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Shadow Shapes
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Elsa Feher
University of California, San Diego
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Introduction
Figure 1. A pinhole and a bead placed in front of a cross-shaped light source (right) form, respec-
tively, a cross-shaped image and a cross-shaped shadow or “anti-image’’ on the screen (left).
Procedures
As in the work on pinholes and images (Rice and Feher, 1987), we inter-
viewed children ages 8 to 14 at our local science museum, the Reuben H.
Fleet Science Center. The exhibit we used consists of a screen, a light source
in the shape of a cross and opaque objects to be placed between source and
screen. The light source is made up of two perpendicular fluorescent tubes,
each 20 cm long. The objects used are spherical: one is a bead of diameter
d = l cm, small compared to the dimensions of the source; the other is a ball
of diameter d=20 cm, comparable in size to the source.
The dramatic effect shown at this exhibit is that when the bead is placed
in front of the cross light, about halfway between source and screen, the
shadow that appears is not in the shape of the bead but in the shape of the
light source, a cross.
The standard explanation of this phenomenon is as follows: Each point of
the light source emits rays in all directions. Each ray travels in a straight line
from the source to the screen unless it is blocked by an opaque object. In the
limiting case of a tiny bead only one ray is blocked for each point in the
cross light. Thus there is a point by point correspondence between the
shadow and the source. This explanation is similar to the one for pinhole
image formation, with the bead acting like an “anti-pinhole” and the shadow
as an “anti-image’’ of the source. (See Feher and Rice, 1986, Figs. 1, 2, 3.)
When the large ball is placed before the cross light, the shadow appears to
be like the ball but somewhat squarish. We can think of this object as being
made up of a large number of small beads. The center region of the shadow,
where all the cross-shadows overlap, is very dark. Along the edges the cross-
shadows give the shape its squareness.
We interviewed forty children using a protocol that was developed through
more than fifty pilot interviews. The basic protocol consists of six questions.
The first two are general and independent of the exhibit; the other four are
task-oriented and were asked while children interacted with the exhibit:
SHADOWS AND ANTI-IMAGES 639
1. “What is a shadow?”
2. “Is there a shadow in the dark. where there is n o light?”
3. “If you put this ball here, what will you see on the screen when I turn on this
light? Show me with a drawing.”
4. “If you now put this small bead here in front of the light, what will you see
on the screen when I turn on the light? Show me with a drawing.”
5. Interviewer turns on the light while the child holds the bead in front of it.
“Can you explain why the shadow is a cross? Make a drawing.”
6. “Would you like to change your prediction for the big ball? If so. make a new
drawing.”
Together with each request for a drawing, the interviewer makes a skele-
ton diagram showing a cross (the light source) and a large or small circle (the
ball or bead) for the child to fill in. Other questions were also asked in the
course of the interview in order to clarify the meaning of the children’s
drawings and verbalizations.
Results
Figure 2 illustrates the matrix format (the total matrix contains six col-
umns and forty rows) used to organize children’s answers and diagrams. The
protocol appears along the top horizontal line and each row below it con-
tains the schematic data from one interview. This is a very useful method of
organization that permits easy comparison of the answers of different chil-
dren to the same question. It also allows us to follow the answers of one
child to the different questions to check for stability of ideas across the
responses.
What is a shadow?
The use of the terms “reflection” and “reflect” is of interest (see also
Guesne, 1985) since it shows an inappropriate use of scientific terms that
can be deceiving. When the children call a shadow a “reflection,” there is no
evidence or implication that its formation has anything to do with the reflec-
tion of light. Rather, the term is used synonymously with “image” or
640 FEHER AND RICE
SUE!.lECT# PREDICTION WlTH BALL PREDlCTlON WITH BEAD EXPLANATION AFTER “WOULD YOU CHANGE
SEEING EFFECT YOUR PREDICTION
WITH BEAD FOR THE BALL?”
17
Girl 8 yeam
Grade 3
I
I
me Ihghl IS movmg thls way
so lhe shadows have lo
move (hat way loo
Iighl blockage
I gOmQ to show the bead tm I
*12
Grade 3
Lahl goes around shadow
r20
Girl 1 1 yeam
Grade 6 dark bigger
bhl -I I out
I
1
I
Giri 11 years
Grade6 The light comes and
Ah, cool The shadow d the
c r o and
~ bead‘ I NO, keep fl the same
L25
Boy I 1 years
Grade 5 some llght Light that goas from here
turns d o h
I The C h t g d n mht Pasf n
and (urn6 darh right on the 11 C h a w I to a blpscmy
1 screen.
u3i
;YE-
>’ g
\ / a +., Q --
e
Boy. yea5 The crolui hfls hem, then It Keep il. bOCaues that ball is
Light reltects on the hell The light h1s the bead then ref&ts on to th0 screen. Mseer The Ight hldss
Grade6 and the shadow qoes to the the shadow rellecls w1 lo behind the ball and mokea
Figure 2. A portion of the matrix used to organize the results. Each horizontal line represents the
answers of one individual to the questions in the top row.
TABLE I
"What is a shadow?": Frequency of Occurrence of Various Types of Answers
(N=40)
TYPE EXAMPLE FREQUENCY
Light is blocked " A shadow is where light cannot go through so it's 27%
or deflected darker where light is not"
" A shadow is the darkness that the light can't
reach because you're blocklng i t "
"The object blocks out the light so it can't get
through."
Light acts on "The sun is so hot it hits you like a beam and the 45%
object shadow comes off you."
"Light shines on you and your shadow goes on
the ground"
"When you're walking, the sun hits you and the
shadow hits the ground"
"The sun reflects your shadow on the ground"
"When light hits an object, the object reflects the
shadow."
i(
-3 Reflection "Your reflectionon the ground."
The other half of the children thought the shadow is actually there but we
cannot see it. One reason given for this is that light is needed t o release
the shadow from the object to where it will show. Another is that our visual
mechanisms aren't operative in the dark: our eyes don't function without
light or there is no contrast or the shadow is not illuminated. Some children
invoked both these arguments.
Table I1 gives examples and shows the frequency of occurrence of these
responses.
Predictions.
More than three quarters of the children predicted that the shadow would
be a circle for both the ball and the bead. The remainder predicted shadows
that include or blend elements of the source and the object, such as a circle
with a cross inside it. (See Table 111.) The explanations and diagrams that
accompanied these predictions clarify the children's thinking. They fall into
two broad categories: 1. Those that emphasize that the shadow is caused by
the absence of light (the light is blocked or deflected by the object); and 2.
642 FEHER AND RICE
TABLE It
”Is there a shadow in the dark, where there is no light?”: Frequency of Occur-
rence of Various Types of Answers and Explanations (N=40)
Light acts on ”Yes, it would be there. When light hits an object, 13%
object the object reflects the shadow.”
“ It‘s probably on the ground, you need light to go
Light illuminates “It‘s always there, your eyes can’t see in the dark” 32%
” It‘s really there, like the floor is there when it‘s
dark The wall is dark and the shadow is dark”
“The shadow is dark and you would already be in a
shadow.”
“If there isn’t light it’s still there. You have to turn
L on the light to prove it”
W
m
t “ I don’t really know. it could be.” I5%
r4
Those that emphasize that the shadow is the presence of “something” that is
pushed or moved or thrown to the screen (by either the light of the opaque
object) i.e. a reified shadow.
Table IV shows the four subgroups in our classification :
la. The path of the light is blocked; the opaque object “stops,” “absorbs”
or “reflects” the light and the shadow appears where the light does not
reach. These explanations are accompanied by diagrams showing light
SHADOWS AND ANTI-IMAGES 643
Blended shapes
I. + +# e- g.
Before { d
1
:
78%
78%
2% 20%
22%
TABLE I V
Frequency of Occurrence of Various Types of Diagrams and Explanations that Accom-
pany the Predictions (N=40)
r Explanation
Light IS blocked . ”The shadow 18 where light cannot go through, SO 20%
i;
/
l it‘s darker where ilght IS not”
0
z
%
m
Light is deflected ,-;’J “First it goes straight towards the ball, it stops and
some light escapes over the ball; thars what
7%
a L
’I \\
creates a shadow.“
\“/-
;$
+-=cm
Object casts shadow “The ball casts a shadow, it throws forward the 26%
h ’I \\’ @ shadow, it projects it to the screen.”
+ ~ p shadow screen
Light transfers it there, it carries it over.”
After seeing the effect of holding the bead in front of the cross light,
three-quarters of the children said that the cross-shaped shadow on the
screen was “a shadow of the cross light.” About half of these children in-
sisted that the shadow of the bead was also there, in the center of the cross-
shaped shadow: “The cross is going to reflect over there to the screen, but
it’s going to show the bead too.” These children drew shadows in the shape
of a cross with a small dot in the center. (See Fig. 2, #7, #12, #20.) A few
of the children said that the cross-shaped shadow was a four-pronged shadow
of the bead: “It’s the bead in four places; it forms a cross because of the way
the light’s shining.”
Would you like to change your prediction for the big ball?
Almost half the children changed their prediction for the shape of the
shadow of the ball after having seen the shadow of the bead. (See Table 111.)
All went from an initial prediction of a circular shadow to a cross or a blend:
“Probably a bigger cross, since the ball is bigger than the, bead”; “A cross,
but I think it will have a ball in the middle.” Many children who claimed
SHADOWS AND ANTI-IMAGES 645
that the cross-shaped shadow contained the circular shadow of the bead in
the middle drew a new prediction: a larger circle (the ball) in the middle of
a cross. Of the children who decided not to change their initial prediction,
many explained that the ball is big and blocks the cross light, “so the shadow
will still be a circle.” (See also Fig. 2, #3 1 .)
Discussion
The two major questions addressed in this study are: How do children
think about shadows? and, What does this tell us about how they think of
light? We deal with the first question in the discussion of the reified shadow
and the “trigger model”, which we have identified and characterized. The
second question is addressed in the discussion of the various roles ascribed
to the light and of the propagation of light.
All the children interviewed acknowledged that light plays a role in con-
nection with shadows but the nature of that role varied greatly, all the way
from active formation t o passive illumination. Most often, light played
simultaneously more than one role. From the ensemble of children’s answers
we clearly distinguish the following:
The role (or roles) that each child ascribes to the light is very consistent
throughout the answers in one interview. The one-quarter of our sample that
we identified as being well on their way to a correct understanding of shad-
ow formation (shadows are absence of light) gave answers of type 1 or 2
throughout the protocol (e.g. Fig. 2, #2, #12, #20). These are the older chil-
dren, 11 to 14 years old. The remaining three-quarters consistently gave
type 3 and type 4 answers (e.g. Fig. 2, #7, #23, #25, #31).
For the majority of the children light played a dual role: a dynamic one,
causing the object to produce or cast a shadow, and a passive role, enabling
us to see the shadow. This way of thinking characterizes what we call the
“trigger model.” In this model, the shadow is a quasi-material entity, asso-
ciated with an opaque object, whose movement to the screen where we can
see it is initiated, or triggered, when the light hits the object. From object to
screen the shadow either moves on its own, like a projectile shot out by the
opaque object, or it is pushed by the light. Once it is on the screen, we need
light to see the shadow just like we need light to see any other object: not
through an active reflection process but because ambient light is necessary as
a medium that enables our eyes to see. (See Feher and Rice, 1985; Guesne,
1985.)
Trigger model users are of two kinds: those who maintain that shadows do
not exist at night (in the dark) and those who say they do. For the latter
group, the shadows exist independently of the light and often the light itself
will push them to the screen, “The light will drive the shadows before it”
(Piaget, 1930). The children in this group are mostly 8 and 9 years old. As
t o the children who deny the existence of the shadow in the dark, they
already understand there is a cause and effect relationship between light and
shadows. However, they do not yet understand the subtractive nature of
that relationship. This group of children ranges from 9 to 1 I years of age.
They represent a transitional stage between the non-causal explanations and
the accepted scientific one.
648 FEHER AND RICE
Conclusion
We thank Bob Miller of the Exploratorium in San Francisco, who created the exhibit used
in this work. and whose marvellously intuitive way of “seeing the light” started us on this
research.
References
Cole, K. C. (1980). Facets of Light: Color, Images, and Things that Glow in the Dark.
San Francisco: The Exploratorium.
Feher, E. and Rice, K. (1985). Development of Scientific Concepts Through the Use of
Interactive Exhibits in a Museum. Curator, 28, 35-46.
Feher. E. and Rice, K. (1986). Shadow Shapes. Science and Children, 24, 6-9.
Feher, E. and Rice, K. (1987). A Comparison of Teacher-Student Conceptions in Optics.
In J. Novak (Ed.), Proceedings of the Second International Conference on Misconcep
tions and Educational Strategies in Science and Mathematics. Ithaca, N.Y. : Cornell
University.
Guesne, E. (1985). Light. In R. Driver. E. Guesne, and A. Tiber&en (Eds.), Children’s
Ideas in Science. Philadelphia: Open University Press.
Piaget. J. (1930). The Child’s Conception of Physical Causality. London: Routledge and
Kegan Paul.
Rice, K . and Feher. E. (1987). Pinholes and Images: Children’s Conceptions of Light and
Vision I. Science Education, 71, 629-639.