p. 51). From an engineering or design perspective, elements
of coordination are highly desirable to those in IRM. His later book provided
an example of a “fundamental inquiry into the organization of computer
hardware systems” (p. 54). Simon’s work was valuable, but he may have
unintentionally deflected students of administration away from “the proper-
ties of organizational structures” (Hammond, 1990, p. 170). Generations of
scholars have misinterpreted Gulick’s contribution “through the eyes of
Simon’s critique” (Meier, 2010, p. 284).
Finally, would POSDCORB be considered a framework? As with other
framework scholars, scenarios of framework-theory-model were used. The
study suggests answers to the previous framework assessment questions
(Ostrom, 1999). Gulick’s work provides a pattern language for addressing
universal elements, and possibly “true invariants” as described by Alexander.
POSDCORB elements may be “base classes” involving multiple inheritance.
In our view, a better integration has been shown across policy, IRM, and
public administration disciplines. In terms of framework performance, the
studies of other scholars, as well as our group, reveals how POSDCORB
endures. The models that resulted from the framework and associated theo-
ries can partially explain organizational change in rule-based institutions.
Conclusion
Using a mixed-methods approach, evidence was suggested for the dependent
variable, the proxy for POSDCORB. A multidisciplinary study was used to
show how the concept contained elements of patterns and designs. It appears
Gulick attempted to design a framework with a pattern language and tech-
niques like encapsulation, polymorphism, and inheritance. He used encapsu-
lation to simplify and codify his experiences and those of Fayol. He used
polymorphism to widen his audience, depending on their situation. Finally,
he used inheritance to bring together the more numerous concepts into a sin-
gle and complete framework. The blending of a definition, a law and an
empirically validated construct was accomplished. Support could then be
Chalekian 339
Funding
The author(s) received no financial support for the research, authorship, and/or publi-
cation of this article.
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Chalekian 343
Author Biography
Paul M. Chalekian is a senior program assessment analyst with the City of Baltimore.
He is also an adjunct professor in the Department of Political Science at the University
of Nevada, Reno, and in the Department of Management and Technology at the
University of Maryland University College. His experience includes developing per-
formance audits, administering state programs, and enhancing enterprise frameworks.