Professional Documents
Culture Documents
A preliminary research agenda for the relationship between culture, at several levels, and
knowledge management (KM) practice and success is developed. The levels of culture that are
considered are national culture (NC), overall organizational culture (OC), organizational
climate, organizational subcultures, subunit cultures, and team climate. The national and
organizational levels have previously been dealt with in largely separate research streams.
The ubiquity of globalization demands that they be integrated into a single research agenda.
Indicators that may serve as measures of the dependent variable in the culture–KM relationship
are suggested as is a format that facilitates the formulation of specific research questions. While
culture is usually thought of as the independent variable in the culture–KM dyad, the role of
culture as the dependent variable in these relationships is also treated. Copyright # 2007 John
Wiley & Sons, Ltd.
(Ruggles, 1998). Indeed, culture dominated all other wisdom (Pauleen and Murphy, 2005). However,
impediments in their ranking. In a theoretical these relationships have not been widely empiri-
domain, ‘cultural barriers’ have been identified as cally tested.
one of two major categories that ‘make it difficult to Moreover, the streams of thinking and research
realize the full value’ (of KM) (McCann and that have characterized NC and organizational-
Buckner, 2004, p. 47). So, culture is both important level ‘cultures’ have been largely distinct. (Leidner
to, and problematic for, KM. and Kayworth, 2006). Since both streams focus on
This paper addresses the various concepts and measuring the cultural attributes of people who
levels of culture that are useful to research and ‘belong’ to a culture and since the ubiquitous nature
practice in KM. It first focuses on the various levels of globalism requires that we think beyond
of culture in terms of how they can affect KM traditional organizational boundaries, these streams
practices and outcomes. It also emphasizes that must now be integrated.
organizational-level cultures should be an impact The influence of culture is often a matter of faith;
area for embedding knowledge into the organiz- one either believes that it is important, or not.
ation. Thus, culture is both an antecedent and an However, there are some fairly clear illustrations of
outcome of KM. culture’s multi-faceted significance. For example,
The objective of the paper is to develop a Hofstede criticized McGregor’s ‘Theory X versus
conceptualization for a preliminary research agenda Theory Y’—a fundamental tenet of management
for the relationships of culture and KM. theory that is often reflected in OC—by saying that
‘McGregor’s theses were written from an indivi-
dualistic, fairly masculine cultural background,
which makes little sense in collectivist, moderately
THEORETICAL BACKGROUND feminine Indonesia’ (Hofstede, 1994). Hofstede
thus integrated NC with OC in a minor way,
The willingness of people in organizations to something that this paper argues must be done in
participate meaningfully in KM is of central major ways.
importance to the field. ‘Knowledge sharing’ (King,
2006)—the willingness of individuals to share their
valuable personal knowledge with others who are
often unknown to the potential sharer—is of NATIONAL CULTURE
particular importance. (Gilbert and Krause, 2002).
Motivating people to be willing to share can take a NC, also known as national character, has been
variety of forms (King and Marks, 2008). Szulanski referred to as ‘the pattern of enduring personality
(1996) proposed that motivational forces derive characteristics found among the populations of
from either or both of the two bases: personal belief nations’ (Clark, 1990, p. 66). Social anthropologists
structures and institutional structures such as have concluded that different societies face the same
values, norms, and accepted practices. It is to these basic sets of issues. It is the manner in which a
institutional structures, which usually are described society deals with those issues that varies among
as ‘culture’, that this paper is addressed. cultures. According to Inkeles and Levinson (1969),
This paper addresses culture at five levels that are anthropologists categorized these issues as: the
relevant to KM practice and success: relationship of individuals to authority; the relation-
ship of individuals to society; the concept of
- national culture,
masculinity and femininity; how people deal with
- organizational culture, uncertainty, and the way in which people express
- organizational climate,
their feelings.
- subunit culture and organizational subcultures,
People are believed to acquire patterns of
- team climate.
thinking, feeling, and acting, starting in early
childhood and continuing throughout their life.
The focus is on the influence of these ‘culture These sources of mental programming ‘lie within
levels’ on KM practice and success as well as (for the the social environments in which one grew up and
organization-level cultures) their role as organiz- collected one’s life experiences’ (Hofstede, 1991,
ational assets within which knowledge may be p. 4). This programming starts at home with the
embedded (Holsapple and Joshi, 2001). The influ- family and is affected by the neighborhood, school,
ence of culture and climates on a wide variety of work, and community. Values are formed from
individual, group, and organizational choices is experience with parents, school, religion, and the
widely accepted; clearly, this is the conventional media (Laurent, 1983).
228 W. R. King
DOI: 10.1002/kpm
Knowledge and Process Management RESEARCH ARTICLE
(Hofstede, 1980), individuals tend to see themselves of the organization. A specific culture emerges
as members of a group and are thus closer to the when all those in the organization accept these
collective side of the scale. The group provides assumptions or beliefs as interpretive schemes.
much of their identity and members are loyal to the Values are a more visible reflection of these
group (Hoecklin, 1995). Individuals from a collecti- underlying assumptions in that they present a set of
vist culture do not value standing out from the social norms that define the ‘rules’ through which
crowd. In contrast, people of cultures scoring high people interact (DeLong and Fahey, 2000). They
on individualism such as the United States, represent a basis for social control in that they define
Australia, the United Kingdom, Canada, and the the behaviors that are appropriate for organiz-
Netherlands, are self-oriented and value individual ational members to display.
initiative, freedom, and challenge. Artifacts are the most visible aspects of OC. A
IC ‘will strongly affect the nature of the firm’s knowledge repository is one KM-related arti-
relationship between a person and the organization fact of its underlying cultural values and assumptions.
to which he or she belongs’ (Hofstede, 1991, p. 152). Those who believe that a single, unified culture
IC can affect the reasoning for compliance with exists in organizations see OC as ‘an integrating
organizational requirements. In individualistic cul- mechanism or social or normative glue that holds
tures, employees act for personal gain or conscience together a potentially diverse group of organiza-
rather than for the good of the group or organization tional members’ (Meyerson and Martin, 1987, p. 624).
(Hofstede, 1991). The actions of others are not Among the organizational cultural values that
considered important to individualists, who tend to have been prominently studied are ‘task orien-
lead highly segmented social lives. tation’—a concern for efficiency, ‘people-
On the other hand, the goals and approval of the orientation’, ‘constructive’—fairness and helpful-
group are valued by individuals on the collectivist ness, ‘passivity’, and ‘aggression’ (Cooke and
side of the scale. Collectivists feel interdependent Lafferty, 1987).
with the group and will subvert their own interests To illustrate the three components of OC in a
if they are at odds with the group’s (Hofstede, 1991). manufacturing context, consider the underlying
They do not care to work alone and they feel cultural assumption of a ‘customer orientation’:
protected by the group (Newman and Nollen, 1996). values such as investing in facilities and equipment
A collectivist has concern for the implications of his to leverage intellectual work, working closely with
or her actions on the lives of others and values a suppliers and customers, making global decisions,
sense of sharing and helping. exercising management control, and integrating
processes with suppliers. The related artifacts might
Other national culture dimensions be reengineering, cellular manufacturing, quality
Other value dimensions that have been considered improvement efforts, preventive maintenance, and
for NC are ‘time orientation’—the trade-off ‘pull’ production. (Nahm et al., 2004).
between the short- and long-runs (Hofstede and
Bond, 1988), ‘monochronism versus polychron-
ism’—linear versus parallel processing, (Hall,
1976), and ‘locus of control’—whether one’s fate ORGANIZATIONAL CLIMATE
is controlled by others or by oneself (Smith et al.,
1995). Organizational climate is often distinguished from
OC in that climate reflects a contextual situation at a
point in time as well as its links to the behaviors of
ORGANIZATIONAL CULTURE organizational members, whereas culture is an
evolved context within which specific situations
‘Integrationist’ views of OC propose that a single are embedded. Organizational climate is therefore
unified culture exists in an organization. It is usually distinguished from OC in terms of perma-
characterized by consistency across individuals nence. Culture is more permanent; climate is
and units in terms of the elements of culture: similar, but less enduring. In effect, climate is a
assumptions, values, and artifacts (Schein, 1985). direct behavioral manifestation of culture.
Assumptions, or beliefs, represent interpretive Thus, climate is more susceptible to change,
schemes that people use to perceive reality and to particularly through manipulation, than is culture.
make sense of it. These assumptions are formed over In many instances, in which ‘changing the culture’ is
time as members of an organization make decisions, attempted or discussed, it is really climate that is
cope with problems, and take advantage of oppor- being addressed. This manipulation may be by
tunities. Then, they are passed on to other members managers who have a plan to alter the organization
or by participants who are exercising their power and distribution of knowledge within the team
and influence. matches those required for success in the project
Important aspects of organizational climate in that is assigned, (Walz et al., 1993). Since teams are
achieving KM goals are ‘trust’ (Hinds and Pfeffer, typically focused on a single objective and are
2003), ‘openness’, ‘tolerance of well-reasoned fail- short-lived, the concept of climate is more appro-
ure’ (Leonard and Sensiper, 1998), and one imbued priate at the team level than is culture.
with pro-social norms (Constant et al., 1994). When groups of individuals work collaboratively
as when a team pursues a focused objective, there is
no question that something resembling a climate
ORGANIZATIONAL SUBCULTURES AND forms. This has been recognized in terms of the
SUBUNIT CULTURES ‘team cognition’ of the group (Mathieu et al., 2000).
In experiments with temporary self-organizing
Proponents of a ‘differentiation’ perspective on student teams, I have observed significant and
culture view OC as a mix of ‘local cultures’, each lasting differences in many values and artifacts—in
with their own assumptions, values, and artifacts communications patterns and media, for example.
(Denison, 1996; Hofstede, 1998; Meyerson and These differences are not readily explained by
Martin, 1987; Sackmann, 1992). This view does anything other than ‘team climate’. For instance,
not conflict with the ‘integration’ view of a unitary some teams tend to communicate electronically and
OC since both can exist simultaneously. seldom have team meetings. Others meet regularly
These organizational subcultures may reflect the and use e-mail very little between meetings. Clearly,
organizational structure, professional occupations, this reflects different shared behavior patterns that
task assignments, ethnic values, rank in the hiera- emerge very rapidly after the teams are formed.
rchy, or technologies used (Bloor and Dawson, 1994) A linkage between the broad notion of culture/
Subunit cultures are a special variety of organ- climate and the specific idea of a ‘team climate’
izational subculture in that they are created within comes through the well-accepted notion of ‘shared
the boundaries of particular subunits of an organ- cognition’. Cannon-Bowers and Salas (2001)
ization. For instance, the Accounting Department of indicate that ‘shared attitudes/beliefs’ are one of
a firm might, and generally does, have a specific set the four components of shared cognition. ‘When
of guidelines and behavioral norms that may be team members are similar in terms of their attitudes
different from the broad OC’s guidelines and and beliefs, it will cause them to have compatible
norms. This may result from ‘business necessity’ perceptions about the task environment....’ Shared
(e.g., because the subunit is subject to rules from attitudes/beliefs are not... task-related; rather, they
government regulators) or it may merely reflect the are more generic...They are believed to affect task
unique psychological makeup of self-selected performance in the sense that when team members
members of the unit. have similar attitudes/beliefs, they arrive at com-
Among the subunit cultural values that have been patible interpretations of the environment, which
studied are ‘professionalism’ and ‘bureaucratic’ enable them to make better decisions’ (p. 197).
(Jones, 1983), ‘cosmopolitanism’ (Gouldner, 1967), Thus, well-developed team cognition allows team
and ‘developmental’ (Quinn, 1988). members to draw on their own specialized knowl-
Organizational subcultures are generally differ- edge to develop project results that are internally
ent from subunit cultures in that they do not consistent and coordinated among members
necessarily refer to an organized unit of the (Mathieu et al., 2000).
organization. For instance, Jermier et al. (1991) If all team members are from the same organiz-
studied clusters of officers in a police department in ation, the team climate may importantly reflect the
terms of the distinct subcultures that they had organizational climate. But, that is not always so. In
developed (e.g., ‘anti-military social workers’, student teams, there is usually no common
‘ass-covering legalists’) that were quite independent organizational affiliation; yet a team climate rapidly
of the subunits in which they operated. develops.
Teams are primary organizational mechanisms for Culture can influence KM in many ways. In turn,
leveraging the diverse specialized knowledge of organizational-level cultures may also be influenced
individuals toward a common goal (Cooke et al., by KM as assumptions and findings from proces-
2001). Ideally, a team is established so that the levels sing knowledge are embedded in the culture.
230 W. R. King
DOI: 10.1002/kpm
Knowledge and Process Management RESEARCH ARTICLE
The conventional wisdom of KM is that certain the conscious and subconscious willingness to
organizational assumptions and values will lead to search and notice, searching and noticing, and the
‘good’ KM behaviors and outcomes and that others willingness to form new patterns of cognitive
will lead to ‘bad’ ones. For instance, it is widely associations. Behavioral impacts reflect actions that
believed that sharing, openness, and trust among are taken (or avoided) by individuals based on these
individuals in an organization will be positive for patterns or cognitive associations.
KM and that such values as competition among At the level of intermediate organizational
individuals will be dysfunctional for KM. While this impacts, responsiveness to employees opinions, to
is the prevailing belief in KM, a recent study that I customers, to changes in the marketplace, to
have done (King and Marks, 2008) suggests that this technological innovations, to competitors and the
may not be true in all types of organizations, so even flexibility, and opportunistic nature of the organ-
generally held ‘wisdom’ such as this requires ization are impact indicators.
further research attention. Learning impacts may be thought of in terms of
diffusion (the sharing of information/interpret-
National culture’s effect on KM ations with others), elaboration (the development
of different interpretations by various individuals),
NC influences the way that all people in a society
infusion (the identification of underlying non-
think, how they view their duties, collect infor-
obvious problems or issues), and thoroughness
mation, respond to others, and express their
(the development of multiple understandings
feelings. So, it is reasonable to assume that NC
across individuals) (King and Ko, 2001).
would influence the way that KM can be best
Organizational impacts relate to overall organiz-
conducted, how KM outputs would be valued and
ational performance (probably best assessed in
used, and the overall success of KM. It is
multiple dimensions as in ‘balanced scorecard’
conceivable that if national cultural norms are
approach (Kaplan and Norton, 1996).
contrary to established organizational norms—
Organizational-level cultures’ relationships to
such as might be the case for employees of a
KM have been addressed by DeLong and Fahey
foreign-based firm—the latter can dominate, but
(2000) who posit four ways that OCs (and
that is unproven and somewhat unlikely for the
subcultures) can influence KM.
long-run because NC is so enduring.
The ways in which NC can influence behavior are (1) Culture shapes assumptions about which
clear since an individual’s predisposition to risk- knowledge is important.
taking is heavily influenced by NC. This might (2) Culture mediates the relationships between
translate into knowledge-sharing behavior—shar- organizational and individual knowledge.
ing versus ‘hoarding’ knowledge, for example. (3) Culture creates a context for social interaction.
Barton (1995) perhaps summarizes it best in saying (4) Culture shapes processes for the creation and
that, ‘Values serve as a knowledge-screening and adoption of new knowledge.
-control mechanism’.
The definition of OC includes assumptions as a
The influence of NC has been studied in the
basic element of culture, so (1) is self-evident in that
context of innovation where it has been demon-
it applies to assumptions concerning knowledge.
strated that low power-distance and UA and high
The second manner in which culture can
masculinity and individualism can foster higher
influence KM reflects the rules and understandings
innovation. (Couto and Vieira, 2004; Kedia et al.,
that exist concerning who owns knowledge—the
1992; Morris et al., 1994; Nakata and Sivakumar,
individual or the organization. In some instances
1996; Shane, 1992, 1993). Similar effects have been
this is formalized, but in most cases it is not, and
found in the management of large science projects
various behaviors (e.g., sharing versus ‘hoarding’)
(Shore and Cross, 2005), in group support systems
ensue depending on how individuals view owner-
(Reinig and Mejias, 2004), in consumer behavior
ship of their personal knowledge. Clearly, trust is
(Ganesh et al., 1997), and in product diffusion
important to this as are established norms regarding
(Dwyer et al., 2005). One might expect similar results
cross-functional relationships. For instance, Gold
in the context of KM.
et al. (2001) concluded that organizations with more
open and supportive value orientations are predis-
Organizational culture’s effects on KM
posed toward constructive knowledge behaviors.
The impact of cultures on individuals can be Jarvenpaa and Staples (2001) studied university
thought of in terms of cognitive and post-cognitive personnel and found that shared organizational
impacts and behavioral impacts (King and Ko, values influenced individuals’ perceptions of the
2001), Cognitive and post-cognitive impacts include ownership of knowledge.
The third way in which OC influences KM has to The past contract bids placed by a firm are
do with the role of culture in creating a context for grouped into ‘successful’ and ‘unsuccessful’
social interaction. This is reflected in such things as categories. An analysis shows some clear determi-
standard practices concerning the purpose, fre- nants of success and practices that often lead to
quency and duration of meetings, the appropriate- failure. These are incorporated into a repository that
ness of contacting the ‘boss’ via e-mail, etc. is made ‘required reading’ for writers of project
Culture also shapes the processes for creation proposals.
and adoption of new knowledge. The organiz-
ation’s perceived attitude toward failure is an
important element of this. In some firms, KM’S IMPACT ON CULTURE
well-reasoned failure is not only accepted, it is
celebrated; in others, a single failure can doom Demarest (1997) defines ‘Commercial Knowl-
one’s career. Clearly, the propensity to take risks edge’—the sort of knowledge that makes business
and to generate new knowledge is influenced by enterprises work—as ‘an explicitly developed and
this ‘organizational attitude’ which is reflected in managed network of imperatives, patterns, rules,
what happens to people who are responsible for and scripts, embodied in some aspect of the firm,
failures. and distributed throughout the firm, that creates
Despite the strong intuition-based beliefs that OC marketplace performance’ (p. 377).
greatly influences KM practices and success, studies This definition makes it clear that culture (or
of organizational antecedents of knowledge-related climate) artifacts and values are influenced by the
behaviors report equivocal findings about which knowledge that results from KM processes. KM can
specific norms and values promote knowledge be seen as one of the methods for the ‘explicit’
sharing (Huber, 2001). Indeed, the appropriate development of these artifacts and values.
culture for motivating ‘good’ KM is often defined It may be true that, in the short run, it is climate,
tautologically (Lubin, 2001; Mullin, 1996) with no and not culture, that is so affected. Indeed, with the
specification of these norms and values. ever-increasing recognition of the rapid obsoles-
So, any research agenda for the influence of cence of knowledge, it may only be climate that can
culture on KM must focus on identifying the specific be affected. Nonetheless, researchers should not
values that are most salient in influencing KM. neglect relationships in which KM is the indepen-
Whereas the four previous points emphasize the dent variable and culture is the dependent one.
impact of culture on KM, KM also impacts culture
(climate) because cultural assumptions, values, and
artifacts are a main category of impact for new DEVELOPING AN AGENDA FOR
knowledge. Thus, when a new practice is found to RESEARCH
be especially useful, it is embedded in the
organizational climate. Indeed, this is a definition Table 1 shows a preliminary format for a research
of ‘organizational learning’—‘encoding inferences agenda for the relationships between culture and
from history into routines that guide behavior’ KM. NC, organizational and subunit culture or
(Levitt and March, 1988). climate (OC) is shown as impacting individuals,
Consider some examples: teams, and the overall organization.
A company assesses its sales department’s A research agenda would relate levels or
reports on successful and unsuccessful sales pre- components of culture to one more of the KM
sentations, draws conclusions, and incorporates outcomes listed in the table. Table 1 serves the
successful approaches into its sales training pro- purpose of identifying important dependent vari-
gram. Over time, these approaches become the ables in the culture–KM relationship. It suggests
company’s selling guidelines and norms. research questions of the form:
A firm uses focus groups to better understand the Is x related to y?where x is a specific culture,
buying decisions of customers. Models of the cultural level or some assumption, value or artifact
customers’ decision processes are made available of culture, and y is one or more of the dependent
in a repository. Various marketing groups within variables in Table 1. The table also facilitates the
the firm analyze the knowledge and develop posing of more sophisticated research questions
marketing approaches which are tested in various that involve the joint effects of culture at two or
areas of the country. The results suggest practices more levels.
and procedures which are standardized and dis- The first two columns of Table 1 show that the
seminated widely to sales people, product individual effects are on individuals’ knowledge
designers, and marketing strategists. search, noticing, sharing and re-use behaviors, and
232 W. R. King
DOI: 10.1002/kpm
Table 1 Preliminary research agenda
DOI: 10.1002/kpm
A Research Agenda
Individuals Teams Organization
National culture; organizational –Willingness to search and –Degree of collaboration –Innovation processes and performance
or subunit culture or climate notice, searching and noticing
behaviors and willingness to
form new patterns of cognitive
association
Knowledge and Process Management
233
RESEARCH ARTICLE Knowledge and Process Management
on other knowledge-related behaviors such as the How do differences in values and assumptions at
propensity to transfer knowledge to those who can various office locations affect knowledge-sharing
benefit from it. behavior?
Culture also influences the clarity with which Which (of several) subcultures in an organization
individuals perceive their roles; in situations of are most conducive to KM success?
ambiguity; for instance, an open culture is likely to Are different OCs related to the selection of
lead to explicit questioning of roles. The ultimate different KM strategies?
effect in individual terms may be greater or lesser What is the joint effect of particular organiz-
job satisfaction. ational and team climates on project success?
In terms of team effects, NC and OC influence the Is an organization’s preference for the use of
level of collaboration, communications methods, self-organizing teams reflected in any of the team
media selection, the quality and the quantity and outcomes listed in Table 1?
quality of sharing within teams, and the degree of How does the level of the shared cognition that is
cooperative learning which occurs when team developed by a team affect these team outcomes?
members work together to maximize their own
and other team member’s performance and learn-
ing. Among the team artifacts that would be At a more managerial, or pragmatic, level,
indicators of the effects are the frequency of questions such as the following may be asked:
meetings and written progress reports and the
Does the cautious nature of our organizational
‘virtualness’ of the teams that an organization
climate affect our ability to successfully employ
employs.
KM?
The myriad effects of NC and OC at the
Does our reward system motivate organizational
organizational level are primarily reflected on the
members to share knowledge?
organizational-level objectives of KM—greater
Does the lack of trust in our organization affect
innovation, collaboration, willingness to change,
our ability to innovate?
as well as the learning that takes place, the amount
and quality of knowledge that is embedded in the
organization’s products, processes and relation-
ships, and the new knowledge-related capabilities The impact of team climate on the knowledge
that are created. Of course, the amount of use of KM behaviors of teams (not shown in the table) might be
and its success, the KM strategy that is employed studied using the same outcomes that are specified
(e.g., codification vs. personalization), and the in the ‘team’ column in Table 1. The major
nature of KM processes and technologies that are distinction is that team climate probably does not
employed are important impact indicators. The importantly affect individual-and organizational-
effectiveness of KM processes, as indicated by KM level KM factors.
artifacts, is also relevant. A preliminary research agenda for the impact of
Of course, each of these is an intermediate KM on culture (or climate) would include KM’s
organizational outcome; improved organizational impact on the artifacts, values and assumptions
performance is the ultimate outcome. However, it is incorporated into OC (or climate), and team climate.
usually not feasible to research these sorts of Among these would be the imperatives, patterns,
questions in the context in which overall organiz- rules and scripts (Demarest, 1997), and other aspects
ational performance is the dependent variable; of culture or climate as reflected by the items that
Table 1 recognizes that KM may have an impact make up the many instruments for assessing culture
on ‘ultimate’ outcomes at each level such as job (e.g., Calori and Sarnin, 1991; Chatman et al., 1991;
performance and satisfaction, project success, and Denison and Mishra, 1995; House et al., 2002.
return-on-KM investment.
Table 1 can thereby facilitate the development of
SUMMARY
research questions such as:
How does the national (or ethnic) culture of indi- The concept of culture is explored in terms of NCs,
viduals affect their knowledge-sharing behavior? overall OC, organizational climate, organizational
Does the Asian cultural characteristic of ‘saving subcultures, subunit cultures, and team climates.
face’ influence these individuals’ willingness to Relationships between culture and KM are concep-
participate in communities of practice? tualized in a research agenda that include culture as
Does a knowledge-sharing OC result in greater both the independent and dependent variable in the
organizational responsiveness to change? culture–KM relationship.
234 W. R. King
DOI: 10.1002/kpm
Knowledge and Process Management RESEARCH ARTICLE
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DOI: 10.1002/kpm