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06/10/2022, 22:41 An Expert Explains: Reforming death penalty | Explained News,The Indian Express

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Home /  Explained /  An Expert Explains: Reforming death penalty


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An Expert Explains: Reforming


death penalty
Examining issues raised in a specific case, the Supreme Court has suo motu
opened a review of the process by which courts award the death penalty.
What is the procedure by which judges get the relevant information for the
sentencing process, and why has the top court felt it necessary to
intervene?

Written by Anup Surendranath

Updated: April 5, 2022 11:32:18 am

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The paths of reforming the death penalty on the one hand and abolishing it on the other, go alongside
each other for a very long distance.

While hearing death sentence appeals since September 2021, the Supreme Court
has repeatedly expressed concern over the manner in which trial courts and High
Courts have carried out sentencing with very little (relevant) information.

While the Bench headed by Justice L Nageswara Rao has commuted death
sentences citing errors committed by courts below, the Bench headed by Justice U U
Lalit has called for reports from probation officers, prison superintendents, and
independent mental health experts in an attempt to correct the errors. This week,
the Bench headed by Justice Lalit agreed to comprehensively examine procedures
in death penalty cases to ensure that judges who have to choose between life
imprisonment and the death sentence have comprehensive sentencing
information.

What has caused the SC to examine practices in death penalty sentencing?

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The court is undertaking an exercise to reform the procedures by which


information necessary in a death penalty case is brought before courts. In so doing,
the Supreme Court is acknowledging concerns with the manner in which death
penalty sentencing is being carried out. While the death penalty has been held to be
constitutional, the manner in which it has been administered has triggered
accusations of unfairness and arbitrariness.

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The Expert

How are judges supposed to choose between life and death sentences?

In May 1980, when the Supreme Court upheld the constitutional validity of the
death penalty in Bachan Singh’s case, a framework was developed for future judges
to follow when they had to choose between life imprisonment and the death
penalty.  At the heart of that framework was the recognition that the legislature in

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06/10/2022, 22:41 An Expert Explains: Reforming death penalty | Explained News,The Indian Express

the Criminal Procedure Code had made it clear that life imprisonment would be the
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default punishment and judges would need to give “special reasons” if they wanted
to impose the death sentence. Through the 1980 framework — popularly but
inaccurately known as the “rarest of rare” framework — the Supreme Court said
that judges must consider both aggravating and mitigating factors concerning the
crime and the accused when deciding if the death penalty is to be imposed.

The judgment also made it clear that life imprisonment as a sentence would have to
be “unquestionably foreclosed” before judges imposed the death sentence. There
was an indicative list of factors that the judgment identified as being relevant, but it
was clear that it was not meant to be an exhaustive list.

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What has happened to this framework in the four decades since Bachan Singh?

The Supreme Court has repeatedly lamented the inconsistency in application of the
Bachan Singh framework. Similar concerns have been expressed by the Law
Commission of India (262nd Report). One of the main concerns has been the crime-
centred approach to sentencing, often in violation of the mandate in Bachan Singh
that factors relating to both the crime and the accused have to be considered. There
has been widespread concern that the imposition of death sentences has been
arbitrary. A study by Project 39A looking at 15 years of death penalty sentencing in
trial courts has shown that the Bachan Singh framework has broken down, with
judges attributing to it multiple and inconsistent meanings. A study of the 595 death
sentences imposed in the last five years shows that this concern is intensifying.

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One of the main reasons is that very sparse sentencing information about the
accused is brought before the judges. While the judgment in Bachan Singh did
develop a framework, it was a framework that depended on the relevant
information brought before the court. But the framework did not have any
mechanisms to ensure the actual collection of such information and its
presentation before judges.

This has resulted in a situation where there is barely any meaningful information
about the accused that enters the sentencing process. It is an empirical reality that
the vast majority of death row prisoners are economically vulnerable and very
often receive poor legal representation (see Project 39A’s Death Penalty India
Report 2016). As a result, they do not have access to professionals and experts with
the necessary training and skill sets to undertake the complex exercise of collecting
mitigation information.

Also, sentencing judges have often dismissed the consideration of mitigating factors
depending on their perception of the crime despite there being no basis in the law
for dismissing the relevance of such factors. It points to a deeper gap — that there
has been no real guidance on how judges must go about assigning weight to
aggravating and mitigating factors, and how they should approach weighing one
factor against another.

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A criminal trial has two stages — the guilt stage and the sentencing stage.
Sentencing happens after the accused has been found guilty of the crime; this is the
stage where punishment is determined. Therefore, anything presented or said
during sentencing cannot be used to reverse or change the finding of guilt.

It is a fundamental tenet of criminal law that sentencing must be individualised, i.e,


in the process of determining punishment, the judge must take into account
individual circumstances of the accused. It speaks to a very intuitive sense of justice
that all our decisions and actions result from a complex interplay of various factors
concerning our lives, and the emphasis is that such interplay is different for each
individual.

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The idea of mitigation is to give practical application to considerations of culpability


and deservedness that are crucial to the moral idea of punishment. Justice would be
an incomplete idea if criminal law was incapable of considering an individual in all
their complexity and the various factors that contributed to a set of decisions and
actions in their lives.

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Who can collect all this information?


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The Supreme Court has recognised that it is important to collect this complex
interplay of information sentencing is to be done in a proper manner. The
judgments in Santa Singh (1976) and Mohd Mannan (2019) have recognised the
interdisciplinary nature of such an exercise, and that it requires professionals other
than lawyers to collect such information.

The task is not something lawyers are trained to do — that is the reason the
American Bar Association’s 2003 Guidelines for the Appointment and Performance
of Defence Counsel in Death Penalty recognises the role of a mitigation specialist
with a clearly defined role that goes beyond what lawyers can do.

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personnel who die in the line of duty

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Is this practical in India’s justice system?


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There must be a very high degree of fairness in a system that is interested in


subjecting individuals to the experience of death row, and ultimately taking lives
through the instrumentality of law. With that as the starting point, the criminal
justice system needs to do all it can to ensure that systems are created for
procedural fairness.

The question we need to start with is:


“What does fairness and individualised
justice require in death penalty cases?”
We cannot start by asking the
“practicality” question and then define
the requirements of fairness/
individualised justice accordingly.

Can procedural reforms address the


broader concerns with the death
penalty?

Justice Harry Blackmun who served on the United States Supreme Court for 24
years (1970-94) started out being a strong votary of the death penalty, and was part
of decisions to restore the death penalty in the US. For most of his time on the
Bench, Justice Blackmun tried to bring in procedural reforms to make the American
death penalty system fairer.

But ultimately, in his last year in the court, he declared that efforts to reform the
death penalty had failed, and that it was impossible to achieve the required
fairness. “I no longer shall tinker with the machinery of death,” he famously
declared.

The paths of reforming the death penalty on the one hand and abolishing it on the
other, go alongside each other for a very long distance. Every instance of
engagement on reforming the death penalty throws light on the inherent
unfairness of using the death penalty, especially in a system like ours.

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