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Bacterial translocation:
clinical implications and prevention
Douglass K. Macintire, DVM, MS*,
Ted L. Bellhorn, DVM
Department of Small Animal Surgery and Medicine, College of Veterinary Medicine,
Auburn University, Auburn, AL 36849, USA
Sepsis is the most common cause of death in human trauma patients sur-
viving more than 48 hours after an initial traumatic insult [1]. In many crit-
ically ill patients dying of sepsis, however, no source of infection can be
found. Gram-negative bacteria are the most common organisms cultured
from these patients. In the late 1980s and early 1990s, these observations led
many researchers to suspect that the gut is the reservoir of pathogenic bac-
teria and endotoxins that initiate the systemic host response leading to shock
and organ failure [2].
* Corresponding author.
E-mail address: macindk@vetmed.auburn.edu (D.K. Macintire).
0195-5616/02/$ - see front matter Ó 2002, Elsevier Science (USA). All rights reserved.
PII: S 0 1 9 5 - 5 6 1 6 ( 0 2 ) 0 0 0 3 7 - 2
1166 D.K. Macintire, T.L. Bellhorn / Vet Clin Small Anim 32 (2002) 1165–1178
Pathogenesis
A simple hypothesis was proposed to explain the occurrence of multiple
organ dysfunction in animals or human beings without a known septic focus
[9]. It was believed that shock or trauma resulted in reduced perfusion and
impaired oxygen delivery to the gut. The ensuing mucosal damage owing to
ischemia/reperfusion injury and oxygen stress resulted in gut barrier dys-
function, allowing translocation of bacteria, endotoxins, and cytokines into
the systemic circulation. These mediators were thought to induce a massive
proinflammatory response, thus affecting distant organs [11]. A rodent model
of nonlethal gut ischemia/reperfusion supported the role of BT in contri-
buting to distant organ failure [12]. Occlusion of the superior mesenteric
artery for 45 minutes followed by 6 hours of reperfusion resulted in acute
lung injury in rats.
Despite the considerable mass of evidence supporting the existence of BT
in experimental animals, the clinical significance of BT was called into ques-
tion when researchers were unable to culture bacteria from the portal or sys-
temic blood in a series of human trauma victims [13,14]. In addition, the
results of a multicenter trial in critically ill human patients evaluating selec-
tive gut decontamination in which antimicrobial agents were used aggres-
sively to depopulate the gut of pathogenic gram-negative bacteria and
fungi were somewhat disappointing [15]. No improvement in length of sur-
vival was noted, although there was a 50% reduction in the number of infec-
tious complications in these patients.
The inability to culture bacteria from the portal vein of animals or people
with shock of recent onset led to some modifications in the original concept
of BT [16]. It is now believed that the gut-derived factors contributing to dis-
tant organ injury are found in the mesenteric lymph nodes rather than in the
portal blood and that actual bacteria are not necessary to initiate the sys-
temic inflammatory response [17–19].
Presumably, many bacteria that translocate to the intestinal lymphatic
tissue are killed by the host, thereby initiating a massive proinflammatory
response characterized by the release of cytokines, vasoactive substances,
complement, and other immunomodulators [1]. Furthermore, gut-derived
endotoxemia may be the signal that triggers, perpetuates, or exacerbates the
hypermetabolic response seen in the systemic inflammatory response syn-
drome (SIRS) [20]. Endotoxins are known to stimulate cytokine release and
can cause impairment of the immune system, coagulation system, and GI
mucosal barrier [6,21,22]. It is therefore not necessary to culture viable bac-
teria from the bloodstream or distant organs to implicate the gut as the most
probable cause of SIRS.
One theory that has been proposed to explain the relation between the gut
and multiple organ dysfunction has been referred to as the ‘‘two-hit’’ theory
[23]. According to this concept, an initial event, such as trauma or shock, acts
to ‘‘prime’’ the immune system by activating neutrophils and macrophages.
D.K. Macintire, T.L. Bellhorn / Vet Clin Small Anim 32 (2002) 1165–1178 1167
The liver also plays a role in the pathogenesis of BT and gut-induced sep-
sis. BT was increased almost fourfold in human patients with severe liver
disease and cirrhosis compared with noncirrhotic patients [36]. In addition,
selective decontamination of the gut reduced the level of BT for patients
with advanced cirrhosis to that found in noncirrhotic patients [38]. In rats,
experimentally induced ligation of the common bile duct caused significant
BT to the mesenteric lymph nodes and liver. Sucralfate and/or gentamicin
reduced the degree of BT in these rats [39].
Another factor that has recently been shown to be important in the
pathogenesis of BT is bacterial virulence [38–40]. Some types of bacteria,
such as Pseudomonas aeruginosa, or strains of specific bacteria, such as
Escherichia coli, are more virulent than others. They have the ability to sense
when the host is most vulnerable to infection by detecting changes in tem-
perature, pH, osmolality, oxygen, carbon dioxide, nitrogen compounds,
oxygen free radicals, and norepinephrine. The sensing mechanism occurs
through diffusable molecules and allows communication among the bacte-
ria. The signaling induces gene transduction for such processes as adhesion,
colonization, and proliferation. The PA-1 adherence gene causes injury to
the tight epithelial junctions and allows cytotoxins from bacteria to enter the
host. The type III protein secretory system injects secreted invasion protein
(SIP) into cells, allowing bacteria to enter host cells. Inside the host cell, bac-
teria are able to live within macrophage vacuoles and survive oxidative
agents, DNA damage, increased osmolality, starvation, and acid pH
through macrophage gene transduction. The bacteria can then be trans-
ported to more distant sites within the host.
Bacterial overgrowth also contributes to BT [37,41–43]. Studies have
shown that use of antacids in critical patients may lead to proximal gut col-
onization by virulent bacteria because of increased gastric pH. Colonization
of the proximal gut has been associated with an increase in BT and septic
morbidity [41].
Many researchers believe that splanchnic ischemia plays a central role in
the development of multiple organ failure [43–45], because there is a strong
correlation between decreasing intramucosal pH and morbidity and mortal-
ity [46]. It is believed that intestinal ischemia leads to loss of barrier func-
tion, which results in exposure of the gut-associated lymphoid tissue
(GALT) to bacteria and toxins and the ensuing release of massive amounts
of cytokines and endotoxins. If the reticuloendothelial system is over-
whelmed, systemic endotoxemia and/or bacteremia may result.
Importance of nutrition
For many years, the GI tract was ignored in the management of critically
ill patients. The primary function of the GI tract was seen as the absorption
of nutrients, which was considered necessary to support adequate wound
healing and host response to injury or infection. Concern about possible
aspiration, vomiting, ileus, or lack of enteral access led many clinicians to
pursue a course of ‘‘bowel rest.’’ We now know that bowel rest can lead
to mucosal atrophy, altered permeability, and loss of the trophic effects of
GI hormones. It has been shown in experimental models that starvation and
malnutrition alone do not induce BT but may predispose to mucosal dam-
age and the development of a potentially lethal gut origin septic state during
periods of systemic inflammation [52]. Currently, there is significant interest
and ongoing research to identify individual nutrient effects and to use nutri-
tion as a modulator of metabolic and inflammatory processes.
Early studies in rodents showed the superiority of enteral nutrition over
parenterally administered nutrition [53]. BT and mucosal atrophy were seen
1170 D.K. Macintire, T.L. Bellhorn / Vet Clin Small Anim 32 (2002) 1165–1178
in rats administered total parenteral nutrition (TPN) but not in those fed
enterally. In human beings, the adverse effects of TPN have not been pro-
ven. Mucosal atrophy does not occur with short-term TPN, and in perioper-
ative patients, there was no difference in morbidity, mortality, preservation
of gut barrier function, or development of infectious complications in
patients receiving either parenteral or enteral nutrition [54]. Early enteral
nutrition has been advocated to improve splanchnic blood flow and modu-
late the immune response, especially in trauma and burn patients. Enteral
nutrition can be associated with some complications in critically ill patients,
however, such as diarrhea, bloating, vomiting, or ileus [55]. A combination
of enteral and parental nutrition may be the best method to meet the needs
of critically ill patients.
The type of diet fed may also be important. In mice, feeding a liquid diet
results in BT, whereas feeding a solid diet of rat chow does not result in BT
[50]. Another nutrient that has received considerable study is glutamine [56].
Glutamine is the preferred metabolic fuel for cells lining the small intestine
and has been considered a ‘‘conditionally essential’’ nutrient in critically ill
patients. It is essential for lymphocyte mitogenesis and enhances gut barrier
function. Many studies in rodents have shown beneficial effects of adding
glutamine to enteral or parenteral solutions (reduced BT, thicker GI muco-
sa, and increased survivability) [57,58]. In cats, however, a glutamine-
enriched diet was unable to prevent BT or attenuate permeability defects
secondary to methotrexate-induced enterocolitis [59].
The preferred fuel of colonocytes is short-chain fatty acids. These are
produced through fermentation of nondigestible carbohydrates, commonly
referred to as fermentable fibers (pectin, b-glycan, and lactulose). Insoluble
fibers, such as cellulose, have trophic effects on the GI mucosa by promoting
mucus production, stimulating epithelial cell growth, and preserving growth
of normal microflora. Insoluble fiber is thought to stimulate release of tro-
phic gut hormones, which enhance gut barrier function. Current recommen-
dations regarding optimal fiber type and dose are lacking, but research is
ongoing. Preliminary animal studies have shown decreased BT, prevention
of mucosal atrophy, and avoidance of cecal bacterial overgrowth after the
addition of bulk fiber additives to enteral diets [60]. Other dietary additives
that may reduce BT include x3 fatty acids (fish oil products), arginine,
nucleic acids, and antioxidants. Other research is focusing on hormones,
such as bombesin, which exert protective trophic effects on the GI mucosa.
Definitive dietary recommendations await the results of this exciting area of
research.
Clinical significance
Based on experimental studies in animal models, three primary mecha-
nisms leading to enhanced BT have been identified: intestinal bacterial
D.K. Macintire, T.L. Bellhorn / Vet Clin Small Anim 32 (2002) 1165–1178 1171
in mucosal atrophy, and the lipid emulsions were shown to promote immu-
nosuppression through depressed lymphocyte blastogenesis. In addition,
x6 fatty acids are precursors of prostaglandin and leukotrienes and can
promote inflammation. More recent studies in human beings have not
documented the proposed adverse effects of TPN [54]. The current recom-
mendation is to provide nutrition to critical patients by whatever method
is best tolerated by the patient. Even suboptimal caloric replacement is more
beneficial than none at all.
Enteral nutrition exerts its beneficial effects on gut function by strength-
ening the immune system (lymphocytes and macrophages), increasing IgA
and mucin secretion, and maintaining gut mass through its trophic effects
[84]. Even though the beneficial effects of glutamine have not been proven
in species other than rodents, it is safe and may prove beneficial in patients
with extensive mucosal injury. It is unstable and must be added to solutions
immediately before feeding. It is available as a powder (Cambridge Neutra-
ceuticals Baxter Health Care, Boston, MA [1-800-265-2202]) and can be
given at a dosage of 10 mg/kg/d. Glutamine can be added to the drinking
water of recovering animals or added to the enteral diet and administered
through a nasoesophageal, gastrostomy, or jejunostomy tube. Vitamins, x3
fatty acids, and antioxidants have also been used to promote a healthy gut.
Summary
The occurrence of BT has been well documented in experimental animal
models of hemorrhagic shock, trauma, severe burns, cirrhosis, pancreatitis,
and bacterial overgrowth. Translocation of viable bacteria and endotoxins
into mesenteric lymph nodes and other gut-associated lymphatic tissue is
thought to activate a complex interplay of mediators that initiates the SIRS.
Multiple humoral and cellular systems cause synthesis, expression, and
release of inflammatory mediators, such as toxic oxygen radicals, proteolytic
enzymes, adherence molecules, and various cytokines. A massive sustained
proinflammatory response can ultimately result in irreversible multiple
organ dysfunction.
Because BT is associated with splanchnic hypoperfusion, the cornerstone
of therapy involves rapid resuscitation and restoration of tissue perfusion. If
a septic focus can be identified, it should be removed. Gut protectants, pro-
motility agents, antioxidants, and immune-enhancing diets have shown
promise in improving length of survival in these critically ill patients.
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