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Journal of Consulting and Clinical Psychology Copyright 2008 by the American Psychological Association

2008, Vol. 76, No. 3, 397– 407 0022-006X/08/$12.00 DOI: 10.1037/0022-006X.76.3.397

Acceptance and Values-Based Action in Chronic Pain: A Study of


Treatment Effectiveness and Process
Kevin E. Vowles and Lance M. McCracken
University of Bath and Royal National Hospital for Rheumatic Diseases

Developing approaches within cognitive behavioral therapy are increasingly process-oriented and based
on a functional and contextual framework that differs from the focus of earlier work. The present study
investigated the effectiveness of acceptance and commitment therapy (S. C. Hayes, K. Strosahl, & K. G.
Wilson, 1999) in the treatment of chronic pain and also examined 2 processes from this model,
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

acceptance and values-based action. Participants included 171 completers of an interdisciplinary treat-
This document is copyrighted by the American Psychological Association or one of its allied publishers.

ment program, 66.7% of whom completed a 3-month follow-up assessment as well. Results indicated
significant improvements for pain, depression, pain-related anxiety, disability, medical visits, work
status, and physical performance. Effect size statistics were uniformly medium or larger. According to
reliable change analyses, 75.4% of patients demonstrated improvement in at least one key domain. Both
acceptance of pain and values-based action improved, and increases in these processes were associated
with improvements in the primary outcome domains.

Keywords: acceptance, values, chronic pain, contextual cognitive-behavioral treatment, acceptance and
commitment therapy

Chronic pain is a prevalent health concern (Breivik, Collett, success CBT has achieved within medical care settings in general
Ventafridda, Cohen, & Gallacher, 2006; Verhaak, Kerssens, Dek- (Compas, Haage, Keefe, Leitenberg, & Williams, 1999; Shadish et
ker, Sorbi, & Bensing, 1998) involving considerable costs in terms al., 1997).
of healthcare, lost work productivity, and disability compensation Although CBT has documented efficacy, the processes under-
(see Gatchel & Okifuji, 2006, for a review). The experience of lying treatment effects remain unclear (Keefe, Rumble, Scipio,
chronic pain is also associated with significant disability, emo- Giordano, & Perri, 2004; Morley, 2004). CBT, as an organized
tional distress, and suffering, including pain-related fears, depres- system, has traditionally placed significant emphasis on the im-
sion, and other psychiatric conditions (Breivik et al., 2006; Dersh, portance of changes in the content of thoughts and beliefs in the
Polatin, & Gatchel, 2002; Von Korff et al., 2005). There is no treatment process (e.g., Clark, 1995; DeRubeis, Tang, & Beck,
doubt that chronic pain represents a serious problem for the indi- 2001). This is true in chronic pain-related applications as well,
vidual, their family, their community, and our societies in general. where the central roles of catastrophic thinking, cognitive coping
Integrative biopsychosocial approaches have become a mainstay styles, and beliefs about pain are frequently emphasized (e.g., Turk
treatment for chronic pain, as they seem well-suited to address the & Rudy, 1992; Vlaeyen & Linton, 2000).
complexities involved in these conditions (Turk & Monarch, More recently, there has been increasing interest in refining our
2002). Associated cognitive behavioral therapy (CBT) programs account of how thoughts, beliefs, and other psychological experi-
have a substantial evidence base supporting their effectiveness. ences have their impact on behavior. Some of this interest has
Recent reviews suggest that CBT for chronic pain results in come from studies that have failed to find an independent contri-
reduced pain, emotional distress, disability, medication use, and bution of cognitive strategies on beneficial treatment outcomes.
healthcare utilization, as well as improved physical, social, and For example, at least five treatment trials for major depression,
work-related activities (Hoffman, Papas, Chatkoff, & Kerns, 2007; including a total of 442 participants, have found that specifically
McCracken & Turk, 2002; Morley, Eccleston, & Williams, 1999). targeting maladaptive or illogical cognitions is not necessary to
Furthermore, these treatments are cost effective, regardless of achieve short- or long-term improvements (Dimidjian et al., 2006;
whether treatment is provided via a single discipline (e.g., clinical Gortner, Gollan, Jacobson, & Dobson, 1998; Jacobson et al., 1996;
psychology) or an interdisciplinary team of providers (Gatchel & Jarrett & Nelson, 1987; Zettle & Hayes, 1987). This pattern of
Okifuji, 2006; Turk, 2002). These results mirror the degree of results is also found in treatment trials for anxiety, including
generalized anxiety disorder, social phobia, posttraumatic stress
disorder, and obsessive-compulsive disorder, where component
studies have established that cognitive components are neither
Kevin E. Vowles and Lance M. McCracken, Centre for Pain Research,
superior to behavioral components in achievement of outcomes
School for Health, University of Bath, Bath, United Kingdom, and Centre
for Pain Services, Royal National Hospital for Rheumatic Diseases, NHS
nor necessary to achieve treatment success (see Longmore &
Foundation Trust, Bath. Worrell, 2007, for a review).
Correspondence concerning this article should be addressed to Kevin E. On the basis of current research, it has been argued that treat-
Vowles, Centre for Pain Research, School for Health, University of Bath, ment may not need to focus on the logic or semantic meaning of
Bath BA2 7AY United Kingdom. E-mail: K.Vowles@Bath.ac.uk thoughts and beliefs in order to be effective, but rather may focus

397
398 VOWLES AND MCCRACKEN

on the ways in which thoughts and beliefs have their impact on 2005). These findings were replicated in a second study that used
functioning (Hayes, Strosahl, & Wilson, 1999; Linehan, 1993; an expanded sample wherein changes in acceptance were found to
Segal, Williams, & Teasdale, 2002; Teasdale, 1997). These theo- account for significant and unique variance in changes in outcome
retical arguments emphasize the importance of the historical and measures above and beyond the variance accounted for by changes
situational context where distressing or discouraging psychologi- in pain intensity and frequency of catastrophic thinking (Vowles,
cal experiences occur as a way to understand their “functions” or McCracken, & Eccleston, 2007). Finally, a third analysis found
interrelations with patient behavior (Hayes, 2004). that a brief ACT-consistent experimental manipulation produced
Developing treatment approaches that may address these gaps in short-term improvements in performance in comparison to a ma-
the empirical literature and theory are referred to as third wave, to nipulation focusing on control of pain in adults seeking treatment
note their relationship to earlier operant and cognitive behavioral for chronic pain (Vowles, McNeil, et al., 2007).
developments (Hayes, 2004). One of the more actively researched The previous treatment findings with regard to chronic pain
approaches from among these developing therapies is acceptance suggest that treatment approaches based on the model underlying
and commitment therapy (ACT; Hayes et al., 1999; see Hayes, ACT are effective, associated with the processes identified by the
Luoma, Bond, Masuda, & Lillis, 2006, for a review). Key thera- treatment model (i.e., acceptance of pain), and fertile ground for
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.
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peutic processes of this treatment model differ from traditional continuing development, particularly in relation to other processes
CBT and include acceptance, or the willingness to experience pain from the treatment model. Therefore, the present analyses had two
or other distressing events without attempts to control them, and purposes. First, we sought to perform a detailed examination of
values-based action, or the aligning of actions with desired, per- treatment outcomes, including tests of statistical significance and
sonally meaningful purposes rather than with the elimination of analyses of effect size and reliable change (Jacobson, Roberts,
unwanted experiences (Hayes et al., 1999, 2006). Treatment meth- Berns, & McGlinchey, 1999) in an entirely new sample of pain
ods for establishing these processes involve undermining the ways sufferers. Second, we sought to extend previous process analysis
that language and cognitive processes interact with other nonver- research by the inclusion of another process, values-based action,
bal contingencies in ways that limit healthy functioning. These in addition to acceptance. We hypothesized that statistically sig-
methods include exposure-based and experiential exercises, met- nificant improvements in outcomes would be observed at treat-
aphorical uses of language, and methods such as mindfulness ment conclusion and at follow-up, in comparison to treatment
training. Overall, there is good evidence for the efficacy of ACT- onset. Furthermore, we expected that the results of the effect size
based approaches across a variety of healthcare concerns, includ- and reliable change analyses would support the clinical relevance
ing controlled trials of depression (Zettle & Hayes, 1987; Zettle & of these improvements. Finally, we expected that changes in
Rains, 1989), psychosis (Bach & Hayes, 2002; Gaudiano & Her- acceptance and values-based action would be associated with one
bert, 2006), diabetes (Gregg, Callaghan, Hayes, & Glenn-Lawson, another and with changes in the outcome variables in support of
2007), worksite stress (Bond & Bunce, 2000), and polysubstance the treatment model.
abuse (Hayes et al., 2004), as well as uncontrolled trials for a
number of other conditions (see Hayes et al., 2006, for a review).
Method
It appears that the ACT model leads to effective treatment for
pain as well. A small controlled trial by Dahl, Wilson, and Nilsson Participants
(2004) showed that 4 hr of ACT substantially reduced sick leave
and healthcare use in comparison to usual medical treatment in a Participants were consecutive referrals accepted for treatment at
group of workers at risk of prolonged work absence due to pain or a tertiary care pain rehabilitation unit in southwest England who
stress. A case series of 14 adolescents with chronic pain indicated began treatment between January 2005 and July 2006. This sample
that an ACT-consistent treatment was associated with improve- was entirely separate from those used in previous analyses involv-
ments in school attendance and physical and emotional function- ing treatment outcome data (i.e., McCracken, MacKichan, & Ec-
ing, as well as reductions in interference due to pain and medica- cleston, 2007; McCracken et al., 2005; Vowles, McCracken, &
tion use (Wicksell, Melin, & Olsson, 2007). The findings of a trial Eccleston, 2007). Selection criteria for treatment included persis-
of contextual cognitive-behavioral therapy (CCBT), an application tent pain of longer than 3 months duration, significant levels of
of the ACT treatment model to chronic pain (McCracken, 2005), pain-related distress and disability, and agreement with the reha-
indicated significant improvements in emotional and physical bilitative (as opposed to curative) goals of treatment. In addition,
functioning, medication use, and pain-related healthcare visits patients who required further medical tests or procedures or who
during treatment in comparison to a no-treatment waiting phase in had conditions that could interfere with participation in a group-
a sample of 108 adults with chronic pain (McCracken, Vowles, & based treatment program (i.e., impaired neuropsychological func-
Eccleston, 2005). Subsequently, it was reported that highly dis- tioning, poorly controlled psychiatric conditions) were excluded.
abled patients requiring inpatient hospitalization for treatment A total of 187 patients began treatment. Of these individuals,
achieved outcomes comparable to a less disabled group not requir- 145 (77.5%) were enrolled in a 3-week course of treatment, while
ing hospitalization (McCracken, MacKichan, & Eccleston, 2007). the remaining 42 individuals (22.5%) were enrolled in a 4-week
Three additional sets of analyses support the contention that ac- course for more complex or disabled cases. Across the entire
ceptance is a key process in treatment outcome and behavior sample, treatment dropouts were relatively rare; only 16 (8.6%)
change in individuals with chronic pain. The first found that individuals discontinued treatment voluntarily or were discharged
changes in acceptance over the course of treatment were related to early. The remaining 171 individuals provided data before and
changes in depression, pain-related anxiety, physical and psycho- after treatment, and 114 (66.7% of treatment completers) also
social disability, and physical task persistence (McCracken et al., provided data at a 3-month follow-up appointment.
ACCEPTANCE AND VALUES-BASED ACTION 399

The sample of individuals beginning treatment averaged 47.3 total and subscale scores have demonstrated internal consistency,
years of age (SD ! 11.4) and 12.5 years of education (SD ! 3.0). reliability over time, and significant relations with measures of
The majority were women (64.2%) and White European (98.4%). emotional and physical functioning (McCracken & Eccleston,
Most were married or cohabitating (68.4%; divorced, 15.5%; sin- 2005; McCracken et al., 2004, 2005).
gle, 13.4%; widowed, 2.7%). Most were unemployed (76.3%) and Chronic Pain Values Inventory (CPVI). The CPVI (Mc-
receiving some type of disability or wage replacement allowance Cracken & Yang, 2006) is designed to assess importance and
(76.6%). Median pain duration was 96.0 months (range: 8.0 to success in six domains of personal values. Values domains include
516.0 months). The most frequently identified pain site was low family, intimate relations, friends, work, health, and growth or
back (45.9%), followed by shoulder/arms (18.4%), full body learning. Respondents are asked to rate the importance of their
(16.8%), legs/pelvic region (11.8%), neck (2.7%), mid-back values in each domain and success in living according to them on
(2.2%), and other (e.g., head, abdominal; 2.2%). The majority of a 0 (not at all important/successful) to 5 (extremely important/
patients also identified additional pain sites (57.2%). The diagnos- successful) scale. Previous analyses of this measure have indicated
tic status of most patients (51.2%) was not firmly established or good internal consistency, concurrent validity, and utility in the
was of a general, nonspecific nature (e.g., “chronic pain syn-
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prediction of daily functioning in a sample of chronic pain suffer-


This document is copyrighted by the American Psychological Association or one of its allied publishers.

drome,” “musculoskeletal pain,” “postsurgical pain”). In the re- ers (McCracken & Yang, 2006). For the purposes of the present
mainder of patients, most identified a diagnosis of fibromyalgia
study, we used the Values Success subscale score as a measure of
(35.7%), while smaller proportions of patients (all " 4.0%) re-
values-based action.
ported other diagnoses (e.g., complex regional pain syndrome,
British Columbia Major Depression Inventory (BCMDI). The
arthritis).
BCMDI (Iverson & Remick, 2004) was used as an index of
depression. The measure contains 20 items modeled after the
Measures Diagnostic and Statistical Manual of Mental Disorders (4th ed.;
American Psychiatric Association, 1994) criteria for major de-
Patients completed a standard set of measures at the beginning pressive disorder; the first 16 items pertain to symptom severity
and end of treatment, as well as at the 3-month follow-up visit. and, when endorsed, are rated on a 1 (very mild problem) to 5
Demographic information was collected as part of a brief back- (very severe problem) scale. The last 4 items pertain to the
ground inventory, which asked patients to report on prescribed impact of symptoms on areas of work or school, family, and
medications, usual pain intensity on a 0 (none) to 10 (worst social life. The symptom score has demonstrated adequate
imaginable) numeric rating scale, work status, and number of internal consistency, test–retest reliability, and good sensitivity
primary care, specialist, and emergency department visits for pain and specificity for a diagnosis of major depressive disorder
attended in the previous 6 months. The medication information (Iverson & Remick, 2004). Only the symptom summary score
was used to calculate a summary score for number of different was used in this study.
medication classes being taken for pain (i.e., weak opioids, strong Pain Anxiety Symptoms Scale-20 (PASS). The PASS (Mc-
opioids, nonsteroidal anti-inflammatory drugs, tricyclic antide- Cracken & Dhingra, 2002) is a 20-item measure of pain-related
pressants, muscle relaxants, sedatives, anticonvulsants, selective fear and avoidance. Each item is rated on a 0 (never) to 5 (always)
serotonin reuptake inhibitors, and over-the-counter analgesics).
scale. The measure has good internal consistency, a stable factor
The three types of medical visits were also summed to provide an
structure, and strong correlations with the original 40-item PASS
overall index of healthcare use related to pain.
(McCracken, Zayfert, & Gross, 1992) and other measures of
Self-report measures were completed in pen-and-paper format.
functioning (McCracken & Dhingra, 2002; Roelofs et al., 2004).
Research assistants supervised the assessments to aid in comple-
Sickness Impact Profile (SIP). The SIP (Bergner, Bobbitt,
tion and to ensure complete and usable data. Performance mea-
Carter, & Gilson, 1981) is a 136-item measure of the effects of
sures were collected by a qualified physical therapist. Incomplete
health on daily functioning. It includes 12 domains, which are
data were rare; missing responses occurred in less than 5.8% of
cases on any single questionnaire. combined to form a total score and three composite scores, phys-
Chronic Pain Acceptance Questionnaire (CPAQ). The CPAQ ical disability, psychosocial disability, and “other” disability. The
(McCracken, Vowles, & Eccleston, 2004) is a 20-item measure of SIP has been widely used in rehabilitation and other health care
pain-related acceptance. It has two subscales. The first, Activity settings (Battié & May, 2001; Bergner et al., 1981). The present
Engagement, measures the degree to which pain and related ex- analyses used the Physical and Psychosocial Disability subscales,
periences restrict behaviors (11 items; e.g., “I am getting on with as well as the total score.
the business of living no matter what my level of pain is”; “It’s a Physical performance measures. Two direct measures of
relief to realize that I don’t have to change my pain to get on with physical performance were also collected. These included a 2-min
my life”), and the second, Pain Willingness, measures the extent to walking task, which measured walking speed and yielded a mea-
which efforts are put in to controlling pain (9 items; e.g., “I would sure of distance traveled, and a sit-to-stand task, which measured
gladly sacrifice important things in my life to control this pain strength and activity tolerance and yielded the number of repeti-
better” [reverse scored]; “I have to struggle to do things when I tions performed within the space of 60 s using an armless chair and
have pain” [reverse scored]). A total score is calculated by sum- without the use of hands or arms for assistance. Previous analyses
ming scores for all items. Respondents were asked to rate the truth have suggested that these tasks have acceptable test–retest reliabil-
of each statement as it applied to them on a 0 (never true) to 6 ity and relations with self-reports of functioning (Harding et al.,
(always true) scale; higher scores indicate greater acceptance. The 1994; Lee, Simmonds, Novy, & Jones, 2001).
400 VOWLES AND MCCRACKEN

Treatment Program et al. (1999), which involves calculating a standard error of the
difference between assessment points (Sdiff) and then using that
The treatment program was an adaptation of ACT principles and score to determine confidence intervals for assessing measurement
treatment methods (Hayes et al., 1999), as well as mindfulness- error. The Sdiff is calculated as follows:
based methods (e.g., Kabat-Zinn, 1990), to an interdisciplinary
rehabilitation treatment setting (McCracken, 2005). Treatment was SEM1 ! SD1 !1 " r12
delivered by a team of psychologists, physical therapists, occupa-
tional therapists, nurses, and physicians. Treatment methods ex- (standard deviation from Time 1 multiplied by the
plicitly targeted the key processes of the ACT model and were
square root of 1 minus the test–retest coefficient),
used in the promotion of flexible and effective daily functioning
and not to reduce or change pain or other physical or emotional SEM2 ! SD2 !1 " r12
symptoms. These methods included mindfulness training, values
clarification, exposure-based techniques, and cognitive defusion (standard deviation from Time 2 multiplied by the
exercises to raise awareness of cognitive content and its potential
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influences on action and to increase contact with direct experience square root of 1 minus the test–retest coefficient),
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outside of this content. Treatment did not include explicit cognitive


restructuring or self-statement analysis exercises, methods for en-
Sdiff ! !SEM 21 # SEM 22
hancing thoughts of self-efficacy, or training in relaxation and #square root of the sum of the squared SEMs$.
distraction. Details of treatment methods can be found in Hayes et
al. (1999), McCracken (2005), and McCracken et al. (2005), and We then multiplied the Sdiff by 1.64 to obtain a confidence interval
similar methods can be found in Dahl, Wilson, Luciano, and Hayes of .90 (excluding the 5.0% of the distribution in each tail). If the
(2005). magnitude of change for a certain individual exceeds the confi-
As noted, treatment courses were 3 or 4 weeks in duration. dence interval, that individual can be classified as reliably
Treatment was provided in a group format and consisted of 5 days changed. We performed reliable change analyses for three out-
of treatment per week for 6.5 hr each day. Each day had approx- come measures considered to be core domains in chronic pain
imately 2.25 hr of physical conditioning sessions and 1.5 hr of (e.g., Dworkin et al., 2005), which were depression (BCMDI),
psychological session content, including mindfulness training. The disability (SIP), and pain-related anxiety and avoidance (PASS). In
remaining time was devoted to activity skills management and addition, test–retest information is available for these measures,
health/medical education. While in treatment, patients lived in which is necessary to assess reliable change.1
normal, unassisted apartment accommodations adjacent to the Finally, we examined relations among changes in outcomes and
hospital. Treatment integrity was maintained by manualization, changes in acceptance and values-based action. We computed
supervision, three clinical team meetings per week, and a once- residualized change scores for all measures for two time periods,
weekly clinical seminar. pre- to posttreatment and pretreatment to follow-up. First, we
calculated an overall correlation matrix of these change scores.
Next, we conducted multiple regression analyses to determine how
Analytic Approach changes in acceptance and values-based action, considered to-
Initially, we performed analyses to assess for potential differ- gether, related to changes in outcome measures, after controlling
ences among treatment completers and noncompleters and among for relevant background variables. We performed these regression
those who attended and did not attend the follow-up appointment. analyses for both time periods.
Statistical methods included analyses of variance (ANOVAs) and
chi-square tests. Results
Second, we evaluated treatment outcomes immediately follow-
ing treatment and at the follow-up. We used repeated measures Preliminary Analyses
ANOVAs to test statistical significance for all variables with the In comparison to those who did not complete treatment (n !
exception of the work status variable, for which we performed a 16), treatment completers (n ! 171) were younger (M ! 46.8
Wilcoxon signed ranks test. years, SD ! 11.1 vs. M ! 53.4 years, SD ! 12.6), F(1, 186) !
Next, we calculated uncontrolled within-subjects effect sizes 5.08, p " .05, and their pain duration was shorter (M ! 119.3
(Cohen’s d) by calculating the difference between Time 2 (post- months, SD ! 89.8 vs. M ! 195.5 months, SD ! 139.1), F(1,
treatment or follow-up) and Time 1 (pretreatment) mean scores 186) ! 8.90, p " .005. No other differences were found on any
and then dividing the result by the standard deviation of Time 1. other measure, including usual pain intensity, number of pain
Cohen (1988) suggested that effect sizes should be interpreted as related surgeries, medical visits in the 6 months prior to beginning
small when above 0.2, medium when above 0.5, and large when
above 0.8. 1
We did not test the other aspect of clinical significance, which is to
Fourth, we assessed reliable change between pretreatment and
determine whether the score of a particular case has moved significantly
follow-up. Reliable change is one aspect of clinical significance from a “clinical” distribution to a “normal” or “recovered” distribution, as
that involves using temporal stability data (i.e., test–retest reliabil- these calculations require normative data from an appropriate sample for
ity) to test whether scores change to an extent that exceeds change comparison (Jacobson et al., 1999). To our knowledge, there are no data
that could be accounted for by measurement error. We calculated available or appropriate for use as a recovered sample of chronic pain
reliable change indexes using the formula suggested by Jacobson sufferers.
ACCEPTANCE AND VALUES-BASED ACTION 401

treatment, gender distribution, marital status, work status, or any of ps $ .001. Descriptive information is displayed in Table 1. For work
the self-report measures; for ANOVAs, all Fs $ 2.40, all ps % .12; status (not shown in Table 1), the results of the Wilcoxon test
for chi-square analyses, all %s $ 2.4, all ps % .49. With regard to indicated a significant difference, Z ! '2.24, p " .05. Of those who
the comparisons among those who attended follow-up and those provided data at the follow-up appointment, 15 had returned to work,
who did not attend, all comparisons were nonsignificant, all Fs $ 5 had discontinued work, and the work status of the remaining
2.79, all ps % .10 at posttreatment, and all Fs $ 1.99, all ps % .16 individuals remained unchanged. Descriptively, 29.7% of patients
in residualized change from pre- to posttreatment. were working at the beginning of treatment and 38.1% were working
at follow-up.
Outcome at Treatment Conclusion and 3-Month
Follow-Up Effect Size Calculations
Descriptive information for measures of treatment process and From pre- to posttreatment, the average effect size was 1.07
outcome is displayed in Table 1. Observed pretreatment values on (range: 0.67–1.76). From pretreatment to follow-up, average effect
these measures appear to be consistent with those observed in size was 0.89 (range: 0.48 –1.51). Specific effect size magnitudes
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other samples of chronic pain patients in that they indicate that for all measures are displayed in Figure 1. Using Cohen’s (1988)
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patients were complex and, on average, suffering from moderate suggested interpretive guidelines, we found that changes for all
depressive symptoms, moderate to severe disability and functional measures were of a large size over the pre- to posttreatment period,
impairment, and elevated pain-related fear (e.g., McCracken, with the exception of change in pain intensity, which was medium
Gross, & Eccleston, 2002; Spinhoven et al., 2004; Turner-Stokes sized. During the pretreatment to follow-up period, effect sizes
et al., 2003; Vowles, Gross, & Sorrell, 2004). Observed physical remained large for acceptance, depression, pain-related anxiety,
performance was generally consistent with the studies of Harding walking distance, and sit-to-stand performance, whereas effect
et al. (1994) and Lee et al. (2001). sizes were medium for values-based action, pain intensity, physi-
cal disability, and psychosocial disability. Finally, the effect size
Significance Testing for medical visits was just below medium (d ! 0.48), in part due
to the large baseline standard deviation.
Repeated measures ANOVAs indicated significant improvement
across all measures of outcome for both time periods, all Fs(1, 170) %
Reliable Change Analyses
50.16, all ps $ .001 for pre- to posttreatment, all Fs(1, 113) % 5.57,
all ps $ .02 for pretreatment to follow-up. If a more stringent alpha Table 2 shows the results of the reliable change analyses from
level were applied to control for Type I error (i.e., .05 & number of pretreatment to follow-up at the 90% confidence interval for
tests performed or .05 & 13 ! .004), all analyses would continue to depression, pain-related anxiety, and disability. Because we were
be significant with the exception of reduction in number of medica- unable to find published test–retest data for the physical and
tions from pretreatment to follow-up; all other Fs(1, 113) % 11.45, all psychosocial subscales of the SIP, we used the SIP total score

Table 1
Mean Values (Standard Deviations) for Outcome and Process Measures at Assessment Points

3-month
Pretreatment Posttreatmenta follow-upa
Measure (N ! 171) (N ! 171) (N ! 114)

Acceptance (total) 50.4 (14.8) 76.4 (17.3) 73.3 (19.3)


Activity engagement 30.0 (10.1) 45.2 (10.9) 41.7 (12.0)
Pain willingness 20.5 (8.4) 31.2 (10.0) 31.8 (10.5)
Values-based action 2.0 (1.0) 3.2 (1.1) 2.7 (1.1)
Usual pain intensity 7.0 (1.8) 5.8 (1.9) 5.9 (2.1)
Depression 27.4 (12.7) 11.8 (10.7) 15.5 (13.4)
Pain-related anxiety 46.3 (18.3) 27.6 (18.5) 27.7 (19.8)
Physical disability 0.19 (0.11) 0.10 (0.09) 0.11 (0.10)
Psychosocial disability 0.28 (0.16) 0.14 (0.14) 0.17 (0.16)
Walking distance (meters/2 min) 95.9 (41.0) 130.1 (46.7) 136.0 (50.0)
Sit-to-stand task (frequency/1 min) 10.7 (7.1) 19.7 (9.4) 20.8 (11.3)
Medication classes 2.6 (1.4) — 2.4 (1.5)
Medical visits (past 6 months) 5.4 (4.6) — 3.2 (3.4)

Note. Acceptance was measured with the Chronic Pain Acceptance Questionnaire, values-based action with the
Chronic Pain Values Inventory, pain with a 0-10 numerical rating scale, depression with the British Columbia
Major Depression Inventory, pain-related anxiety with the Pain Anxiety Symptoms Scale-20, and disability with
the Sickness Impact Profile. Medication classes was a summation of classes of medications being taken for pain.
Medical visits were calculated by summing pain-related primary care, specialist, and emergency department
visits from the previous 6 months.
a
Pairwise comparisons all significant at a Bonferroni-corrected alpha of .004, with the exception of the
medication classes variable.
402 VOWLES AND MCCRACKEN

1.8
Pre-Post
Pre-F ollow-up
1.6

1.4

1.2

1
E ff e c t S iz e
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This document is copyrighted by the American Psychological Association or one of its allied publishers.

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Pa

yc
Va

Ps

Figure 1. Uncontrolled within-subjects effect size statistics (Cohen’s d) for outcome measures. Horizontal
reference lines in the figure represent small (0.2), medium (0.5), and large (0.8) effect sizes.

instead. Rates of reliable improvement were similar across the to be treated to see reliable change on one measure, 1.65 for
three measures, averaging 45.0% (range: 41.8%– 49.1%). Reliable reliable change on two, and 7.14 for reliable change on all three.
decline occurred only for the SIP and in only 3.4% of cases. When
evaluated on a case-by-case basis, 75.4% (n ! 86) of patients Treatment Process Analysis
reliably improved on at least one measure, 61.4% (n ! 70) reliably
improved on at least two, and 14.0% (n ! 16) reliably improved Correlations among residualized change scores for acceptance
on all three. On the basis of these results, 1.34 patients would need and values-based action with residualized changes in outcome

Table 2
Results From the Reliable Change Analyses From Pretreatment to 3-Month Follow-Up

Test-retest % reliable % reliable


Measure (r) Sdiff decline improvement

Depression (BCMDI) .83 12.5 0.0 41.8


Pain-related anxiety (PASS) .86 16.5 0.0 49.1
Total disability (SIP) .87 0.092 3.4 44.0

Note. Sdiff ! standard error of the difference between pretreatment and 3-month follow-up. Reliable decline
and reliable improvement are the percentage of patients completing the follow-up assessment whose scores can
be classified as reliably changed according to the formula of Jacobson et al. (1999) at a 90% confidence interval.
BCMDI ! British Columbia Major Depression Inventory; PASS ! Pain Anxiety Symptoms Scale-20; SIP !
Sickness Impact Profile.
ACCEPTANCE AND VALUES-BASED ACTION 403

variables are shown in Table 3. Across the treatment interval, to posttreatment analyses, the magnitude of regression coefficients
changes in acceptance were significantly correlated with changes was significant only for changes in acceptance, which was consis-
in all measures of outcome, including pain intensity, depression, tent with the correlation results. Over the treatment to follow-up
pain-related anxiety, disability, and both performance measures, interval, changes in acceptance and values-based action accounted
such that greater increases in acceptance were associated with for significant variance in changes in six of eight outcome mea-
greater reductions in distress and disability and greater improve- sures (range (r2 ! .10 –.33, average (r2 ! .17). Only variance
ments in performance. Changes in values-based action were only accounted for in the performance measures failed to achieve sig-
moderately associated with improvements in depression, pain- nificance. Significant regression coefficients were found for either
related anxiety, and sit-to-stand performance. In addition, changes values-based action or acceptance in each of the same six equa-
in values-based action and acceptance were significantly related to tions. Regression coefficients were significant for acceptance on
one another, but this relation was not strong, with overlapping two occasions, for pain-related anxiety and medical visits, and for
variance of 6.3%, which suggests that these measures were tapping values-based action on four occasions, for pain, depression, and
related, but distinct constructs. both disability measures.
When residualized changes through follow-up were examined,
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acceptance remained significantly associated with changes in six Discussion


of eight outcome measures, again in a direction suggesting that
greater increases in acceptance were associated with greater im- The present analyses involved an in-depth assessment of the
provements in functioning. Changes in values-based action gener- effectiveness of a contextual, ACT-consistent, interdisciplinary
ally appeared to have stronger relations with changes in outcomes group treatment for chronic pain. In addition, two processes from
over this interval in comparison to the pre- to posttreatment inter- the treatment model, acceptance and values-based action, were
val, as relations were larger and significant in relation to changes examined for their contributions in relation to changes in out-
in five outcome measures. These relations were also in the pre- comes. In sum, our hypotheses were supported, and the results
dicted direction. The relation between changes in the two process provide additional evidence for the treatment model.
measures at follow-up suggested 27.0% overlapping variance. Immediately following treatment and at follow-up, our sample
Next, we conducted multiple linear regressions to investigate the of complex pain sufferers achieved significant reductions in de-
unique and combined contributions of changes in acceptance and pression, pain-related anxiety, disability, and healthcare use and
values-based action in accounting for changes in outcome mea- significant improvements in physical performance measures. Av-
sures. Variance estimates ((r2) and standardized regression coef- erage improvement on outcome measures at posttreatment was
ficients ()) for these analyses are displayed in Table 4. 47.3% (range: 17.1% for pain to 84.1% for sit-to-stand perfor-
We tested demographic variables, including gender, age, edu- mance) and at follow-up was 40.6% (range: 7.7% for medication
cation, and pain duration, as predictor variables first, using a use to 94.4% for sit-to-stand performance). Effect sizes were
statistical entry procedure ( p " .05 for entry and p * .10 for uniformly of a medium size or larger, with the sole exception of
removal). In general, these variables were not significant predic- number of medical visits, which was of a small size. Furthermore,
tors of changes in treatment outcome, accounting for significant the percentage of individuals working improved by just under 10%
variance in outcome in only 3 of 15 equations and for $ 5% from pretreatment to follow-up. These outcome findings mirror
variance each time. results from other ACT-focused interventions for chronic pain
Following the demographic variables, changes in acceptance (i.e., Dahl et al., 2004; McCracken et al., 2005; McCracken,
and values-based action were simultaneously entered. Over the MacKichan, & Eccleston, 2007; Vowles, McCracken, & Ec-
treatment interval, changes in these measures accounted for sig- cleston, 2007; Wicksell et al., 2007) and add to the overall pool of
nificant variance in changes across all measures of outcome (range data supporting the effectiveness of this treatment approach
(r2 ! .04 –.41, average (r2 ! .15). On each occasion in the pre- (Hayes et al., 2006).

Table 3
Correlations Among Residualized Change Scores of Acceptance and Values-Based Action With
Treatment Outcome Measures

Pre- to posttreatment Pretreatment to follow-up

Measure Acceptance Values-based action Acceptance Values-based action

Values-based action .25** — .52*** —


Usual pain intensity '.23** '.04 '.28** '.30**
Depression '.39*** '.19* '.30** '.41***
Pain-related anxiety '.66*** '.17* '.56*** '.44***
Physical disability '.43*** '.09 '.30** '.39***
Psychosocial disability '.36*** '.13 '.35*** '.40***
Walking distance .21** .09 .14 .14
Sit-to-stand task .24** .17* .12 .16
Medical visits — — '.32*** '.15
* ** ***
p " .05. p " .01. p " .001.
404 VOWLES AND MCCRACKEN

Table 4 two thirds of these patients demonstrated reliable improvement in


Regression Results Using Residualized Changes in Acceptance, two of these domains. Given the longstanding nature of the pain
Values-Based Action, and Treatment Outcomes From Pre- to experienced by these patients, the lack of benefit from previous
Posttreatment and Pretreatment to Follow-Up treatments, and the stringent statistical criteria that must be met to
achieve reliable change (Jacobson et al., 1999), the fact that the
Pre- to Pretreatment to
posttreatment follow-up
majority achieved reliable change in two of three measures of
functioning is important and reinforces claims regarding the effi-
) ) cacy of the treatment provided, as well as the efficacy of the
Step and predictor (r2 (final) (r2 (final) broadly behavioral and cognitive treatments for chronic pain
(Gatchel & Okifuji, 2006; Hoffman et al., 2007). Second, the
Pain intensity
reduction in medical visits and unemployment all have real-world
Step 1 .04* .10** value in that these reductions directly translate into cost savings,
Acceptance '.21* '.13 increasingly important given the numerous strains on healthcare
Values-based action .05 '.22* financing and disability compensation systems (Gatchel & Okifuji,
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This document is copyrighted by the American Psychological Association or one of its allied publishers.

Depression 2006; Turk, 2002).


Both acceptance and values-based action improved significantly
Step 1 .05* — over the time periods analyzed. In relation to pretreatment scores,
Pain duration '.23** — acceptance improved by 51.6% and 45.4% at posttreatment and
Step 2 .19*** .17***
Acceptance '.36*** '.15
follow-up, respectively, whereas values-based action improved by
Values-based action '.06 '.32** 60.0% and 35.0% at posttreatment and follow-up, respectively.
Effect sizes for both measures were uniformly above 0.7. In
Pain-related anxiety particular, the effect sizes for acceptance are notable, as they were
the largest across all assessed variables. On average, acceptance
Step 1 .41*** .33***
Acceptance '.63** '.46*** scores improved by over 1.5 SDs relative to pretreatment. One
Values-based action '.02 '.17 explicit goal of treatment was to increase acceptance; the large
shifts in this measure demonstrate that treatment effectively
Physical disability achieved that goal. The effect size for values-based action was
Step 1 .04* — large immediately following treatment and medium at follow-up,
Education '.21** — where there may be additional practical and psychological factors
Step 2 .18*** .14*** influencing the success of values-based action. As far as we know,
***
Acceptance '.41 '.13 this is the first and only study to examine values-related processes
Values-based action '.03 '.32**
in treatment for chronic pain. In the future, it will be interesting to
Psychosocial disability further investigate patterns of change in values-based action in
treatment and how these relate to patient functioning over the
Step 1 .04* — longer term.
Education '.22** —
In the analyses of treatment process, changes in acceptance and
Step 2 .16** .17**
Acceptance '.30*** '.21 values-based action were related to changes in outcomes in ex-
Values-based action '.12 '.27* pected directions, such that increases in these processes were
associated with improvements in functioning. Acceptance and
Walking distance values-based action accounted for a fair to moderate proportion of
Step 1 .04* .02 variance in improvements following treatment, averaging 15.4%
Acceptance .20* .06 when using the pre- to posttreatment interval and 16.8% using the
Values-based action .01 .11 pretreatment to follow-up interval. The pattern of results over these
two time periods, however, was different. Changes in acceptance
Sit-to-stand task
appeared to dominate in the process of treatment over the pre- to
Step 1 .06* .02 posttreatment interval, while changes in values-based action ap-
Acceptance .21* .03 peared to dominate over the pretreatment to follow-up interval.
Values-based action .10 .12 Changes in acceptance at follow-up remained important for pain-
Medical visits
related fear and medical visits.
This pattern of findings from the regression analyses suggests an
Step 1 — .10** interesting and theoretically plausible interpretation. In short, an
Acceptance — '.32** early focus in treatment on acceptance may facilitate the role of
Values-based action — '.01 later values-based action. For example, one aspect of acceptance
*
p " .05. **
p " .01. ***
p " .001. involves a redirection of the struggle to control pain and all the
related aversive experiences that go along with it (e.g., emotions
Two sets of outcome findings, in particular, are noteworthy. and other symptoms). As long as behavioral efforts are directed at
First, the reliable change analyses suggested that three fourths of avoiding aversive and unpleasant experiences, actions may be
patients treated demonstrated reliable improvement in depression, limited to those that do not involve discomfort, which is not always
pain-related anxiety, or overall disability at follow-up and almost a practical option for those with chronic pain. It may be sensible to
ACCEPTANCE AND VALUES-BASED ACTION 405

address the problem relating to avoidance of discomfort in the together, these circumstances make it highly unlikely that the
earlier stages of treatment, as this may aid in the development of patients treated in this study would have made similar improve-
increased flexibility in behavior and create more opportunities for ments solely with the passage of time or due to demand charac-
values-based action to occur. This explanation is consistent with teristics alone, to name just a couple potential threats to internal
that of Hayes et al. (2006), who noted that fostering acceptance in validity.
treatment is not itself an end but that it is fostered as a means of There are at least three other limitations that deserve consider-
increasing values-based action. ation. First, the current results were obtained under highly specific
A specific strength of the ACT model is its identification of six conditions. Treatment was interdisciplinary, intensive, residential,
interrelated therapeutic processes: acceptance, values provided in a tertiary care setting, and followed a clearly specified
identification/values-based action, contact with the present mo- theoretical model. It is possible that the present findings may not
ment (e.g., an aspect of mindfulness), cognitive defusion, self as generalize to chronic pain patients treated under different circum-
context, and committed action (Hayes et al., 2006). The explicit stances. Second, although treatment gains persisted at the 3-month
focus on these particular processes within ACT is what distin- follow-up appointment, the longer term effectiveness is unclear.
guishes it from other approaches within the broadly cognitive and Finally, the amount of change in analgesic medication use was
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.
This document is copyrighted by the American Psychological Association or one of its allied publishers.

behavioral therapies. Previous research in chronic pain has focused small and nonsignificant when a Bonferroni-corrected alpha was
on four of these processes: acceptance (see McCracken & Vowles, used. Although analgesic use is a complex behavior and not always
2006, for a review), values (McCracken & Yang, 2006), mindful- maladaptive, it is intriguing that use continued relatively un-
ness (McCracken, Gauntlett-Gilbert, & Vowles, 2007; Sephton et changed even after substantial improvements occurred in the other
al., 2007), and cognitive defusion (Vowles, McCracken, & Ec- measures. It may be that our method of quantifying medication use
cleston, in press). In each study, as in the present one, the model was not sensitive enough to detect changes or that our treatment
has been supported. As behavior is influenced less by the struggle methods were not directly focused on medication use with enough
to think correctly or feel good, more in contact with direct expe- intensity to generate a significant impact. The process of change in
rience, less entangled with verbally constructed versions of reality, medication use will require further study to determine how to alter
and more successfully guided by values, then improved social, these patterns of behavior and if continued medication use impacts
emotional, and physical functioning is observed. There is a need to on longer term functioning after treatment.
continue to study the ACT model, as a whole, with each of its In summary, an intensive, group-based program of treatment for
constituent parts considered together. chronic pain that is based on the model underlying ACT was
To further clarify, acceptance is not a matter of how one is associated with significant and clinically reliable change across a
thinking or feeling per se. It is in the quality of action in contact number of areas of functioning. Shifts in two hypothesized treat-
with thinking or feeling, particularly in relation to uncomfortable ment processes, acceptance and values-based action, were related
or negatively evaluated experiences (Hayes et al., 1999; Mc- to shifts in outcomes. These findings provide support for the ACT
Cracken, 2005). This quality includes a willingness to have, and model of treatment (Hayes et al., 1999) and a specific application
not struggle with, these experiences. Likewise, engaging in values- of it to chronic pain, CCBT (McCracken, 2005). Future investiga-
based action is not regarded as contingent on thinking logically or tions attempting to replicate and extend these results may benefit
positively, nor on feeling good, confident, or relaxed. Values- from the addition of comparison conditions, the inclusion of other
based action includes qualities that give behavior patterns a posi- process variables from within the same treatment model, longer
tive and meaningful direction, even when, or especially when, term follow-up assessments, and perhaps tests of generalizability
other concurrent experiences might urge a different action. In each to other settings, formats, and patient groups.
case, the focus is not particularly on the content of thoughts or
beliefs, but on the interaction of thoughts and beliefs, and verbally
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Turner-Stokes, L., Erkeller-Yuksel, F., Miles, A., Pincus, T., Shipley, M., Received March 2, 2007
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