Professional Documents
Culture Documents
Neil Brenner
Department of Political Science, University of Chicago, 5828 S.University Avenue, Chicago,
IL 60637, USA; e-mail: NBrenner@compuserve.com
Received 12 March 1997; in revised form 7 January 1998
Abstract. During the last decade, discussions of geographical scale and its social production have
proliferated. Building upon this literature, in particular the writings of Lefebvre and Harvey, I
investigate the implications of the contradiction between fixity and motion in the circulation of
capital—between capital's necessary dependence on territory or place and its space-annihilating
tendencies—for the production of spatial scale under capitalism. I elaborate the notion of a
'scalar fix' to theorize the multiscalar configurations of territorial organization within, upon,
and through which each round of capital circulation is successively territorialized, deterri-
torialized, and reterritorialized. These multiscalar configurations of territorial organization
position geographical scales within determinate, hierarchical patterns of interdependence
and thereby constitute a relatively fixed and immobile geographical infrastructure for each
round of capital circulation. Drawing upon Lefebvre's neglected work De I'Etat, I argue that
the scalar structures both of cities and of territorial states have been molded ever more directly
by the contradiction between fixity and motion in the circulation of capital since the late
19th century, when a 'second nature' of socially produced sociospatial configurations was
consolidated on a world scale. On this basis a schematic historical geography of scalar fixes
since the late 19th century is elaborated that highlights the key role of the territorial state at
once as a form of territorialization for capital and as an institutional mediator of uneven
geographical development on differential, overlapping spatial scales. From this perspective,
the current round of globalization can be interpreted as a multidimensional process of re-scaling
in which both cities and states are being reterritorialized in the conflictual search for 'glocal'
scalar fixes.
As noted above, cities, urban regions, and urban hierarchies constitute one crucial
multiscalar form of territorial organization under capitalism—hence the preoccupation
of Castells, Harvey, and many other critical geographers in recent decades with the
historical geography of the 'urban question' (Gottdiener, 1985; Katznelson, 1993).
However, I argue below that territorial states have likewise operated as major forms
of territorialization for capital. Though state territoriality is tied intrinsically to the
national scale, state institutions are also configured in significant ways upon various
subnational and supranational scales, from the urban and regional scales of local and
regional states to the global scale of the world interstate system (Lefebvre, 1976b; 1977;
Taylor, 1985; 1994). In my view, the scale question under capitalism encompasses the
role both of cities and of territorial states as distinctively 'scaled' yet closely intertwined
forms of territorialization for capital. To illustrate this way of conceptualizing scale-
configurations, listed schematically in table 1 are various ways in which these two key
forms of territorial organization under capitalism (cities, territorial states) are config-
ured simultaneously upon differential geographical scales (urban, regional, national,
global). <6>
Therefore, scales are not to be understood merely as the geographical imprints of
capital's moment of territorialization. As sites of differential forms of capitalist terri-
torial organization, each geographical scale represents a contested arena in which the
spatiotemporal contradictions of the capital relation are continually reproduced and
fought out.
To elaborate this theorization of the scale question, I turn now to the analysis
of geographical scale developed by Lefebvre in two of his major works of the 1970s,
The Production of Space (1991) and De I'Etat (1976a; 1976b; 1977; 1978). In a first step,
(6)
In addition to these scale-configurations. Swyngedouw (1997) emphasizes the wage nexus, the
form of competition, monetary and financial regulation, and the international configuration as
distinctive 'scalings' of social relations within contemporary capitalism. My focus here on cities
and territorial states is not intended to deny or underplay the importance of these (or other)
agents and sites of scale-production and scale-reconfiguration. My goal, rather, is to conceptua-
lize scale through the specific analytical lens of capitalist territorial organization and its contra-
dictions. It should also be emphasized that the hierarchy of scales presented in table 1 is in no
way exhaustive. For instance, the body, the home, the neighborhood, and the transnational
superregion are also highly significant geographical scales (Smith, 1993). Moreover, the meaning
and structure of these geographical scales and the scale-hierarchies in which they are embedded
change historically, at once through the dynamic of de- and reterritorialization and its nearly
continual sociopolitical contestation in diverse historical - geographical contexts.
I elaborate Lefebvre's notion of 'the superimposition and interpenetration of social
spaces' to theorize the relational, mutually interdependent character of geographical
scales under capitalism. In a second step, I examine the contradictory role of the
territorial state as a multiscalar form of territorialization for capital and as an institu-
tional mediator of uneven geographical development. This leads, finally, to a schematic
historical account of the role of cities and territorial states in the production of scalar
fixes for capital since the late 19th century.
<7)
An analogous point is elaborated by Braudel (1984, page 51): "Without ever being swallowed
up, the state was thus drawn into the intrinsic movement of the world-economy. By serving
others and serving money, it was serving its own ends as well". Whereas Lefebvre focuses his
analysis of the state mode of production primarily on late 19th and early 20th century European
states, Braudel suggests that a coevolution of state structures and patterns of capital accumula-
tion has occurred throughout capitalism's long-run history, above all within the hegemonic states
of the core zones. However, for Lefebvre, the coevolution of the state and capital since the late
19th century stems not merely from a relationship of mutual benefit (Braudel's focus), but from a
situation in which configurations of capitalist territorial organization are actively produced by
state institutions. ,
(8)
Though his work focuses more directly on the role of class struggle than on the tension
between fixity and motion, Cox (1990; 1993) is one of the few authors to have theorized changing
structures of state territorial organization under capitalism. In focusing on the structural tension
between fixity and motion in the circulation of capital, 1 do not deny the importance of concrete
configurations of sociopolitical struggle, class-based or otherwise, in molding the territorial
structure of the state. My goal here is rather to situate such conflicts within the broader,
macrohistorical context of capital's recurrent dynamic of de- and reterritorialization.
The central hypothesis that emerges from these considerations is that the tension
between fixity and motion in the circulation of capital has periodically triggered major
transformations in the scalar organization of the territorial state. Despite the substantial
tensions and antagonisms that have permeated state - capital relations throughout
capitalism's long-run history (see for example, Arrighi, 1994; Jessop, 1990), this gen-
eralization appears particularly valid for the last century of capitalist development.
When configurations of state territorial organization have proven severely ineffectual
for promoting the continued accumulation of capital—as they did during the world
economic crises of 1873-96, the 1930s, and, most recently, the 1970s—they have
generally been reconfigured in significant, if always highly contested, ways.(9) This
hypothesis can be elaborated more concretely through an analysis of the successive
waves of re-scaling that have underpinned the historical geography of scalar fixes since
the consolidation of the SMP in the late 19th century.
Re-scaling capital: cities, states, and the historical geography of spatial scales
In the final chapter of The Limits to Capital Harvey proposes that the tension between
fixity and motion in the process of capital circulation is one of the structuring principles
underlying changing historical forms of capitalist territorial organization and their
associated scale-configurations. Harvey (1982, page 431) describes this continual pro-
duction, differentiation, and reconfiguration of capitalist territorial organization as
follows:
"The stability of co-ordinating arrangements [scale-configurations] is, after all, a
vital attribute in the face of perpetual and incoherent dynamism. At some point
the tension between [fixity and mobility] is bound to snap. At such points a crisis in
the co-ordinating mechanisms ensues. The nested hierarchical structures have to be
reorganized, rationalized and reformed. New monetary systems, new political
structures, new organizational forms for capital have to be brought into being.
The birth pangs are often painful. But only in this way can institutional arrange-
ments grown prolifigate and fat be brought into tighter relation to the underlying
requirements of accumulation. If the reforms turn out well, then co-ordinations
that absorb overaccumulation through uneven geographical development at least
appear possible. If they fail, then the uneven development that results exacerbates
rather than resolves the difficulties. A global crisis ensues."
Harvey's central argument in this passage is that overaccumulation crises frequently
induce major transformations of scale-configurations, the "nested hierarchical structures"
upon which capitalist territorial organization is grounded. These processes of re-scaling
rearrange scale hierarchies and the forms of territorial organization through which
these hierarchies are constituted. Harvey thereby implies that processes of re-scaling
are an important, geographically based strategy of crisis displacement and crisis reso-
lution under capitalism, structurally analogous to those discussed in "The third cut
at crisis theory" in The Limits to Capital—for example, the geographical relocation
(9>
An obvious problem with this schematic macrohistorical formulation is that it brackets the
highly contradictory character of state - capital relations during each of these moments of crisis-
induced restructuring. Shifts in state territorial organization are not to be understood as a 'reflex'
of capital circulation but rather as highly contested, often experimental, strategies of crisis
management that by no means necessarily benefit capital or resolve crises of accumulation.
The much-debated 'imperative' for states to contribute to capitalist growth is not the result of
some functionalist necessity but rather an historically specific systemic constraint induced by the
nature of capitalism as an historical-geographical system. Insofar as profitability crises for
capital also trigger financial, social, and political crises for states, the latter have generally evolved
in ways that are broadly compatible with—if not always actively beneficial to—the capital
accumulation process (see Jessop, 1990).
of workers and firms, interregional 'switching crises', the export of devaluation, and
imperialist expansion (1982, pages 424-431). Particularly in the face of capital's grow-
ing dependence upon a socially produced geographical infrastructure to accelerate its
circulation process, the re-scaling of capitalist territorial organization has provided an
increasingly significant geographical form of crisis-induced restructuring.
The historical geography of state - capital relations since the late 19th century
provides abundant examples of re-scaling processes, particularly during periods of
systemic global crisis. Appropriately detailed empirical verification cannot be provided
here, but I will nevertheless schematically outline three waves of re-scaling that have
occurred in conjunction with each of the global economic crises of the last century—
that of 1873-96; that of the 1930s; and that of the post-1970s period. A wave of
re-scaling can be identified when structurally analogous reconfigurations of scalar
hierarchies occur within multiple forms of territorial organization during or imme-
diately following a period of sustained global economic instability. During each of
these crises, it can be argued, a relatively stabilized scalar fix became increasingly
ineffectual for purposes of sustaining capital accumulation. Subsequently, new scale-
configurations were constructed and eventually generalized—albeit at different moments,
by diverse means, and always through intense sociopolitical contestation—which retro-
spectively appear to have proven more viable for regulating and promoting capital
accumulation during the ensuing long wave of growth.
As noted above, territorial states have played fundamental roles in the production
of scalar fixes for capital throughout the last century. Indeed, it can be argued that
configurations of state territorial organization have operated as preconditions, arenas,
and outcomes of each successive wave of re-scaling. The territorial state's changing role
in circumscribing scalar fixes for capital can be delineated in terms of a sequence of
three distinctive scale-configurations: the encagement of capitalist territorial organiza-
tion within the national scale of state territoriality (1890s-1930s); the entrenchment of
nationally scaled forms of territorial organization as scalar fixes for the Fordist-
Keynesian round of capitalist growth (1950s-early 1970s); the denationalization of
capitalist territorial organization and the pursuit of alternative glocal scalar fixes
(post-1970s). In each case, I argue, territorial states have played central roles in produc-
ing, regulating, reconfiguring, and eventually transforming the scalar scaffolding of
capitalism.
Encagement Until the late 19th century, uneven geographical development within the
core capitalist states assumed the form of spatial polarization between industrializing
city regions and predominantly rural agricultural peripheries. This internal spatial
division of labor within the core states was replicated on a global scale through
imperialist expansion and colonialism (Soja, 1985). The global depression of 1873-96
reinforced this imperialistic, scale-expanding search for superprofits and culminated in
the consolidation of a new form of state-managed 'organized capitalism' (Lash and
Urry, 1987). However, despite the continued exploitation of peripheralized zones in
Asia, Africa, and Latin America, this configuration of state - capital relations also
entailed an increasing encagement of social relations within the territorial state
(Mann, 1993) and a growing structural convergence between the scales of capitalist
industrial organization and those of state institutions (Cerny, 1995). As Mann (1993,
pages 61, 493) notes, during this period industrialization assumed a "relatively statist"
form, based upon centralized territorial planning and an intensified "infrastructural
interpenetration" of civil society by state bureaucracies. Though a global urban hier-
archy had been constructed by the late 19th century through imperialist expansion
(King, 1990), the geoeconomic role of cities depended above all upon the geopolitical
power of the states or colonial empires in which they were located (Taylor, 1995).
This state-centric scale-configuration entailed an apparent spatial congruence of the
national economy, state bureaucracies, civil society, and the national culture (Agnew,
1994; Taylor, 1996). The territorial state had come to operate "like a vortex sucking
in social relations to mould them through its territoriality" (Taylor, 1994, page 152),
continually reinforcing a nationally scaled spatial congruence and institutional iso-
morphism among differential forms of capitalist territorial organization.
State territorial power under organized capitalism was grounded upon large-scale
investments in industrial infrastructures, highly centralized national economic planning,
expanding state bureaucracies, and a growing reliance on corporatist bargaining arrange-
ments to mediate labor - capital disputes (Cerny, 1995; Mann, 1993, pages 467-502).
The urban scale was also integrated more directly into the apparatuses of state
territorial power as a site of local state service provision, economic crisis-management,
and class politics. In many of the core states, the local - municipal tier of the state was
substantially reorganized and bureaucratized during the late 19th century as a means
to rationalize intergovernmental relations and to provide crucial collective goods on
urban - regional scales. In this manner, the state acquired a major role in the construc-
tion of large-scale urban territorial infrastructures—public transportation, education
and housing facilities, communications networks, utilities supplies and the like. As
noted above, this simultaneous centralization, rationalization, and territorialization
of social relations on the national scale of state territoriality is one of the fundamental
features of Lefebvre's notion of the state mode of production: "The state defines itself
as the most general form—the form of forms—of society. It encompasses and develops
all other forms ... In this manner the state becomes coextensive with society" (1977,
page 179, my italics).
Entrenchment. Following the Great Depression of the 1930s, yet another wave of crisis-
induced capitalist restructuring ensued that likewise entailed various forms of re-scaling,
though many of the latter did not unfold until the decade after the Second World War.
However, these transformations occurred primarily within the geographical scaffolding
of state-centric scalar fixes that had been secured following the consolidation of
organized capitalism in the early 20th century. Indeed, the large-scale geographical
infrastructures for capital circulation which were constructed during the initial burst
of growth under organized capitalism—including those both of urban systems and of
state bureaucracies—were now modernized, rationalized and re-scaled to ground a
new wave of capitalist expansion rather than being dismantled. Consequently,
throughout the Fordist - Keynesian period, roughly from the 1950s to the early 1970s,
the role of the territorial state as the geographical 'container' of capital accumulation
actually intensified (Taylor, 1994). Though propelled by the dynamism of large-scale
manufacturing regions in Northeastern USA, the English Midlands, Northern France,
Belgium, and the Ruhr district, the Fordist - Keynesian regime of accumulation was
parcelized into distinctly national space economies within a world system organized
under the geopolitical and geoeconomic hegemony of the USA (Peck and Tickell, 1994).
Transnational interurban linkages were likewise crucial to the North Atlantic Fordist
space economy, but a relatively tight fit was established between urban dynamism
and the growth of autocentric national economies (Sassen, 1991). The Bretton Woods
monetary regime ensured the close regulation of national financial markets, and the
General Agreement on Trade and Tariffs (GATT) served to regulate trade relations in
a manner consistent with continued US global economic hegemony (Altvater, 1992).
National-developmentalist practices were established throughout the world economy,
grounded on the notion that sovereign states would guide their 'societies' through a
linear, internally defined process of endless 'modernization' (Agnew, 1994).
Already during the 1930s states had begun to engage directly in the attempt to
devalorize and revalorize capital, at once through subsidies, grants, loans, tax advan-
tages, public investments, and state ownership of production facilities (Gourevitch,
1986, pages 124-180). Shortly thereafter, in postwar Europe and North America,
Keynesian socioeconomic policies were deployed to institutionalize demand manage-
ment, deficit spending, collective bargaining, monopoly pricing, and countercyclical
monetary policies, all of which presupposed the geographical - political space of the
sovereign nation-state and nationally scaled infrastructures for capital circulation
(Radice, 1984). Regional and local state institutions thereby became 'transmission belts'
for central state policies; their goal was simultaneously to maximize growth and to
redistribute its effects as evenly as possible on a national scale. Between the 1950s
and the 1970s, a range of regional industrial policies were introduced to promote
industrialization within each state's 'underdeveloped' peripheries. Under these circum-
stances, the state's role, as a form of territorialization for capital and in securing a
scalar fix for the social relations of capitalism, converged around the national scale. In
this manner, the national scale came to operate as the most fundamental geographical
framework for capitalist production and exchange, as the key institutional site of
sociospatial polarization and as the most central arena of sociopolitical contestation.
As Lefebvre argued, the goal of state spatial intervention throughout this period was
the "indefinite extension of the centres, nuclei and growth poles" within the state's
delimited territorial boundaries (that is, the territorialization of capital on a national
scale) and to "establish harmony between the multiple markets on national and inter-
national scales" (the mediation of capital's postwar forms of uneven geographical
development to preserve a nationally scaled institutional fix) (Lefebvre 1976c, page 112;
1977, page 228).