Professional Documents
Culture Documents
Ronald Dworkint
I
COMMUNITY AND DEMOCRACY
Some liberals have thought that liberal tolerance can be fully justi-
fied by John Stuart Mill's harm principle, which holds that the state may
properly restrain someone's liberty only to prevent his harming others,
not himself.' In Law, Liberty and Morality, H. L. A. Hart argued that
this rules out legislation making homosexual acts criminal.5 But Hart's
argument is sound only if we limit harm to physical injury to person or
property. Every community has an ethical environment, and that envi-
ronment makes a difference to the lives its members can lead. A commu-
nity that tolerates homosexuality, and in which homosexuality has a
strong presence, provides a different ethical environment from one in
which homosexuality is forbidden, and some people believe themselves
harmed by the difference. They find it much harder, for example, to raise
their children to instincts and values of which they approve.
The first argument against liberal tolerance declares that questions
about the shape of a democratic community's ethical environment should
be decided in accordance with the majority's will. It argues not merely
that whatever decisions the political officials elected by the majority
make should be accepted as law, but that these political officials should
make decisions that reflect the preferences of a majority rather than any
minority.6 This is substantive rather than merely procedural majoritari-
anism. The argument does not assume that any minority's moral views
are base or wicked, but only that when opinion divides about the proper
ethical environment for a community, it is unfair to allow a minority to
dictate to majority will.
This assumes, however, that the contours of a community's ethical
environment must be decided collectively, in a winner-take-all fashion, so
that either the majority or some minority must determine, exclusively, its
shape. If that assumption were true, then the argument would plainly be
powerful. Some issues must, indeed, be decided in close to a winner-
take-all way, and in those instances, one group's view must prevail
entirely, to the total exclusion of any other. For example, whether the
nation should adopt a particular version of a Strategic Defense Initiative
(SDI). But democracy does not demand that all political decisions be
winner-take-all. On the contrary, in one central sphere of life-the eco-
nomic environment-justice requires exactly the opposite.
The economic environment in which we live-the distribution of
property and preferences that creates supply, demand, and price-affects
us even more obviously than our ethical environment does. I am harmed
by the fact that I own less property than I might, and that others have
different tastes than I might want them to have. The economic environ-
ment may frustrate my efforts to raise my children to have the values I
might wish them to have; I cannot, for example, raise them to have the
skills and experience of collecting Renaissance masterpieces. But even if
a majority of citizens wanted to assign all economic resources to them-
selves, it would not be just for them to do so. Justice requires that prop-
erty be distributed in fair shares, allowing each individual person his or
her fair share of influence over the economic environment. People disa-
gree, of course, about what constitutes a fair share, and a good part of
7. In my view, fair shares are those that equalize, so far as this is possible, the opportunity
costs to others of the material resources each person holds. See Dworkin, What is Equality? Part2:
Equality of Resources, 10 PHIL. & PUB. AmE. 283 (1981). I restrict the opportunity-cost test to
material (or, as I have sometimes said, impersonal) resources, because that test is not appropriate for
personal resources like talents and health.
8. For an account of the requirement of integrity, and of the issues of principle it demands be
decided the same for everyone, see R. DWORKIN, LAW'S EMPIRE (1987), especially Chapter 6. For
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a more extended discussion of the distinction between matters of principle like those cited in the text,
and matters of policy like SDI, see R. DWORKIN, A MATrER OF PRINCIPLE (1986), especially
Chapter 3.
9. This argument is developed at considerable length, and its consequences for liberalism
described, in Dworkin, What is Equality?Part 3: The Place of Liberty, 73 IOWA L. REy. 1 (1988).
CALIFORNIA LAW REVIEW [Vol. 77:479
the majority's wishes. If the concept of community has an important
role in the criticism of liberal tolerance, is must be in a more robust sense
than simply as a name for a political unity over which majority rule
roams.
II
COMMUNITY AND CONCERN
10. This discussion of this section draws on material in lectures I gave last spring at Stanford
University under the auspices of the Tanner Foundation. These will appear in a forthcoming
collection of Tanner Foundation lectures to be published by the Foundation. Readers who wish to
see an expanded discussion of the distinction between volitional and critical interests, and reasons for
preferring the constitutive to the additive view of critical interests, should consult those lectures.
11. That characterization of volitional interests ignores the fact that some of the things a
person wants may conflict with other things he wants. But the refinements needed to take account of
that fact are not necessary for the general distinction between coalitional and critical interests I make
in the text.
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12. The distinction between critical and volitional well-being is not the distinction between
what is really in my interests and what I only think is. My volitional interests are genuine, real
interests, not merely reflections of my present judgments, which I may later decide are mistakes,
about where my critical interests lie. The two kinds of interests, the two modes of well-being are
distinct. I can intelligibly want something without thinking it makes my life a better life to have;
indeed a life in which someone only wanted what he thought it in his critical interests to have would
be a sad, preposterous mess of a life. I should add (because the question was raised at the
conference) that I use the term "critical interests" rather than "real interests" to avoid suggesting
what this footnote denies, that the contrasting "volitional" interests are in some way illusory or
bogus.
CALIFORNIA LAW REVIEW [Vol. 77:479
What view should we take about the relationship between these two
ways of looking at the critical value of a life? We should distinguish two
answers. The additive view holds that components and endorsements are
separate elements of value. If someone's life has the components of a
good life, then it has critical value. If he endorses these components,
then their value increases. The endorsement is frosting on the cake. But
if he does not, the value of the components remains. The constitutive
view, on the other hand, argues that no component contributes to the
value of a life without endorsement: If a misanthrope is much loved, but
disdains the love as worthless, his life is not much more valuable for the
affection of others.
The constitutive view is preferable for a variety of reasons. The
additive view cannot explain why a good life is distinctively valuable for
or to the person whose life it is. And it is implausible to think that some-
one can lead a better life against the grain of his most profound ethical
convictions than at peace with them. If we accept the constitutive view,
then we can answer the argument from critical paternalism in what we
might call its crude or direct form. Suppose someone who would lead a
homosexual life does not, out of fear of punishment. If he never endorses
the life he leads as superior to the life he would otherwise have led, then
his life has not been improved, even in the critical sense, by the paternal-
istic constraints he hates.
We must recognize a more subtle aim of critical paternalism, how-
ever. Suppose the state deploys a combination of constraints and induce-
ments such that a homosexual is converted and does in the end endorse
and appreciate the conversion. Has his life then been improved? The
answer turns on an issue I have so far neglected: the conditions and cir-
cumstances of genuine endorsement. There must be some constraints on
endorsement; otherwise critical paternalism could always justify itself by
adding chemical or electrical brainwashing to its regime.
We must distinguish acceptable from unacceptable circumstances of
endorsement. The distinction, as we know from the history of liberal
theories of education, is a difficult one to draw, but any adequate account
of acceptable circumstances would, I believe, include the following prop-
osition. We would not improve someone's life, even though he endorsed
the change we brought about, if the mechanisms we used to secure the
change lessened his ability to consider the critical merits of the change in
a reflective way. Threats of criminal punishment corrupt rather than
enhance critical judgment, and even if the conversions they induce are
sincere, these conversions cannot be counted as genuine in deciding
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whether the threats have improved someone's life.13 The second commu-
nitarian argument is therefore self-defeating.
III
SELF-INTEREST AND COMMUNITY
A. MaterialNeeds
It is now a familiar idea in political as well as social theory that
people need communities, and that social life is both natural and essential
for human beings. The third communitarian argument declares that tol-
erance makes communities less able to serve their members' various
social needs. In the 1950s Lord Devlin offered a straightforward, though
very implausible, version of this argument in criticism of the Wolfenden
Report which successfully recommended liberalization of the laws
against homosexuality in Britain.14 Devlin said that a community cannot
survive unless it achieves moral homogeneity backed by a sense of intui-
tive outrage, and that tolerance is therefore a kind of treason.15 His
claim was widely attacked and seems contradicted by the stubborn sur- 16
vival of famously tolerant political communities such as Scandinavia.
There are more sophisticated versions of the third argument, how-
ever. These claim not that tolerance will destroy a community, root and
branch, but that it will cripple a community's ability to perform some
crucial function. Different versions of the argument cite different func-
tions as crucial, but one set of social needs is obvious: People need secur-
ity and the economic benefits of division of labor. No one could lead an
adequate human life without the mechanisms of community that ration-
alize production and consumption, provide public goods like police,
armed forces and the like, and ameliorate prisoners' dilemmas. But there
13. I shall not consider a form of critical paternalism more subtle and academic still, though it
raises difficult and important questions about the concept of critical well-being. Suppose critical
paternalism is aimed not at the present generation of homosexuals, but at the remote future.
Suppose it aims to eliminate homosexuality, as a form of life, from the conceptual menu, so that
future generations will not even be able to imagine such a life. It is extremely doubtful such a project
could succeed. But assume that it could and also (what many of us would not accept) that a
homosexual life is inherently a bad life to lead. Would this kind of conceptual paternalism then be in
the interests of people who would have led homosexual lives had these been on their menu? Some
conceptual paternalism would certainly be in the interests of justice; the world would be a better
place if no one could even imagine a life of genocide or racism, for example. Even so, it seems to me
odd to think that a person's own life could be made a better life to have lived, in the critical sense, by
constricting his imagination.
14. P. DEVLIN, THE ENFORCEMENT OF MORALS (1959); see REPORT OF THE COMMITTEE ON
HOMOSEXUAL OFFENSES AND PROSTITUTION (1957).
15. DEVLIN, supra note 14, at 9-15.
16. Devlin himself later said that he did not mean to suggest that tolerating homosexuality
would subvert the community, but only that society might be threatened by tolerance, and must
therefore reject any principle that rules out intolerance altogether. See Devlin, Law, Democracy, and
Morality, 110 U. PA. L. REV. 635-41 & n.14 (1962).
CALIFORNIA LAW REVIEW [Vol. 77:479
B. Intellectual Needs
20. See Selznick, The Idea of a CommunitarianMorality, 75 CALIF. L. REV. 445 (1987).
1989] LIBERAL COMMUNITY
IV
INTEGRATION WITH COMMUNITY
A. Integration
I come finally to the fourth (and in my view the most important and
interesting) communitarian argument against liberal tolerance. Liber-
alism, according to many of its critics, presupposes a sharp distinction
between people's own welfare or well-being and the well-being of the
political community to which they belong. The fourth argument against
tolerance denies that distinction. It claims that the lives of individual
people and that of their community are integrated, and that the critical
success of any one of their lives is an aspect of, and so is dependent on,
the goodness of the community as a whole. I shall call people who
accept this view (adopting a fashionable phrase) civic republicans. They
take the same attitude toward the moral and ethical health of the com-
munity as they do toward their own. Liberals understand the question
whether the law should tolerate homosexuality as asking whether some
people have the right to impose their own ethical convictions on others.
Civic republicans understand it as asking whether the common life of the
community, on which the critical value of their own lives depends,
should be healthy or degenerate.
According to the argument from integration, once the distinction
between personal and communal well-being is recognized as mistaken
and civic republicanism flourishes, citizens will necessarily be as con-
cerned for the soundness of the community's ethical health, including the
views of sexual morality that it sponsors or discourages, as for the fair-
ness or generosity of its tax system or foreign-aid program. Both are
aspects of the community's overall health, and an integrated citizen, who
CALIFORNIA LAW REVIEW [Vol. 77:479
recognizes that his own well-being is derived from the community's well-
being, must be concerned with the community's overall health, not with
one selected aspect of it. This is an important argument, even though it
ends in serious error. I should say at once what I regard as good in the
argument, and where, in my view, it goes wrong. Its most fundamental
premise is right and important: political communities have a communal
life, and the success or failure of a community's communal life is part of
what determines whether its members' lives are good or bad. The argu-
ment's most fundamental mistake lies in misunderstanding the character
of the communal life that a political community can have. The argument
succumbs to anthropomorphism; it supposes that a communal life is the
life of an outsize person, that it has the same shape, encounters the same
moral and ethical watersheds and dilemmas, and is subject to the same
standards of success and failure, as the several lives of the citizens who
make it up. The illiberal force of the overall argument depends on this
fallacy, which forfeits much of the advantage gained by the argument's
sound and attractive premise.
lives are bound up in their communal life, and that there can be no pri-
vate accounting of the critical success or failure of their individual lives
one by one. So the personification latent in the idea of integration is
genuine and deep. The more familiar ideas of altruism, paternalism, and
vicarious emotion are built around individual units of agency and con-
cern. Integration supposes a very different structure of concepts, in
which the community, and not the individual, is fundamental.
All this may suggest that integration depends on a baroque meta-
physics which holds that communities are fundamental entities in the
universe and that individual human beings are only abstractions or illu-
sions. But integration can be understood in a different way, as depending
not on the ontological primacy of the community, but on ordinary and
familiar facts about the social practices that human beings develop. An
orchestra has a collective life not because it is ontologically more funda-
mental than its members, but secure of their practices and attitudes.
They recognize a personified unit of agency in which they no longer fig-
ure as individuals, but as components; the community's collective life
consists in the activities they treat as constituting its collective life. I
shall call this interpretation of integration, which assumes that integra-
tion depends on social practices and attitudes, the practice view, to dis-
tinguish it from the metaphysical view which assumes that integration
depends on the ontological primacy of community. I do not mean to
suggest that the practice view is reductionist. When an integrated com-
munity exists, the statements citizens make within it, about its success or
failure, are not simply statistical summaries of their own successes or
failures as individuals. An integrated community has interests and con-
cerns of its own-its own life to lead. Integration and community are
genuine phenomena, even on the practice view. But on that view they
are created by and embedded in attitudes and practices, and do not pre-
cede them.
On the practice view, therefore, a special kind of case must be made
before integration can be claimed. It must be shown that social practice
has in fact created a composite unit of agency. It would be nonsense for
someone to claim integration with some community or institution by per-
sonal fiat, that is, simply by declaring and believing that he is part of it. I
cannot just declare myself integrated with the Berlin Symphony Orches-
tra and thereafter share in that institution's triumphs and occasional
lapses. Nor can I bring a common unit of agency into existence by fiat. I
may declare and believe, for example, that philosophers whose surname
starts with "D" are a common unit of agency in philosophical work, and
that I can properly take pride and credit in Donald Davidson's and
Michael Dummett's work the way a cymbal player can take pride and
credit in his orchestra's performance. But I would be wrong. There
1989] LIBERAL COMMUNITY
crises over whether it should care less about music and take up photogra-
phy instead. Though the first violinist may be concerned about a col-
league's sexual habits or deviance, this is concern for a friend that reflects
altruism, not self-concern for any composite unit of agency which
includes him. His moral integrity is not compromised by the drummer's
adultery.
22. I do not mean, of course, that these participatory acts are themselves collective acts of the
political community as a whole: They are not. But they may be collective acts of some smaller
community within it; a demonstration, for example, may be part of the communal life of a political
action group, which, though political in its aims, is not in itself a political community because it does
not administer its affairs through a monopoly of coercive power over its members.
1989] LIBERAL COMMUNITY
23. Of course, as I emphasize later, that is not to say that no community does or could
recognize a collective sex act.
24. Citizens are not mutually self-selected, like members of a fraternal organization, nor are
they chosen for some particular talent or ambition, like musicians in an orchestra, nor are they
identified by some independently given religious faith or sexual conviction or even, in the modern
world of immigration and boundary shifts, by racial or ethnic or linguistic type or background.
CALIFORNIA LAW REVIEW [Vol. 77:479
collective sex life is very different from the integration argument we have
been considering. For the latter argument begins in, and draws its force
from, the claim that we are already in such a community-that we have
no choice now but to look after the sex life of others because if their lives
are degraded, ours are too.2 5
V
LIBERAL COMMUNITY
25. It does not follow, of course, from my claim that ethical integration is possible only when
social practices create the necessary conceptual background, that ethical integration is mandatory or
even defensible on every occasion when they do. No one should think his own critical interests tied
to the success or failure of a community that does not recognize him as an equal member, or that
denies him the most basic human rights, for example. Compare, in this connection, the parallel
conditions of political obligations discussed in R. DWORKIN, LAW'S EMPIRE, supra note 8.
CALIFORNIA LAW REVIEW [Vol. 77:479
26. It is challenged, for example, by the first three communitarian arguments I discussed
earlier in this essay.
1989] LIBERAL COMMUNITY
27. Unless, of course, he is himself the victim of these various forms of discrimination.
CALIFORNIA LAW REVIEW [Vol. 77:479
even the most heated argument over particular policies and principles.
People who think of justice in the non-integrated way, as requiring neces-
sary compromises of their own interests for the sake of others, will tend
to suspect that those who resist programs that require evident sacrifices
from them, because they reject the conception of justice on which those
programs are based, act out of self-interested bias, whether deliberate or
subconscious. Political argument will then degenerate into the sullen
trading that destroys civic republicanism.
That kind of suspicion has no place to root among people who take
political disagreement to be disagreement, not about what sacrifices are
required from each, but about how to serve the common interests of all in
securing a genuinely just solution. Disagreement persists against that
background, as it is desirable that it should. But it is a healthy disagree-
ment among partners whose interests coalesce, who know that they are
not antagonists in interest, who know that they win or lose together.
Integration, so understood, gives a fresh meaning to the old idea of a
commonweal, a genuine interest people share in politics, even when polit-
ical disagreements are profound. Of course all this is utopian. We can
scarcely hope that a thoroughly integrated political society will ever be
realized. It will not be realized in coming decades. But we are now
exploring utopia, an ideal of community we can define, defend, and per-
haps even grope our way towards, in good moral and metaphysical
conscience.
B. Ethical Priority
The consequences of civic republicanism in the liberal mode are
therefore attractive. But there is a considerable gap in the argument I
have offered you, because I have offered no reason, so far, why people
should accept integration in the liberal sense, why they should regard the
success of their lives as dependent, in the way I just described, on the
justice of their community's political decisions. We cannot hope to pro-
vide a knock-down demonstration by way of answer to that question.
But we can try to make the idea of liberal community more attractive by
identifying aspects of the good life that are made possible or are nour-
ished in a just state.28
I shall describe only one strand of that project- and that in skeletal
form. It begins in a weak form of Plato's view that morality and well-
being are interdependent in an adequate ethics, that someone who does
not behave in a just way leads a worse life in consequence.2 9 That is
hardly a plausible view if we have in mind what I call volitional well-
28. The skeletal (and I fear somewhat cryptic) discussion of this section also borrows from,
and is much expanded in, the lectures described supra note 10.
29. See PLATO, THE REPUBLIC.
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one of the two ideals, and each direction of compromise impairs the criti-
cal success of their lives.
Acting justly is not entirely a passive matter; it means not only not
cheating, but also doing what one can to reduce injustice. So someone
acts unjustly when he fails to devote resources he knows he is not entitled
to have to the needs of those who have less. That failure will hardly be
redeemed by occasional charity, limited and arbitrary in the way charity
inevitably is. So if the critical value of a life is diminished by a failure to
act as justice requires, then it is diminished by ignoring the injustice in
one's own political community. A life entirely devoted to reducing injus-
tice so far as one can, on the other hand, would be at least equally dimin-
ished. When injustice is substantial and pervasive in a political
community, any private citizen who accepts a personal responsibility to
do whatever he possibly can to repair it will end by denying himself the
personal projects and attachments, as well as the pleasures and frivolities,
that are essential to a decent and rewarding life.
So someone with a vivid sense of his own critical interests is inevita-
bly thwarted when his community fails in its responsibilities of justice,
and this is so even when he, for his own part, has done all he personally
can to encourage it to succeed. Each of us shares that powerful reason
for wanting our community to be a just one. A just society is a prerequi-
site for a life that respects both of two ideals, neither of which should be
abandoned. So our private lives, our success or failure in leading the
lives people like us should have, are in that limited but powerful way
parasitic on our success together in politics. Political community has
that ethical primacy over our individual lives.