SOUTHWAY COLLEGE OF TECHNOLOGY

(SOCOTECH)
San Francisco, Agusan del Sur
Telefax: (085) 839-4476/1170
www.socotech.edu.ph

NAME: __________________________ SUBJECT: CPTL. MKTG. DATE: ________

COURSE/ YEAR: ______________ SCHEDULE: M/TH 10:30AM-12:00PM SCORE: ________

MIDTERM EXAMINATION

TEST 1 - DEFINE THE FOLLOWING TERMS: ( 3 POINTS EACH )

1. Financial markets 12. T-bonds
2. Financial claim 13. Capital markets
3. Primary markets 14. Securities markets
4. Financial intermediary 15. Stock market
5. Deficit units 16. Bond markets
6. Surplus units 17. Derivative securities market
7. Money markets 18. Negotiated /no-securities market
8. Short term securities 19. Mortgage market
9. Interbank call market 20. Lease market
11. T - bills

TEST II. ESSAY ( 5 POINTS EACH )

1. Illustrate primary markets involving direct selling without intermediary.
2. Illustrate primary markets involving an intermediary.
3. Illustrate secondary market with secondary securities offered for sale.
4. Give the following purposes of securities of exchange.
5. What securities market's composition?
6. What are the general classification of bond market?
7. What are the following negotiated or non-securities market?

“MAY GOD BLESS YOU “.