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Educational Psychology: An International Journal of Experimental Educational Psychology
Educational Psychology: An International Journal of Experimental Educational Psychology
Educational Psychology: An
International Journal of Experimental
Educational Psychology
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To cite this article: Susan J. Pickering & Susan E. Gathercole (2004): Distinctive working memory
profiles in children with special educational needs, Educational Psychology: An International
Journal of Experimental Educational Psychology, 24:3, 393-408
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Educational Psychology, Vol. 24, No. 3, June 2004
The working memory skills of children with four categories of special educational needs
(SEN) were investigated: general learning difficulties, language problems, literacy problems,
and attentional and behavioural problems. Children with general learning difficulties
performed poorly on measures of all three components of the working memory model: the
phonological loop, central executive, and the visuo-spatial sketchpad. Children with prob-
lems specific to language had impairments of the phonological loop and the central
executive only. The working memory abilities of the groups with literacy and behavioural
problems fell within the normal range. These findings are explained in terms of specific roles
played by components of working memory in supporting learning activities.
Research over the past two decades has established close links between working
memory skills and learning difficulties in children. Relatively poor abilities to
store material over brief periods of time have been found to characterize
children failing to progress normally in the areas of literacy (de Jong, 1998;
Gathercole & Pickering, 2000; Gathercole, Pickering, Knight, & Stegmann,
2004; Swanson, 1994), mathematics (Bull & Scerif, 2001; Jarvis & Gathercole,
2003; Mayringer & Wimmer, 2000; Siegel & Ryan, 1989), and language
comprehension (Nation, Adams, Bowyer-Crain, & Snowling, 1999; Seigneu-
ric, Ehrlich, Oakhill & Yuill, 2000).
The purpose of the present study was to investigate the extent to which
deficits in working memory characterize children with recognized special edu-
cational needs (SEN), and to determine whether different types of learning
difficulty are associated with distinctive working memory profiles. Exploration
of these issues was guided by the working memory model developed originally
by Baddeley and Hitch (1974), and extended by Baddeley in 2000. The model
consists of a central executive linked directly with three other subsystems: the
phonological loop, the visuo-spatial sketchpad, and the episodic buffer. The
central executive is a flexible system responsible for the control and regulation
of cognitive processes such as the coordination of multiple tasks (Baddeley,
Della Sala, Papagno, & Spinnler, 1997), shifting between tasks or retrieval
strategies (Baddeley, 1996), and selective attention and inhibition (Baddeley,
Emslie, Kolodny, & Duncan, 1998). Other theoretical accounts of general
working memory that correspond in some respects to the central executive
include notions of a limited resource that can be flexibly allocated to support
either processing or storage (Daneman & Carpenter, 1980; Just & Carpenter,
1992), and of a limited attentional resource responsible for the temporary
Educational Psychology 2004.24:393-408. downloaded from www.tandfonline.com
central executive in the most recent revision of the model (Baddeley, 2000).
The episodic buffer uses multidimensional codes to integrate representations
from components of working memory and long-term memory into unitary
episodic representations that may correspond to conscious experience. In the
revised model the episodic buffer provides direct inputs into episodic long-term
memory, raising the possibility that this component of working memory also
may provide an important gateway for learning.
Preliminary evidence that children with sufficiently severe learning
difficulties to require additional educational support do have working memory
Educational Psychology 2004.24:393-408. downloaded from www.tandfonline.com
Method
Participants
Of the 734 children aged four to 15 years participating in the standardization
during 1999 and 2000 of the WMTB-C (Pickering & Gathercole, 2001), 98
396 S. J. Pickering & S. E. Gathercole
were identified by their schools as having SEN. In each case, the schools
specified the area/s of difficulty that provided the basis for the child’s SEN
classification, and the child’s stage in the Code of Practice on the Identification
and Assessment of Special Educational Needs (Department for Education and
Employment, 1994). Stage 1 involves gathering information and increased
differentiation within the child’s normal classroom work, and consultation
between school and parents. At Stage 2, the school SEN coordinator takes
responsibility for coordinating the child’s special educational provision in
consultation with the class teacher. At Stage 3, the school calls upon external
Educational Psychology 2004.24:393-408. downloaded from www.tandfonline.com
specialist support to help the pupil make progress, and formulates an individual
education plan for the child. Stage 4 involves the statutory assessment of SEN
for children likely to require a statement (resulting in the provision of addi-
tional resources to support the child’s educational needs). Children with a
statement of special educational needs are at Stage 5. The 83 children whose
special educational needs fell in the following categories were included in the
present study: language, literacy, general, and behaviour. Of these children, 10
were at Stage 1 of the code of practice, 45 at Stage 2, 17 at stage 3, two at
Stage 4, and nine at Stage 5.
Four children (three boys and one girl, with a mean age of 84.75 months)
were classified as having problems specific to language: their schools identified
their difficulties as relating to either language or speech in each case. Literacy
problems were identified for 29 children (21 boys and eight girls,1 with a mean
age of 116.97 months), with difficulties relating either to spelling, reading, and
literacy, with three of these children labelled as dyslexic. Twenty-six children
were classified as having general learning problems (17 boys and nine girls,
with a mean age of 92.00 months); these included children identified as having
learning problems or difficulties in both English/ literacy and mathematics. The
final category consisted of 24 children whose difficulties included mention of
behavioural disturbances including EBD, ADHD, Asperger’s syndrome, and
autistic tendencies (21 boys and three girls, with a mean age of 99.71 months).
Specific learning difficulties relating to literacy and mathematics were also
identified for several children in this group.
Seven schools in the south-west of England participated in the study: five
primary schools, and two secondary schools. The schools were selected to
represent a range of intakes and included urban, suburban and rural locations
(see Pickering & Gathercole, 2001, for further information).
Procedure
Each child was tested individually in three sessions conducted over a period of
between five to 10 days. Testing took place in a quiet room in school. Ten tests
were administered to each child: nine subtests of the working memory test
battery for children (Pickering & Gathercole, 2001), and the visual patterns
test (Della Sala et al., 1997).
Distinctive Working Memory 397
Phonological loop. The digit recall test involves the presentation of spoken
sequences of digits that the child is asked to recall in correct serial order. Lists
constructed randomly and without replacement from the digits ranging from 1
to 9 are spoken by the tester, at the rate of one digit per second. Following a
practice session, a maximum of six lists is presented at each length. List length
is increased by one if the child recalls four lists at that length correctly. If the
first four trials are correct, the child is credited with correct recall of all six lists
at that length and the next list length commences. Testing commences with
single digit lists, and continues until three lists of a particular length are
Educational Psychology 2004.24:393-408. downloaded from www.tandfonline.com
Central executive. In the listening recall test, the child listens to a series of short
sentences, judges the veracity of each sentence in turn by responding “yes” or
“no”, and then recalls the final word of each of the sentences in sequence. Test
trials begin with a single sentence, and increase by a single sentence following
the span procedure outlined above. The mean test-retest reliability coefficient
for this measure is 0.61. In the counting recall test, the child is required to
count the number of dots presented in a series of arrays (saying the total
number aloud), and to recall subsequently the dot tallies in the order in which
the arrays were presented. A display booklet is placed in front of each child that
consists of pages each showing an area that contains either three, four, five or
six red dots. Test trials begin with a single array of dots, and increase by one
further array following the span procedure outlined above. The mean test-
retest reliability coefficient on this measure is 0.61.
The backward digit recall test is identical to the digit recall test in all respects
except that the child is required to recall the sequence of spoken digits in
reverse order. Practice trials are given in order to ensure that the child
understands the concept of reverse. The mean test-retest reliability coefficient
is 0.62.
Visuo-spatial memory. In the block recall test, the child views nine cubes located
randomly on a board. The test administrator taps a sequence of blocks, and the
child’s task is to repeat the sequence in the same order. Testing begins with a
single block tap, and increases by one additional block following the span
procedure outlined above. The mean test-retest reliability coefficient for this
398 S. J. Pickering & S. E. Gathercole
measure is 0.53. In the mazes memory test, the child views on each trial a
two-dimensional line maze with a path drawn through the maze. The test
administrator traces the line with her/his finger in view of the child. The same
maze is then shown to the child without the path, and the child is asked to
recall the path by drawing it on the maze. Maze complexity is increased by
adding additional walls to the maze, following the span procedure outline
above. The mean test-retest reliability coefficient for this measure is 0.62.
The visual patterns test (Della Sala et al., 1997) is a measure of visual
short-term memory originally developed for use with adults, on which norms
Educational Psychology 2004.24:393-408. downloaded from www.tandfonline.com
for children are now available (Pickering & Gathercole, 2001). The test
involves the child viewing and then recalling two-dimensional grids composed
of filled (black) and unfilled (white) squares. Each grid is viewed for three
seconds, and the child is then presented with an empty grid in which he or she
has to mark the filled squares in the studied pattern. The complexity of the grid
is increased until the child can no longer reliably recall the pattern accurately.
Standard scores were calculated for this test, using the Pickering & Gathercole
(2001) norms.
Results
Descriptive statistics for the four groups on the 10 measures are shown in
Table 1. In order to determine whether the mean scores of each SEN group
differed significantly from the standardization sample mean of 100, a series of
one-sample t-tests were performed (see Table 2). Following Cohen (1988), the
effect size (d) for each measure was calculated by expressing the difference
between the means for individual groups and the standardization sample as a
whole (100) as a proportion of the pooled standard deviation (15). For
convenience, values of d reflecting poorer performance in the SEN groups than
the standardization sample as a whole are presented here as positive scores.
Thus, a d value of 1.00 corresponds to a score of 85. For the purposes of
interpretation, Cohen (1988) defined the magnitudes of effect sizes as follows:
small, d ⫽ 0.2, medium, d ⫽ 0.5, and large, d ⫽ 0.8. An effect size of ( ⫺ )0.80
places the average participant in the SEN group of interest at the 21st centile
of the standardization sample; the corresponding centile point for an effect size
of ( ⫺ )1.00 is 16.
Distinctive working memory profiles were found across the SEN groups.
The most marked deficits in working memory were found in the small group
of children with problems in the area of language (n ⫽ 4). As a group, these
children obtained low scores on all of the phonological loop and central
executive measures, with large mean effect sizes of 1.13 and 1.11, respectively.
Significant deficits by one-sample t-test (compared with the sample mean of
100) were found for three measures: digit recall, nonword recall, and listening
recall (p ⬍ 0.05 in each case). In contrast, the performance of this group did
not differ from the sample mean on any of the visuo-spatial short-term memory
measures. The SEN group with general learning difficulties showed across-the-
Distinctive Working Memory 399
Table 1. Descriptive statistics for principal measures as a function of SEN category, and
effect sizes for working memory measures
SEN category
Statistic General Language Literacy Behaviour
Phonological loop
Digit recall Mean (SD) 84.53 85.73 90.02 100.99
SD 9.2 7.45 18.97 17.72
Range 65–101 80–97 34–130 43–136
Effect size 1.03 0.95 0.67 ⫺ 0.07
Educational Psychology 2004.24:393-408. downloaded from www.tandfonline.com
Figure 1. Mean working memory scores as a function of SEN group, with standard error
bars
board deficits in working memory, with mean scores below 90 on all measures
significantly below the sample mean of 100 (p ⬍ 0.001 in each case). Mean
effect sizes were large for each of the three aspects of working memory
function: 0.88 for both the phonological loop and visuo-spatial sketchpad, and
1.01 for the central executive.
In contrast, the mean scores of the literacy SEN group exceeded 90 in all
cases, although significant deficits by one-sample t-test were found on the
measures of digit recall, word recall, and backwards digit recall (p ⬍ 0.05 in
each case). However, effect sizes for the three areas of working memory
function were small (d ⬍ 0.35 in each case). Finally, the SEN behaviour group
performed at levels close to the population mean on all measures. No
significant differences on individual measures were found (p ⬎ 0.05 in all
cases), and the effect sizes were close to zero (maximum ⫽ 0.15).
In order to compare working memory performance across the SEN groups,
mean composite scores for the phonological loop, central executive, and
visuo-spatial sketchpad were calculated by averaging the standard scores for the
relevant measures. The group profiles are shown in Figure 1.
Statistical comparisons of group performance were made in a series of
ANOVAs performed separately on the three composite working memory scores
(phonological loop, central executive, and visuo-spatial sketchpad). The lan-
guage group was not included in these analyses, due to the small group size. In
each ANOVA, the group term was highly significant: for the phonological loop
Distinctive Working Memory 401
402
Table 2. Likelihood ratios for working memory cutoff scores in SEN groups
SEN: General 26 19 0.731 10 0.385 10 0.385 7 0.269 5.869 0.854 7.833 0.887 31.330 0.969 89.744 0.989
SEN: Language 4 4 1.000 2 0.500 2 0.500 0 0.000 8.958 0.900 11.357 0.919 45.429 0.978 0.000 0.000
SEN: Literacy 29 6 0.207 3 0.103 1 0.034 0 0.000 1.853 0.649 2.350 0.701 3.133 0.758 0.000 0.000
SEN: Behaviour 24 4 0.167 3 0.125 1 0.042 1 0.042 1.493 0.599 2.839 0.740 3.786 0.791 13.889 0.933
No SEN 636 71 0.112 28 0.044 7 0.011 2 0.003 – – – –
The frequency of low central executive and phonological loop scores was
also high in the language group, although the small size of this group should be
borne in mind when interpreting the outcomes of these analyses. All four
children obtained scores on these two components below 91, giving a likeli-
hood ratio of approximately 9 (post-test probability 0.900). The likelihood
ratio was highest, though, for cutoff scores of 81 on both the central executive
and phonological loop measures, at 45 (post-test probability 0.978). None of
the children in this group obtained visuo-spatial memory scores below 81.
Marked impairments in both of these areas of working memory therefore
Educational Psychology 2004.24:393-408. downloaded from www.tandfonline.com
Discussion
Profiles of working memory abilities in children with SEN varied markedly in
this study as a function of the nature of their learning difficulties. Children
identified by their schools as having general learning difficulties that included
both literacy and mathematics performed poorly in all areas of working mem-
ory. The severity of the working memory deficits of this group was very unusual
in the large normative sample from which they were drawn. The small group
of children with problems specific to language showed a more selective profile
of working memory deficits, with marked impairments on phonological loop
and central executive tests, but scores within the average ability range on the
visuo-spatial memory tests. Children with problems relating to literacy per-
formed at low average levels in all areas of working memory assessment.
Finally, individuals with problems of a behavioural or emotional nature ob-
tained scores in the normal range on all of the memory assessments, consistent
with the classification of their special needs as being non-cognitive in origin.
The present findings of marked deficits of children with general learning
difficulties both on the verbal storage only (phonological loop) measures and
on the complex memory span measures fit well with other reports of short-term
memory deficits in children with difficulties in reading and mathematics (Bull
& Scerif, 2001; de Jong, 1998; Gathercole & Pickering, 2001; Mayringer &
Wimmer, 2000; Siegel & Ryan, 1989). Low scores on the visuo-spatial memory
tasks have not to our knowledge been reported previously. Our results establish
that these children have poor skills in all areas of working memory function.
It is important to consider why such a profile of working memory abilities is
associated with learning difficulties of this general nature. One possibility is
that the children have basic cognitive processing deficits that jeopardise both
404 S. J. Pickering & S. E. Gathercole
their abilities to acquire complex skills and knowledge in areas such as literacy
and mathematics, and their capacities to store information. Similar arguments
have been made, for example, in the context of the poor performance of
children with language comprehension impairments on complex memory span
tasks such as listening span that have a significant language processing compo-
nent to them (Nation et al., 1999). By such accounts, the working memory
problems are secondary to the cognitive processing deficits, and are not in
themselves the cause of learning difficulties. The extent of the short-term
memory deficits of children with general learning difficulties is problematic for
Educational Psychology 2004.24:393-408. downloaded from www.tandfonline.com
this class of account. While it is widely accepted that the complex memory span
tasks employed in our study (backwards digit recall, listening recall, and
counting recall) impose significant burdens on concurrent processing associ-
ated with the central executive/ general working memory system, the phonolog-
ical and visuo-spatial short-term memory tasks impose minimal processing
loads, tapping instead the storage capacity of the respective working memory
slave systems (Baddeley & Logie, 1999). Cognitive processing problems would
therefore be expected to manifest themselves to a greater extent on the complex
memory span tests than the storage only tasks. In fact, the deficits of the
general learning difficulties group were similar in magnitude across the com-
plex span and storage only measures.
An alternative interpretation is that these children genuinely have deficits in
each of the three aspects of working memory function, and that these deficits
compromise their educational progress. There is substantial evidence that the
phonological storage capacity of the phonological loop is crucial to the acqui-
sition of vocabulary, and in particular to the learning of the phonological
structures of new words (Baddeley, Gathercole, & Papagno, 1998). Consistent
with this position, children with poor phonological loop function are typically
poor at learning the phonological forms of new words (Gathercole & Baddeley,
1989; Gathercole, Hitch, Service, & Martin, 1997). The poor phonological
storage skills of both the children with general learning difficulties and the
children whose problems are restricted to language may therefore be expected
to lead to early difficulties in acquiring new vocabulary.
The capacity to process and store information indexed by complex verbal
working memory tasks may be crucial to support learning more generally
(Gathercole, Lamont, & Alloway, in press). Many of the learning activities of
the child in the classroom require both the storage of information in addition
to ongoing and often highly demanding cognitive processing. Failures of either
storage or processing are likely to result in a lack of learning success. Consider,
for example, mental arithmetic. The child not only has to store the verbal form
of the problem, but to retrieve and apply learned mathematical rules or to make
on-line mathematical calculations. At the same time he or she may also have to
store intermediate products of calculations. Disturbance of any of these com-
ponent processes will result in task failure. Literacy activities are similarly
burdensome. Typical classroom activities include holding in mind a sentence
to write down, detecting rhyming words in a passage of text, and counting
Distinctive Working Memory 405
words in sentences. In each case, the child has to keep his or her place in a
complex task hierarchy while engaging in effortful processing activities (for
example, spelling individual words, sounding them out, or counting them) to
be successful. It seems likely that children with poor capacities both to store
and process information will struggle to succeed in the basic learning activities
that represent crucial steps in the acquisition of knowledge and complex skills.
The combination of poor processing abilities and inadequate storage capacities
for either phonological or visuo-spatial material may seriously challenge the
child’s abilities to succeed in the basic educational activities and exercises
Educational Psychology 2004.24:393-408. downloaded from www.tandfonline.com
their schools, using categories that took into account the range as well as the
nature of the learning difficulties of the individual child. Thus, children with
problems in mathematics as well as literacy were classified as having general
learning difficulties rather than difficulties specific to literacy. In contrast, the
majority of previous studies have selected children on the basis of reading
ability and general ability indicators such as IQ, and may therefore have
included individuals with non-assessed learning difficulties that extend beyond
literacy in the poor reader groups. Their findings of impairments in both
complex memory span and phonological short-term memory may therefore be
Educational Psychology 2004.24:393-408. downloaded from www.tandfonline.com
Acknowledgement
This research was supported by a Medical Research Council programme grant
on “Working memory and learning disability” awarded to Alan Baddeley and
Susan Gathercole.
Note
1. Note that although the predominance of males in this sample is consistent with the
majority of previous studies of children with deficits in literacy, there is evidence that
prevalence is as common in females as in males if diagnostic procedures that do not
include behavioural assessments are adopted (Shaywitz, Shaywitz, Fletcher, & Esco-
bar, 1990).
References
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