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Introduction: Few published reports detail the dental changes produced by orthodontic treatment in conjunc-
tion with orthognathic surgery. Methods: Thirty-four Class II subjects who underwent surgical-orthodontic
treatment with mandibular advancement and rigid fixation were selected, and their lateral cephalograms
were digitized. Mean skeletal and dental values were calculated for pretreatment, presurgical, and final treat-
ment times. Treatment efficacy as a percentage of an ideal goal achieved also was calculated. Results: All
data showed significant positive changes in the position of the mandible. The mean changes showed that
the maxillary incisors were overretracted presurgically and then returned to a normal position postsurgically,
whereas the mandibular incisors were proclined and protruded presurgically and remained so at posttreat-
ment. The efficacy data showed that the incisors were not ideally decompensated in many patients.
Conclusions: The efficacy data show that presurgical orthodontic treatment often does not fully decompen-
sate the incisors; this then limits the surgical outcome. (Am J Orthod Dentofacial Orthop 2009;135:566.e1-566.e7)
A
spectrum of contemporary orthodontic treatment ables contribute to success and failure. Rigid internal fix-
options is available for patients with skeletal mal- ation is a good example of a treatment variable that
occlusions. The indicated treatment depends on contributes to increased surgical success.3 For maximum
the patient’s growth status, the severity of the malocclu- impact with a surgical orthodontic approach, the goals are
sion, and facial esthetics. For growing patients with minor to decompensate the dentition to ideal, surgically move
to moderate skeletal malocclusions, growth modification the skeletal units to ideal, and postsurgically detail the
appears to be a reasonable solution. For nongrowing pa- occlusion. Little information is available about how suc-
tients with acceptable esthetics and minor to moderate cessful the orthodontic clinician is in achieving the ortho-
skeletal discrepancies, camouflage treatment, with the dontic goals. The extent of dental decompensation during
teeth made to fit on nonideal skeletal bases is acceptable.1 the presurgical orthodontic phase directly determines the
When facial esthetics is a concern or there are severe skel- extent of the surgical correction possible because the
etal discrepancies, orthognathic surgery combined with occlusion is used as the template for the surgical moves.4
orthodontic treatment provides the best results in terms Final postsurgical dental changes detail the occlusion and
of function, stability, and esthetics. With improved surgi- compensate for a less-than-ideal surgical outcome.
cal and orthodontic techniques and a collaborative inter- There are few reports about presurgical and postsur-
disciplinary approach, it is possible to treat patients with gical orthodontic tooth movements during surgical-or-
skeletal and dental problems in all planes of space.2 thodontic treatment. Moreover, when mean changes
Improved treatment outcomes have resulted from better are reported, the true dynamics of the changes during
understanding of which diagnostic and treatment vari- each treatment stage are lost. The measures of central
tendency and summary statistics of data that have sim-
a
Private practice, Toledo, OH. ilar values on either side of zero cancel each other out
b
Clinical associate professor and graduate program director, Division of Ortho- and provide little evidence of the true nature of the un-
dontics, College of Dentistry, Ohio State University, Columbus.
c
Professor and chair, Division of Orthodontics, College of Dentistry, Ohio State derlying changes. This is especially and uniquely true
University, Columbus. with Class II patients and the 2 variants (Divisions 1
d
Professor emeritus, Division of Orthodontics, College of Dentistry, Ohio State and 2), which have proclined and retroclined maxillary
University, Columbus.
e
Associate professor, Division of Oral Biology, College of Dentistry, Ohio State incisors, respectively.
University, Columbus. In a pilot study, Potts et al5 evaluated orthognathic sur-
The authors report no commercial, proprietary, or financial interest in the prod- gical patients to determine dental decompensation during
ucts or companies described in this article.
Reprint requests to: Henry W. Fields, 4088 F Postle Hall, 305 W 12th Ave, presurgical orthodontic treatment. When incisor position
PO Box 182357, Columbus, OH 43218-2357; e-mail, fields.31@osu.edu. was evaluated, only 56% of the upper incisors and 36% of
Submitted, April 2007; revised and accepted, August 2007. the lower incisors were decompensated appropriately.
0889-5406/$36.00
Copyright Ó 2009 by the American Association of Orthodontists. The upper incisor position was associated with the pa-
doi:10.1016/j.ajodo.2007.08.020 tient’s sex, and slot size to archwire size differential,
566.e1
566.e2 Potts et al American Journal of Orthodontics and Dentofacial Orthopedics
May 2009
and lower incisor position was associated with patient Table I. Skeletal and dental cephalometric measures and
compliance scores and the use of intermaxillary elastics. their normative standards
Proffit et al6 evaluated incisor decompensation in Variable and type Male Female
a sample of surgical patients. They found acceptable fi- of measurement norm norm Reference
nal positions for 60% of the upper incisor (U1) to NA an-
Anteroposterior skeletal
gles, 72% of the U1 to NA distances, 58% of the lower
measurements
incisor (L1) to NB angles, and 90% of the L1 to NB dis- SNA ( ) 82 82 Steiner8-10
tances based on an incisal position of 61 SD of ideal. A-point to N perp (mm) 1 1 McNamara11
They also determined treatment efficacy as the percent- SNB ( ) 80 80 Steiner8-10
age of the ideal achieved during treatment. For this eval- Pg to N perp (mm) 0.3 1.8 McNamara11
ANB ( ) 2 2 Steiner8-10
uation, 61% of the U1 to NA angles, 20% of the U1 to NA
Wits appraisal (mm) 1 0 Jacobson12,13
distances, –3% of the L1 to NB angles, and 15% of the Overjet (mm) 2 2 ABO standards14
L1 to NB distances of the ideal were achieved.6 Vertical skeletal measurements
Burden et al7 investigated a sample of Class II sur- SN to GoGn ( ) 32 32 Steiner8-10
gical-orthodontic patients to determine predictors of Mandibular plane angle ( ) 26 26 Ricketts15-17
Face height ratio 0.54 0.54 Isaacson18
success using multiple logistic regression. They defined
Dental measurements
success as outcomes within approximately 61 SD of U1 to Na ( ) 22 22 Steiner8-10
ideal relationships. They found that successful overjets U1 to NA (mm) 4 4 Steiner8-10
(1-4 mm) were obtained in 72% of the patients and more U1 to SN ( ) 104 104 Bell et al19
likely in patients with large pretreatment overjets. Ideal L1 to NB ( ) 25 25 Steiner8-10
L1 to NB (mm) 4 4 Steiner8-10
posttreatment ANB angles were achieved in 42% of the
L1 to MP ( ) 95 95 Bell et al19
patients and typically in those with larger pretreatment
angles. Mandibular decompensation was incomplete
in 28% of the patients, especially in those with increased
vertebrae maturation of stage 4 or 5 before treatment,
pretreatment proclination. The soft-tissue profile as
indicating minimal growth potential; they had received
judged by the Holdaway angle was worse in patients
orthognathic surgery of which at least 1 component was
with large pretreatment SNA angles, increased final
mandibular advancement with rigid fixation. Thedr
lower incisor proclination, and reduced upper incisor in-
34 subjects had complete records, high-quality lateral
clination, when dental decompensation was incomplete.
cephalometric radiographs, including pretreatment
These studies contributed to a more critical appraisal of
(T1), presurgical (T2), and postsurgical or final (T3),
the outcomes of orthodontic presurgical decompensa-
and complete dental charts. The final records were
tion and the overall dental changes that accompany
obtained within 3 months of debanding.
orthognathic surgery.5-7
The subjects’ cephalometric radiographs were
The purpose of this study was to evaluate in further
traced, and 122 landmarks (25 soft tissue, 95 hard tissue,
detail the incisor and skeletal changes og presurgical
and 2 points on the true vertical plane) were identified
and postsurgical orthodontic treatment.
and digitized by a trained person (B.P.) using a Nu-
monics Accugrid (Numonics Corp, Philadelphia, Pa)
MATERIAL AND METHODS and DFP Plus software (Dentofacial Software Inc, Tor-
onto, Canada) on the radiographs at T1, T2, and T3. All
In this retrospective study, we evaluated digitized
linear measurements were corrected for magnification.
lateral cephalograms from a sample of Class II subjects
Certain cephalometric measurements were chosen to
who had received combined surgical-orthodontic treat-
show anteroposterior and vertical skeletal and dental
ment at the Orthodontic Graduate Clinic at The Ohio
characteristics. All measurements are shown with their
State University College of Dentistry. Approval to con-
referenced normative standards in Table I.8-19
duct this study was obtained from The Institutional
To verify intraexaminer reliability, 20 cephalomet-
Review Board of The Ohio State University.
ric radiographs were randomly selected, redigitized
Thirty-four subjects satisfied the inclusion criteria
and remeasured a minimum of 3 weeks later.
from an available sample of 97 patients with Class II
malocclusion treated by orthognathic surgery. Eighteen
of them were classified as Class II Division 1, with pro- Statistical analysis
clined maxillary incisors, and 16 were Class II Division Intraclass correlation coefficient and 95% confi-
2, with retroclined maxillary incisors. All subjects were dence interval statistics were used to test the reliability
white with Class II molar relationships and at cervical of the linear and angular cephalometric measurements.
American Journal of Orthodontics and Dentofacial Orthopedics Potts et al 566.e3
Volume 135, Number 5
Table II. Means and standard deviations for skeletal Table III. Means and standard deviations for dental
measurements at T1, T2, and T3, including confidence measurements at T1, T2, and T3, including confidence
intervals and ANOVA comparisons intervals and ANOVA comparisons
Mean and Lower Upper Mean and Lower Upper
ANOVA SD 95% CI 95% CI ANOVA SD 95% CI 95% CI
Fig 1. Alternative treatment efficacy: dynamic representation of upper and lower incisor inclinations.
The percentages of ideal position (upper and lower incisor to NA and NB, respectively) accomplished
are noted for initially retroclined and proclined incisors. Percentages over 100% overshot the goal,
and negative percentages indicate movement in the wrong direction.
In our sample, the Class II surgical patients had nor- The lower incisors also started with near normal in-
mal skeletal maxillary cephalometric values and sagittal clination but were in a slightly protrusive position and
mandibular deficiency with slightly increased lower did not significantly change during the presurgical pe-
facial height before treatment. There was essentially riod. After surgery, the lower incisors proclined signifi-
no change in the position of the maxilla in any direction cantly and became more protrusive relative to the NB
and no vertical skeletal change during treatment, but line. No significant changes were measured relative to
there was a statistically significant advancement of the the mandibular plane. Regardless of the outcome mea-
mandible. This change in mandibular position also sig- surement, they were more prominent than at T1.
nificantly changed the maxillomandibular relationships The efficacy analysis (Figs 1-3) showed that the pa-
as noted by the ANB angle and the Wits measurements. tients who started with a given incisor inclination (Fig 1)
Despite the surgical mandibular advancement, the sub- had the following.
jects remained slightly Class II and mandibular retru-
sive by cephalometric measurements. 1. Proclined maxillary incisors (18 subjects in the
On average, the upper incisors started near ideal and Class II Division 1 tendency group): 88% were ret-
were reclined and retracted presurgically. After surgery, roclined, but they often were overcorrected beyond
they returned to their near pretreatment position but ideal to 140%.
were still retrusive relative to the norm. No changes 2. Retroclined upper incisors (16 subjects in the Class
were statistically significant. II Division 2 tendency group): 75% were proclined,
American Journal of Orthodontics and Dentofacial Orthopedics Potts et al 566.e5
Volume 135, Number 5
Fig 2. Alternative treatment efficacy: dynamic representation of upper and lower incisor bodily
positions. The percentages of ideal position (upper and lower incisor to NA and NB, respectively)
accomplished are noted for initially retroclined and proclined incisors. Percentages over 100%
overshot the goal, and negative percentages indicate movement in the wrong direction.
but they often were overcorrected beyond ideal to this group were protracted even farther from the
139%. ideal to end 57% farther from the ideal.
3. Proclined lower incisors (58% of the subjects): 42% 4. Retrusive lower incisors (33% of the subjects): 73%
were retroclined, but they achieved only 51% of were protracted and slightly overcorrected to 107%
ideal, and 58% moved farther from the ideal; they beyond the ideal.
were proclined an additional 35% beyond the ideal.
For skeletal change (Fig 3), 51.4% of ideal position
4. Retroclined lower incisors (42% of the subjects):
was reached from T1 to T3.
93% were proclined, but they were overcorrected
beyond ideal to 150%.
The bodily position of the incisors (Fig 2) of these DISCUSSION
patients was assessed as follows.
Conventional cephalometric evaluation techniques
1. Protrusive maxillary incisors (47% of the subjects): were used in this study to examine the dental and skel-
94% were retracted, but they were overcorrected etal outcomes. Newer tools such as cone-beam radiogra-
beyond ideal to 190%. phy might improve the scope of such studies in the
2. Retrusive upper incisors (53% of the subjects): 73% future. Because this was a retrospective study design,
achieved about 82% of ideal when they were moved we used available records. Cone-beam radiography,
toward the ideal, but 28% were retracted even far- however, is still in the developmental stage and usually
ther from the ideal to end 76% farther from ideal. extracts a 2-dimensional reconstructed cephalogram for
3. Protruded mandibular incisors (66% of the sub- dental analysis. Finally, the standard of care and the
jects): 36% reached 66% of the ideal, but 64% of method used by most practitioners for evaluating dental
566.e6 Potts et al American Journal of Orthodontics and Dentofacial Orthopedics
May 2009