IEEE SysCon 2009 —3rd Annual IEEE International Systems Conference, 2009

Vancouver, Canada, March 23–26, 2009

System of Systems Engineering and

Family of Systems Engineering
From a Standards, V-Model, and Dual-V Model
Perspective
John O. Clark
Chief Engineer
Northrop Grumman Corporation
713 Wolfsnare Crescent
Virginia Beach, VA 23454
757-481-1504
john.clark@ngc.com

Based on "System of Systems Engineering and Family of Systems Engineering from a Standards Perspective," by John
O. Clark which appeared in the IEEE International Conference on System of Systems Engineering, 2008. SoSE ’08.
Copyright © 2009 by IEEE.

Abstract - System of Systems Engineering (SoSE) and
Family of Systems Engineering (FoSE) continue to be two
of the least well-understood SE disciplines. Knowledge of
the SE standards, the V-Model, and particularly the 3-
dimensional Dual-V Model, significantly aid this
understanding, including the relationship between SE,
SoSE, and FoSE.
The goals of this paper are to: 1) define SoS, SoSE, and
FoSE from an SE standards perspective; 2) describe the
original V-Model and the Dual-V Model; 3) show how to
apply these SE standards and V-Models to a system, to
SoSs, and to FoSs; and 4) encourage and challenge the
participants to understand, select, tailor, and apply these
SE standards and V-Models to complex SoSs and FoSs.
Individuals may have an understanding of portions of SE,
SoSE, and FoSE based on other sources. The SE
standards, V-Model, and Dual-V Model provide a more
complete and common understanding.
processes as documented in the SE standards: IEEE 1220,
EIA/IS-632, EIA-632, ISO 15288 [2-8], and the guide: ISO
TR 19760 [9], are a necessary and sufficient set of
processes for SoSE, and no additional processes are needed.
The above SE standards and guide are referenced in
this paper and used in the presentation that accompanies
this paper. However, because they are copyrighted by the
publishing organizations, material from them cannot be
reproduced in this paper or in softcopies of the presentation.
Refer to these SE standards and guide for this information.
In my opinion (based on reading, comparing,
understanding, teaching, revising, tailoring, and applying
the SE standards), there is only one classical SE process as
shown in Figure 1 [5].
EIA/IS-632
1994
MIL-STD-499 DoD 5000

IEEE 1220
DAG
2005

Keywords: System of Systems (SoS), System of Systems EIA-632

1998
DAU SE
Fund.

Engineering (SoSE), Family of Systems (FoS), Family of ISO 15288

DoDAF
Systems Engineering (FoSE), Complex Systems, Complex 2008

ISO TR19760 Customer

Systems Engineering, V-Model, Dual V-Model. 2003 SE Docs

ISO TR24748
V-Models
2008

1 Introduction EIA-731 Textbooks

Corporate
CMMI
Manuals

The subject of SoSE versus SE is currently debated in INCOSE SE

Handbook
Classical …
the literature and at conferences. The question is asked: “Is Systems Engineering Process
engineering a system of systems really any different from
engineering an ordinary system?” [1]. Some believe that Multiple views provide a comprehensive view.

SoSE is “different” from SE, the SE processes are Figure 1. Systems Engineering Views
inadequate or insufficient for SoSE, and additional
processes are needed. Others, like me, believe the SE

9781-4244-3463-3/09/$25.00 ©2009 IEEE

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 Each SE standard presents a slightly different view of consists of Products, Processes, and People (some standards
this one classical SE process. By understanding each SE call these three items Elements) as shown in Figure 2.
standard, and looking at each standard’s view, a systems
engineer can get a comprehensive view of this one classical
SE process and apply it to SoSE and FoSE. This principle System
also applies to the guides, manuals, handbooks, etc, shown
in Figure 1.
Product Processes People
Systems engineers may struggle with applying SE to
FoSE. However, FoSE is simply SE applied to a FoS. By
family, we mean a product-line or domain, wherein some
assets are re-used un-modified; some assets are modified, Subsyste Subsyste
used, and re-used later; and some assets are developed new,
used, and re-used later. Product-lines are the result. Figure 2. System Building Block

This paper addresses SoSE and FoSE from the SE Next, the SE standards construct a system or a SoS
standards, V-Model, and Dual V-Model perspective. In my using these Building Blocks as shown in Figure 3. A
opinion, this information is sorely needed to meet the system or SoS can be decomposed from the top down,
challenges of complex SoSE and FoSE. composed from the bottom up, or a combination of the two.

2 What is Different about SoSE and

FoSE from SE?
System

Products Processes People

In my opinion, SoSE and FoSE are an acquisition
management problem, not a technical problem. The Subsystem · · · Subsystem

technical problem is solvable using the SE Standards and

V-Models, but the acquisition management problem has not System System

been solved. A few key management issues are: Products Processes People Products Processes People

Subsystem ··· Subsystem Subsystem ·· · Subsystem

• There is no god (no overall Program Manager) of a

SoS or FoS
Syste m Syste m Syste m Syste m

Produ cts Proc es se s Peo pl e Produ cts Proc es se s Peo pl e Produ cts Proc es se s Peo pl e Produ cts Proce s se s Peo pl e

• Acquisitions are stovepipes (single systems, not SoS or Sub syste m Sub s yste m Sub syste m Sub syste m Sub syste m Sub syste m Sub s ystem Sub syste m

FoS)
• Systems are directed to “integrate” with other systems,
often after fielding
• Suppliers don’t cooperate with each other in FoSE
(they believe it’s not in their best interest)
• Acquirers don’t cooperate with each other for the same
reason
• FoSE costs more up-front to develop for re-use (but
saves much more later)
There are several key challenges to SoSE [10]. For
example, SoS and FoS may consist of new, modified, or
unmodified systems; and some systems may be evolving
and their future unpredictable. To mitigate the risks
inherent in these challenges, focus should be placed on
developing and controlling the interfaces between system
elements and external systems. Developing and controlling
interfaces correctly is what integration and interoperability
are about.
3 The Building Block
For a system or a SoS, the SE standards apply the
Building Block concept. A system or SoS Building Block
Figure 3. System of Systems Building Blocks
Each subsystem of the system or the SoS is treated as a
system in its own right. For top-down SoSE, the Building
Block structure continues on down the System Breakdown
Structure (SBS) to the leaf-level that is needed to describe
the SoS. For bottom-up SoSE, the opposite occurs.
Other structures are determined from the SBS such as
the Work Breakdown Structure (WBS), the Specification
Tree, and the Integrated Product Team (IPT) organization.
4 Simple Definitions of SoS and FoS
Following are simple definitions of SoS and FoS:
• SoS: The sum of the whole is greater than the sum of
the individual parts:
o The parts are integrated ( i.e., have interfaces)
o The parts may or may not be members of a
common domain (such as a product line, for
example: surface ship radars)

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• FoS: The sum of the whole is equal to the sum of the
individual parts:
o The parts are not integrated
o The parts are members of a common domain (such
as a product line)
Integrating systems could result in the whole being less
than the sum of the individual parts, but I assume that’s not
the case if they are integrated correctly!
5 The U.S. Department of Defense’s
Definitions of SoS and FoS
Per the DoD Defense Acquisition Guidebook (DAG)
2006 version [11], SoSE:
• Deals with planning, analyzing, organizing, and
integrating the capabilities of a mix of existing and new
systems into a SoS capability greater than the sum of
the capabilities of the constituent parts.
• SoSs should be treated and managed as a system in
their own right, and should therefore be subject to the
same systems engineering processes and best practices
as applied to individual systems.
• Differs from the engineering of a single system. The
considerations should include the following factors or
attributes:
o Larger scope and greater complexity of integration
efforts;
o Collaborative and dynamic engineering;
o Engineering under the condition of uncertainty;
o Emphasis on design optimization;
o Continuing architectural reconfiguration;
o Simultaneous modeling and simulation of
emergent system of systems behavior; and
o Rigorous interface design and management.
Per the DAG 2006 version, a FoS:
• Is not considered to be a system per se.
• Does not create capability beyond the additive sum of
the individual capabilities of its member systems.
• Basically a grouping of systems having some common
characteristic(s). For example, each system in a FoS
may belong to a domain or product lines (e.g., a family
of missiles or aircraft).
• Lacks the synergy of a SoS.
• Does not acquire qualitatively new properties as a
result of the grouping. In fact, the member systems
may not be connected into a whole.
Per the DoD SE Guide to Systems of Systems [12]:
• As defined in the Defense Acquisition Guidebook
(DAG) 2008 version, a SoS is “a set or arrangement of
systems that results when independent and useful
systems are integrated into a larger system that delivers
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unique capabilities.” (Note by J. Clark: The DAG 2008
version has not been published as yet, but was
anticipated to contain this definition.)
• An SoS is defined as a set or arrangement of systems
that results when independent and useful systems are
integrated into a larger system that delivers unique
capabilities [DAG 2004]. Both individual systems and
SoS conform to the accepted definition of a system in
that each consists of parts, relationships, and a whole
that is greater than the sum of the parts; however,
although an SoS is a system, not all systems are SoS.
(Note by J. Clark: The DAG 2004 version was
superseded by the DAG 2006 version referenced
above, and the DAG 2008 definition of SoS was
anticipated to revert back to this DAG 2004 definition.)
• A family of systems (FoS) is defined as a set of
systems that provide similar capabilities through
different approaches to achieve similar or
complementary effects [CJCS 2007(1)]. For instance,
the war fighter may need the capability to track moving
targets. The FoS that provides this capability could
include unmanned or manned aerial vehicles with
appropriate sensors, a space-based sensor platform, or a
special operations capability. Each can provide the
ability to track moving targets but with differing
characteristics of persistence, accuracy, timeliness,
etc.” This definition is included for completeness. FoS
are fundamentally different from SoS because, as
CJCSI goes on to say, a family of systems lacks the
synergy of a system of systems. The family of systems
does not acquire qualitatively new properties as a result
of the grouping. In fact, the member systems may not
be connected into a whole. This guide specifically
addresses SoS, but some of its contents may apply to
FoS.
• SoS systems engineering deals with planning,
analyzing, organizing, and integrating the capabilities
of a mix of existing and new systems into an SoS
capability greater than the sum of the capabilities of the
constituent parts [DAG 2004]. Consistent with the
DoD transformation vision and enabling net-centric
operations (NCO), SoS may deliver capabilities by
combining multiple collaborative and autonomous-yet-
interacting systems. The mix of systems may include
existing, partially developed, and yet-to be designed
independent systems. (Note by J. Clark: As noted
above, the DAG 2004 version was superseded by the
DAG 2006 version.)
The SE Guide to SoS identifies 3 new SoS SE “roles”:
• Translating Capability Objectives
• Understanding Systems & Relationships
• Monitoring & Assessing Changes
 It is unclear why these three SoS SE roles are really The application of the original V-Model to a system or
“new.” In my opinion they are included in the 16 technical SoS is shown in Figure 5. This application is similar to the
and technical management processes defined in the DAG Building Block in which the Vs are repeated at each level
chapter 4, and are included in the SE Standards, V-Model, of the SBS.
and Dual-V Model on which the DAG chapter 4 is based.
US E R V ALIDATE S Y S TE M T O

RE QUIRE ME NTS , US E R RE QUI RE ME NTS

6 INCOSE’s Definitions of System and

S Y S TE M CONCE P T,

V ALIDAT ION P LA N

I NTE GRA TE S Y S TE M AND

V E RIFY TO
S Y S TE M
S P E CIFICATIO NS
S P E CIFICATIO N AND

V E RIFICATI ON P LAN

AS S E MBLE CI ’ S AND
CONFIGUR ATION I TE M

SoS
V E RI FY TO
(CI ) “ DE S IGN - TO ”
S P E CI FI CATI O NS
S P E CIFICATIO NS AND

V E RIFICATI ON P LAN

DE COMP OS ITION “ BUILD - TO ” I NS P E CT/ TE S T TO

A ND DE FINI TI ON S P E CIFICATIO NS “ BUILD - TO ”

AND V E RI FI CA TION S P E CI FI CATI O NS INTE GRA TI ON A ND

P ROCE DURE S V E RIFICA TION

FABRI CA TE , AS S E MB LE , CODE

Per the INCOSE SE Handbook [10]:

• A system is a combination of interacting elements

organized to achieve one or more stated purposes. USER
REQUIRE MENTS,

SYSTEM CONCEPT,

VALIDATION PLAN
VALIDATE SY STEM TO
USER REQUI REM ENTS USER
REQUIR EMENTS,

SYSTEM CONC EPT,

VALI DATION PLA N

VALIDA TE SY STEM TO
USER REQU IREM EN TS

INTEGRATE SYSTEM AND

...
VERIFY TO INTEGR ATE SYSTEM AN D

...
SYSTEM

...
SPECIFICATIONS VER IFY TO
SPECIFICATION AND SYSTEM
SPEC IFIC ATIONS
SPEC IFIC ATION A ND
VERIFICATION PLAN
VERIFIC ATION PLAN

ASSEM BLE CI’ S AND

CONFIGURATION ITEM
VERIFY TO ASSEM BLE CI’S AND

•
(CI) “DESIGN - TO” CONFIGUR ATION ITEM

System of systems applies to a system-of-interest

SPECIFI CATIONS VERIFY TO
(C I) “D ESIGN - TO”
S PE CIFICATI ONS AND SPECIFIC ATIONS
SPECI FIC ATIONS A ND
VERIFICATION PLAN
VERIFIC ATION PLAN

DECOMPOSITION “BUILD -TO” INS PECT/ TE ST TO

DECOMPO SI TION “B UILD -TO” I NSPECT/TEST TO
AND DEFINITION S PECIFICATI ONS “BUILD - TO”
AND DEFINITION S PEC IFICATIONS “B UILD - TO”
AND VERIFICATION SPECIFICATIONS INTEGRATION AND
A ND VERIFIC ATI ON S PEC IFICATION S INTEGRATION AN D
PROCEDURES VERIFICA TIO N
PR OC ED URES VERIFICATION

whose system elements are themselves systems; FABRICATE , AS SEM BLE, CODE
FABR ICA TE , ASSEM BLE, COD E

typically these entail large scale inter-disciplinary

Figure 5. System or SoS V-Model
problems with multiple, heterogeneous, distributed
systems.
An example of the detailed application of the V-Model
to a system or a SoS is presented in Figure 6, the Dual-V
Personally, I like this simple definition of SoS and
Model [14].
would simplify it even further as follows:

• System of systems applies to a system whose system System

elements are themselves systems. V-Model

I like the above definition because it does not

distinguish between dependent or independent systems, or
any other characteristics of systems or SoS, and it supports
my ideas about systems thinking discussed later in this
paper. Element
V-Models

7 The V-Model
Although not a SE standard, the V-Model is a very Copyright 2005 by The Center for Systems Management (CSM) Inc.,
and used by permission of Kevin Forsberg.

popular model of the SE process. The original V-Model

[13] is shown in Figure 4. For top-down SE (i.e., forward
Figure 6. Dual V-Model
engineering), the process starts on the upper left and goes to
the upper right. For bottom-up (i.e., reverse engineering), it
In this example in Figure 6 there are 1 system, 2
starts on the upper right and goes to the upper left.
subsystems, and 4 Lowest Configuration Items (LCIs). The
vertical backplane is the System-V and the horizontal
USER
Validation VALIDATE SYSTEM TO
planes are the Element-Vs. Each Element-V is the same as
Figure 4 and is applied at each level of the System-V. A
USER REQUIREMENTS
REQUIREMENTS,
SYSTEM CONCEPT,

SoS-V would be depicted by adding the SoS in the

VALIDATION PLAN

INTEGRATE SYSTEM AND

backplane above multiple systems. Parts of an LCI would

Verification VERIFY TO
SYSTEM
SPECIFICATIONS
SPECIFICATION AND

be depicted by adding the parts in the backplane below the

VERIFICATION PLAN

CONFIGURATION IT EM (CI)
“DESIGN - TO”
Verification ASSEMBLE CI’S AND
VERIFY TO
SPECIFICATIONS
LCI.
SPECIFICATIONS AND
VERIFICATION PLAN

DECOMPOSITION “BUILD - TO” INSPECT/TEST TO

For top-down SE, in Figure 6, system requirements are
AND DEFINITION SPECIFICAT IONS
AND VERIFICAT ION
PROCEDURES
Verification “BUILD - TO”
SPECIFICATIONS INTEGRATION AND
VERIFICATION
allocated down to subsystems from the system “design-to”
(i.e., requirements) specification on the left side of the
FABRICATE, ASSEMBLE, CODE
Additions to Original System Element V. Each Subsystem Element V begins at
its requirements process, passes its “build-to” (i.e., design)
spec up to the system “build-to” spec process of the System
Modified and provided with the permission of Kevin Forsberg from
Forsberg, Mooz “Proceedings of the First Annual NCOSE Conference,” 1990, and
Forsberg, Mooz, Cotterman “Visualizing Project Management,” ©2000 by John Wiley & Sons, Inc.

Figure 4. Original V-Model Element V, ends at its validation process, and returns the
result to the “fabricate, assemble, code” process at the
bottom of the System Element V.

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 Similarly, subsystem requirements are allocated down
to LCIs from the subsystem “design-to” specifications on Technical Baselines, Documents, and Reviews for a System
A R F PD I CD TR TC FCA VR PCA

the left side of the Subsystem Element V. Each LCI FULL MENU
Review Types:

Document Types: ORD/ S/SS S/SS SDD SDD T Plan T Rpt Rpt Rpt Rpt

Element V begins at its requirements process, passes its ICD IRS IRS HDD
S/SDD IDD
HDD
IDD
T Proc

DBDD DBDD
“build-to” spec up to the subsystem “build-to” spec process System ASR SRR SFR SPDR ISR SCDR STRR STCR SVR SPCA
of the Subsystem V, commences its “fabricate, assemble,
SYSTEM
LEVEL Requirements
Baseline
ORD/ SS SS SDD SDD T Plan T Rpt FCA Rpt PCA Rpt

code” process at the bottom of the LCI Element V, ends at System

requirements
ICD IRS IRS
Rqmts,
Detailed
Design,
T Proc

Functions, Verification
its validation process, and returns the result to the allocated to
Subsystems
& Prelim
Design
& Validation
Roll Up:
Flow Down:
“fabricate, assemble, code” process at the bottom of the SubRR SubFR SubPDR ISubR SubCDRSubTRRSubTCR SubFCA SubPCA

Subsystem Element V.
SUBSYSTEM System Allocated Baseline =
LEVEL
Subsystem Requirements Baseline SubS SubS SubDD SubDD T Plan T Rpt FCA Rpt PCA Rpt
IRS IRS T Proc
Detailed
Subsystem Rqmts, Design,
requirements Functions,
Verification
allocated to & Prelim

The application of the original V-Model to a FoS is

& Validation
Lowest Configuration Design
Roll Up:
Items (LCIs) Flow Down:

shown in Figure 7. Here, the Vs are sequentially nested LOWEST

CONFIGURATION
Subsystem Allocated Baseline =
LCI Requirements Baseline
SWRR SWFR SWPDR SWCDR SWTRR SWTCR SWFCA SWPCA

into the page, signifying that for subsequent systems, some ITEM
LEVEL
(e.g., Software Requirements Baseline) SWRS SWRS SWDD
IRS IRS IDD
DBDD
SWDD T Plan
IDD T Proc
DBDD
T Rpt FCA Rpt PCA Rpt

prior-system V assets are re-used un-modified; some assets

are modified, used, and re-used later; and some assets are
Figure 8. Technical Baselines, Documents, Reviews, and
developed new, used, and re-used later. If a member of the
Audits for a System
FoS is a SoS, then the Vs continue down to the next lower-
level as was shown in Figures 5 and 6.
System requirements reviews precede subsystem
requirements reviews which precede LCI requirements
reviews. The same sequence applies to functional and
USER
REQUIREMENTS,
VALIDATE SYSTEM TO
USER REQUIREMENTS
preliminary design reviews.
SYSTEM CONCEPT,

VALIDATION PLAN

SYSTEM
INTEGRATE SYSTEM AND
VERIFY TO
SPECIFICATIONS
Critical design, verification (e.g., test), validation, and
audits are shown on the right side of Figure 8. These flow
SPECIFICATION AND

VERIFICATION PLAN

CONFIGURATION ITEM
(CI) “DESIGN -TO”
ASSEMBLE CI’S AND
VERIFY TO
up to the system-level. LCI critical design reviews precede
subsystem critical design reviews which precede system
SPECIFICATIONS
SPECIFICATIONS AND
VERIFICATION PLAN

“BUILD - TO” INSPECT/TEST TO

critical design reviews. The same sequence applies to
verification and validation reviews and audits.
SPECIFICATIONS “BUILD -TO”
AND VERIFICATION SPECIFICATIONS
PROCEDURES

FABRICATE, ASSEMBLE, CODE

Extending Figure 8 to a SoS results in Figure 9. The
same sequence of technical baselines, documents, reviews,
and audits applies. A SoS is just another system, albeit
Figure 7. FoS V-Model more complex. Per the Defense Acquisition Guidebook:
“SoSs should be treated and managed as a system in their
own right, and should therefore be subject to the same
8 Technical Baselines, Documents, systems engineering processes and best practices as applied
Reviews, and Audits to individual systems.”

An example of Technical Baselines, Documents,

Reviews, and Audits for a system is shown in Figure 8 (the Technical Baselines, Documents, and Reviews for a System of Systems
acronyms should be self-explanatory). Review Types:
A R F PD I CD TR TC FCA VR PCA

FULL MENU
Document Types:ORD/ S/SS S/SS SDD SDD T Plan T Rpt Rpt Rpt Rpt
ICD IRS IRS HDD HDD T Proc

The top group shows the full menu of Technical

S/SDD IDD IDD
DBDD DBDD
SoS
Baselines, Documents, Reviews, and Audits from which the SoS
LEVEL Requirements
Baseline
ASoSRSoSRRSoSFRSoSPDRISoSR SoSCDRSoSTRR SoSTCR SoSVR SoSPCA

ORD/ SoSS SoSS SoSDD SoSDD SoST Plan SoST RptRpt Rpt
systems engineer selects (tailors) the appropriate ones for SoS
ICD IRS IRS
Rqmts, Detailed
SoST Proc

requirements
the system, subsystem, and LCI levels. allocated to
system
Functions,
& Prelim
Design
Design,
Verification &
Validation
Flow down: Roll up:
SRR SFR SPDR ISR SCDR STRR STCR SFCA SPCA

Requirements, functions, and preliminary design are SYSTEM

LEVEL
SoS Allocated Baseline =
System Requirements Baseline SS SS SDD SDD ST Plan ST Rpt Rpt Rpt

shown on the left side. For top-down SE, these flow down System
IRS IRS
Rqmts,
Functions,
Detailed
Design,
Verification &
ST Proc

from the system- level. System requirements allocated to a requirements

allocated to
subsystem
& Prelim
Design
Flow down:
Validation
Roll up:

subsystem (system allocated baseline) become the SUBSYSTEM

SubRRSubFR SubPDRSubCDRSubTRRSubTCR SubFCA SubPCA

System Allocated Baseline =

requirements baseline for that subsystem. Subsystem LEVEL
Subsystem Requirements Baseline SubRSSubRS SubDD SubDD SubT Plan SubT Rpt Rpt
IRS IRS IDD IDD SubT Proc
Rpt

requirements allocated to a LCI (subsystem allocated DBDD DBDD

baseline) become the requirements baseline for that LCI.

From these requirements baselines come the functional, Figure 9. Technical Baselines, Documents, Reviews,
allocated, and product baselines for that level of the SBS. and Audits for a System of Systems

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9 Systems Thinking
In my opinion, systems thinking involves the
following:
• Everything and everyone (from the universe to the
nucleus of an atom) is a system, a SoS, and a
subsystem of a higher-order system
• Everything and everyone that exists/existed (things,
people, thoughts, sayings, writings, actions, etc.)
uses/used the systems engineering process
• You see everything and everyone as a system, a SoS,
and a subsystem of a higher-order system
• You “Stand on the standards”
• You have “The Knack”
Every SoS is a system, every system is a SoS, and
every system is a subsystem of a higher-order system, from
the universe to the nucleus of an atom. It’s a matter of
degree of complexity. The universe is a system, a SoS, and
a subsystem of a higher-order system (ponder which higher-
order system); the milky way galaxy is a subsystem of the
universe; the solar system is a subsystem of the milky way
galaxy; the earth is a subsystem of the solar system; the
weather system, the ecosystem, and the human system are
subsystems of the earth; the digestive system is a subsystem
of the human system; the stomach is a subsystem of the
digestive system; the cell is a subsystem of the stomach; the
molecule is a subsystem of the cell; the atom is a subsystem
of the molecule; and the nucleus is a subsystem of the atom.
To me, the best example of a SoS is our human body.
We are a SoS. We have a digestive system, a circulatory
system, a respiratory system, a lymph system, a muscular
system, a skeletal system, a reproductive system, a nervous
system (sometimes I wish mine weren’t so active!), etc.
These systems have an interface, are integrated, and are
interoperable. How fearfully and wonderfully made we
are!
To me, the best example of a FoS is brothers and
sisters. When brothers and sisters are separated (not
interfaced), they are a FoS (a product line of their parents!).
However, when they come together, have an interface, and
are integrated, they become a SoS … hopefully they are
interoperable!
Knowledge of the SE standards, the V-Model, and
particularly the 3-dimensional Dual-V Model, will
significantly aid systems thinking and its application to a
system, a SoS, a subsystem, and a FoS.
Systems thinking is really weird. Your thinking is
transformed and your mind is renewed. You find yourself
being transformed by the renewing of your mind! Enjoy
systems thinking !
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10 Complex SoSE and FoSE
So, how does all this apply to complex SoSE and
FoSE? SoSE and FoSE address:
• Bounding and defining problem context
• Solution methods and techniques
• Solution tools
• Strategies for efficient solutions
• Various applications
This paper aims at providing and communicating
focused solutions and propositions to the problems being
encountered in complex SoS and FoS situations. Situations
that form around complex SoS and FoS are characterized
by lack of clarity, uncertainty, ambiguity, and limited
understanding - stretching capabilities to manage and
engineer effective responses.
SoSs and FoSs can be very complex. Now days, in
evolutionary acquisition, many systems are using spiral
development and thus their future behavior is unknown.
(Not incremental development wherein their future
behavior is known, and is just parceled-out into
increments.) How do we integrate these evolutionary
systems that are using spiral development into a SoS?
Everyone is spiraling!
This is a complex situation. The approach to complex
SoSE and FoSE is to surround and conquer. Apply a
combination of top-down SE (forward engineering) and
bottom-up SE (reverse engineering) using the Building
Blocks and/or Vs. Apply the good ‘ole SE standards to the
Building Blocks and/or Vs. Treat each Building Block
and/or V as a system, and vice versa. Focus on developing
and controlling the interfaces between system elements and
external systems. This is what integration and
interoperability are all about.
Put the interfaces under formal Configuration
Management (CM). Form Interface Control Working
Groups (ICWGs). Consider assigning the ICWG the
overall responsibility for CM of the system elements and
the external systems, not just their interfaces. Document,
baseline, and CM what you currently know about the
interfaces. Exchange that information with all sides of the
interfaces. Control what you don’t know by exception. For
example, if unpredictable behavior occurs, and all sides of
the interfaces agree, either alert the operator, record the
data, apply artificial intelligence, or ignore the behavior.
Eventually, in time, the evolutionary behavior will
settle down, become predictable, and quit spiraling. Until
then, read and understand the SE standards and V-Models,
apply good ‘ole SE as evidenced in the SE standards and V-
Models, and “Stand on the standards.”
11 Conclusion
Is engineering a SoS really any different from
engineering an ordinary system? Some believe that SoSE is
“different” from SE, the SE processes are inadequate or
insufficient for SoSE, and additional processes are needed.
Others, like me, believe the SE processes as documented in
the SE standards, and as illustrated in the V-Model and
Dual-V Model, are a necessary and sufficient set of
processes for SoSE, and no additional processes are needed.
If you disagree, please get involved in the SE standards
working groups and help us fix them.
12 References
[1] Sheard, S. 2006. Is Systems Engineering for “Systems
of Systems” Really Any Different? INCOSE Insight,
Volume 9 Issue 1, October 2006.
[2] IEEE 1220. 1994. IEEE Trial-Use Standard for
Application and Management of the Systems Engineering
Process. Copyright IEEE. http://shop.ieee.org/ieeestore
[3] IEEE 1220. 1998 and 2005. IEEE Standard for
Application and Management of the Systems Engineering
Process. Copyright IEEE. http://shop.ieee.org/ieeestore
[5] EIA/IS-632. 1994. Systems Engineering. Copyright ©
1994, Government Electronics and Information Technology
Association a Sector of the Electronic Industries Alliance.
http://geia.org
[6] EIA-632. 1998. Processes for Engineering a System.
Copyright © 1999, Government Electronics and
Information Technology Association a Sector of the
Electronic Industries Alliance. http://geia.org
[7] ISO/IEC 15288. 2002. Systems engineering – System
life cycle processes. Copyright International Organization
for Standardization (ISO), American National Standards
Institute, 25 West 43rd Street, New York, NY 10036. (212)
642-4900, http://webstore.ansi.org.
[8] ISO/IEC 15288. 2008. Systems and software
engineering – System life cycle processes. Copyright
International Organization for Standardization (ISO),
American National Standards Institute, 25 West 43rd Street,
New York, NY 10036. (212) 642-4900,
http://webstore.ansi.org.
[9] ISO/IEC TR 19760. 2003. Systems engineering – A
guide for the application of ISO/IEC 15288 (System life
cycle processes). Copyright International Organization for
Standardization (ISO), American National Standards
Institute, 25 West 43rd Street, New York, NY 10036. (212)
642-4900, http://webstore.ansi.org.
Authorized licensed use limited to: CACI. Downloaded on February 22,2021 at 20:16:20 UTC from IEEE Xplore. Restrictions apply.
[10] International Council of Systems Engineering
(INCOSE) Systems Engineering Handbook, Version 3.1,
Section 2.4. August 2007, http://www.incose.org.
[11] Defense Acquisition Guidebook (DAG). 2006. U.S.
Department of Defense (DoD).
[12] Systems Engineering Guide for Systems of Systems.
2008, U.S. Department of Defense (DoD)
[13] Forsberg, K. and Mooz, H. 1990. “Proceedings of the
First Annual NCOSE Conference;” and Forsberg, K. Mooz,
H. and Cotterman, H. 2000 “Visualizing Project
Management,” John Wiley & Sons, Inc., provided with
permission.
[14] The Center for Systems Management (CSM), Inc.,
www.csm.com, provided with permission.
13 Biography
JOHN O. CLARK is a Chief
Engineer in the Information Systems
Sector of Northrop Grumman. He is
located at the Warfare Systems
Engineering Department in Virginia
Beach, Virginia. John currently
supports the Information Systems
Sector Directors of Process
Management (SE Process) and Human Resources (SE
Training). He led the development of and is the lead
instructor for the INCOSE Certified Systems Engineering
Professional (CSEP) course, and is an INCOSE CSEP.
John has over 42 years experience applying SE and
software engineering to the acquisition, development,
verification/testing, operations, and support/maintenance of
military command, control, communications, computer,
intelligence, radar, sonar, electronic warfare, identification,
weapon, network, scientific, and information systems. He
is an active member of several Northrop Grumman
Corporate Systems Engineering Advisory Group (SEAG)
Working Groups and Communities of Practice; the Director
of Education and Training of the INCOSE Hampton Roads
Area Chapter; a member of the IEEE 1220 working group;
a member of the EIA-632A GEIA G-47 SE committee; a
co-lead of the GEIA G-47 Technical Reviews and Audits
committee; and a member of the review teams for ISO/IEC
15288, 12207, TR 19760, TR 24748, and the INCOSE SE
Handbook. He is an internationally recognized speaker and
Subject Matter Expert in SE and teaches SE tutorials at
major SE symposia. John earned a BS in Electrical
Engineering from the Pennsylvania State University and an
MS in Electrical Engineering from the State University of
New York. He is an adjunct instructor in the MSSE
curriculum at Old Dominion University in Norfolk,
Virginia, and will be an instructor at Rutgers University.