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PURDUE UNIVERSITY
GRADUATE SCHOOL
Thesis/Dissertation Acceptance
By Tully A. Borland
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Chair
Daniel Frank
Patrick Kain
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Patricia Curd
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To the best of my knowledge and as understood by the student in the Research Integrity and
Copyright Disclaimer (Graduate School Form 20), this thesis/dissertation adheres to the provisions of
Purdue University’s “Policy on Integrity in Research” and the use of copyrighted material.
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Jeffrey Brower
Approved by Major Professor(s): ____________________________________
____________________________________
PURDUE UNIVERSITY
GRADUATE SCHOOL
Title of Thesis/Dissertation:
The Ethical Theory and Voluntarism of John Duns Scotus
Doctor of Philosophy
For the degree of ________________________________________________________________
I certify that in the preparation of this thesis, I have observed the provisions of Purdue University
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Executive Memorandum No. C-22, September 6, 1991, Policy on Integrity in Research.*
Further, I certify that this work is free of plagiarism and all materials appearing in this
thesis/dissertation have been properly quoted and attributed.
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I certify that all copyrighted material incorporated into this thesis/dissertation is in compliance with
the United States’ copyright law and that I have received written permission from the copyright
owners for my use of their work, which is beyond the scope of the law. I agree to indemnify and save
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harmless Purdue University from any and all claims that may be asserted or that may arise from any
copyright violation.
Tully A. Borland
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________________________________
Signature of Candidate
22 July 2008
________________________________
Date
*Located at http://www.purdue.edu/policies/pages/teach_res_outreach/c_22.html
THE ETHICS AND VOLUNTARISM OF JOHN DUNS SCOTUS
A Dissertation
of
Purdue University
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by
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Tully Andrew Borland
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of
Doctor of Philosophy
August 2008
Purdue University
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3343969
2009
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I can’t thank my wife enough for her support and encouragement through these
rough and stressful times, and for my girls who have had to put off playtime with
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their dad many days while he works on that mysterious thing called a
dissertation. Finally, I thank my parents for instilling in me a desire to work hard
and for supporting me in numerous ways.
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ACKNOWLEDGMENTS
helpful comments and for being available for consultation throughout the past two
years: Jeff Brower (chair), Dan Frank, Pat Kain, and Pat Curd (who served as
the fourth reader). Professor Brower, in particular, went well beyond the call of
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Scotus’ often obscure and difficult writings. His insights were invaluable and it
was a delight to have him as my chair. Thanks to him, I not only completed this
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thesis, but more importantly learned a great deal of philosophy.
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TABLE OF CONTENTS
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ABBREVIATIONS ................................................................................................vi
ABSTRACT .........................................................................................................viI
INTRODUCTION .................................................................................................. 1
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1.1. The Transcendental Concept of Goodness ............................................ 31
1.2. Primary Goodness.................................................................................. 38
1.3. Primary Goodness and its Relation to God's Will ................................... 43
1.4 Voluntarism and Primary Goodness ....................................................... 48
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1.5 Secondary Goodness ............................................................................. 52
1.6. The Nature of Creatures' Secondary Goodness ..................................... 54
1.7. Natural and Moral Goodness of Acts...................................................... 60
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1.8. Two Ultimate Ends ................................................................................. 68
1.9. Happiness............................................................................................... 69
1.10. Happiness and God's Will....................................................................... 77
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Page
CHAPTER 3. SCOTUS' NORMATIVE ETHICS ............................................... 136
3.1. Theory of Virtues .................................................................................... 138
3.1.1. An Outline of the Virtues.................................................................. 138
3.1.2. Connections Between the Virtues.................................................... 149
3.1.3. God's Will and the Virtue of Charity ................................................. 153
3.2. The Goodness and Badness of Acts ...................................................... 158
3.2.1. Degrees of Moral Goodness and Badness ...................................... 158
3.2.2. External vs. Internal Goodness of Acts............................................ 167
3.3. The Moral Laws and God's Dispensations ............................................. 171
3.3.1. Scotus' Understanding of Moral Law ............................................... 172
3.3.2. Scotus' Discussion of Divine Dispensations in the Decalogue......... 183
3.4. Restrictions on God's Will ....................................................................... 193
3.4.1. Two Problem Passages................................................................... 195
3.4.2. God's Reasons for Dispensing from the Law................................... 206
3.4.3. The Murder of Isaac ........................................................................ 207
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3.4.4. Bigamy............................................................................................. 208
3.4.5. Divorce ............................................................................................ 209
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CHAPTER 4. PRACTICAL KNOWLEDGE ....................................................... 212
4.1. A General Account of Practical and Theoretical Knowledge................... 215
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4.2. Internalism vs. Externalism..................................................................... 220
4.3. The Practical Habit of Prudence ............................................................. 226
4.4. Natural Knowledge of God...................................................................... 240
4.5. Faith........................................................................................................ 247
4.6. The Practical Science of Theology ......................................................... 259
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BIBLIOGRAPHY............................................................................................... 269
VITA ................................................................................................................. 275
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Primary Sources:
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English Translations:
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DSM: Duns Scotus, Metaphysician, selections and translations by William Frank
and Allan Wolter (West Lafayette, IN: Purdue University Press, 1995)
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ER: The Examined Report of the Paris Lecture: Reportatio I-A, trans. Allan
Wolter and Oleg Bychkov (St. Bonaventure, NY: Franciscan Institute
Publications, 2004)
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GC: God and Creatures: The Quodlibetal Questions, trans Felix Alluntis and
Allan Wolter (Princeton: Princeton University Press, 1975)
PW: Philosophical Writings, selections and translations by Allan Wolter
(Indianapolis: Hackett Publishing Company, 1987)
Vol I/II: Questions on the Metaphysics of Aristotle by John Duns Scotus Vol. I &
II, trans. Girard Etzkorn and Allan Wolter (St. Bonaventure, NY:
Franciscan Institute Publications, 1997, 1998)
WM: Duns Scotus on the Will and Morality, selections and translations byAllan
Wolter (Washington, D.C.: The Catholic University of American Press,
1986
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ABSTRACT
Borland, Tully Andrew. Ph.D., Purdue University, August 2008. The Ethical
Theory and Voluntarism of John Duns Scotus. Major Professor: Jeffrey Brower.
notorious for making the claim that everything other than God is good because
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God wills it and not vice versa. As evidenced by commentaries in the literature, a
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natural response to this claim is a skeptical one, since it suggests that God could
have made even the most hideous acts morally good. On this reading of Scotus,
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he endorses an implausibly radical version of Theological Voluntarism. My
exposition of his ethical theory. The purpose is two-fold: (i) to show that Scotus
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is not a radical Voluntarist and (ii) to clarify the relationship between his
Voluntarism. Broadly, there are two types. Metaethical Voluntarism claims that
is, the goodness of an agent or action is its completeness, and it is not identified
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1109), and introduces an affection for justice as well as an affection for
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happiness (which is the only basic affection for standard forms of medieval
Eudaimonism). In the second chapter, I develop Scotus’ theory of justice and his
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moral psychology and show how these elements of Scotus’ ethical theory fit with
demonstrating the extent to which God’s acts of will determine the conditions for
right action. I agree that Scotus says that in select cases God can indeed make
occur and God is guided by reasons for the whole of his creation. Hence my
saying that “anything goes in ethics.” Rather, Scotus is merely insisting that God
has freedom in creating and is not necessitated to create the actual goods of this
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natures, but prior to creating the actual world, God’s goodness constrains God to
moral epistemology in this light. This is the task of the final chapter. Recently, it
has been argued that Scotus’ Voluntarism allows syllogistic reasoning to play
little or no role in practical decision making because our actions are to be guided
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proper ground of nearly all moral beliefs. I argue that this is wrong on both
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counts. Scotus thinks that practical syllogisms play a substantive role in moral
INTRODUCTION
scattered throughout a number of various works, and are often situated within
discussions that are only remotely related to ethics. For instance, we find some
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remarks on ethics in an inquiry into the nature of art but also in a question about
whether metaphysics is a science. This, combined with the fact that Scotus did
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not live long enough to produce a comprehensive and systematic ethical treatise,
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makes it difficult not only to assess Scotus’ ethical theory but also to determine
whether Scotus in fact had theory of ethics at all. This thesis takes up the task of
One thing that is widely agreed upon in the secondary literature is that
Scotus places a high degree of value on freedom of the will, both human freedom
as well as divine, and that his thoughts on freedom play a serious role in Scotus’
the historical context is the Condemnation of 1277, in which the Bishop of Paris,
large part to influence the curriculum of the universities away from embracing a
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departed from Christian doctrine.1 The condemnations are fairly wide ranging,
freedom and ethics is against a philosophical worldview that placed too great a
limit on God’s freedom, particularly what revelation suggests about God’s activity
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influenced by Aristotle’s arguments that the world was eternal and therefore had
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no beginning. Moreover, the world was not only thought to be eternal, but to
exist of necessity, and the interpretation pushed for a denial of all contingent
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states of affairs making it difficult to account for both divine and human freedom.
themselves for beatitude by acquiring the sorts of virtues that Aristotle lays out in
his ethics, such that humans without grace were thought to be able to attain
beatitude. Hence, human freedom came under suspicion and the notion of
God’s activity threatened to drop out of the field of ethics as well. A few
21. that all events occur necessarily and none occur contingently
1
For a useful discussion of the “Franciscan voluntarism” in Scotus’ day in light of the
Condemnation of 1277 see William E. Mann’s “The Best of All Possible Worlds,” in Being and
Goodness, ed. Scott MacDonald (Ithanca, NY: Cornell University Press, 1991): 253-8.
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157. that the one whose intellect and will are ordered according to the
184. that creation is not possible, however much the contrary view ought
to be held on faith
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Condemnation seriously. For instance, in his Quodlibetal Questiones, Scotus
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refers to “Lord Stephen [Tempier]” by name, taking three of the condemned
propositions (81, 96, 191—which condemn certain views on individuation and the
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plurality of angels) as evidence in favor of the view for which Scotus is arguing.2
Additionally, as Edward P. Mahoney has pointed out, that Scotus would have
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the Ordinatio that what is condemned by a diocesan authority also has the
why Franciscan theologians (of which Scotus was a member) at the time seem
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QQ. q. 2, n. 12 (GC: 34).
3
Ordinatio 2, d. 2, q. 6. Edward P. Mahoney “Reverberations of the Condemnation of 1277,” in
Nach der Verurteilung von 1277: Philosophie und Theologie an der Universitat van Paris im
letzten Viertel des 13. Jahrhunderts. Studien und Texte (New York: Wlater de Gruyter, 2001):
915.
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and it also goes some way towards explaining why Scotus speaks in ways that
often sound as if Scotus adheres to some form of Ethical Voluntarism. But just
how much the Condemnations bear on the whole of Scotus’ ethics is difficult to
determine. It will not be the purpose of my thesis to flesh out this interesting
connection, but I mention it because it helps to show that the historical picture of
shaped by the high degree of value he places specifically on divine freedom, and
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Most recently, Thomas Williams has written a number of articles in an attempt to
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clarify Scotus’ Voluntarism and to argue that the traditional picture of Scotus as a
fairly radical Voluntarist is right.5 Nevertheless, I will argue that the historical
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characterization is wrong; or, perhaps a bit more modestly, I aim to show that the
role that God’s will plays in Scotus’ ethics is not as prominent as has often been
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assumed. Thus, the purpose of this thesis is twofold: (1) to move us toward a
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For just a few examples, Jeffrey Brower, John Hare, and Janine Marie Idziak have recently
associated Scotus with Divine Command Theorists while others prefer the more general label of
Voluntarist. Jeffrey Brower, “Anselm on Ethics,” The Cambridge Companion to Anselm
(Cambridge: Cambridge University Press, 2004), 233; John Hare, “Scotus on Morality and
Nature,” Medieval Philosophy and Theology 9 (2000), 15; Janine Marie Idziak, “Divine Command
Ethics,”; Robert Prentice, O.F.M., “The Voluntarism of Duns Scotus, As Seen in His Comparison
of the Intellect and the Will,” Franciscan Studies 28 (1968) 63-103; John K. Ryan and Bernardine
M. Bonansea, “Duns Scotus’s Voluntarism,” vol. III of Studies in Philosophy and the History of
Philosophy (Washington, D.C.: The Catholic University of America Press, 1965): 83-121.
5
“The Unmitigated Scotus,” Archiv f. Gesch. d. Philosophie 80 (1998): 162. See also “How
Scotus Separates Morality from Happiness” Catholic Philosophical Quarterly, 69 (1995): 430. “A
Most Methodical Lover?” Journal of the History of Philosophy 38, 2 (2000): 169-202.
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for the claim that Scotus’ ethics is not as radical a form of Voluntarism as the
theory with Scotus’ thoughts, I too shall leave Voluntarism undefined and will
significant place in ethics. What I will be most concerned about is not whether
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Scotus’ ethics can be properly characterized as a form of Voluntarism—in my
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opinion the term is too vague to be of great service—rather, my concern is with
the extent to which Scotus thinks God’s will plays a role in various components of
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Scotus’ ethical theory.
In the remaining part of this introduction I shall set forth a basic framework
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for considering Scotus’ ethical theory, developing what I take roughly to be the
during the time of the Condemnation which Scotus is often taken to be arguing
we will be able to see more clearly in what ways Scotus is sometimes thought to
be offering a theory which is more or less Voluntaristic. I divide the theory into
four parts or sub-theories which mirror the content of the four chapters which
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follow: (1) A theory of Value, (2) Moral Psychology; (3) Normative Ethics; (4)
interpretation of Scotus for which the relevant chapters of the dissertation provide
a sustained argument.
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being. A thing’s goodness and being are coextensive and whatever has a certain
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degree and kind of being must have the same degree and kind of goodness and
vice versa. Everything, it was thought, has some degree of goodness simply in
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virtue of existing and having a nature. We can call the type of goodness that
and not (say) a rock. Since all plants have the same basic type of capacities,
they all have the same degree of essential being because no plant is more or
less of a plant than another, and hence they are all equally good with respect to
their essential being. Thus, essential goodness does not vary within a species.
However, some species have more being than other species in virtue of having
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reproduction, and nutrition, have a rational capacity for cognition and volition. As
such, humans have more being and, therefore, more essential goodness, than
plants.
since moral goodness, it is thought, can come in degrees within a species and
humans have some control or freedom over their moral goodness; humans,
although they have equal value as humans, are not all equally morally good.
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second type of goodness which is accidental, but also kind-relative. Like
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essential goodness, this type of goodness is associated with the possession of
certain capacities, but whereas with essential goodness the possession of the
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capacity is constitutive of the type and degree of essential goodness, it is the
goodness. The more being or perfection that the capacity has, the more one has
member of its species. In order to be a fully actualized being one must perform
This characteristic state or activity is its ultimate good. The capacity which is
“beautitudo” or “felicitas” for the medievals. Hence, the more that one has moral
creature that determines the nature of both its essential goodness and the
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accidental goodness distinctive of their kind—no appeal to God’s will seems
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apparent in order to explain the nature of the value of creatures. In fact, on the
standard form of medieval Eudaimonism, God is free to create the creatures that
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he does, but it is the natures of creatures and their actions which determines
their value. If, per impossible, God did not exist but creatures did, creatures
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would still have essential goodness and could still be morally good, since both
their essential and moral goodness are constituted by their perfection or being.
volitions. There is not only a causal relation between creaturely value and God’s
connection as well. For instance, if one were to hold that being beautiful, true,
and morally good are properties identical, say, to being aesthetically valued,
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affirmed, and commanded by God, then one would be a type of Voluntarist about
Very little has been written about Scotus’ theory of value and the
commentator to my knowledge has argued that Scotus thinks that all value is to
be identified with properties of God’s will, however some seem to suggest that
nearly all value is to be understood in this way. Thomas Williams (1998) offers
the most extensive treatment and has argued that all value other than the
goodness of God depends on God’s will; and although he is not clear about what
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exactly the dependency relation is (e.g. identity, constitution, etc.), what Williams
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says highly suggests that he thinks that for Scotus there is some deep
metaphysical (and not merely causal) connection between acts of God’s will and
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the value of creatures.6 Efrem Bettoni, in his book Duns Scotus: The Basic
metaphysics of value…Only the infinite being is good in itself; all other beings are
good only to the extent that they are ordained to God.”7 Both Williams and
Bettoni seem to think that for Scotus, the only thing that has value independently
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I will not be quoting Williams extensively in this Introduction because I quote Williams’ thoughts
at length in the body of the dissertation, given that his view is the most thoroughly developed of
the Voluntarist interpretations and the one which I will most often contrast with my own in
developing my interpretation of Scotus.
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Duns Scotus: The Basic Principles of his Philosophy, trans. and ed. by Bernardine Bonansea
(Washington, D.C.: The Catholic University of America Press, 1961): 176.
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of God’s will is God’s goodness, and all other value is to be understood in terms
agents, Scotus identifies with certain capacities and their habits or dispositions
which perfect or complete the agent, and the goodness of actions is also
understood in terms of the completeness or perfection of the act. I argue for this
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discussion of value extends additionally into Chapter 2 where it is explained how
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Scotus’ theory of the nature of justice and moral psychology fit with his general
theory of value.
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Moral Psychology
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where this suggests not only an ability to be desired but a normative element as
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As we will see in the first two chapters, Williams sometimes suggests that God is not morally
good prior to an act of will, and thus that we should understand God’s goodness which is prior to
his act of will as a type of non-moral goodness.
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present itself as something which will make a thing a perfect member of its kind.
Most often, what is presented will be, at best, partly constitutive of a thing’s
a dog, if presented with a side of beef under appropriate conditions, the dog
desires to eat it, since eating it contributes to the dog’s health even if falling well
short of completely perfecting the dog. Nevertheless, insofar as the beef is either
partly constitutive of the dog’s complete perfection or a means to it, the beef is
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desire are particular goods.
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Rational creatures, however, have an ability to consider both particular
and general goods. Our most general conception of the human good can be
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thought of as the most perfect or complete life available for humans; this is
something that we all desire.9 As such, our nature inclines us towards more
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accomplishing our end. Among these goods might include such items as virtues,
The ultimate concrete or particular end is realized in the beatitific vision of God in
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On the general and particular ends and a complete life as the general end in the thought of
Thomas Aquinas, see Scott MacDonald’s “Ultimate Ends in Practical Reasoning: Aquinas’s
Aristotelian Moral Psychology and Anscombe’s Fallacy,” The Philosophical Review, Vol. C, No. 1
(January 1991): 31-66.
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type of fundamental desire that humans have, a desire for their own perfection,
and this follows naturally from the thesis that (a) there is only one type of kind-
relative accidental goodness for rational creatures, happiness, and (b) everything
that is good for a human is desirable and vice versa. Nevertheless, the chief
difficulties of the theory are closely related to its simplicity. The first is that the
difficulty that the theory must overcome is to explain how one can be motivated
to act for the goodness of another, especially in cases where reason seems to
demand this at the expense of one’s own goodness.10 The second difficulty is to
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explain how it is that humans frequently, and freely, choose what is not good.11
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There is a fairly wide consensus in the secondary literature on Scotus’
moral psychology that Scotus thinks the standard medieval Eudaimonist moral
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psychology is seriously flawed, and the reasons which Scotus believes count
against the theory are the two previously mentioned—a moral theory that is
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egoistic cannot account for motivation which is properly moral, and one based on
only a desire for happiness cannot account fully for freedom in our moral decision
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For a response to this objection along Eudaimonist lines see David M. Gallagher’s “Desire for
Beatitude and Love of Friendship in Thomas Aquinas,” Medieval Studies 58 (1996): 1-47.
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For an excellent explication of Aquinas’ understanding of freedom which takes up this objection
see Scott MacDonald’s “Aquinas’s Libertarian Account of Free Choice,” Revue Interationale de
Philosophie, 2, (1998): 309-328.
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See Allan Wolter’s introduction and general remarks in Duns Scotus on the Will and Morality
(Washington, D.C.: Catholic University Press of American, 1986): 39-46; Williams (1995);
Williams “The Libertarian Foundations of Scotus’s Moral Philosophy,” The Thomist 62 (1998):
193-215; Douglas Langston’s “Did Scotus Embrace Anselm’s Notion of Freedom,” Medieval
Philosophy and Theology 5 (1996): 145-159; Sukjae Lee’s “Scotus on the Will: The Rational
Power and the Dual Affections,” Vivarium 36, 1 (1998): 40-54; Mary Beth Ingham’s “Duns Scotus,