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Dietzand Herth 2011
Dietzand Herth 2011
Plant nanotoxicology
Karl-Josef Dietz1 and Simone Herth2
1
Biochemistry and Physiology of Plants, Bielefeld University, 33615 Bielefeld, Germany
2
Thin Films and Nanostructures, Bielefeld University, 33615 Bielefeld, Germany
The anthropogenic release of nanoparticles (NPs) to the found near streets is close to the ratio of these elements
environment poses a potential hazard to human health used in catalysts and their concentrations decrease with
and life. The interplay between NPs and biological pro- distance to the street [8–10]. Therefore, emission of PGEs
cesses is receiving increasing attention. Plants expose is mainly caused by traffic.
huge interfaces to the air and soil environment. Thus, Much is known about the composition and location of
NPs are adsorbed to the plant surfaces, taken up through particulate matter, whereas it is difficult to get information
nano- or micrometer-scale openings of plants and are about the detailed size distribution. Particulate matter is
translocated within the plant body. Persistent NPs asso- usually divided into particles with a 50% cut-off aerody-
ciated with plants enter the human food chain. In this namic diameter of less than 10 mm (PM10), less than
Opinion, we document the occurrence and character of 2.5 mm (PM2.5) and ultrafine particles (UP) less than
NPs in the environment and evaluate the need for future 0.2 mm. Given that NPs are defined as particles with at
research on toxicological effects. Plant nanotoxicology is least two dimensions below 100 nm (i.e. 0.1 mm), only the
introduced as a discipline that explores the effects and last category is interesting to the field of nanotoxicology.
toxicity mechanisms of NPs in plants, including transport, NPs are generated during combustion processes and di-
surface interactions and material-specific responses. verse naturally occurring abiotic and biotic chemical
processes. Their commercial production has increased
Particulate matter steadily, because they are used in many novel applications
Particulate matter in the atmosphere is defined as parti- (e.g. as catalysts, semiconductors, drug carriers and in
cles between 0.1 and 10 mm in size. Approximately 25% of cosmetics) and the development of additional novel mate-
all particulate matter is based on carbon and associated rials is likely. Thus, the particle load of the atmosphere,
with exhaust from all kinds of gas and coal engines [1]. The aquatic environment, soil and, thus, of humans, plants and
total amount of particulate matter often varies between 20 animals will increase in the future [11]. Here, we discuss
and 30 mg/m3 in northern Europe [2] and daily values can the occurrence and character of NPs in the environment
exceed 200 mg/m3 in some Asian cities [1], with 70% of the and assess the need for future research on toxicological
major cities in the world registering values above 50 mg/m3 effects, with specific emphasis on plants, including trans-
[3]. Scientific experts suggest a limit of 10 mg/m3 (no health port processes, surface interactions and material-specific
effects have been reported below this value), whereas responses. This important topic seems to be underexplored
official guidelines favor a threshold between 20 and at present if one considers the fact that plants represent by
25 mg/m3 [4]. Statistical data from more than 100 cities far the largest interface between the environment and the
in the USA [5] and Europe [6] suggest an increase in biosphere.
mortality between 0.2% and 0.8% if particulate matter
increases by 10 mg/m3 [5]
NP characteristics
Various metals are found in particulate fractions in
Particles in the environment
areas close to heavy metal industries, with abundant
The detailed size distribution and chemistry of particles in
vehicle traffic or along main wind directions [6,7]. Metals
the environment is difficult to examine, because their
that are particularly subject to biomonitoring include:
concentrations are usually low. Fine particulate matter
aluminium (Al), antimony (Sb), arsenic (As), lead (Pb),
is found in clean air at approximately 1 mg/m3 [12]. Alter-
cadmium (Cd), chromium (Cr), cobalt (Co), iron (Fe), copper
natively, particles can be directly analyzed in the exhaust
(Cu), molybdenum (Mo), nickel (Ni), mercury (Hg), vana-
of automotive engines [13]. Particle sizes of inorganic
dium (V) and zinc (Zn) as well as nitrogen (N) and sulfur
materials, such as sulfate, ammonium, nitrate, chloride
(S). These elements are divided into those most abundant
and organic compounds range from 50 nm to 2 mm, with an
in the earth crust (Fe, Al und Cr), those characteristic for a
average size of approximately 100 nm [12]. Catalysts re-
release by traffic (Sb, Cu and N), those in fertilizers or
lease small nanocrystalline Pt particles, which are at-
pesticides (Cu, As and N), and those associated with hu-
tached to aluminium oxide carrier particles with a
man living (S). Platinum group elements [PGE; platinum
diameter that is generally bigger than 10 mm. It is also
(Pt), palladium (Pd), ruthenium (Ru)] have not yet been
assumed that a small fraction of Pt particles are oxidized,
studied in detail, but will have to be added to the list in the
therefore becoming soluble in water. In this state, the
future, because their occurrence strongly depends on the
particles are more hazardous to organic systems [14].
use of catalysts in vehicles [7]. The 1:5 ratio of Pt to Pd
The maximum Pt concentration was found to be approxi-
Corresponding author: Dietz, K.-J. (karl-josef.dietz@uni-bielefeld.de). mately 40 pg/m3 in urban sites with high traffic volume.
582 1360-1385/$ – see front matter ß 2011 Elsevier Ltd. All rights reserved. doi:10.1016/j.tplants.2011.08.003 Trends in Plant Science, November 2011, Vol. 16, No. 11
Opinion Trends in Plant Science November 2011, Vol. 16, No. 11
For a medium traffic volume, metallic fractions are rarely different experimental setups and systems used are
above the detection limits [15]. The amount of particulate taken into account. Test concentrations range from 1 to
matter less than 100 nm in size is approximately 3–8% of 1000 mg/ml, which have to be compared with a value of
the total amount smaller than 2.5 mm; however, this approximately 1 mg/m3 total amount of naturally occur-
changes throughout the year, with a higher concentration ring ultrafine matter in the environment [12]. Thus, these
in the summer [12]. In the summer, 50% of all particles are studies address the rare situation where organisms might
based on carbon (organic and elemental) and 50% are be exposed to an acute and high dose of NPs [11].
based on inorganic matter (mainly sulfate and ammoni- Although metal NPs still constitute negligible fractions
um), whereas in the winter, these numbers change to 70% in the ultrafine matter, they are often studied owing to
and 30%, respectively [12]. their expected biological interactions [11]. For health rea-
sons, most interesting are platinum group metals, which
Particles in toxicological studies are contained in traffic exhaust together with metals, such
Studied particles can be divided into carbon-based, oxides, as Fe, Co, Al, Pb, Cd, Zn, which either naturally occur in
metals and semiconductors. In principle, the number of particulate matter or are highly toxic at low concentra-
publications dealing with these major groups correlates tions.
with their occurrence in the environment. However, car- Semiconductors, such as CdSe [selenium (Se)], CdTe
bon-related studies often focus on carbon nanotubes and [tellurium (Te)] and GaAs [gallium (Ga), arsenic (As)], are
fullerenes [16], which are rarely emitted to the environ- used in chip and electronic industry. The total amount of
ment, and only a few studies have addressed the amor- these materials emitted to the environment is supposed to
phous and nanocrystalline carbon black formed as a be quite low. However, in future, these elements can
byproduct in engines [17]. The physical and chemical accumulate and become important. Cd in particular is
characteristics of NPs relevant for toxicity to biosystems known to be very toxic. Silver (Ag)-NPs are also of increas-
are: (i) average size; (ii) element composition; (iii) surface ing use particularly because of their bactericidal activity,
area; (iv) porosity; (v) surface charge; (vi) hydrodynamic which is exploited in many industrial applications [24].
diameter; (vii) aggregation propensity [18], and also (viii)
stability and (ix) coating with cellular or other constitu- NP uptake in plant systems
ents. Nanoparticles tend to aggregate, a behavior that NPs are adsorbed to plant surfaces and taken up through
decisively affects their bioavailability, transport and reac- natural nano- or micrometer-scale plant openings. Several
tivity [19]. pathways exist or are predicted for NP association and
SiO2 and TiO2 are among the most commonly applied uptake in plants (Figure 1) and are discussed below. The
NPs in industry, followed by other oxidic particles. Approx- aboveground surface of plant shoots usually exceeds
imately half of the large number of studies dealing with ground area and facilitates the deposition of airborne
TiO2 describe toxic effects, whereas the other half report NPs on plant shoot surfaces. Leaf area indices (LAI) given
either no [20,21] or positive effects [22,23]. These contro- as ‘m2 leaf area/m2 ground area’ range from 0.1 to 0.18,
versial results can be explained, if the concentrations, with minimum values for species from deserts and tundra
Cuticle, epidermis
Stomata
Shoot
Cell-to-cell
Hydathodes
apoplast
Stigma
Nanoparticles
Root tips
Cell-to-cell
apoplast
Rhizodermis/cortex
Figure 1. Pathways of nanoparticle association, uptake and translocation in plants. The line thickness tentatively correlates with the assumed significance of the pathways.
The schematic addresses shoots (green box) and roots (yellow box), movement in the tissue and transfer to vessels for long-distance transport (connecting blue box).
Broken lines indicate the assumption of very low rates of transport.
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Opinion Trends in Plant Science November 2011, Vol. 16, No. 11
to maximum values of 47.0 in coniferous tree stands. Only could enter the xylem via the cortex and the central cylin-
14% of records have LAI greater than 8.0 [25] and average der. The ratio of apoplastic bypass flow and symplastic flow
LAIs are between 4.0 and 7.0 in temperate climates, thus increases with increasing transpiration [32]. However, the
exposing significant areas to NP adsorption. Typical shoot consequences of these relationships on uptake and trans-
surfaces are lipophilic, because they are covered with location of NPs is unknown.
cuticular waxes. In addition, epicuticular structures, such ZnO-NPs (diameter 20 nm) administered to ryegrass in
as tubes, platelets and papillae, frequently decrease wet- the range 8–1000 mg/L in hydroponics were mostly associ-
ability (i.e. the Lotus effect; [26]) but probably increase ated with the root surface [33]. At the highest concentra-
deposition of NPs in epicuticular cavities. Many shoot tion, some ZnO particles were localized in the endodermis
organs are covered with trichomes [27], which are also and stelar cells and the root showed severe damage and
likely to increase NP deposition. In an attempt to investi- collapsed cells. How these findings relate to more natural
gate shoot deposition, young maize (Zea mays) plants were concentration scenarios of ZnO-NPs remains unclear. Lu-
exposed for 20 min to 400 mg aerosol CeO2-NPs (which had minescent NaYbEr4:ytterbium (Yb), erbium (Er)-NPs (di-
a normal size distribution of 37 nm) [28]. NPs were found ameter 45 nm) administered to soil grown Phalaenopsis
associated with the plants (approximately 50 mg/g fresh spp. and Arabidopsis thaliana plants as 1% irrigation
weight) and could not be removed by surface washing, solutions also appeared in shoot sections. These particles
suggesting a tight association with the plants. However, emit luminescence between 650 and 710 nm after photon
the study did not quantitatively distinguish between NPs upconversion, if excited at 974 nm [34]. Luminescence was
adsorbed to the aerosol-treated leaf surface and NPs struc- observed in leaves and flower stalks. Initially, the NPs
turally incorporated into the leaves. accumulated in the velamen of the aerial orchid roots of
NP uptake into the plant body can use different paths. Phalaenopsis, but after 6 days, these NPs had reached the
Uptake rates will depend on the size and surface properties central cylinder and had spread throughout the plant.
of the NPs. The outer surfaces of leaves, fruits and epider- These results show that, despite the size exclusion limits
mal cells are mostly covered by cuticle. Very small and of the cell wall discussed below, at least in some plants
lipophilic NPs can be incorporated into apolar fluid areas of even large NPs are translocated over long distances after a
the cuticle, which contains apolar and polar pathways for long period of time [34].
uptake. Permeation properties differ between cuticles on Uptake of NPs into plants is likely to be achieved upon
the epidermal cells and trichomes or stomata [29]. Physical wounding as consequence of belowground herbivores and
and, thus, biomechanical properties of the cuticle also mechanical injuries. Such pathways, in addition to lateral
change with temperature. The physical interaction and root junctions, are known entry routes for bacteria [35] and
penetration of NPs into the cuticle have not been analyzed. certainly are open for efficient particle uptake.
Larger NPs can penetrate through cuticle-free areas, such
as hydathodes, the stigma of flowers and stomates. Aper- Uptake and translocation
tures of opened stomates reach values of 10 mm in diameter NPs must traverse the cell wall before entering the intact
in mesophytic plants, such as Vicia faba leaves exposed to plant cell protoplast. Solute exclusion techniques provide
high light [30]. Penetration of NPs into leaves via stomates information on limiting pore sizes in cell walls. Based on
has been shown after deposition of airborne CeO2-NPs. such experimental data, the maximum pore size of plant
However, newly developed leaves during a subsequent cell walls is usually in the range of a few nanometers; for
phase of continued growth did not contain Ce above the example, 3.5–3.8 nm in root hairs and 4.5–5.2 nm in pali-
detection limit of 0.4 ng/g fresh weight, excluding any sade parenchyma cells [36]. Similar pore sizes are obtained
significant long-distance translocation of CeO2 through with chromatographic methods using ethanol-extracted
the phloem [28]. Likewise, no Ce was detected in above- cell walls. Exclusion pore sizes are affected by pH, divalent
ground organs upon irrigation with CeO2-NPs for 14 d [28]. ions and boric acid [37], which suggests that only NPs less
NPs that enter the intercellular gas space of leaves by than 5 nm in diameter will be able to traverse the cell wall
passage through the stomates are deposited on the cell wall of undamaged cells efficiently. Because all the measure-
of the substomatal cavity or neighboring cells. ments on cell pore exclusion were performed with bulk
Below ground, organs such as roots and tubers develop materials, it cannot be excluded that cell wall defects or
suberin layers as an interface with the soil environment. discontinuities enable single NPs to reach and cross
Suberin is deposited as single layer or multi-layered la- the plasma membrane as described in [34]. Alizarin red
mella on the inner surface of the cell wall [29]. Most S-labeled TiO2-NPs of approximately 3 nm revealed a
primary roots that develop in soil have a suberinized tissue- and cell-specific distribution in Arabidopsis seed-
exodermis as well as a suberinized endodermis. The exo- lings, traversed the cell wall and were found in epidermal
dermis prevents apoplastic bypass flow of solutes and cells, for example, and at the subcellular level in different
water from the soil to the central cylinder, as revealed compartments, including vacuoles [38].
by application of the fluorescent dye 3-hydroxy-5,8,10-pyr- Pits in the peripheral primary walls of xylem vessels
ene trisulfonate (PTS), which has a weight of 508.4 g/mol allow for perfusion of free dyes between adjacent vessels. In
and is mobile in the apoplast, but does not pass the maize, NPs smaller than 4.9 nm seem to perfuse to a minor
exodermis [31]. However, in the more basal root zone of extent, whereas transfer of particles greater than 20 nm in
lateral root development, the newly formed lateral roots diameter is impeded. The authors of [39] estimated the size
break through the cortex and apoplastic bypass is rendered exclusion limit to be 3.5 nm, which is in the range of other
possible. Thus, at the site of lateral root formation, NPs primary cell walls compiled in the same study. Pit sizes in
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Opinion Trends in Plant Science November 2011, Vol. 16, No. 11
xylem vessels of other species, such as Abies nordmanni- between adjacent cells. GFP (27 kDa) moves from compan-
ana, Thuja plicata, Gingko biloba and Eucalyptus regnans, ion cells to sieve tubes and from cell to cell [42]. A globular
are reported to be much larger, with values in the mm range protein of 30 kDa is approximately 3 nm in size, suggesting
[39]. Movement between vessels in such species should be that NPs smaller than 3 nm might also traffic between cells
easily possible once NPs reach the xylem, because these and through the phloem. Carbon-coated magnetic NPs
vessels constitute open conduits for particle movement injected into pumpkin shoots moved from the site of appli-
that are used by bacteria to spread within plants. Fluo- cation across, for example, the stem parenchyma tissue
Spheres polystyrene microspheres (diameter 1.0 mm) fed to and in xylem vessels [43]. Upon spraying, NPs also
excised vine leaves moved from petioles, via petiole–leaf appeared inside the epidermal cells of the petiole. Overall,
blade junctions, into the 1st and 2nd order veins of the leaf the efficiency of NP translocation was low. Figure 2 sum-
blade [40]. However, this connectivity can significantly marizes the association, uptake and distribution of NPs of
vary between species and pit membranes might restrict different size in shoots.
free movement of larger NPs through the xylem in other
species. Pumpkin (Cucurbita maxima) plants exposed to Toxicology of NPs
0.5 g/L Fe3O4-NPs (diameter 20 nm) in hydroponics medi- Uptake, translocation and toxicity of NPs to humans,
um translocated 1.3% of the total amount to the leaves, as animals and, in a few cases, to plants have been studied
determined by vibrating sample magnetometry. Most par- in diverse experimental setups. The accumulation, persis-
ticles were associated with the pumpkin root surface. Lima tence and impact of NPs on plant metabolism and devel-
bean plants failed to show any magnetic signal, so did not opment depend on the size, concentration and chemistry
accumulate any particles. This difference reveals signifi- of NPs, as well as the chemical milieu of the subcellular
cant variation in particle uptake and translocation among sites to which the NPs are deposited. NPs can be toxic to
species [41]. In the same study, pumpkin was shown to plant tissues, owing to chemical or physical effects. Thus,
take up F3O4-NPs from sand culture, whereas no uptake NPs act as catalysts and interactors or, upon dissolution,
was seen in soil culture. Thus, not unexpectedly, soil as soluble metal ions. Physical toxicity is linked to associ-
functions as an efficient nanofilter, preventing NPs from ation with cell structures or mechanical clogging. NPs
accessing and entering roots. Cell-to-cell translocation interact with biological systems by five main modes: (i)
depends on the size exclusion limit of plasmodesmata chemical effects as metal ions in solution upon dissolution;
Plasmodesmos
cell
Vacuole
phyll
Meso
Cell wall
Gas space
Epidermis
Stoma
Key: > 50 nm
8 – 20 nm
< 5 nm
Leaf surface
Figure 2. Distribution of nanoparticles (NPs) of three different size classes in shoots at the organ, tissue and cell level. All NPs associate with the shoot surface, partly enter
the intercellular space and associate with the outer apoplast, whereas only small NPs efficiently traverse cell walls and can enter the protoplast. The schematic depicts the
entire shoot, leaves and a cross-section of a leaf, showing epidermis, mesophyll and stomatal cells.
585
Opinion Trends in Plant Science November 2011, Vol. 16, No. 11
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Opinion Trends in Plant Science November 2011, Vol. 16, No. 11
proteins, such as peroxiredoxin 1, annexin A2 and ribo- A need for future research
somal proteins [51]. Such preferential binding is assumed Past and future research on plant nanotoxicology should be
to also occur in vivo and can induce specific toxicity effects. placed in context of current risk assessments associated
Similar to many abiotic and biotic stressors, the most with NPs, their use, distribution and release. In addition,
common general stress symptom of NP toxicity appears plant nanotoxicological research tailored to this demand
to be the development of oxidative stress by enhanced (US Environmental Protection Agency, cited in [41]) must
production of reactive oxygen species and peroxidative focus in general on: (i) characterization of NP properties; (ii)
processes [52]. Oxidative stress in response to NPs has analysis of transformation and interaction processes; (iii)
been observed in diverse animal cell and tissue systems, elucidation of environmental fate and transport; (iv) assess-
but remains largely unexplored in plants. ment of human exposure; (v) study of ecological effects; (vi)
investigation of human health effects; and (vii) determina-
NP toxicity in plants tion of the NP life cycle. As described in this Opinion,
Most published studies on NP toxicity in plants have interactions between NPs and plants affect transformation,
addressed easily scored parameters, such as germination environmental fate and life time of NPs and can have
rate and growth-related features. Positive, negative or no significant implications for human health, either positive
effects are reviewed in [53] and we summarize some exam- as atmospheric clearance or negative as carriers into the
ples here. human diet. An understanding of the ecological effects of
Colloidal suspensions of TiO2-NPs (30 nm in diameter) increasing NP emissions must include plant nanotoxicology.
and bentonite, a natural clay, caused the cell wall pore size At present, it is premature to draw conclusions about the
of maize roots to decrease from 6.6 nm to approximately effect of naturally occurring levels of NPs on plants in the
3 nm and inhibited hydraulic conductivity and, therefore, field and about the role of plants in relation to NP-related
transpiration of intact plants [46], while the growth rate effects within ecosystems. The situation might change if
was inhibited by approximately 10%. The inhibitory effect large amounts of NPs are administered to crops as novel
was reversed upon transfer to NP-free growth medium, delivery tool for fertilizers, herbicides and pesticides, as
indicating mechanical and nontoxic modes of action of suggested in [61]. Future research projects should specifi-
these NPs [46]. NPs administered to the roots by irrigation cally focus on understanding nanotoxicity in plants (see also
were only found in the soil and in aggregates attached to [53]). Prerequisites for insightful experiments are compre-
the roots [54]. The lack of strong growth inhibition by clay hensive details about the experimentally used NPs, their
and TiO2 was explained by the fact that intact root systems size, surface area and chemistry [11,62]. Deposition, uptake,
are not limited in water flow to the shoot under normal cell-to-cell and long-distance translocation of NPs adminis-
conditions. Only removal of 80% of the roots inhibited tered at reasonable concentrations need to be put into
transpiration of wheat (Triticum aestivum) [55]. The de- context of plant structures, such as the epicuticle, stomates,
velopment of excessive root systems might represent an plasmodesmata and xylem. An important point is to assess
evolutionary adaptation to potential root clogging in soils NP persistence in plants depending on NP size and chemis-
that naturally contain particulate minerals [46]. Similar to try, similar to studies in animal cell systems [63]. Up to now,
the results in this study, very high NP concentrations often most studies in plants indirectly drew conclusions on the
lead to significant effects on plants. For example, zucchini overall stability of NPs by considering the long-distance
(Cucurbita pepo) seed germination and root elongation translocation of elements within the plants. Because the
were not significantly different in the presence of apoplast is the first site of NP deposition within the plant
1000 mg/L ZnO added as NPs or as bulk powder, whereas tissue, a major emphasis should be the interaction of NPs
Cu- and Ag-NPs inhibited root growth [56]. Dissolved Ag or with apoplast structures, interference with apoplast func-
Cu ions could only partly explain the observed NP toxicity. tions and NP persistence in the specific chemical environ-
Different dose-response dependencies were seen for root ment of the apoplast, including the cell wall. The search for
growth of radish (Raphanus sativus), rape (Brassica molecular mechanisms of toxicity needs to address NP
napus) and ryegrass (Secale cereale). Inhibitory concentra- association with cell constituents, such as plasma mem-
tions 50% (IC50) ranged from 20 to 50 mg/L for Zn- and brane proteins, as possible primary sites of molecular
ZnO-NPs [57]. Ag-NPs had genotoxic effects on Allium cepa interactions. Investigations of plant species- and geno-
root tip cells, as indicated by chromosome aberrations [58]. type-specific differences in NP sensitivity must be intensi-
At 40 mg/L, gum arabic-coated Ag-NPs completely inhib- fied. As a novel approach to distinguish ion toxicity from
ited root hair formation, triggered deformation of roots and NP-specific effects, it is suggested to compare closely related
caused cell collapse, whereas the same amount of dissolved species with known differences in metal tolerance. Direct
AgNO3 was inconspicuous [59]. These studies indicate that observation of NPs on plant surfaces and in plant tissues has
some plant developmental stages and structures are par- become possible by new methods using quantum dots and
ticularly sensitive to NPs, in this case the growing root novel microscopy technologies and should be used for in-
apex of the grass Lolium. Likewise, pollen germination and depth studies on the localization of particles in plants.
tube growth were more than one order of magnitude more Finally, plants grown in their natural habitat or in the field
sensitive to Pd-NPs than to equivalent concentrations of need to be assessed for particle accumulation to judge the
dissolved PdCl2 [60]. A table summarizing some reported role of plants in the life cycle of NPs and the risk of intro-
effects of NPs on plants is presented in [59]. Taken togeth- ducing NPs into the food chain. This topic must also address
er, these studies indicate NP-specific mechanisms of toxic- soil–plant interactions, although this route appears less
ity that are dependent on NP chemistry and size. significant for plant nanotoxicology.
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Opinion Trends in Plant Science November 2011, Vol. 16, No. 11
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