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C. Douglas Johnson
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C. DOUGLAS JOHNSON
[University o f California, Santa Barbara]
[Received October 1979)
ABSTRACT
Many Arabic colloquials have a metathetic process C C V C > C V C C which many suppose to be the sum of
independently motivated rules of deletion and insertion. While this analysis may reflect a diachronic
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sequence of events and may still be descriptively valid for many dialects, it fails to generalize smoothly to at
least one Palestinian dialect because of the large differences in detailed conditions between metathesis and
the independent rules of deletion and insertion and because the putative independent rule of insertion may
no longer be synchronically valid. An alternative analysis of metathesis as resulting purely from deletions
accounts for much of the data but founders o n some words. Metathesis appears, then, to be a single
separate rule in the dialect in question.
analysis in this way. H e r e , by examining the detailed conditions on the rules, we will
test the viability of the two-step analysis for the dialect of a young male Palestinian
F H , who served as consultant in a field methods class and to me personally in the
years 1975-1976 while a graduate student at the University of California, Santa
Barbara. F H was born in A m m a n , J o r d a n , of Palestinian parents and speaks a
dialect close though not identical to the town dialects of Palestinian described by
Bauer (1926) and Palva (1965). F H ' s mother and another young male Palestinian
provided further though scanty supporting d a t a .
This Rule of Shortening is a purely surface p h e n o m e n o n that applies after all other
rules. Occasionally Shortening fails to take place or goes only half way.
Short e and o are intimately involved in the alternations at issue and will be
subsumed under the cover symbol E. They are basically high lax vowels [e] and [a],
opposed to tense i and u, and have lower allophones next to a pharyngeal or in a
final syllable. There is a rule of Vowel Harmony which changes derived
root-internal e to o in the context o C C , as will be seen in subsequent examples.
W o r d stress normally falls on the last vowel that is first, antepenultimate, long,
or followed immediately by a consonant cluster. Some examples of this basic stress
V O W E L - C O N S O N A N T M E T A T H E S I S IN P A L E S T I N I A N 63
(1) C E
b -» E C / V C
b a C + V (where E is unstressed).
c
This rule is further restricted to the morphological categories (a)-(c) below and is of
highly variable application even there, as can be seen in the examples.
(a) N o u n s of the form C V C C + e / a . The stem-forming suffix -e/a, usually
associated with feminine gender, is replaced by -et before a pronominal or dual
suffix and may then entrain Metathesis, for example,
X our X my X
fekra fekretna fekerti 'idea'
nezme nezmctna nczcmti 'star'
(able tabletna tabelti 'drum'
•yOrfe 7orfetna -yorofti 'room'
5a'fe SaTetna Sa'feti - i a ' e f t i 'piece'
ldlbc tolbetna % 61beti - Sdlobti 'box'
balta baltetna balteti - baletti 'axe'
basla bastctna basteti 'display table'
Santa santctna Santeti 'briefcase'
Cf. also fekertak 'your idea', tabeltin ' t w o d r u m s ' baltetSn - balettSn 'two axes',
bdsteto 'his t a b l e ' . Vowel H a r m o n y applies to the metathetic alternants of the stems
meaning ' r o o m ' and ' b o x ' ,
(b) N o u n s consisting of a reduplicated C E C syllable, for example,
64 C. DOUGLAS JOHNSON
X myX
Cf. also n o u n s derived from this type by addition of the suffix -e/a, for example,
semesme 'sesame seed', mesemse 'apricot' felfele (•* felefle) 'pepperkorn'.
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masculine feminine
Cf. also the n o u n mdkonse 'broom', which probably has the underlying
representation / m o + knes + e / (root k-n-s 'sweep').
It is clear from these d a t a that Metathesis applies after the Basic Stress Rule.
Consider the following two logically possible derivations:
1. T h e form is uncertain because o n e expects the -e/a suffix t o appear as a after an emphatic consonant.
V O W E L - C O N S O N A N T M E T A T H E S I S IN P A L E S T I N I A N 65
a great deal of free variation which rarely entered F H ' s awareness. For example,
both Sd?feti and saefti were elicited many days apart and finally the following
exchange took place:
Twenty five of the twenty nine clusters observed in the C C a b position at least
sometimes allowed the metathetic change to C V C E C t - prevocalically, and none of
a b
following at least sometimes allowed the metathetic change of the stem into
C V C E C C in prevocalic position: xles, Snes, SmeS, Smes, sref,
a b c tlez, dhen, dxen,
knes, If el, msem, zyet, stey. The remaining observed sequences, which did not allow
Metathesis, were nsen, er, zfez, bker, bher, bte . 7
Nevertheless, we still find
that the one homorganic nonapproximant cluster observed in the C C position in a b
categories (b) and (c), namely ns, behaves as expected in not ever being broken up
by a metathetic vowel.
As far as is known, Metathesis never takes place outside of the categories
mentioned. In particular, Metathesis was never observed in any of the following:
(d) N o u n s of the form C o C C o C in which all the consonants are part of the root
and all are distinct, for example:
fosto 1
'nuts' f o s t o ' a 'nut'
In all but one of the five recorded nouns in this category the internal cluster
consisted of homorganic (in fact dental) n o n a p p r o x i m a n t s . Hence the absence of
Metathesis here may have a largely phonetic basis.
(e) Plural nouns of the form ? a C C e C e , for example dlbese 7
'clothes', ?ds ele
?
'questions', d f m e d e 'poles'.
7
( 0 Verbs, for example bekseru 'they b r e a k ' , yodrosu '(that) they s t u d y ' , btektebi
'you (fern.) write', bodxolu 'they enter', be T melu 'they m a k e ' , bimseko 'he grasps
h i m ' , behmelak 'he lifts y o u ' , btez VezTni 'you (fern.) annoy m e ' , bodobuha 'they
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ask (for) it (fern.)'. Never in the speech of F H or the other two speakers studied,
whether in elicitation, monologue, or dialogue, did there occur forms as bekesru,
yodorsu, btiketbi, bodoxlu, and so on. In this respect their dialect differs strikingly
from many others reported in the cited literature.
Observe, finally, that any C C E C sequence in the context + V must either
remain as it is or metathesize to C E C C . In some dialects a simple reduction to C C C
is possible in some cases (cf. Brockelmann 1908:90; Bauer 1926:14, 22; Cowell
1964:28, 3 1 ; Cantineau 1960:114; Janssens 1972:91,92), but never in the variety of
Arabic spoken by F H .
T o summarize, Metathesis (1) is confined to nominals in which C C a b is
heterorganic or contains an approximant. Even within this restricted domain it does
not apply universally, being restricted by lexical, morphological, phonetic, a n d / o r
r a n d o m variables that need further investigation. There appears, furthermore, to
be no other syllable-altering processes that affect stem-final C C E C . We must
reproduce these peculiar conditions if we now try to resolve Metathesis into two
Stages, say Metathetic Deletion (reduction of C C E C to C C C ) and Metathetic
Insertion (expansion of C C C to C E C C ) . In particular every form must now be
susceptible to Metathetic Deletion to exactly the same degree as it was susceptible to
Metathesis. For example, just as the application of Metathesis to / f e k r + et + i / ,
/ ? o l b + et + i / , and / b a s t + et + i / was respectively obligatory, optional, and
forbidden, so now must be the application of Metathetic Deletion. Otherwise we
might obtain *jikreti or * bdsefti or fail to obtain some actually occurring form, as
the reader can verify. Metathetic Insertion must next apply to every triconsonantal
cluster created by Metathetic Deletion. Otherwise we might obtain such
nonoccurring forms *fekrti, *nezmti, * Sdlbti, *semsmi, *metlze, and the like.
Since, however, triconsonantal clusters d o not in general occur at the end of stems,
we can probably formulate this rule in a very general way. In other words,
Metathetic Deletion, but not Metathetic Insertion, needs to incorporate all of the
special quirks previously attributed to Metathesis, as in the following formulations:
V O W E L - C O N S O N A N T M E T A T H E S I S IN P A L E S T I N I A N 67
T h e question now is whether these rules can be identified with some other,
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independently known rules which effect insertions and deletions in the final
syllables of nominal stems. The only two rules known to d o so o n a regular basis are
Syncope and Anaptyxis, which we next examine.
kateb katebkom k i t bo
^atel Ratlin
'bad' •bad(pl.)'
hSmed himda
68 C. D O U G L A S J O H N S O N
The presuffixal allomorph -et of the derivational suffix -e/a provides further
examples:
Sele Seletkom
X our X my X
tswla tawletna tawelti 'table'
sahbe sahbetna sahebti 'female friend'
tayfe tayfetna layefti 'congregation'
falafle falafletna falafelti 'falafel'
dakatra dakatretna dakaterti 'doctors'
'your(pl.) female friend', sahebto 'his female friend'. T o derive these forms we
must assume underlying representations of the form (CV)CVC + e / a , presuffixal
(CV)CVC + et-, for example,
X ourX myX
semesme semsemetna semscmti 'sesame seed'
mesemse meSmesctna mesmeSti 'apricot'
mokonse mokonsetna moknesti 'broom'
70 C DOUGLAS JOHNSON
In these derivations Syncope and Metathesis could apply in either order so long as
they follow the Basic Stress Rule. To determine whatever ordering there is we must
find strings in which unstressed candidates for Syncope and Metathesis coexist. I
give four such examples.
underlying surface
T h e first three words suggest that Syncope precedes and bleeds Metathesis, while
the last word suggests just the opposite. Variable (lexically determined?) ordering
might be an explanation, but we can also assume that Metathesis consistently
precedes Syncope, simply failing to apply to the first three words. In fact the stems
contained in the first three words tend to disfavor Metathesis in pretonic position
even when there is no question of Syncope applying; hence usually semsemetna
(semesmetna questionable), meimese'tna (meSemsitna perhaps possible), felfeletna
(felefletna not recorded), despite semesme, misemSe, and possibly felefle (though
usually felfele). O n the other h a n d the stem meaning ' b r o o m ' seems to undergo
Metathesis whenever it can, hence mokonse and mokonsetna, never * mdknese or
* moknesetna. It is true that mokonsetin had a possible variant moknestin, but the
former was far m o r e natural for F H .
T h e ordering relations between Syncope and • Metathesis must of course be
reproduced between Syncope and Metathetic Deletion. If these two rules constitute
cases of the same rule, the abbreviatory devices conflating them will have to predict
V O W E L - C O N S O N A N T M E T A T H E S I S IN P A L E S T I N I A N 71
that Metathetic Deletion precedes Syncope. And indeed the angle bracket notation
of formulation (4) would d o just that in the formalism of C h o m s k y and Halle
(1968:76-77).
and certain other lexical, morphological, and phonetic criteria are satisfied > .
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?esmak 'your n a m e ' , ">£semna 'our n a m e ' , ?esemkom 'your (pi.) n a m e ' . A n o t h e r
example, showing a harmonicallly rounded vowel, is ?6mor 'life', ?6mrak 'your
life', fdmorna 'our life'. In this type of n o u n the underlying alternant cannot be
CVCfiC, for otherwise we would find the fi sometimes stressed, for example in
* es6mna,
7
* esemkom,
?
* fomdrna. Syncope cannot therefore account for t h e
alternation. We are apparently dealing rather with an underlying representation of
the form C V C C and a rule of Anaptyxis which inserts
E into the context C C{ # , + C} after stress has been assigned, for example
72 C. DOUGLAS JOHNSON
7
esm + na -* esm + na -» isem
7 7
+ na. T h e E harmonizes in r o u n d i n g with the
(short) vowel of the preceding syllable in all known cases except xdbez 'bread'.
M a n y n o u n s have an invariant shape C V C C , for example bint 'girl', binti 'my
girl', bintna ' o u r girl'. This shape is obviously underlying here too and m u s t
somehow be distinguished from the case where Anaptyxis takes place. There is in
fact a rule, though not a perfectly simple one, for distinguishing those stem-final
clusters which admit A n a p t y x i s , call them set /4, from those stem-final clusters
which d o not (the complement of A). First, all stem-final consonant clusters which
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behave as in the following examples: hizeb 'political p a r t y ' , xdbez 'bread', libes
' c l o t h i n g ' , el- 6ds
7
' J e r u s a l e m ' , es-sdbt ' S a t u r d a y ' . Some clusters containing t h e
glottal stop are in A, others are not, for example wd t 7
' t i m e ' , sd ef 7
'ceiling', fdr 7
'difference', 9ib 7
'burden', Site 7
'precious fellow', boto 7
' s l o w ' . Only ms is
inconsistent, being subject t o Anaptyxis in some stems but not in others, for
example Sams ' s u n ' , xdmos~xoms 'one fifth', xdmes 'five'.
Having defined the cluster set A we can formulate Anaptyxis as follows:
(5) A n a p t y x i s : 0 -» E / C . a .C { # , + C } where C C is in A .
b a b
This rule bears a close resemblance t o Metathetic Insertion (4), which can be recast
as follows:
(6) 0 - M/C r
.C C+
b where C C is in B .
a b
V O W E L - C O N S O N A N T M E T A T H E S I S IN P A L E S T I N I A N 73
phonetic structure. But we find also that Metathetic Insertion has applied in the
second column of the following example:
In the first five words of the right-hand column, Metathetic Insertion has
supposedly placed an E between a coronal sonorant and a nonlaryngeal obstruent,
although n o k n o w n clusters of that form are members of A. C o m p a r e especially
hdrf(na) '(our) letter of the alphabet', toll ' o n e t h i r d ' , kdlb(na) '(our) d o g ' , in
which Anaptyxis does not take place. In the last example of the right-hand column
Metathetic Insertion has placed an E inside a bt cluster, which seems an unlikely
member of A in view of es-s&bt ' S a t u r d a y ' .
T h e cluster sets A and B, then, cannot be equated, n o r can B be included in A.
T h e best conflation that seems possible, therefore, is the following:
But then anaptyctic £ can be regarded as underlying and its alternation with zero
accounted for by Syncope, as in the following examples:
T h e reader can verify that this scheme will derive the words previously cited in this
paper (given a rule of Metathesis), provided that the stress rule occupies its former
position in the ordering. Note that £ is stressed normally if it is in a verb (mesekna
'he grasped u s ' ) , preceded by a consonant cluster (mesmesna 'our apricots'),
preceded by underlying V C (sahibna < / s a h e b + n a / 'our friend'), or followed by
an affixal c o n s o n a n t (madbahetna 'our slaughter').
T h e only observed exceptions to the New Stress Rule involve the n o u n mdlek
' k i n g ' ; for example, malekna ought to be stressed mdlekna. In fact, mdlekna is a
frequent s p o n t a n e o u s variant of malekna and thus only supports our reanalysis of
stress. Anaptyxis, furthermore, cannot explain all instances of anomalous
antepenultimate stress. First, the variant mdlekna seems an improbable surface
representation of / m a l k + n a / because Ik is presumably immune t o Anaptyxis,
consisting as it does of a coronal sonorant plus a nonlaryngeal obstruent. Second,
the vowel pattern C a C e C characterizing the gerund of m a n y verbs has fixed stress
on the first syllable regardless of what suffix is appended, for example, Sdreh(na)
'(our) explaining', rdked(na) '(our) r u n n i n g ' , tdbex(na) '(our) c o o k i n g ' , ddres(na)
'(our) studying', tdred(na) '(our) kicking o u t ' , idrej(na) '(our) scooping a w a y ' ,
V O W E L - C O N S O N A N T M E T A T H E S I S IN P A L E S T I N I A N 75
ddreb(na) '(our) beating'. T h e first and possibly the second and third examples can
be analyzed as containing an underlying stem of the form / C a C C / to which
Anaptyxis applies, but the remaining four examples resist that kind of analysis
because Anaptyxis should not apply between a coronal sonorant and a nonlaryngeal
obstruent. C o m p a r e , for example, the ordinary nouns ddrs 'lesson', ward ' r o s e s ' ,
hdrf 'letter of the a l p h a b e t ' , ydrb 'west'. If we assume that gerunds have on the
contrary an underlying representation C a C e C we can derive all the surface forms,
provided we employ the New Stress Rule.
If Anaptyxis is not a rule then of course it is not available for conflation with
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Metathetic Insertion, which then stands alone. The New Stress Rule does, however,
reopen the possibility of assigning all the functions of Metathesis to Syncope. This
idea is appealing because one can derive such segmental configurations as fekerti,
meSemse, moknesti, and tdwetti by right-to-left application of Syncope to the
parallel underlying representations /feker + et + i / , /mesemes + e/,
/ m o + k o n e s + et + i / , and /tawel + et + i / . The New Stress Rule will then apply
correctly to the representations so derived, yielding fekerti, meSemSe, mokne'sti,
and towelti (> tawelti).
If the New Stress Rule applied directly to the revised underlying representations
/feker + et + i / and /mesemes'+ e / it would yield fekereti and mesemeSe, which
would then syncopate to the incorrect forms * fekerti and * meSemse. Syncope,
then, must apply as the first rule in this approach. This circumstance creates certain
difficulties. We previously explained the differential variability of /tawel + et + i/
-» tawelti and / t a w e l + et + e n / -» taweltin — tawletin as a consequence of
Syncope's applying only to unstressed E and having no determinate direction when
faced with two successive unstressed Es. Now, though, if Syncope applies prior t o
stress assignment, the same indeterminacy will produce the nonoccurring variation
tawelti - * tswleti, while fixed right-to-left application will fail ever to generate
tawletin. Other plausible modes of application are worse: Fixed left-to-right
produces * tdwleti but not tawilti, simultaneous produces * tSwlti, and r a n d o m
iterative produces all the cited variants, correct and incorrect, except *tawlti.
A related difficulty afflicts meSmeSetna versus mdSemSe. We previously explained
these forms by a feature (common to several nouns of this type) which prevented
Metathesis from applying in pretonic position. Now we must assume underlying
representations /mesemes'+ et + n a / and /mesemes + e / and ensure that Syncope
proceeds from left-to-right through the first form and from right-to-left through
the second. T h e position of the stress again seems to be a clear differentiating
condition: In nouns with stems like /mesemesX + e ) / Syncope proceeds from either
extremity of the word toward the (unaffected) stressed vowel. Unfortunately,
however, our present proposal requires Syncope to apply before stress is assigned.
A final difficulty is illustrated by the paradigm of mokonse. Right-to-left
76 C. DOUGLAS JOHNSON
* mokdnseti. But the restriction is not very useful since stress is still undetermined
when Syncope applies.
7. Conclusion. With some ingenuity one can resolve Metathesis into a deletion and
an insertion and even conflate each stage with an independently known rule. But
neither conflation results in a single simpler rule, and the independent rule of
insertion may n o longer be a synchronic reality in F H ' s dialect. An alternative
suggested by the synchronic facts would treat Metathesis as a result of applying
Syncope in different places, but this approach fails to account properly for some
forms. On the other hand Metathesis is easily represented as a single separate rule in
F H ' s dialect. It may well be that Metathesis is the synchronic residue of two
diachronic changes, one of them an imperfectly generalized Syncope and the other
an overgeneralized Anaptyxis, but if so the two processes have become so
interdependent in the course of time as to be inseparable.
References
Howard, I. (1972) A directional theory of rule application in phonology. Working papers in linguistics*:!,
University of Hawaii
Janssens, G. (1972) Stress in Arabic and word structure in the modern Arabic dialects. Orientalia
Gandensia V. Louvain
J o h n s o n , C D . (1972) Formal aspects of phonological description, The Hague
J o h n s o n , C D . (1979) Opaque stress in Palestinian, Lingua 49.153-68
Mitchell, T.F. (1956) An introduction to Egyptian Colloquial Arabic, London
Palva, H. (1965) Lower Galilean Arabic: An analysis o f its anaptyctic and prothetic vowels with sample
texts. Studia Orientalia 36, Helsinki
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