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Acta Anaesthesiol Scand 2012; ••: ••–•• © 2012 The Authors

Printed in Singapore. All rights reserved Acta Anaesthesiologica Scandinavica


© 2012 The Acta Anaesthesiologica Scandinavica Foundation
ACTA ANAESTHESIOLOGICA SCANDINAVICA
doi: 10.1111/j.1399-6576.2012.02672.x

Review Article

Sleep disturbances in critically ill patients in ICU:


how much do we know?
Y. Boyko1, H. Ørding1,2 and P. Jennum3,4
1
Department of Anaesthesia and Intensive Care, Vejle Hospital, Vejle, Denmark, 2Vejle & Faculty of Health, Southern Danish University,
Odense, Denmark, 3Danish Center for Sleep Medicine, Department of Clinical Neurophysiology, Glostrup Hospital and 4Faculty of Health,
University of Copenhagen, Copenhagen, Denmark

Sleep disturbances in the intensive care unit (ICU) seem to lead positive impact of the tested interventions on the critically ill
to development of delirium, prolonged ICU stay, and increased patients’ sleep pattern. Thus, disturbed sleep in critically ill
mortality. That is why sufficient sleep is important for good patients with all the severe consequences remains an unresolved
outcome and recovery in critically ill patients. A variety of small problem and needs further investigation.
studies reveal pathological sleep patterns in critically ill patients
including abnormal circadian rhythm, high arousal and awak-
Accepted for publication 31 January 2012
ening index, reduced Slow Wave Sleep, and Rapid Eye Move-
ment sleep. The purpose of this study is to summarise different
© 2012 The Authors
aspects of sleep-awake disturbances, causes and handling Acta Anaesthesiologica Scandinavica
methods in critically ill patients by reviewing the underlying © 2012 The Acta Anaesthesiologica Scandinavica Foundation
literature. There are no studies of level 1 evidence proving the

S leep disturbances are known to impair the func-


tion of immune systems,1 anabolic and regen-
erative processes, neurophysiologic organisation,
activating system (ARAS) is important for sleep–
wake regulation. This regulation includes some
brain nuclei, especially hypocretinergic, GABAer-
consolidation of the memory, and cognitive gic, histaminergic, adrenergic, and cholinergic
function.2–6 In the intensive care unit (ICU), they systems.
may lead to development of delirium,7,8 prolonged Sleep is divided into Rapid Eye Movement
ICU stay, and increased mortality.8 That is why suf- sleep (REM) and non-REM (NREM) sleep. NREM
ficient sleep is important for good outcome and sleep is further divided into three (previously four)
recovery in critically ill patients. sleep stages, where N3 and N4 sleep stages are
Critically ill patients in the busy environment of known as SWS (slow wave sleep). Even though
an ICU are exposed to a range of different distur- the exact function of the different sleep stages is
bances such as high level of noise and light, diag- unknown, REM and SWS are thought to be the most
nostic and therapeutic procedures, mechanical effective in the restorative processes in the body
ventilation, medication, and the critical illness itself. (the energy restoration). Normal sleep architecture
All these factors may play a role in development of consists of stages occurring in cycles of 90–120 min
sleep disturbances in this patient group even though each.9,*
there is no agreement about which of these factors is
the primary cause of disrupted sleep. Sleep measurement
Physiology of sleep Sleep may be assessed in various ways, both by
The brain is active during sleep. Sleep is regulated objective measurement and subjective assays.
by several centres including brainstem, hypo-
thalamus, thalamus, and forebrain. Involvement *http://www.uptodate.com (Pressman MR. Stages and architecture of
and down-regulation of the ascending reticular normal sleep 2010) topic last updated: May 17, 2011.

1
Y. Boyko et al.

The golden standard for sleep measurement is Aim


polysomnography (PSG). The method is challeng-
ing in critically ill patients because of various dis- The aim of this study is
turbed electroencephalogic (EEG) patterns such as, • First – to review the existing literature describing sleep
occurrence of low frequencies, focal changes, par- disturbances in critically ill patients in ICU; and
oxysmal (epileptogenic) activity, altered conscious- • Second – to summarise different aspects of sleep–awake
ness, and reduced reactivity. These are caused by disturbances, causes, and handling methods in critically
possible cerebral metabolic changes seen in sepsis, ill patients.
electrolytic disorders, intoxications; neurological
pathology, and medication influencing sleep
pattern. Stage of sleep is normally scored in accord- Methods
ance with the American Association of Sleep Medi-
The PubMed database was searched using the fol-
cine (AASM) 2007 criteria. Due to EEG changes, the
lowing key words and settings:
classification criteria cannot always be met. That is
Sleep disturbances AND ICU, Sleep disturbances
why alternative or supplementary criteria for PSG
AND critically ill patients, Sleep AND critically ill
scoring in critically ill patients have been sug-
patients, Sleep AND intensive environment, Sleep dis-
gested.10,11 Currently, there is no validation of these
turbances AND intensive and mechanical ventilation,
criteria.
Sleep quality AND intensive AND mechanical ventila-
It has been discussed whether computer-based
tion, Sleep AND critically ill patients AND melatonin.
analysis of EEG in polysomnography is useful for
The search limits were: 1) humans and 2) adults
sleep measurement. Amborgio et al. demonstrated
ⱖ 19 years old.
the advantage of a computer-based method of
The age limit was chosen because The PubMed
sleep-assessment compared to three manual
database sets the age of adults to be ⱖ 19 years.
methods in their study from 2008.12 The manual
Papers identified by the search were considered
method may be superior in people with diseases
relevant and included if the title or the abstract indi-
which disturb the sleep pattern.13,14 Bispectral index
cated the subject to be intensive care plus one of the
(BIS) and actigraphy are two alternative methods of
following items: sleep pattern, sleep disturbances,
sleep measurement.
causes of sleep disruption, methods of sleep meas-
BIS is calculated from EEG measurements and is
urement, and interventions directed at promoting
normally used for the evaluation of depth of
sleep in critically ill patients in the ICU.
anesthesia. It does not give any information about
Papers dealing with sleep apnoea only were
sleep architecture.15
excluded.
Actigraphy is a method based on measurement of
Papers considered relevant were retrieved and
the patient’s motor activity by use of a wristwatch-
read. If it was obvious that results of a study were
like device, placed around a wrist or an ankle. The
published in several papers, the most important
presence of movements indicates wakefulness, and
paper only was included.
the absence indicates sleep.16 It does not give any
The selected papers were ranked in five classes
information about sleep stages either.
due to the absence of studies fulfilling normal crite-
Patient questionnaires are widely used, such
ria for evidence. Therefore, the following classifica-
as The Richards-Campbell Sleep Questionnaire
tion was used:
(RCSQ), a five-item visual analogue scale. The RCSQ
has been tested and found reliable and valid in the • Class 1: Studies with sleep records obtained in
study of Richards K. C. et al.,17 in which 70 awake, critically ill patients in a real intensive
oriented critically ill males were enrolled. Over- care environment, with the use of 24-h
night, PSG was used as control. PSG.
Nurse observation forms are another subjective • Class 2: Studies with sleep records obtained in
method for sleep measurement. critically ill patients in a real intensive
The advantages of subjective sleep measurement care environment with the use of over-
are: they are simple and easy to use for both staff night PSG.
and patients, and they are non-expensive. However, • Class 3: Studies with sleep records obtained in
they give no information about sleep architecture, critically ill patients in a real intensive
and comatose patients cannot respond to the care environment with the use of other
questionnaires. than PSG objective methods of sleep.

2
Sleep disturbances in ICU

• Class 4: Studies with sleep records obtained in mentation of sleep with high arousal index short-
critically ill patients in a real intensive ened or absent restorative sleep (REM and/or SWS).
care environment with the use of subjec- The general conclusion is that sleep architecture is
tive methods of sleep. altered in ICU patients (Table 1).
• Class 5: Studies with the sleep records obtained in
healthy persons in a real or simulated The role of ICU environment in sleep
intensive care environment with the use
impairment and interventions
of PSG or other methods.
Noise and other environmental factors, characteris-
Due to the absence of large studies with polysom- tic for an ICU, have been thought to play a signifi-
nography used for sleep measurement, a small cant role.22 A retrospective review study by
sample size was not considered to be a criterion for Tamburri et al., analysing the medical records of 50
assigning a lower evidence class. patients from four different ICUs, made between 7
pm and 7 am (147 nights reviewed), showed the
Inclusion criteria mean number of care interactions per night to be
Class 1 studies were prioritised because of disturbed 42.6 per patient.23
circadian rhythm and high percentage of daytime Some studies describe a positive effect of
sleep in critically ill patients. In some subsections, if earplugs/eye masks on sleep quality. They are only
class 1 studies were absent, then class 2 and 3 class 4 or class 5 because of the following limitations:
studies were used instead. Those of class 4 and 5 1) only a subjective method of sleep evaluation is
were only mentioned if there was a shortage of used;24,25 2) healthy subjects, exposed to simulated
studies with a higher evidence level. ICU environment, are used in the study.26,27
The papers selected for this review were then There are a few small studies, showing some
sorted according to the following subjects: effect of ‘white noise’,28,29 class 4 and 5 respectively,
or alternative methods, such as back massage and
• Sleep pattern in critically ill patients
relaxation intervention,30 class 2, for promoting
• The influence of ICU environment on sleep in critically ill
sleep in critically ill patients.
patients
The following two studies, actually the only two
• The influence of mechanical ventilation on sleep in criti-
of class 1 and thus optimally matching the inclusion
cally ill patients
criteria, call the importance of environmental factors
• The role of melatonin
into question.
• The influence of medications
Freedman et al. described only 11.5% and 17.0%
of the overall arousals and awakenings, respectively,
Results being caused by environmental noise. Twenty-two
The initial search resulted in 580 papers in total, 100 patients were included in the project, and 17 of these
of which were regarded as relevant. Of these, 31 had scorable PSG data. Twenty-four to forty-eight
papers were repeated one or more times resulting in hours polysomnography was used for sleep assess-
55 repeats in total, thus leaving 45 papers for ment together with time synchronised recording of
primary consideration. environmental noise.21
Gabor et al. showed noise and patient-care activi-
Sleep pattern and consequences of sleep ties together to be responsible for less than 30.0% of
arousals and awakenings. Seven critically ill patients
disturbances in critically ill patients
and six healthy subjects were investigated with 24-h
Sufficient sleep and good sleep quality is extremely
PSG.31
important for critically ill patients.5 The lack of sleep
These findings make one believe that other factors
in these patients is related to impaired immune
may play at least as big and possibly a bigger role
response,1 development of delirium,7,8 prolonged
than environmental factors in sleep disturbances in
stay in ICU, and increased mortality.2,8 Detailed
critically ill patients.
results of sleep monitoring in ICU patients are given
in Table 1.
There are five class one studies, showing sleep The role of other possible factors (critical illness)
pattern in critically ill patients in ICU, presented in sleep disturbances in ICU
in this review.10,18–21 The following features are A few studies indicate that severe disease by itself
described: abnormal circadian rhythm and frag- and ventilation mode are significant factors in sleep

3
4
Table 1
Sleep pattern in critically ill patients.
Studies Type of ICU/patients n PSG-duration PSG-findings
Hilton BA Respiratory ICU. 10 mechanically ventilated ptt. 24-h (PSG-recordings for Varying TST (from 6 min to 13 h)
1976. Ptt. with respiratory 48 continuous hours) ↑stage 1 NREM
Y. Boyko et al.

Class 118 insufficiency but ↓stagees 2–4 NREM


various primary ↓REM
diagnoses. Disturbed circadian rhythm: 50–60% of sleep
during the night period
Aurell J Surgical ICU. 9 ptt.; two of them received postoperative ventilation. 24-h (PSG-recordings ↓TST
et al. Ptt. after major started within 2 h of ↑stage 1 NREM
1985. non-cardiac surgery. the operation and ↓stage 3,4 NREM
Class 120 continued until ↓REM
discharge from the
ICU, for a maximum of
83 h)
Cooper AB Medical – surgical ICU. 20 mechanically Disturbed sleep group: 24-h (PSG-recordings for ↑stage 1 NREM
et al. Critically ill ptt. with mild ventilated ptt. 8 ptt. 24 h) ↓REM
2000. to moderate acute Disturbed circadian rhythm
Class 110 lung injury. APACHE II ↑increased frequency of arousals and
10 ⫾ 5. awakenings
Atypical sleep group: Absence of stage 2 NREM (in 4 of 5 ptt.)
5 ptt. Absence of REM (in 3 of 5 ptt.)
Pathological wakefulness
Coma group: 7 ptt. EEG features of coma
Freedman Medical ICU. 22 ptt.; 20 of them 17 24 -hour Large variation of TST: mean 8,8 ⫾ 5.0 h
NS et al. Ptt. with various primary received mechanical (PSG-recordings for ↑stage 1 NREM
2001. diagnoses. ventilatilation. 24–48 h) ↓stage 2–4 NREM
Class 121 ↓REM
Disturbed circadian rhythm
5 Not scorable PSG data because of septic
encephalopathy
Hardin KA Medical ICU. 18 mechanically Intermittent sedation: 6 24-h (PSG-recordings for ↑TST
et al. Ptt. with respiratory ventilated ptt. 24 h) ↑SWS
2006. failure. ↓REM
Class 119 disturbed circadian rhythm
Continuous sedation: 6 ↑TST
↑stage 1 NREM
↓stage 2 NREM
↑SWS
REM not analyzed: 50% ptt. had detectable
REM
disturbed circadian rhythm
Continuous sedation and ↑TST
neuromuscular ↑SWS
blocking agent: 6 REM not analyzed: no ptt. had detactable
REM
disturbed circadian rhythm

TST, total sleep time; SWS, slow wave sleep; REM, rapid eye movement sleep; NREM, non-rapid eye movement sleep; EEG, electroencephalography; APACHE II, acute
physiology and chronic health evaluation II score; PSG, polysomnography; ICU, intensive care unit.
Sleep disturbances in ICU

disruption in critically ill patients. Our literature Mundigler et al. found disturbed circadian secre-
search found two articles, both class 1: tion of melatonin in intensive care patients with
Gabor et al. described shortened sleep time, sepsis (16 out of 17 patients) but preserved circadian
reduced SWS and increased awakening index in rhythm in intensive care patients who did not have
patients with higher acute physiology and chronic sepsis (six out of seven patients). 6-SMT in urine was
health evaluation (APACHE) II score compared with measured every fourth hour during 24 h.41
healthy subjects in the same environment. Seven Olofsson et al. has measured serum melatonin
male patients and six healthy male subjects were every fourth hour during 3 consecutive days in eight
enrolled in the study. Twenty-four-hour PSG was sedated ventilator treated critically ill patients. Urine
used for sleep measurement.31 was collected twice a day during 1 h, and urine
Fanfulla et al.32 stated high severity score (SAPS) melatonin was calculated. Disturbed melatonin
and alkalosis to be the primary cause of sleep dis- secretion was found in seven out of eight patients.42
turbances in critically ill patients but not mechanical There are only a few studies investigating the
ventilation. Twenty-four-hour PSG was recorded in influence of melatonin treatment on sleep quality in
22 patients admitted to ICU for intensive observa- critically ill patients. The studies are of class 3 evi-
tion or weaning from ventilator. dence level according to the classification used for
this review. Shilo et al. showed improved sleep
The importance of ventilation mode quality and sleep length in critically ill chronic
A large proportion of critically ill patients require obstructive pulmonary disease (COPD) patients and
respiratory support. Mechanical ventilation is con- patients with pneumonia treated with exogenous
sidered as one of the causes of poor sleep quality melatonin in his double-blind placebo-controlled
in this patient category. This is why different venti- pilot study. Sleep was measured by actigraphy.43
lator modes and their influence on sleep were Bourne et al. found a more effective night sleep
investigated.33–38 No class 1 studies were found. The when using exogenous melatonin in critically
results of five of the six trials (small randomised ill patients in his small randomised double-
cross-over studies) suggest patient-ventilator asyn- blind placebo-controlled trial in which 24 patients
chrony and possibly hyperassistance resulting in were enrolled.44 Oral melatonin 10 mg/placebo
central apnoea to be the cause of sleep disturbances were administered at 9 pm during four consecutive
in critically ill patients. The mode pressure support nights. BIS and actigraphy together with subjective
seems to be associated with more sleep fragmenta- sleep assessment by staff and the patients were used
tion than the mode assist-control. The results are for sleep measurement.
presented in Table 2. A few works suggest it can take up to 3 days to
achieve sufficient effect of melatonin on sleep length
The role of melatonin and sleep quality.44–46 This aspect of melatonin
Melatonin, the hormone secreted by the pineal treatment has not been investigated in critically ill
gland, takes part in the regulation of sleep patients though.
and circadian rhythm. Measurement of 6- Mistraletti et al. studied pharmacokinetics of
sulfatoxymelatonin (6-SMT), which is a melatonin melatonin given orally in intensive care patients
metabolite and is excreted with urine, reflects and found a good oral bioavailability of the drug.
secretion of melatonin in healthy subjects. The con- Radio-immuno-assay was used for identification of
centration of plasma melatonin though is more melatonin in serum after administration of 3 mg
informative in critically ill patients with multi-organ oral melatonin.47 It is still unknown, however,
failure.39 which dose of melatonin is optimal in critically ill
Melatonin secretion is described suppressed in patients.
critically ill patients. Shilo et al. has studied day
secretion of melatonin in a group of intensive care The influence of medications
patients compared to a group of patients from ordi- Sedation is widely used in the ICU, especially in
nary medical wards. He found a missing nocturnal mechanically ventilated patients. Frequently used
top of melatonin in all intensive care patients but sedation agents in ICU are propofol, opioides,
two, and these did not require ventilator therapy. and benzodiazepines. Propofol and benzodiaze-
Melatonin secretion was estimated from 6-SMT in pines, which are GABA-receptor agonists, increase
urine samples, collected every third hour during total sleep time but decrease N3 and REM-
24 h.40 sleep stages.48–50 Benzodiazepines, lorazepam in

5
6
Table 2
Y. Boyko et al.

Sleep pattern in critically ill patients depending on ventilation mode*.


Study n/Type of ICU/patients PSG-duration Ventilation mode PSG- findings
Parthasarathy 11 ptt. with respiratory 10:00 pm–06:00 am Assist-control (2 h) ↓sleep fragmentation 6 ptt. had features of
et al. 2002. failure; medical ICU. TST: 90 ⫾ 6 min. stage 1 NREM sleep.
Class 234 PS (2 h) ↑↑sleep fragmentation 5 ptt. had features of
stage 2 NREM sleep.
TST: 75 ⫾ 6 min. No ptt. had SWS.
PS – ↑dead space (2 h) ↑sleep fragmentation 4 ptt. had REM sleep; 1
of these 4 achieved
TST: 82 ⫾ 7 min.
REM with all 3 modes.
Toublank 20 ptt. with chronic lung 10:00 pm–06:00 am Assist-control (4 h) During the first part of the night:
et al. 2007. disease and need for ↑stage 1 NREM (34.8 ⫾ 18.6%)
Class 235 mechanical ventilation ↑stage 2 NREM (33.0 ⫾ 24.6%)
because of an episode No difference in stage 3–4 NREM or REM
of acute respiratory ↓wakefulness (30.8 ⫾ 28.2%)
failure During the second part of the night:
No difference in stages 1–2 NREM, REM, wakefulness
↑stage 3 NREM (6.3 ⫾ 7.7%)
↑stage 4 NREM (5.4 ⫾ 13.2%)
PS (4 h) During the first part of the night:
↓stage 1 NREM (17.1 ⫾ 15.0%)
↓stage 2 NREM (11.4 ⫾ 15.9%)
No difference in stage 3–4 NREM or REM
↑wakefulness (69.0 ⫾ 26.2%)
During the second part of the night:
No difference in stages 1–2 NREM, REM, wakefulness
↓stage 3 NREM (0.3 ⫾ 1.0%)
Absent stage 4 NREM
Bosma et al. 13 ptt. weaning from 10:00 pm–08:00 am Proportional assist ventilation TST: 334 ⫾ 124 min
2007. mechanical ventilation; (over the night) ↓sleep fragmentation (arousals/h – 9)
Class 236 medical – surgical ↑SWS (3%) and REM (9%)
ICU. PS (over the night) TST: 314 ⫾ 140 min
↑sleep fragmentation (arousals/h – 16)
↓SWS (1%) and REM (4%)
Cabello et al. 15 ptt., mechanically 02:00 pm–08:00 am Assist-control (6 h) Median TST: 514 min
2008. ventilated; medical SWS (median) was normal: 19%
Class 233 ICU. Reduced REM: 10% of TST
Clinically adjusted PS (6 h) High fragmentation: 29 arousals and awakenings/h
Automatically adjusted PS (6 h) No difference of sleep quality depending on ventilation mode found
Sleep disturbances in ICU

particular, are described to have a deliriogenic

↑fragmentation (40 ⫾ 20 arousals and awakenings/h)


↓fragmentation (16 ⫾ 9 arousals and awakenings/h)
effect.50 The central nervous system opioid receptor
agonists, decrease both total sleep time and the deep
sleep stages – N3 and REM.48,49 The antipsychotic
↓REM; absent REM in 2 ptt. (8.9 ⫾ 7.4) agent haloperidol, which is a dopamine-receptor

↑REM;detected in all ptt. (17.3 ⫾ 5.4)


antagonist and is often used in treatment of inten-
sive delirium, increases total sleep time and
N3-sleep stage but decreases sleep latency.48
↑arousal index (29.9 ⫾ 17.2/h)

↓arousal index (16 ⫾ 12.6/h) Other drugs, used in ICU, such as vasoactive

SWS, slow wave sleep; REM, rapid eye movement sleep; NREM, non-rapid eye movement sleep; PS, pressure support; PSG, polysomnography.
↑stage 3 NREM (20.5%)
drugs (norepinephrine/epinephrine, clonidine)

↓stage 3 NREM(16.5%)
↑stage 1 NREM (7.5%)
↓stage 2 NREM (55%)

↑stage 2 NREM (68%)


TST: 281.1 ⫾ 41.6 min

TST: 346.4 ⫾ 99.9 min


↓SWS (17.7 ⫾ 9.81%)

↓stage 1 NREM (4%)


and inotropic agents (dopamine), amiodarone,
↑SWS (25.1 ⫾ 10.8)

↑REM (16.5%) corticosteroids, are well known for causing sleep


disturbances.48,49 This influence of medication on

↓REM (4.5%)
sleep disturbance in critically ill patients is dis-
cussed in several reviews and randomised control-
led trials.48,49

Discussion
Usual setting (over the

Neurally adjusted ventilation assist (NAVA)


Physiological setting

Sleep disturbance in critically ill ICU patients is a


(over a night)

significant problem. Even though the existing


PSG- findings

studies were performed in different ICU settings


night)

– medical or surgical, and including various


patient categories, the current data has shown
*PSG-findings when using different ventilation modes are described in comparison to each other.

similarities.10,18–21 The range of sleep disturbance


PS (two 4-h periods)
(two 4-h periods)

includes altered circadian rhythm, poor sleep


Ventilation mode
Noninvasive PS

quality with fragmentation, frequent arousals and


awakenings, lack of the deeper sleep stages (3,4 or
N3 and REM-sleep). Total sleep time (TST) can be
normal or reduced.
Most studies are case series, and there is generally
a lack of good, controlled trials. A possible reason
nights while ventilated
during to consecutive
measurements: PSG

for this is the great difficulty in performing clinical


with to different PS

12.00 pm–04.00 pm
10.00 pm–02.00 am
03.00 am–07.00 am
07.00 am–11.00 am

research in critically ill patients who are often unable


Four 4-h periods:

to give informed consent to participation in clinical


PSG-duration

trials due to either the severity of the disease or


necessary sedation. Another reason may be the tech-
Nighttime

modes

nical challenges associated with PSG recording and


interpretation of the results in this patient category,
which is heterogeneous. Finding the underlying
mechanical ventilation;

cause of abnormal sleep patterns is only possible


long-term noninvasive
n/Type of ICU/patients

with larger, more homogenous patient groups and


14 ptt. weaning from
disease, requiring

requires many resources.


neuromuscular

The existing literature suggests disrupted sleep


medical ICU
ventilation

and poor sleep quality in intensive care patents to be


9 ptt. with

the result of a combination of different factors,


where ICU environment with noise, light, and clini-
Table 2 Continued

cal interventions, the critical illness itself, abnormal


melatonin secretion, mechanical ventilation, and
Fanfulla et al.

Delisle et al.

various medications all play a role. It is not yet


Class 237

Class 238

known, which of these factors plays the primary or


2004.

2011.
Study

major role. However, there is no doubt – the exog-


enous factors are significant, although the results of

7
Y. Boyko et al.

some studies31,32 suggest the endogenous mecha- 5. Elliott R, McKinley S, Cistulli P. The quality and duration
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