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Journal of Applied Behavior Analysis (Fall) 2020, 53, 1830–1836 NUMBER 4

Editor’s Note: Societal changes and expression of concern about


Rekers and Lovaas’ (1974) Behavioral Treatment of Deviant
Sex-Role Behaviors in a Male Child
The Society for the Experimental Analysis of Behavior and
Linda A. LeBlanc, Editor-in-Chief
Journal of Applied Behavior Analysis

In an early study in the Journal of Applied Behavior Analysis, Rekers and Lovaas (1974) evaluated
the Behavioral Treatment of Deviant Sex-role Behaviors in a Male Child. They investigated the
use of reinforcement and punishment to target non-gender-conforming behaviors of a 5-year-
old male child. This study was considered by some to be controversial and concerning, even
near the time of publication (Nordyke et al. 1977; Winkler, 1977). The concerns focused on
the ethicality of selecting non-gender-conforming behavior as a target response and the use of
punishment for this type of response, particularly at the behest of parents when the young child
was not seemingly distressed. The study has subsequently been used as empirical support for
conversion therapy creating concerns about misinterpretation of the original article and harm to
the LGBTQ+ community. This editorial reviews the concerns originally presented by Nordyke
et al. (1977) and Winkler (1977) and issues an official Expression of Concern about the various
harms that have been associated with this paper.
Key words: conversion therapy, ethics, gender non-conforming, LGBTQ+

The early volumes of Journal of Applied Behav- likely than recent studies to examine the effects
ior Analysis (JABA) included many articles that of aversive consequences (Shawler et al., 2019).
seem controversial in retrospect. For example, As our technology and scientific literature base
the terminology used to describe participants evolved, so has our research and clinical practice
with intellectual and developmental disabilities such that recommended practice is the use of
(i.e., the current professionally accepted term), nonpunishment-based procedures when possible
although considered appropriate at the time, is and operating according to the principle of “least
offensive in today’s society. Even the intrusive intervention” (Vollmer et al., 2011).
U.S. national organization for this population There is one clear instance in which an early
used the term “retarded citizens” at that time, JABA study was considered controversial, and
but no longer does so. Similarly, terms such as potentially unethical even at the time of publi-
“mentally retarded,” “retardate,” “deviant,” and cation. Rekers and Lovaas (1974) used rein-
“mentally handicapped” are no longer evident in forcement and punishment to reduce “feminine
the pages of JABA from recent decades. As soci- behaviors” in a 5-year-old male child. That is,
ety and its focus on inclusive and bias-free lan- the treatment was specifically designed to
guage evolved, so has our own terminology such reduce gender nonconforming behaviors at the
that what was contextually acceptable at one request of the parents. The mother was taught
point in time is no longer acceptable today. Early to reinforce masculine behaviors and to extin-
studies published in JABA also were also more guish feminine behaviors using social reinforce-
ment in the clinic and the father spanked the
Address correspondence to: Linda LeBlanc, 1006 child at home based on the results of the a
Dogwood Drive, Golden, CO 80401. Email:
jaba@lbehavioral.com token reinforcement procedure in the home
doi: 10.1002/jaba.768 (i.e., a certain colored card indicated that there
© 2020 Society for the Experimental Analysis of Behavior (SEAB)
1830
Societal Changes and Ethical Concerns 1831

had been feminine behaviors at clinic and the analogy that “feminists may be scorned and iso-
child would be spanked). Although this study, lated by segments of society, and while they
and the treatment research program on child- may not like the societal scorn, most have indi-
hood gender problems from which it came, cated a need for modification programs aimed
were supported by United States Public Health not at themselves but at the very segments of
Service Research Grant 21803 OlAl from the society that set the occasions for their problems”
National Institute of Mental Health, other (p. 554). Nordyke et al. expressed concern that
researchers at that time still questioned the eth- Rekers and Lovaas (1974) admitted that “social
icality of selecting non-gender-conforming and parental pressure led them to conduct sex-
behavior as a target response for modification role therapy” (p. 553). For example, even Rekers
for a young boy. and Lovaas indicate that “society probably could
Nordyke et al. (1977) and Winkler (1977) afford to become more tolerant with individuals
each published papers that outlined significant with sex-role deviations,” however, they suggest
concerns with the rationale for targeting this par- that they targeted the boy’s behavior instead of
ticular behavior, the degree to which the study societal responses because “it is potentially more
attended to recent literature and social change, difficult to modify society’s behaviors than
and the ethicality of the procedures used by Kraig’s [the participant’s pseudonym” (p. 174).
Rekers and Lovaas (1974). Winkler (1977) Winkler (1977) expressed concern that the
pointed out that some researchers (Davison, authors made no mention of contemporaneous
1976; Winett & Winkler, 1972) were already changing of societal attitudes and psychiatric
expressing concerns about the type of behavioral opinions about homosexuality and other sexual
goals set in that same decade, though others, behavior, changing laws, and expanding gay
including the American Psychiatric Association rights movements. Nordyke et al. suggested that
(APA) and its framework for diagnosing mental Rekers and Lovaas should have sought out other
disorders (APA, 1968), clearly felt that homosex- viewpoints such as “spokespersons for lesbian
uality was pathological (Bieber, 1976; and homosexual organizations, representatives of
Rekers, 1977). The publication of these response AABT [the Association for the Advancement of
papers within a few years of the original study Behavior Therapy] positions concerning homo-
provides evidence that some members of the sci- sexuality, children’s rights advocates, and
entific community were concerned about this others (p. 554)”.
issue at the time of publication. Other studies published in JABA and other
Nordyke et al. (1977) questioned both the journals targeted homosexual responses in
rationale for treatment (e.g., relieving the child’s adults, but at the request of the distressed adult
suffering from social isolation and scorn, who gave consent for the use of the procedures
preventing lifelong pathology, alleviating paren- (Abel et al., 1975; Barlow & Agras, 1973;
tal concern), the procedures used, and the Brownell et al., 1977) rather than a minor.
descriptions of the masculine and feminine sex- Although the distress may unfortunately have
roles. Nordyke et al. suggested that the earlier been due to societal pressures and norms, none-
study appeared “to be not only accepting but theless it existed, and these individuals sought
also supporting sex-role stereotyping, thereby their own treatment. Both Winkler (1977) and
failing to contribute to the solution of a larger Nordyke et al. (1977) expressed concern that in
social problem.” The authors suggested that the case of the Rekers and Lovaas (1974) study,
concern about social isolation and scorn was a the child was not presenting with distress. The
poor rationale for targeting the child’s behavior parents were presenting with alarm at the gender
rather than societal change when they drew the nonconforming behaviors and requesting the
1832 Linda A. LeBlanc

treatment with no apparent consideration for changes and the Rekers and Lovaas (1974)
the rights of the minor. Nordyke et al. suggest study was concerning to some contemporane-
that by taking only the parental point into con- ous researchers and is of grave concern to soci-
sideration, “the therapist has become the par- ety today. In addition, the expectations for
ents’ agent, rather than the child’s, or society’s” considerations of personal rights of participants
(p. 554) with potential consequences for the and use of less intrusive procedures as initial
field and society if behavior analysis is used to treatment options were also heavily discussed in
change behavior that is questioned only by other the scientific community at that time. The Bel-
agents, such as parents or courts. mont Report had not yet been published at
Nordyke et al. (1977) also questioned the that time and the Human Subjects Institutional
treatment procedure in which the token Review Board (HSIRB) infrastructure that we
(i.e., the immediate consequence for so called know today was not yet established. Today, the
feminine or masculine play) resulted in punish- HSIRB requirements for treatment research
ment in the form of “timeout or a spanking by with children specifies that there should be pro-
the father” (p. 555). Nordyke et al. suggested cedures for child assent (when obtainable) as
that the use of punishment in this instance was well as parental permission. The Rekers and
also questionable in regard to new areas of Lovaas study would seemingly never be
application of behavior change. Even as early as approved in recent decades, much less receive
the 1960s and 1970s, the notion of “least federal grant funding or be published.
intrusiveness” as a guidepost for treatment Multiple readers of JABA have reached out to
selection was evident. Nordyke et al. suggested the present Editor-in-Chief of JABA to make
that beginning with treatment procedures that the Society for the Experimental Analysis of
involved punishment for these behaviors, Behavior (SEAB) board aware of multiple harms
including physical punishment from the father, that have been associated with the Rekers and
was inappropriate according to this guideline. Lovaas (1974) article. These communications
The publication of this study caused concern led SEAB to undergo a detailed examination of
to some in the behavior-analytic community all available information and publications rele-
immediately1 in the context of the 1970’s soci- vant to the paper or the subsequent uses of the
ety even though it was federally funded and in paper in alignment with the Committee on
alignment with the status of early versions of Publication Ethics (COPE) guidelines
the Diagnostic and Statistical Manual which (COPE, 2019). The actions of Retraction and
designated gender nonconformance and homo- Expression of Concern were carefully reviewed to
sexuality as pathological (APA, 1968). From determine whether the original study met the
the retrospective viewpoint of almost 45 years established criteria for those actions. The criteria
later and today’s social context, that study for retraction are primarily based on clear and
seems almost inconceivable as a scientific defensible evidence of scientific misconduct, fal-
endeavor. The societal change that has now sification or fabrication of data, or clear ethics
occurred and is still underway with respect to violation. By today’s standards and in light of
civil rights of the LGBTQ+ community was our current scientific knowledge, the study
already beginning at the time the original study would be considered unethical and would not
was published. The discord between those be published in JABA. However, the available
evidence does not make it clear that the original
1 study was unethical by the standards of that
Although the publication dates for both papers are
1977, Nordyke et al. was originally submitted in August, day. While the evidential criteria were not met
1975, while Winkler was submitted April, 1975. for retraction, SEAB and the Editor of JABA
Societal Changes and Ethical Concerns 1833

made the decision to issue an official Expression conversion therapy seems to be related to the
of Concern (COPE, 2019) along with this edi- first author’s (i.e., Reker) personal actions and
torial to clearly outline the concerns about the advocacy against the LGBTQ+ community.
Rekers and Lovaas (1974) paper and the various The claim is unfounded from a scientific per-
harms potentially or actually resulting from spective (i.e., the study did not target responses
it. This decision by a long-standing scientific to sexual stimuli, the participant’s sexual orienta-
organization was reached to minimize adverse tion remained same sex into adulthood and
effects associated with the use of outdated litera- until his suicide) as well as reprehensible from a
ture that was concerning to some even at the human rights perspective. Following a scandal
time of publication. From this point forward, regarding his travels with a hired male compan-
the original article will be electronically linked ion (Bailey, 2010; Bullock & Thorpe, 2010),
to the original response papers, to this editorial, the first author resigned from the anti-LGBTQ+
and the accompanying publisher’s (i.e., Wiley organization National Association for Research
Periodicals, LLC) Expression of Concern so that and Therapy of Homosexuality (NARTH), for
the original article cannot be accessed without which he had formerly served as officer and sci-
awareness of the other publications that respond entific advisor. His expertise and professional
to the original study. reputation were discredited, eliminating his abil-
The first clearly evident harm was to the par- ity to testify in cases related to the civil liberties
ticipant and family. A 2012 CNN story by of the LGBTQ+ community as he had done in
Anderson Cooper exposed various background the past.
details about the family and participant as well As of the beginning of 2020, 19 states have
as the significant personal harm experienced by passed laws fully banning conversion therapy
the participant of that study, who eventually (Movement Advancement Project, 2020), par-
died by suicide (CNN, 2012; National Center ticularly for minors who may be forced into the
for Lesbian Rights, 2020). The tragic details pseudoscientific procedures by their parents
are available to those who wish to know them (Southern Poverty Law Center, 2016). How-
and will not be repeated here. While the sui- ever, in other states, studies such as Rekers and
cide cannot be causally linked to participation Lovaas (1974) may be inappropriately used to
in the study decades earlier, it is clear from the support continued implementation of conver-
family’s report that the experience of participat- sion therapy. Multiple professional associations
ing in this study was very negatively impactful such as the APA (Anton, 2010), the American
for them. This harm, regrettably, cannot be Psychiatric Association (Byne et al., 2012) and
undone and the fact that this study was con- the American Medical Association (AMA,
ducted and published in a different societal 2019) have published statements condemning
context cannot be erased. Instead, it behooves the use of conversion therapy as non-
us to remember the past, behave differently in scientifically supported. Although SEAB is not
the future, and speak out strongly to prevent a professional association that could publish a
similar psychological harm to others. position statement on behalf of the discipline
The second evident harm is that this study of behavior analysis, as a scientific organization,
has been and may still be being inappropriately SEAB strongly condemns conversion therapy
used as evidence for the effectiveness of conver- and is fully in opposition of pseudoscience in
sion therapy (i.e., aversive conditioning of same- all forms. However, practitioners and organiza-
sex stimuli to reverse sexual preference) resulting tions endorsing conversion therapy continue to
in continued harm to the LGBTQ+ commu- cite the Rekers and Lovaas (1974) paper as evi-
nity. The use of this study as support for dence for conversion therapy, in the absence of
1834 Linda A. LeBlanc

acknowledgement of the Winkler (1977) and Another concern is the connection between
Nordyke et al. (1977) responses. Thus, the pro- the early paper, the authors, conversion therapy
fessional critiques of the ethical issues are hid- and the unfortunate impression that behavioral
den in favor of a single example published over treatments focus on the use of aversive proce-
45 years ago that was not actually an example dures and are associated with conversion ther-
of conversion therapy. The linking of the early apy. Multiple members of the SEAB board
articles and the publication of this editorial are have encountered families with a child with
designed to prevent selective access to the liter- feeding problems, intellectual disabilities, or
ature as a means to support this practice. autism spectrum disorder that delayed or wor-
The third source of harm is to applied behav- ried about starting evidence-based behavioral
ior analysts as a whole due to the false impres- treatment services because of encountering
sion that may be created that this article, or the information that erroneously links this treat-
use of conversion therapy is in any way represen- ment to conversion therapy and the perceived
tative of the field. As scientists and practitioners, use of aversives in behavioral therapy. Mistaken
we should be constantly mindful of the mission, impressions that delay or prevent families from
purpose, and values of our field which focus on accessing effective treatments harm those fami-
using science to achieve social good. Wolf (1978) lies as well as the reputation of our field.
encouraged us to fully embrace the notion of Every behavior analyst reading JABA should
the social validity of our interventions with be aware that individuals may have encountered
respect to the importance of our behavioral tar- a mistaken impression of our field based on their
gets, the acceptability of our treatment proce- exposure to the Rekers and Lovaas (1974) paper.
dures, and the extent to which our achieved Those individuals might think of our field as
outcomes result in meaningful positive changes solely linked to autism and be unaware that
for those we serve. Both Sidman (1989) and applied behavior analysis has created and is still
Skinner (1948) expounded upon the dangers of creating positive impacts in areas from disease
coercion in every facet of society. They encour- prevention (LeBlanc et al., 2020; Lombard
aged behavior analysts to use the science of et al., 1991) and safety (Lehman &
human behavior to minimize coercion in every Geller, 1990; Maxfield et al., 2019) to treatment
circumstance. This commitment to our disci- of substance abuse and unemployment
pline’s mission is still evident in recent writings (Silverman et al., 2008; Silverman et al., 2019).
focused on compassionate care (Taylor et al., They may think that applied behavior analysis is
2019) and understanding behavior in the con- synonymous with the use of aversives without
text of the circumstances in which it occurs realizing that there is an enormous expanse of
(Friman, in press). Those who are in a position behavioral literature focused on refining proce-
to educate others are encouraged to use this edi- dures to provide a plethora of positive and effec-
torial and this topic to educate your students tive treatment alternatives. We behavior analysts
about the ethics of the original study and the must be sensitive to the concerns that are pres-
scholars who spoke out about the paper in the ented by others and recognize that at least some
1970s serving as voices for social justice. As pro- of the concerns may be directly or indirectly
fessionals, we cannot let our science or practice linked to the paper by Rekers and Lovaas. We
be divorced from the values that created them. recommend that concerned readers use this edi-
As professors and mentors to the next generation torial and Expression of Concern, and guidance
of scientists and practitioners, we must imbue from the Behavior Analyst Certification Board®
their professional training with the mission and Professional and Ethical Compliance Code for
values upon which our field was founded. Behavior Analysts (BACB, 2014) as professional
Societal Changes and Ethical Concerns 1835

motivation to represent our field with dignity, www.cnn.com/2012/10/01/us/california-gay-therapy-


integrity, compassion, and respect for human ban/index.html
Committee on Publication Ethics (2019). Guidelines:
rights. Retraction guidelines. https://publicationethics.org/
files/retraction-guidelines.pdf
Davison, G. C. (1976). Homosexuality: The ethical chal-
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