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Disaster Recovery-New Challenges and Opportunities for Business Process Management Research
and Practice / Marjanovic et al.
Petri Hallikainen,
The University of Sydney Business School,
Sydney, Australia,
petri.hallikainen@sydney.edu.au
Abstract
Managing processes across community/NGOs, government and business agencies brings upon
brand new challenges, yet to be explored by the Business Process Management (BPM) com-
munity. This research focuses on disaster recovery, as a prime example of such a complex
cross-organisational environment. Even though every disaster is unique, when considered from
the process perspective, disaster recovery could be seen as a set of operational processes –
some of which are highly structured and predefined, while the others are knowledge-intensive
i.e. highly emergent, ad-hoc processes that need to be designed in-situ and managed as they
evolve. Through an in-depth review of the relevant literature published by the Business Process
Management (BPM) and disaster recovery (DR) research communities this paper reports on the
existing research on the management of DR processes. The literature was analysed through a
theoretical lens combining two existing frameworks previously developed and used by the BPM
community. Our research provides insights into the main characteristics of DR processes and
the existing research gaps found across BPM and DR. These insights were used to identify
relevant theories that could be used by information systems researchers to study different as-
pects of DR processes, in particular: (i) sharing and co-creation of process-related knowledge
among very diverse process participants; (ii) management of data and information flows across
different types of organizations (business, governmental and community/NGOs); (iii) flexible co-
ordination mechanisms, and (iv) provision of more flexible IS support for these emerging knowl-
edge-intensive processes.
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Disaster Recovery-New Challenges and Opportunities for Business Process Management Research
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Disaster Recovery-New Challenges and Opportunities for Business Process Management Research
and Practice / Marjanovic et al.
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Disaster Recovery-New Challenges and Opportunities for Business Process Management Research
and Practice / Marjanovic et al.
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Disaster Recovery-New Challenges and Opportunities for Business Process Management Research
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Disaster Recovery-New Challenges and Opportunities for Business Process Management Research
and Practice / Marjanovic et al.
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and Practice / Marjanovic et al.
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Disaster Recovery-New Challenges and Opportunities for Business Process Management Research
and Practice / Marjanovic et al.
Collaborative
Groups Approach: Integration Model Approach: Collaboration Model
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Disaster Recovery-New Challenges and Opportunities for Business Process Management Research
and Practice / Marjanovic et al.
and thus closer to our research aim. Journal Hendela & Mendonça (2004) showed that
articles with at least one of the “Context re- information systems which intended to sup-
search” keywords in their title were selected port large-scale debris removal should be: i)
without any time limitation. Furthermore, we extensible, so that they can be used within
considered a large set of real-life case stud- and among unpredictable organizational
ies published in (Pinkowski, 2008), because structures; ii) flexible, so that they support
of their highly descriptive nature. After review- real-time generation of new procedures; and
ing all cases by (Pinkowski, 2008), we se- iii) integrated, so that they are capable of
lected four as the most related to our work. communicating with a variety of other sys-
tems.
Step 4- Literature analysis and synthesis:
This step was conducted in three phases. (1) A total of 28 journal articles were found in
Scope analysis (Brocke et al. 2009) (2) Con- “Disaster Prevention and Management” jour-
cept analysis (Webster & Watson 2002) and nal which were related to disaster recovery.
(3)Analysis and Synthesis through the theo- 24 out of 28 articles were case studies. Four
retical lens, previously introduced in Section 3. additional cases related to disaster recovery
They are described in the next section. were found in the Disaster management
handbook, describing i) a different approach
Step 5- Research Agenda: In this step we
to disaster recovery during Alaskan Earth-
outline some interesting topics for future re-
quake; ii) Debris disposal and recycling for
search in information systems and identify the
the Cedar and Paradise Wildfires in San
relevant theories that could be used to gain a
Diego; iii) Disaster in the United states and
better understanding of the information,
Canada: The Case of the Red River; iv) Dis-
knowledge and coordination aspects of DR
aster Management structure in Turkey (Pin-
processes.
kowski, 2008).
Literature Analysis and Understanding DR Context
Synthesis through Concept Analysis (Re-
Scope Analysis search question 1)
Our literature analysis in the IS field con- In order to address the first research question,
firmed a significant research gap related to we performed the concept analysis of the
the prior and current research on disaster re- identified literature. As a result, we described
covery from the process management per- the DR context through two broad categories:
spective. Only 24 articles out of 125 were i) situational characteristics of disaster recov-
found to be partially relevant. These articles ery, ii) requirements for disaster recovery. We
did not focus on disaster recovery per se, but then grouped disaster recovery characteris-
only referred to disaster recovery very briefly. tics around four main concepts representing
Most of them focused on developing effective four different perspectives: Dynamic context,
IT recovery plans as an important factor in IT Process, Resource, and Information. Our
system development/security/maintenance in findings confirmed that disaster recovery is a
the context of corporate IS/IT strategies. De- dynamic situation which has different aspects,
velopment of the effective IT recovery plans dimensions and stakeholders with conflicting
need to consider: i) outsourcing; ii) building objectives, culture and priorities. Infrastruc-
temporary teams during disaster recovery; iii) ture failure and data/information loss and in-
contingency planning, and scenario-based accessibility are the problems of this context
planning; iv) distributing resources effectively; reported in the literature. Table 1 shows the
v) using intranet during disaster recovery; and characteristics of disaster recovery situations.
vi) importance of leadership and manage-
To cope with a disaster recovery situation, it
ment support. Moreover, Braha & Bar-Yam
is necessary to better understand the re-
(2004) highlighted the importance of supply
quirements of disaster recovery. Key findings
chain in disaster recovery. The study by
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Disaster Recovery-New Challenges and Opportunities for Business Process Management Research
and Practice / Marjanovic et al.
are shown in Table 2. These findings show tion are required in DR as well as safe, timely,
that main aims of DR are building long term cost effective prediction and quick, integrated
resilience, more sustainable and survivable planning and decision making.
community. Improvisation, flexibility, innova-
32 Pacific Asia Journal of the Association for Information Systems Vol. 5 No. 1, pp. 23-44 / March 2013
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Disaster Recovery-New Challenges and Opportunities for Business Process Management Research
and Practice / Marjanovic et al.
research to focus more on the process and that more interpretation and judgment are
implementation levels. Furthermore, there is required to conduct activities. By looking at all
a need for more in-depth research in process of these results together we can conclude
level, especially with regards to the coordina- that managing disaster recovery’s operational
tion aspect. processes needs high level of coordination
and interpretation/judgment and as such they
When analysed from the “level of interde-
are knowledge-intensive. Simultaneously ac-
pendencies” perspective (Davenport, 2005)
tors (process participants) in these opera-
process characteristics demonstrate the need
tional processes do follow some routines de-
for different types of actors to collaborate with
fined by a central plan, strategy, policy, condi-
each other in order to achieve shared goals
tions, booklets and guidelines. Table 5 shows
of disaster recovery. Therefore, a high level
the analysis of these activities through the
of coordination is needed in disaster recovery.
lens of Davenport’s knowledge work matrix. It
From “complexity of work” point of view, ac-
confirms that DR processes involve a whole
tivities fall into two different categories. Avail-
range of processes, routine to knowledge-
ability of pre-defined plans, guidelines, book-
intensive, as originally posited.
lets, policy, strategy, confirms that actors do
follow some routines. On the other hand, the The following section discusses these find-
characteristics such as simple organizing, ings and justifies their importance for future
streamlining process, goal-oriented approach, research and practical challenges of process
open process, authority delegation, indicate management in DR.
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Table 5- Analysis of different types of knowledge work in DR processes based on Davenport Matrix
Individual Routine Collaborative Judgment/ Interpretation
- C6;C18; C20;C25 C1; C3;C4;C5; C7; C8; C14; C17;C18 C1;C2;C5;C8;C15;C18;C23;C24
Summary of the key findings Data sharing opens very interesting questions
related to data quality, ownership and integra-
Our findings confirm that the existing re- tion – all in the context of cross-organisational
search does consider DR processes, how- BPs. These specific challenges are not cur-
ever, only at the higher level of abstraction. rently studied by the mainstream BPM re-
Therefore, there is a need to examine these search where processes are “organisation-
processes at the lower levels of abstraction ally-bound” thus normatively-regulated as in
(i.e. the ways they are operationalised) but B2B (Business-to-business scenarios).
without an attempt to capture their precise
models, as it is done in “traditional” BPM. Even more challenging is sharing of process-
related knowledge across different contexts,
We also confirm the existence and impor- organisational and professional boundaries.
tance of knowledge-intensive processes in As knowledge-intensive processes need to
DR. This opens another interesting domain be designed in-situ, dynamic knowledge co-
for researchers and practitioners interested in creation becomes an equally important
human-centric processes, especially the chal- knowledge process, not currently investigated
lenges of their ongoing improvement and by the mainstream “organisationally-bound”
flexible IS support. knowledge management research.
The existence of highly prominent collabora- Furthermore, the previously identified charac-
tive model of knowledge work is not surpris- teristics of DR situations and DR require-
ing, given the complexity and inter- ments, shown by Tables 1 & 2, confirm the
organisational nature of these processes. Ef- need for more flexible coordinating mecha-
fective collaboration among very diverse par- nisms that cannot be pre-planned and cap-
ticipants is reliant on the effective data and tured by process models, as in traditional
knowledge sharing across different types of BPM. This also creates the need for a more
organisations: government, business and flexible technology support where coordina-
community.
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process management
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take a practice perspective and argue that researchers and practitioners: Harmon’s
“coordinating mechanisms are dynamic social (2010) BPM pyramid and Davenport’s (2010)
practices that are under continuous construc- knowledge work matrix. Our analysis clearly
tion” (Jarzabkowski et al., 2012, p. 907). They shows the research gap found across the ex-
stress the dynamic nature of coordination isting DR and BPM literature thus creating the
mechanisms and call them coordinating need for future process-related research in
mechanisms. Coordinating mechanisms DR as well as information systems. We en-
“emerge through their use in ongoing interac- visage the proposed theories to provide solid
tions” (Jarzabkowski et al., 2012, p. 909) theoretical foundations for the future studies
through “performative-ostensive cycles that of information, knowledge and coordination
iteratively construct coordinating mecha- perspectives of DR processes.
nisms” (Jarzabkowski et al., 2012, p. 918).
Our literature review is based on a represen-
Jarzabkowski et al. present a model of five
tative sample of journal articles published by
performative-ostensive cycles for creating
the basket of eight IS journals as well as DR
coordinating mechanisms: 1) enacting disrup-
literature consisting of a DR handbook of
tion 2) orienting to absence 3) creating ele-
real-life case studies and disciplinary journals.
ments 4) forming new pattern, and 5) stabiliz-
However, our review did not include the IS
ing patterns. (Jarzabkowski et al., 2012)
conferences and this is the main limitation of
The theory of coordinating is suitable for in- our work. Acknowledging this important
vestigating situations with change and emer- source of possible new ideas and research
gent patterns. That is why it provides a very on the process perspective of DR, we intend
useful theoretical lens for disaster recovery to consider it in our future research. Our cur-
research. Using this lens researchers could rent work includes further investigation of
study how different actors use existing coor- knowledge-intensive processes in DR, espe-
dinating mechanisms and how new coordinat- cially their coordination (and coordinating)
ing mechanisms emerge. Understanding co- aspects, and opportunities for more flexible IS
ordinating mechanisms as dynamic and support for management and execution of
evolving social practices provides a solid these processes.
theoretical foundation for researching emerg-
We also envisage that the theoretical contri-
ing coordinating mechanisms in knowledge-
bution of our work is relevant not only for the
intensive processes in DR situations.
researchers interested in the process per-
Conclusion spective of disaster management, but also for
those interested in management of more ag-
Recent disasters around the world have ile, emergent processes across business,
raised thorny and difficult issues regarding government and community sectors that for
recovery and reconstruction. Learning about now remain unexplored by the IS research
the existing approaches to process manage- community.
ment becomes a very important source of
information for the future disaster recovery Acknowledgement
situations, in spite of their unpredictability.
The authors acknowledge Ms. Parastoo
In this paper, we offered a comprehensive Mousavi (a MPhil student at the University of
literature review of the related work in BPM Sydney) for her help with the literature search
and DR research. The relevant literature was completed for the previous version of this pa-
analysed through a combined theoretical lens per published at PACIS’2012 and subse-
of two theoretical frameworks used by BPM quently expanded and used in this paper.
38 Pacific Asia Journal of the Association for Information Systems Vol. 5 No. 1, pp. 23-44 / March 2013
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