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J Med Biochem 2017; 36 DOI: 10.

1515/jomb-2017-0025

UDK 577.1 : 61 ISSN 1452-8258

J Med Biochem 36: 1 –6, 2017 Professional paper


Stru~ni rad

ACCREDITATION OF MEDICAL LABORATORIES


– SYSTEM, PROCESS, BENEFITS FOR LABS
AKREDITACIJA MEDICINSKIH LABORATORIJA – SISTEM, PROCES, DOPRINOS ZA LABORATORIJE

Tomá{ Zima

Institute of Medical Biochemistry and Laboratory Diagnostics


First Faculty of Medicine, Charles University
General University Hospital
Prague, Czech Republic

Summary Kratak sadr`aj


One and key of the priorities in laboratory medicine is Prvi i klju~ni prioritet u laboratorijskoj medicinu je pobolj{anje
improvement of quality management system for patient kvaliteta sistema menad`menta radi sigurnosti pacijenata.
safety. Quality in the health care is tightly connected to the Kvalitet u zdravstvenom sistemu je ~vrsto povezan sa nivoom
level of excellence of the health care provided in relation to uspe{nosti zdravstvene brige obezbe|ene sa trenutnim
the current level of knowledge and technical development. razvojem znanja i tehni~kih mogu}nosti. Akreditacija je
Accreditation is an effective way to demonstrate compe- efikasan na~in da uka`e na kompetentnost laboratorije i
tence of the laboratory, a tool to recognize laboratories prepoznavanje laboratorija u {irim razmerama, i periodi~nim
world-wide, is linked to periodical audits, to stimulate the preispitivanjima koja uti~u na stalno pobolj{anje kvaliteta,
maintenance and improvement of the quality, which leads omogu}avaju}i visok standard usluga svojim klijentima
to high standard of services for clients (patients, health care (pacijentima i pru`aocima zdravstvenih usluga, itd.) Strate{ki
providers, etc.). The strategic plans of IFCC and EFLM planovi IFCC i EFLM su fokusirani na akreditaciju laboratorija
include focusing on accreditation of labs based on ISO na osnovu ISO standarda i saradnju sa evropskim i nacio-
standards and cooperation with European Accreditation nalnim akreditacionim telima. IFCC i EFLM su prepoznali da
and national accreditation bodies. IFCC and EFLM recog- ISO 15189:2012 Medical laboratories-Requirement for
nised that ISO 15189:2012 Medical laboratories – quality and competence obuhvata sve kriterijume specifi~ne
Requirements for quality and competence, encompasses za politiku kvaliteta u medicinskim laboratorijama. Poslednja
all the assessment criteria specified in the policy of quality. verzija je usmerena na procese i jasno defini{e sve
The last version is oriented to process approach with neophodne zahteve. Akreditacija laboratorija pobolj{ava
detailed division and clearly defined requirements. The ta~nu i brzu dijagnostiku, efiksanost tretmana i umanjenje
accreditation of labs improves facilitation of accurate and gre{aka u laboratorijskom procesu. Akreditacija nije ko je
rapid diagnostics, efficiency of treatment and reduction of najbolji, ve} ko ima sistem standardnih procedura ~iji je cilj
errors in the laboratory process. Accreditation is not about da pobolj{a kvalitet i sigurnost pacijenta. Sistem kvaliteta je
who the best is, but who has a system of standard proce- namenjen ljudima, sa ljudima i za ljude.
dures with aim to improve the quality and patient safety.
Quality system is about people, with people and for people. Klju~ne re~i: akreditacija, ISO 15189, sistem kvaliteta
Keywords: Accreditation, ISO 15189, Quality system

Address for correspondence:


Tomá{ Zima, MD, DSc.
Institute of Medical Biochemistry and Laboratory Diagnostics
First Faculty of Medicine, Charles University
Kateřinská 32
CZ 128 08 Prague, Czech Republic
Phone: +420-22496 2841
Fax: +420 22496 2848
e-mail: zimatomªcesnet.cz
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2 Zima: Accreditation of medical laboratories

Introduction The history of quality systems in labs started


many decades ago. The first steps are implementa-
Today s patient focused medicine is oriented on
tion of internal (IQA) and external quality control
the prevention, early diagnosis and tailored therapy.
(EQA) systems and their basic principles in daily lab-
There are some defined priorities in medicine and bio-
oratory practice.
science as evidence-based medicine, target therapy,
using the stem cells, nanotechnology, biotechnology, An important set of criteria was done in EN 45
and improvement of quality. The laboratory medicine 001 (European Standard), specifying general criteria
has defined priorities such a s laboratory automation, for the operation of a testing laboratory. Next step for
consolidation of laboratories, integrated diagnostics – accreditation was documented in ISO 17025 (Ge-
organisation and IT, molecular diagnostics (NGS, DNA neral Requirements for the Competence of Testing
microarrays, chips, etc.), imaging analysis, POCT and and Calibration Laboratories) (4). This standard is
accreditation of laboratories aiming to improve the widely used for testing laboratories in whole world in
quality of patient care. The three pillars for laboratories industry and also in medicine. The ISO 17025:2005
presented by Beastall (1) are: 1) Quality – analytical is the basis for the accreditation. This standard
quality, quality assurance and accreditation, 2) Clinical requires a management system and how the labora-
effectiveness – clinical outcomes, patient focus, time- tory be found competent to perform specific
liness, and 3) Cost effectiveness – total cost, value for tests/calibrations or types of tests/calibration.
money, appropriate use (1).
Other national or international standards as
The health care sector is regulated by different Joint Commission International (JCI), SLIPTA –WHO,
factors – prices of health care services, market struc- Clinical Pathology Accreditation (CPA) in UK, College
ture, capacity, public opinion, advertisement and of of American Pathologists (CAP) in USA, CCKL Code
course, the quality. Quality in the health care is the of Practice in the Netherlands or standards, based on
level of excellence of the health care provided in rela- the International Society for Quality in Healthcare
tion to the current level of knowledge and technical (ISQUa) are also used in some countries for accredi-
development with customer orientation and patient tation.
centred (2). One and key of the priorities in laborato-
ry medicine is improvement of quality management The strategic plans of EFLM and IFCC are focus-
system for patient safety. Laboratory attempts to ing on lab accreditation based on ISO standards with
improve quality aim to reduce diagnostic errors and cooperation of European Accreditation and national
decrease turnaround time with traceability of all labo- accreditation bodies. EFLM and IFCC recognises that
ratory procedures. The accreditation body must be ISO 15189 is precisely describing standard for labs.
legally identifiable, impartial, and independent of The first issue of standard was in 2003, next 2007
external influences (3). and now was implemented the third issue – ISO
15189:2012 – Medical laboratories – Requirements
What are the differences between accreditation for quality and competence (5), which is oriented on
and certification? processes approach with detailed division with clearly
Certification is procedure by which a third party defined requirements. The quality management sys-
gives written assurance that a product, process or tem provides integration of all processes required
service conforms to specific requirements. quality policy with needs and requirements of the
users.
• Each country has multiple certification bodies
The European Federation of Clinical Chemistry
• Example of certification bodies: AENOR,
and Laboratory Medicine (EFLM) established a
AFNOR, BVQI, CERMET, IQNet, TüV, …
Quality and Regulation Committee with Working
• Requirements for a quality management sys- Group - Accreditation and ISO/CEN standards (WG-
tem (only) A/ISO) which cooperate with EA, International
• ISO 9001 Organization for Standardization’s Technical Com-
mittee 212 (ISO/TC 212) and European Committee
Accreditation is procedure by which an authori-
for Standardization’s Technical Committee 140
tative body gives formal recognition that a body or
(CEN/TC140) with aim to harmonize accreditation of
person is competent to carry out specific tasks.
medical laboratories.
• There is only one recognized national accred-
We cannot forget that the most critical parame-
itation body in each country
ter for improving the quality of labs is educational
• Examples of accreditation body: COFRAC, activities inside and outside the labs, which are the
UKAS, CIA…. key points in accreditation and quality management
• Requirements for a quality management sys- systems.
tem + requirements regarding technical &
analytical competence
• ISO 17025 and ISO 15189
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J Med Biochem 2017; 36 3

Accreditation in the world Belgium, Czech Republic). According the French Law
No. 2013-442 from May 30, 2013, all tests in med-
People are asking why we need accredited labs. ical laboratories will be accredited to November 1,
Accreditation is a good way to demonstrate compe- 2020.
tence of the laboratory, is a tool to recognize labora-
tories world-wide, is linked to periodical audits stimu- The majority countries have no mandatory
lating to keep and improve the quality, leads to high accreditation only in some areas as molecular biology
standard of services for clients (e.g. patients, health tests (Belgium, Germany), new-born screening
care providers) (Table I). (Germany), immunohematology and blood transfu-
sion (Ireland) or biochemistry and haematology
Accreditation is mandatory in some countries or (Lithuania). France and Hungary have declared man-
will be mandatory in the future (e.g. France) or some datory accreditation for all the fields of laboratory
specific analyses should be accredited (e.g. Germany) medicine (6).
or accredited labs have better reimbursement or con-
tract with health insurance companies (e.g. Sweden, The data from survey shows that 50% European
countries use only ISO 15189, 31% both ISO 15189
(preferably) and ISO 17025, 15% both ISO 15189
and ISO 17025 and 4% only ISO 17025, for medical
Table I Why we accredited medical laboratories?
laboratory accreditation. The main field (more than
80 %) for accreditation are clinical chemistry, haema-
tology, microbiology, immunology and molecular
Accreditation is a good way to demonstrate competence
of the laboratory
genetics.
Accreditation is a tool to recognize laboratories world- In Czech Republic we started process of medical
wide laboratories accreditation in the beginning of the 21st
In some countries accreditation is mandatory or will be century. The first labs were accredited according ISO
mandatory in the future 17025 and continuously were reaccredited to ISO
Accreditation and the linked periodical audits are a stim- 15189. Number of accredited labs in Czech Republic
ulant for keeping the quality system alive is continuously growing and now has 260 (May
Improve quality of our services 2017) accredited labs in all areas of laboratory med-
icine and reassessment according to new ISO which
High standard of services for clients – patients, physi-
cians started in winter 2013 was successfully done (Figure
1 and 2).
Interest of management – institute and hospital
Better documentation of processes and responsibilities

257

186

127

83
71
59 59
45 47 44
33 24
12 12
2
2006 2007 2008 2009 2010 2011 2012 2013
Number of ML Growth ML

Figure 1 Number of accredited medical labs in Czech Republic.


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4 Zima: Accreditation of medical laboratories

Figure 2 Scope of accreditation in medical labs Czech Republic 2016.

The standard for accreditation ISO 4. Management requirement (5)


15189:2012 – Medical laboratories – The processes for selecting, evaluating and
Requirements for quality and transfer of samples and results between the labs and
competence (5) referral laboratories are precisely described with
Accreditation is a procedure by which an responsibilities for both sites. Evaluation and audits
authoritative body gives formal recognition that a (4.14.) contain new chapters leading to better in-
body or person is competent to carry out specific teractions with clients (user feedback) and staff of
tasks, it is an independent process (7, 8). The gold laboratory (4.14.4.). Risk management (4.14.6.) is
standard and the most recognized standard is ISO important part to identify the potential risk for patient
15189 for clinical laboratories accreditation in safety and laboratory processes with aim to eliminate
Europe. The last version from 2012 has more and them. The labs shall describe the quality quantitative
better definitions, which are connected to patient indicators with regular reviewing at all laboratory
safety, is structured via processes and have many processes.
notes and examples. There are some new parts,
which will be mentioned later and laboratory informa-
tion management (5.10.) and ethical conduct 4.1. Organization and management responsibility
(4.1.1.3.) are normative and showing the impact of 4.1.1.3 Ethics in laboratory medicine
these topics for patients.
Principles, collection of information/samples,
There are some examples of areas with better
Potential conflicts of interests – openly and
definitions connected to patient safety
appropriately declared
• automated selection and reporting of results Confidentiality of information is maintained
• biological reference interval Ethical codex for patients – confidence!
• critical – alert interval Ethical codex for personnel
• primary sample specimen
4.5. Examination by referral laboratory
• quality indicator
4.5.1. Selecting and evaluating referral laboratories
Next part is focused only some parts of standard and consultants
where some changes, adoptions or new parts have
The report shall indicate which examinations
importance to patient safety. During all processes lab
were performed by a referral laboratory or
has a memory that welfare of patient is a priority.
consultant.
4.8. Resolution of complaints
Parts of ISO 15189:2012
4.9. Identification and control of nonconformities
4.10. Corrective action

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J Med Biochem 2017; 36 5

Procedure, relevance, types of nonconformi- Periodical reassessment


ties Plan and system of education
4.11. Preventive action 5.1.8. Continuing education and professional devel-
Identification of possible nonconformities – opment
procedure for determining the root causes of
A continuing education programme shall be
potential nonconformities
available to the personnel who participates in
4.12. Continual improvement managerial and technical processes. Person-
Systematic processes nel shall take part in continuing education.
The effectiveness of the continuing educa-
Education and training
tion programme shall be periodically
The laboratory shall continually improve the reviewed.
quality management system, including all
5.2. Accommodation and environmental conditions
processes in labs, including corrective actions
and preventive actions. Improvement activities Safety place for staff and patients – adequate
shall be directed at areas of highest priority space
based on risk assessments. Minimize the risk of injury
4.13. Control of records Place for correct performance of examina-
tion or main lab processes
4.14. Evaluation and audit
5.3. Laboratory equipment, reagents, and consum-
Periodic review of requests
ables
Assessment of user feedback
Capable to comply, programme for proper
Staff suggestions
calibration and metrological traceability,
Management shall more activate staff to make function of instruments, reagents and analyt-
suggestions for the improvement in labs with ical system and consumables
and feedback provided to the staff.
5.4. Pre-examination process
Internal audits (plan-programme–protocol–
recommendation–conformity) Laboratory is responsible for management of pre-
Risk management analytical phase.
The laboratory shall evaluate the processes and 5.4.3. Request form information
potential failures on examination results as they The request form – patient identification,
affect patient safety, and shall update processes including gender, date of birth, and the loca-
to reduce or eliminate the identified risks. tion/contact details of the patient, and a
unique identifier, clinically relevant informa-
Quality indicators
tion about the patient and the request, for
14.15. Management review examination performance and result inter-
pretation purposes
Primary sample collection manual
5. Technical requirements (5) Instruction for proper collection and han-
For personnel is important to have precise job dling of primary samples
description with competencies and responsibilities Sample transport (e.g. temperature monitor-
with evaluation of effectiveness of continual profes- ing)
sional development. Laboratory equipment newly Criteria for acceptance or rejection of sam-
adopts the reporting of adverse incident. We need ples
opened mind description of excessively detailed
requirements for consumables. Precise determination 5.5. Examination processes
of biological reference intervals and critical values are Appropriate examination procedures
important for correct communications connected to The identity of persons performing activities
patient safety and laboratory information manage- in examination processes
ment (5.10.) are normative.
Validation process – documentation
5.1. Personnel Calibration, reference materials
Qualification, education and training, job Analytical characteristics of methods
description, management,
Biological reference intervals
Responsibilities, competences, continual
education incl. QMS
Confidentiality of information
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6 Zima: Accreditation of medical laboratories

5.5.2. Biological reference intervals or clinical deci- System for automated selection and reporting of
sion values results should ensure:
The biological reference intervals or clinical • the criteria for automated selection and
decision values are communicated to users, reporting are defined, approved, readily
with information of appropriate changes. available and understood by the staff
5.6. Assuring quality of examination procedures • the criteria are validated for proper func-
tioning before use and verified after
Internal quality control system IQA – control
changes to the system that might affect
materials
their functioning
Programme/plan of calibration of measuring
• there is a process for indicating the pres-
systems
ence of sample interferences (e.g. haemol-
Analytical parameters e.g. reproducibility, true- ysis, icterus, lipemia) that may alter the
ness, uncertainty. results of the examination
Measurement uncertainty of measured quanti-
5.10. Laboratory information management
ty values
Traceable results (SI units) The laboratory shall have access to the data and
information needed to provide a service, which
Participation in EQA
meets the needs and requirements of the user.
5.7. Post-examination processes
5.10.2. Authorities and responsibilities
Review the results, conformity with clinical
information and reporting results The authorities and responsibilities for the man-
agement of the information system are defined,
Authorized personal for releasing the result including the maintenance and modification to
(possibility of automatic releasing results) the information systems that may affect patient
Critical values – action! care. The authorities and responsibilities of all
personnel who use the system and who: access
Reference values – annual reviewing patient data and information, enter or change
5.8. Reporting results patient data and examination results, authorize
the release of examination results and reports
5.9. Release of results are defined.
5.9.2. Automated selection and reporting of results

Improvements
Preventive action
Management Responsibility Sources

Results
Request Sampling Transport Analysis Interpretation
Storage Consultation

Contracts Nonconformities

Quality control Audits Monitoring of processes

Figure 3 Scheme of accreditation process.


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J Med Biochem 2017; 36 7

Accreditation process The accreditation of labs improves laboratory


medicine and all processes in laboratories, which
To accredit or not to accredit, that is the ques-
include – reduction of errors in the pre-analytical,
tion! Starting the process of accreditation is particu-
analytical and post analytical processes, facilitation of
larly an interest in improving the quality of lab servic-
es with better documentation of processes and accurate and rapid diagnostics, participation in accel-
responsibilities or interest of management (institute, eration and efficiency of treatment, facilitation of per-
hospital, owner, government, etc.). The first step sonalised medicine development, and stimulates con-
before accreditation is building enthusiastic team with tinuous improvement.
education on quality management system, selection Laboratory medicine will be the centre of atten-
of methods for accreditation, describing the process- tion regarding quality due to their wide impact on
es in the lab, developing or improving the metrology patient care for correct medical decision on diagnosis
system, definition and structure of documents, prepa- and treatment and in preventive action. Accreditation
ration of a quality manual, SOPs and…(Figure 3) (2, is more an instrument than the aim that increases the
9, 10). quality of services for clients – patients, physicians.
SWOT analysis looks for four criteria, there Accreditation is not about who the best is, but who
should be mentioned only the positives – benefits and has a system of standard procedures. Improvement of
negatives from accreditation process. The benefits quality system in labs is ambitious and never ending
include standardization of all processes, responsibility story. Don’t forget that quality system is about people,
of each member of team, personal policy, demonstra- with people and for people.
bility of results, systematic evaluation of suppliers, risk Acknowledgment: Supported by RVO MZ CR
management prestige, better communication with VFN64165.
partners (11). Each process has not only positive fea-
tures, but also the negatives, which in accreditation
could be more investments to equipment, facilities,
Conflict of interest statement
QMS or education, expenses for accreditation and
consultation bodies and spent time of each member The authors stated that they have no conflicts of
of staff. interest regarding the publication of this article.

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Received: May 2, 2017


Accepted: May 10, 2017

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