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Clinical Care at the Genomic Interface: Current

Genetic Issues in Neonatal Nursing


Lauren Thorngate, RN, MS, CCRN and Chantel A.E.V. Rios, RNC, BSN

Although only 1 in 33 infants is born with a genetic condition, neonatal nurses have a growing responsibility
to integrate genetic competency into their clinical practice. This review article outlines the specific aspects of
assessment, genetic screening and testing, and communication of genetic information between provider and
patient in both the newborn and pregnancy period. Essential nursing competencies are introduced as a
framework for building a skill and knowledge set in clinical genetics as it applies to neonatal care. The
potential development of inquiry and research-oriented practice problems are also highlighted. The
exponential growth of human genetic and genomic information drives the need for neonatal nursing to
embrace the interface of clinical care and genetic issues.
© 2008 Elsevier Inc. All rights reserved.
Keywords: Neonate; NICU; Perinatal; Genetic; Genomic; Genetic consultation; Genetic testing; Parent
support; Nursing competency

Clinical genetics is not a new concept to neonatal care. What is attitudes into routine health care. This article will bring into
new and emerging is the breadth and depth of how the genetic focus the importance of genetic assessment, testing, and critical
information can be used for better health outcomes for current issues surrounding the care of families facing genetic issues in
as well as future newborns. Nurses must now develop skills to prenatal and neonatal care settings. The supportive and clinical
integrate the potential for genetic information into clinical roles of the neonatal nurse are outlined within a review of
practice and caring for pregnant families and newborns. The current aspects of genetic testing and assessment.
National Coalition for Health Professional Education in The purpose of this article is to illuminate issues in neonatal
Genetics and many nursing leaders, along with other genetics care whereby the expanding technologic and genomic revolu-
professionals, have worked together to gain consensus and draft tion calls for an increase in knowledge and skill base and
a set of genetic competencies for all health professionals.1 These prepares the reader to achieve an essential nursing competency
competencies are an example of the critical importance of in genetics and genomics. By directing the focus to genetic
clinically oriented genetic care and are endorsed by a broad list issues in neonatal care, we encourage neonatal nurses to
of nursing and other specialty organizations, including the develop their own “genetic eyes”3 and recognize the implica-
National Association of Neonatal Nurses; the Academy of tions and genetic issues within their practice arenas. The
Neonatal Nurses (LLC); and the Association for Women's potential development of inquiry and research-oriented practice
Health, Obstetric and Neonatal Nurses.2 The long-range goal of problems are also highlighted throughout this article.
the minimum competencies is to encourage clinicians and other The use of vignettes and brief clinical scenarios throughout
professionals to integrate genetics knowledge, skills, and this article is intended to highlight the role and active
participation of the neonatal nurse in providing comprehensive
care with regard to genetic issues. Although the authors
From the University of Washington Medical Center, Seattle, WA; University recognize the enormous ethical considerations raised by the
of Washington School of Nursing, WA; NICU, MultiCare Medical Center. ability to expand genetic information and testing earlier and
Funding sources: This study received funding from the National Institute of with more complexity throughout conception and pregnancy,
Nursing Research: Biobehavioral Nursing Research Training Program, T32 addressing that aspect of care is outside the scope of this article.
NR07106. and National Institute of Nursing Research: Women's Health
In addition, the topic of newborn screening is excluded from
Nursing Research Training Program, T32 NR07039.
this discussion because of coverage by other authors elsewhere
Address correspondences to Lauren Thorngate, RN, MS, CCRN, University
of Washington Medical Center, 1959 NE Pacific Street, Mailstop 356077, in the publication. Readers are also referred to the following
Seattle, WA 98159. E-mail: laurent3@u.washington.edu comprehensive review of newborn screening4 : “Newborn
© 2008 Elsevier Inc. All rights reserved. screening and genetic testing.” The article will first present
1527-3369/08/0801-0240$10.00/0 genetic care of newborns, to be followed by a discussion of
doi:10.1053/j.nainr.2007.12.013 issues that arise during the prenatal period.
Genetic Issues and Assessment in the Physical features can provide important insight into
potential genetic conditions, yet variations within normal
Neonatal Period range make generalizations of physical features difficult.
Part of recently enumerated genetic competencies of any Described here is an overview of physical features that
registered nurse is to apply and integrate genetic and genomic should initiate further clinical inquiry (for an abbreviated
knowledge into nursing assessments and to identify who may version, see Table 1). First, broad inspection of the infant for
benefit from specific genetic and genomic information and/or elements of symmetry including head, limbs, digits, and chest
services based on assessment data.2 provides a basic piece of data in a thorough assessment. In a
A mother gives birth to a 38-week-old female infant. Labor was situation where a neonatal nurse is asked to evaluate a child
unremarkable, but quickly after birth, the infant is noted to be that does not look quite right, the head and face of the
different. She is small for gestational age, weighing 2.2 kg, is newborn are often noted to be different. The head should be
generally limp, and has unusual facial features. Within an hour, the assessed for overall shape, symmetry, size, and condition of
neonatal intensive care unit (NICU) is contacted to evaluate the fontanels. Widening or offsetting of the eyes, nose, and ears is
child on the basis that she “does not quite look right.” a flag for potential complication.3 Particular attention to the
Everyday in NICUs around the country, neonatal nurses are eyes can identify further points of concern such as ptosis or
asked to assess newborns that are not under their primary retinal anomalies. Assessment of the mouth to include palate,
patient assignment. These expert nurses offer judgments and presence of natal teeth, and tongue characteristics are
insight into these infants quickly, oftentimes for colleagues in sometimes overlooked but give useful information. When
well-baby nursery and mother baby units. Neonatal nurses are any of these features are noted to be abnormal, it is not
quite skilled in assessing for conditions such as respiratory enough to simply state they are “different.” Measurement and
distress and feeding intolerance. Nonetheless, many neonatal documentation of how a feature is different is necessary for
nurses have knowledge to gain about identifying potential precision.8 Skin condition and pigmentation are frequently
genetic conditions.5 Although genetic conditions only affect assessed when examining for body symmetry and should be
approximately 1 in every 33 births,6 neonatal nurses must have noted for birthmarks or areas of dimpling and extra skin.5
an understanding of genetics to provide complete and timely Hair on the head and other areas of the body should be noted
care for patients. This section will provide useful information for texture, patterns, and color. The trunk should be assessed
for the practicing nurse on how to hone genetic assessment for any palpable masses and symmetry, including that for the
skills and manage the cascade of events that happen after a nipples. Limbs are noted for symmetry, length, joints, and
genetic condition is suspected. Common signs and symptoms digit characteristics such as webbing or clinodactyly, a curving
of a potential genetic condition will be outlined to increase the of the little finger toward the fourth or ring finger. Ambiguous
awareness for early detection and intervention. Standard
laboratory testing used for genetic diagnosing and the process
of genetic consultations will be described to provide a roadmap
for clinical practice. Table 1. Signs and Symptoms of a Potential
Newborn Genetic Condition
Body Specific Assessment Point
Common Signs and Symptoms of Genetic
Region Area
Conditions in Newborns
Skin Birthmarks, condition,
The female infant is brought to the NICU for evaluation. The pigmentation, dimpling,
neonatal nurse must complete a comprehensive physical examina- extra skin
tion that will capture her presentation. The nurse notes several Head and Fontanels Tense or sunken, missing
points in the assessment as being abnormal or inconsistent with Neck Eye ⁎ Protrudance, size, ptosis
gestational age. She wonders if these findings could highlight a Ears ⁎ Position on head, shape
potential genetic condition. and size
At this point in the scenario, the neonatal nurse must gather Nose
assessment information from a variety of sources including Mouth Natal teeth, tongue
monitoring, physical assessment findings, and any existing characteristics, palate
laboratory studies. As noted in our discussion of prenatal Hair Patterns, location, texture
genetics, a thorough history is an important starting point for an Trunk ⁎ Nipple location, umbilical
understanding of genetic risk for a patient.7 In the scenario cord, palpable masses
above, the female infant did not have any known family history Extremities Joints ⁎ Range of motion, reflexes
of genetic conditions, so the nurse is left with only the Digits ⁎ Absence, webbing, length,
information gathered since birth. Knowledge of the most clinodactyly
common signs and symptoms of a genetic condition will Genitalia ⁎ Ambiguity, size, misshapen
emphasize how nurses can focus their assessment when a child
⁎Denotes need for assessment of symmetry.
does not look quite right.

VOLUME 8, NUMBER 1, MARCH 2008 37


or anatomically disproportionate genitalia also identifies a After a complete physical examination, the next step in the
need for further testing. cascade of events started by a request for evaluation is
Physical functioning examination starts with an undisturbed laboratory testing. There are numerous genetic tests that can
child and moves into evaluation of specific behaviors. General be ordered, the most common being karyotyping, extended
tone notes the muscular and/or neurologic capabilities of the banding chromosome studies, fluorescence in situ hybridization
newborn. Observe the child at rest and during time of arousal. (FISH) studies, and chromosomal microarray analysis.3 Con-
Observe if the infant responds to stimulation, such as noise. sidering that the neonatal nurse is most often collecting the
Although somewhat dependent on gestational age, newborns specimen for testing and is exposed to the results, a full
are able to recognize faces and turn toward noise.9 If this is understanding of these 4 standard tests is necessary.
absent or significantly delayed, it should be noted as abnormal. Frequently, the first test ordered when a genetic condition is
Newborn reflexes are too numerous for individual description suspected is a karyotype. Karyotype is considered a basic genetic
here, but any abnormal reflex finding warrants more investiga- test, giving information such as number, pairing, and structure of
tion (refer reader to MacDonald et al10 for complete newborn chromosomes. A blood sample is taken from the newborn,
reflex descriptions). Difficulty with oral feeds can indicate poor approximately 3 to 5 mL commonly. Like all genetic tests,
coordination and neurologic or physical conditions. In the specialized equipment and highly trained personnel are needed to
absence of other explanations or in combination with other process the tests; karyotype testing is usually sent to a referral
unusual physical findings, this too can contribute another layer laboratory. Once at the laboratory, the blood sample is prepared
of information for genetic conditions. for examination by inducing cell division to harvest the DNA. The
The above-described signs and symptoms are notably vague chromosomes from the DNA are then dried and stained to
and can be completely benign. For example, low-set ears can be visualize the number and characteristics of the chromosomes.3,12
familial or can indicate Turner's syndrome. Oftentimes, genetic Extended banding chromosome studies are quite similar in
conditions are diagnosed by ruling out other diagnoses. preparation to karyotype testing. The difference is in the
Hypotonia could be related to prematurity, traumatic birth, or higher resolution used to visualize the chromosomes than
low blood glucose.5 However, hypotonia could also reflect a used in karyoptying. The high resolution can detect more
variety of genetic conditions. Nurses can use these indicators of subtle differences in configuration, including microdeletions
a genetic condition to further refine their assessment skills and and small band insertions. Extended banding chromosome
alert providers to potential cases that need more evaluation. studies can detect a much greater number of bands; therefore,
Advancement of genetic knowledge and technology has more areas of potential alterations in chromosomes are visible.
already changed biomedical models of assessment for genetic This testing can be quite useful in identifying genetic
components. For example, recent medical literature shows how conditions that have less pronounced expression or when
a genomic assessment algorithm is now recommended where a more detail is needed.13
newborn demonstrates hypotonia. The algorithm is based on Fluorescence in situ hybridization studies are another layer
review of research demonstrating that hypotonia has strong of genetic testing used in newborn diagnosis. Unlike extended
correlation to a large number of conditions with genetic etiology banding chromosome studies, FISH testing does not replace
that can be confirmed by molecular or other diagnostic testing.11 karyotype tests. Rather, FISH tests are done in addition to
Nurses at all levels, whether in education, research, or karyotype or extended banding tests for more specificity in
practice, can exercise nursing genetic competency. One diagnosis. In FISH testing, a segment of DNA is altered to
avenue is through determining whether there are signs and appear fluorescent under a microscope; this is called a probe.
symptoms that should, based on existing evidence of Probes are then introduced into the patient's prepared sample.
association with genetic etiology and confirmable by diag- When viewed, chromosomes of the patient sample that are
nostic testing, be included in assessments. Lashley3 enumer- different from the probe are flagged. Fluorescence in situ
ates several assessment findings that are signs of genetic hybridization testing can examine how many copies of a specific
conditions, including hypotonia referred to above, that clinical chromosomal section and structurally abnormal chromosomes
research in neonatal settings could consider as triggers for are present.5,13
genetic assessment algorithms. With an increasing evidence One of the more sophisticated genetic tests used for
base of associating newborn signs and symptoms with genetic newborns is chromosomal microarray analysis. This test
etiology, nursing at all levels must stand competent to provides one of the most sensitive measures in the detection
broaden the range and depth of newborn assessments to of small changes to chromosomes. The technique is relatively
participate in genetic assessments. new and is beginning to have more use in the neonatal period.
A sample of the patient's blood, which has been fluorescently
enhanced, is placed on a specially prepared slide embedded
Common Laboratory Testing for Genetic Conditions with DNA markers. After days of incubation, the slide is read
After the comprehensive assessment by the neonatal nurse, for the level of fluorescence detected. The microarray analysis
several areas of abnormal findings are noted. The attending testing can detect subtle and substantial differences in the
physician orders a series of genetic screenings. The neonatal chromosomal makeup of the neonate's blood.3,14
nurse wonders about the rationale for each test and how When a genetic condition is suspected, more than 1 genetic
they vary. test is often performed on the newborn. As described above,

38 NEWBORN & INFANT NURSING REVIEWS


each of these 4 common tests provides a different level of Prenatal Screening, Testing, and Challenges
sophistication and information about the patient's genetic
profile. The precision and interpretation needed for each test A pregnant woman refuses blood and ultrasound testing,
results explains the reason that many genetic tests require 1–2 stating that she would never do anything to jeopardize her
weeks to be resulted back. Generally, tests require 2–5 mL of infant 's health, so therefore, she does not need to participate in
blood each, which, if done for more than 1 test, could pose a screening. The question now becomes how to support
significant loss of blood in some newborns.5 Once the results of this mother.
the genetic testing are available, contact with a genetic In this era of expanding information and complex genomics,
consultant could be warranted. there is an educational imperative to better understand and
communicate risk to clients as they undergo genetic screening.
Genetic testing is no longer an uncommon event used to test a
Genetic Consultations few women for rare conditions; it has evolved into a widespread
As the laboratory tests are ordered, a genetic consultation is also way for every woman to look for a variety of common
ordered to gather the necessary information from the family and conditions and to the future of possible birth outcomes.7
health care team. The nurse caring for the infant prepares for the Understanding the principles of risk, risk assessment and the
first consultation and wonders about her role in this process. differentiation of screening, testing, and diagnosing are critical
The purpose of a genetic consultation is multifaceted, and elements for nurses in neonatal and perinatal care. They must
the timing of such referrals varies. In the neonatal setting, use their expertise to support families along the road of prenatal
genetic counselors are used as an expert when a genetic care regardless of the outcome. Prenatal risk assessment begins
condition is suspected. Counselors gather pertinent informa- with an in-depth review of family and pregnancy history.
tion including a thorough family and prenatal history. When Questions such as “Have there been issues or problems with
laboratory tests results are available, this information is also previous pregnancies?” and “Are there any blood relatives with
necessary for the counselor to get a full and accurate picture birth defects or known genetic conditions?” are an important
of the patient. The counselor may wish to meet with the part of the assessment and may be overlooked. Careful history
parents several times to establish a relationship and to gain taking is a skill that is worth the investment of time and effort;
more insight into potential genetic risks. Counselors com- Web-based tools can be useful to help nurses develop the skill in
monly take a nondirective approach. Information is shared, history taking.16 When genetic information contributes to
but the counselor is careful not to influence the family's knowledge of risk for future inheritable disease or genetic
decision making. There is some discussion in the genetic condition in family members, many complex issues arise.17
counseling literature regarding the appropriateness of con- National recommendations for preconception care include
sultation during times of crisis, such as in a previously ongoing risk assessment and risk factor modification through-
unknown genetically affected newborn.15 This is one of the out the reproductive years.18 There are, however, groups of
time points where the continued relationship with the common birth defects, such as neural tube defects and some
neonatal nurse is invaluable. chromosomal abnormalities that occur most often in families
As the direct care provider for the family over time, the without identified risk factors.19 There is a critical need for
neonatal nurse is in the unique position to understand how nursing research to devise better approaches to interpreting and
the family might respond to a genetic consultation and can educating families about risk assessment, risk reduction, and
provide valuable insight for the healthcare team. Many times, recognizing the impact of this information on family dynamics
an early intervention with a genetic counselor provides and decision making.
families with vital information, comforting, and further Screening is an important component of public health,
resources during this difficult and uncertain time. Nurses whereby a population is screened to identify those who have
may also be able to suggest a genetic consultation when one increased risk for a particular disease or condition. Further
has not been ordered yet. Genetic consultations are assessment and more sensitive diagnostic testing are then
frequently missed or avoided when they could provide conducted on those who are found to have a positive screen.
benefit to the families and health care team. Nurses who This approach narrows the focus and is usually considered to be
have an understanding of common signs and symptoms of a cost-effective way to limit expensive or risk-inducing
genetic conditions can alert physicians when a genetic procedures, with the ultimate goal to prevent or treat identified
consultation could be useful. As with so many areas in illness. In the case of prenatal screening, unlike other health
nursing, one of the most profound roles the neonatal nurse screening, there is limited opportunity to treat the fetus; rather,
has during this time is presence. Nurses can be present families are left with decisions about whether and how to
during conversations with the family by the consultant and maintain the pregnancy. Serious ethical issues and patient
neonatologist, providing a sense of consistency and support. support needs surround the prenatal screening process. Over
Questions and concerns will likely surface after the family time, prenatal genetic screening has become a routine part of
have a chance to digest the overwhelming information. The obstetrical practice in this country. The combination of
neonatal nurse is well positioned to provide a comforting screening with definitive testing make up the approach offered
and knowledgeable presence for these families in one of their to most women in the United States and has been standard of
greatest times of need. care in Europe.3

VOLUME 8, NUMBER 1, MARCH 2008 39


The most common prenatal screening tests are conducted abnormalities and some congenital heart defects. Women with a
by obtaining maternal serum and by ultrasound. The α- positive screen for nuchal translucency are then offered
fetoprotein (AFP) is a mass-screening test that identifies levels chorionic villus sampling if in the first trimester or amniocent-
of a specific fetal protein that crosses the placenta into the esis in the mid second trimester to definitively diagnose
maternal blood stream and, if elevated at a specific time in the chromosomal abnormalities. Later ultrasounds are conducted
second trimester (between 15 and 20 weeks of gestation), to assess for organ and other possible structural abnormalities20
indicates increased risk of structural changes such as neural (see Table 2).
tube defects. α-Fetoprotein is also used to predict risk of Chorionic villus sampling and amniocentesis are each
Down syndrome and trisomy 18, both genetic abnormalities.19 invasive procedures that present with a set of risks to the
This is referred to as the triple screen. If the AFP screen is fetus and pregnancy. Chorionic villus sampling is the removal
positive, women are then offered follow-up with an ultrasound of a small piece of uterine (placental) tissue via transcervical or
and or amniocentesis, which comprise diagnostic testing. α- transabdominal routes. It is guided by ultrasound and is
Fetoprotein is nonspecific and used to screen for various considered to be safe; however, it is not without risk of fetal
neural tube and gastrointestinal anomalies; however, in certain loss (approximately 1% above baseline).3 Chorionic villus
settings, it can be used more specifically to test for congenital sampling is offered early in the pregnancy, usually during the
nephrosis in certain geographic populations, for example, a 10th–12th week. Amniocentesis involves needle aspiration of a
known association with persons of Finnish extraction.3 sample of amniotic fluid and carries about a 1-in-200 chance of
Additional tests of pregnancy hormones have been combined provoking a miscarriage. Infection, rH sensitization, and other
with the AFP to develop more comprehensive screening maternal complications are possible, although minimized with
algorithms and are being disseminated as options for earlier improved techniques. Amniocentesis is not available until the
and more specific detection of Down syndrome (trisomy 21) second trimester when the fluid volume is adequate, and the
and other chromosomal abnormalities. Human chorionic number of fetal cells is high enough to warrant testing.
gonadotrophin, estriol, and pregnancy-associated plasma Without options for treatment of the conditions being tested
protein A are markers now available to most women in the for, the question of whether to undergo amniocentesis or other
first trimester of pregnancy.3,19 diagnostic testing results in a morally controversial decision for
Ultrasound has emerged as a widely available, noninvasive the woman, her family, and her care providers. Improving
screen for use in low-risk women and as a more definitive test sensitivity, reducing false-positive rates, and making tests
(depending upon the skill level of sonographer and device and available earlier in the pregnancy is clearly a goal. Supportive
the timing of the examination). Limitations of ultrasound as a nursing care for families facing difficult decisions and
screening tool must be understood. Relying on ultrasound alone procedural testing are paramount to optimizing this compli-
for diagnosis is not recommended. For example, it is possible to cated and often stressful time of the pregnancy.
miss up to 50% of Down syndrome cases and small neural tube
defects.19 Nuchal translucency, a collection of fluid in the
Communication and Provider/Client Relationships
subcutaneous tissue behind the neck of the fetus, is visible on
ultrasound and, when combined with risk assessment including A 30-year-old primigravida is told to come in for testing after
maternal age, can indicate increased risk for chromosome the results of her triple screen came back positive. She calls her

Table 2. Overview of Prenatal Screening and Diagnostic Testing


Source/Timing Risk Screening Test Diagnostic Test
Family history pre conception Maternal age N35 y
Previous family history of chromosomal
abnormality
Maternal blood 15-20 wk AFP Repeat AFP (coupled with
amniocentesis or ultrasound)
Maternal blood, 1st trimester Pregnancy-associated plasma protein
Human chorionic gonadotrophin
Estriol
Inhibin A (some centers)
Ultrasound, 1st trimester Nuchal translucency
Down phenotype
Level II ultrasound (specialized operator), Neural tube defect (not all),
2nd trimester cardiac and major organ
structural assessment
Placental tissue 10–12 wk Chorionic villus sampling
Amniotic fluid 15–18 wk Amniocentesis

40 NEWBORN & INFANT NURSING REVIEWS


mother in tears. She is convinced that her infant will have care interfaces with neonatal care: genetic screening and testing
Down syndrome. (pre and postnatal), physical newborn assessments, and genetic
Open communication is essential to provide women with counseling. In addition to expert assessment and advocacy;
the information needed to make critically informed decisions, active support and education is a crucial nursing contribution as
and yet, studies have demonstrated repeatedly that providers families experience rapidly expanding avenues of genetic
fail to optimize the communication of prenatal and other information. Neonatal nurses, in particular, have a responsibility
genetic screening processes. 21 Clinicians and patients to provide current and competent care. We are among the only
approach the screening process differently with fundamental health care providers who are present at every early encounter
contrasts with regard to goals, purposes, and values.15 Patients with compromised newborns. The demands for genetic
generally reflect on pregnancy as a life-transforming event, competency will only grow in the coming years as advances in
with hope and promise for the future. Clinicians, on the other genomic sciences continue. Genetics is no longer the future of
hand, routinely work with abnormal screening results and nursing; rather, it is now embedded in the daily practice of every
may view a positive screen as a good thing, adding valuable nurse and especially those caring for neonates and their families.
information to the technical aspect of predicting and
controlling disease. The cognitive decision making processes
for women and their support systems vary dramatically.22
Acknowledgment
Accepting or consenting to prenatal diagnostic testing is a The authors would like to acknowledge the inspiration and
major decision point that future parents must address as part collaboration of our colleague, Pamela Holtzclaw Williams, JD,
of prenatal screening; the resultant anxiety and emotional RN, MS and the critical oversight of Pamela H. Mitchell, PhD,
turmoil over future decisions may not be fully recognized in a RN, FAAN.
busy clinic setting or by family and friends, nor shared equally
among partners.23 Anderson22 developed a conceptual model
of decision-making that diverts the focus from profession-
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