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cles with the term progressive supranuclear palsy. The result- common than the antecollis seen in PD and can be accom-
ing reference lists were retrieved and searched for additional panied by scoliosis of the lower spine. In later stages, severe
relevant sources. We have included material from articles dystonic deformities of the distal limbs can also appear.
that, in the opinion of the authors, are pivotal to our current Cogwheel rigidity is present in both conditions.
understanding of PSP, or relevant to its clinical management. Early ocular symptoms include blurred vision (due to
The clinical utility of these reports was weighed against the convergence insufficiency, slow saccades, and probably other
25-year experience of one of the authors (J.L.J.) in managing factors), photophobia (due to decreased blinking), and invol-
these patients. untary eyelid closure due to blepharospasm (Fig. 2). Eyelid
apraxia, or impaired voluntary opening of the eyelids with
otherwise preserved eyelid movements, develops later.5
Weak voice with pseudobulbar features can develop early;
Unlike typical Parkinson’s disease, falls begin swallowing difficulties develop later.
The cranial nerve examination reveals facial hypo-
within the first year and by year 3 they are mimia, a decreased blink rate (0 – 4/min compared with a
normal rate of 15/min), lid retraction, and prominent nasola-
common unless precautions are taken to bial folds that lead to the classic deeply furrowed appearance
prevent them. of PSP (Fig. 1). In short, the facial hypomimia of PD has less
of a fixed stare than PSP. In PSP, the voice is often reduced
to a soft, slurring growl, which transforms into a pseudobul-
bar speech over time.3 Additional morbidity results from
CLASSIC PRESENTATIONS, SIGNS, sialorrhea and dysphagia, which are compounded by “messy”
AND PROGNOSIS eating owing to an inability to look down at the plate of food
Progressive supranuclear palsy presents insidiously af- due to impaired down gaze.3,6
ter age 40 with an average age of onset of 63. The symptoms
consist of bradykinesia, decreased fine motor skills, and
hypophonia. In the absence of tremor, this condition is easily
missed until the more specific symptoms of gait and visual Down gaze is affected before up gaze, whereas
problems begin. Gait difficulties progress at a faster rate than
in PD. Slow walking evolves into lurching steps and a lateral eye movements are usually preserved.
tendency to topple forward or backward.2,3 Unlike typical PD,
falls begin within the first year and by year 3 they are common
unless precautions are taken to prevent them. The evolution of
the above features can be quite variable and thus difficult to Vertical eye movements are reduced well beyond that
differentiate early from other forms of parkinsonism (Table 1). seen in aging. Down gaze is affected before up gaze, whereas
Presentations can range from unexplained falls, to visual (eg, lateral eye movements are usually preserved. However, lat-
blurred vision, diplopia), cognitive (eg, apathy, gradual loss of eral saccades are slowed in relation to neck movements due to
executive functions and word fluency), or parkinsonian symp- a relative dissociation in the oculocephalic reflex. Saccadic
toms with little or no tremor. velocity is progressively reduced so that, in more advanced
cases, the eyes tend to follow the head as it turns. A preserved
General Appearance vestibulo-ocular reflex rounds up the “supranuclear” charac-
Much like patients with PD, PSP patients have a ten- ter of the eye movements in PSP. Compared with PD
dency to drop the shoulders, flex at the waist, and not swing patients and controls, PSP patients exhibit slowed voluntary
their arms while walking. Compared with PD, PSP patients vertical saccades and frequent small, paired, horizontal sac-
have more axial than appendicular rigidity, more dystonia cadic intrusions (eg, square wave jerks) during fixation.7,8 In
and a more symmetric examination. Retrocollis is more comparison, patients with corticobasal degeneration (CBD),
ric onset, rest tremor, and a moderate initial response to and difficulty shifting cognitive sets. Also affected are work-
levodopa. This group had no gender differences and had ing memory, concept formation, planning, and execution.21,22
mean disease duration of 9.1 year. Involvement of these domains is thought to be due to the loss
In light of the above, it should not be surprising that of connections between the basal ganglia and frontal lobes.
these clinical diagnoses are far from perfect. In 2003 Dickson Although the timelines for cognitive and motor decline do not
et al examined the brains of 180 cases diagnosed in life with necessarily correlate, a 2000 study by Soliveri demonstrated
PSP.16 At autopsy, 137 had PSP and 43 had other diagnoses. that patients with PSP undergo a faster cognitive decline than
Multiple system atrophy (MSA), Dementia with Lewy Bod- those with PD or MSA.22
ies (LBD) and CBD comprised 70% of misdiagnosed pa-
tients. These cases included many with atypical features of
PSP such as tremor and asymmetric findings.16 In a 2003
study by Nath, among 187 patients ultimately diagnosed Apathy seems to predominate over other
with PSP at autopsy, 42 (29%) had received the diagnosis
of parkinsonism, 21% were thought to have a nonspecific neurobehavioral abnormalities in progressive
balance disorder, 10% stroke, and 7% depression.11 Of
those with visual impairment who had been referred to an supranuclear palsy.
ophthalmologist (8%), none was diagnosed with PSP at
that visit. Nonetheless, in recent years, the diagnostic
accuracy of PSP has been dramatically improved to a
specificity of 95% to 100% when applying the above Apathy seems to predominate over other neurobe-
clinical criteria using post mortem pathology as the gold havioral abnormalities in PSP when compared with other
standard.17,18 neurodegenerative disorders.23 Because apathy shares
some features with depression it is often misdiagnosed as
SPECIAL SIGNS AND SYMPTOMS OF PSP such; many clinicians do not recognize the difference
Clinical refinements in the original description of PSP between the two.23–25 Using the apathy subscale of the
include the “applause sign,” a test of impaired motor control Neuropsychiatric Inventory (NPI), Levy and Cummings
leading to perseveration due to frontal dysfunction. It may reported that most PSP patients score high in items related
differentiate PSP from frontotemporal dementia (FTD) and to the loss of interest, motivation, decreased spontaneity,
PD.19 In this test, the patient is asked to clap 3 times as and lack of enthusiasm, and having normal scores in items
quickly as possible. A normal performance consists of 3 related to sadness.24,25 In 1996 Litvan et al, used the NPI
claps (score ⫽ 3). Any score below 3 is abnormal, that is to compare 22 PSP patients to 50 Alzheimer disease (AD)
clapping 4 times (score ⫽ 2), 5 to 10 times (score ⫽ 1), or patients.23 Ninety-one percent of PSP patients suffered
more (score ⫽ 0). In this report, for instance, none of 39 from moderate to severe apathy. Disinhibition occurred in
normal controls, 24 FTD patients, and 24 patients with PD 36% and depression in only 9%. Dysphoria was mild,
had scores below 3. In contrast, 30 of 42 patients with PSP presenting as a sad affect without neurovegetative symp-
had scores below 3, suggesting that the applause sign may be toms. Only 1 of 22 patients had dysphoria without the
specific and moderately sensitive (71%) in PSP. apathy. One of 22 patients exhibited agitation. In compar-
In contrast, other signs of neurodegeneration, such as ison, apathy occurred in 72% of Alzheimer patients, and
the glabelar (GR) and palmomental reflexes (PMR) were agitation was the second most common finding (60%). In
found to be nonspecific and thus not helpful in sorting out this study demented patients with high apathy and low
neurodegenerative disorders.18 For instance, in a study by agitation and anxiety scores were more likely to have PSP
Jankovic et al, the GR was present in 52.5% of healthy than AD (positive predictive value of 85%). It is important
controls, 92% of patients with PSP, 80% of patients with to note that apathy and disinhibition did not correlate with
PD, and 86% of patients with MSA. At the same time, the duration of motor symptoms. The authors inferred that, in
PMR was present only in 25% of patients with PSP.20 PSP, dysfunction in different frontal-subcortical-thalamic
circuits does not proceed in parallel.23
In a subsequent study, Levy et al compared the above
group of PSP patients to 30 AD patients, 28 FTD patients,
34 Huntington disease (HD) patients and 40 PD patients.
Patients with progressive supranuclear palsy They concluded that the presence of depression does not
predict the presence of apathy and vice versa. In this
develop frontal cognitive impairment. sample, apathy correlated with disinhibition, lower cogni-
tive function and aberrant motor behaviors, but not with
depression.25 Depression, on the other hand, correlated
with anxiety, agitation, irritability, and hallucinations. Ap-
NEUROBEHAVIORAL FEATURES athy and depression co-occured with statistical signifi-
Patients with PSP develop frontal cognitive impairment cance only in the PD subgroup, in which only 5% of PD
characterized by the following: slowness of thinking and patients had apathy without depression, whereas 77% of
response time, impaired attention, diminished verbal fluency, PSP patients had apathy without depression. Unlike the PD
and AD patients, in PSP and HD, there was no correlation work, PSP has yet to be linked to any specific occupational
between apathy and lower cognition. exposure.27,37,38 For instance, although there are case reports
of PSP associated with repeated traumatic brain injury,27 this
association has failed to reach statistical significance when
formally tested.
Median survival is reported to be 6 years from Studies of the genetics of PSP have focused on tau, a
microtubule-associated protein coded by a gene in chro-
symptom onset, with few patients surviving 15 mosome 17, and thought to be central to the pathogenesis
of PSP. Mutations in the MAPT gene also on chromosome
years or more. 17 are associated with another tauopathy, FTD.41 The
expression of tau in region 17q21 of this chromosome is
regulated by 2 alternative splicing mechanisms resulting in
2 extended haplotypes. The inclusion or exclusion of exon
SYMPTOM PROGRESSION AND PROGNOSIS 10 gives rise to the 4R repeat (or H1 haplotype), or the 3R
In a 2003 report from the United Kingdom, poor mobility repeat (or H2 haplotype) isoforms of tau.35 The 2 haplo-
or bradykinesia was the presenting symptom in 69% of patients, types are expressed about equally in normals. In PSP and
cognitive problems in 15%, and bulbar dysfunction in 14%.11 In CBD, however, H1:H2 ratios have been consistently 3:1
contrast, the time from onset of symptoms to first fall (12 suggesting that the H1 haplotype predisposes to, or that the
months), and the time to develop severe gait disturbances (48 H2 protects against, PSP.3,42 In contrast, this ratio is
months) seem to be fairly consistent.17 In this report diplopia reversed in Senile Dementia of the Alzheimer Type
occurred in 10% of patients whereas only 1% of patients re- (SDAT).43 The total levels of CSF tau are highest in CBD,
ported symptoms attributable to eye movement abnormalities intermediate in PSP and lower but still abnormally ele-
detectable at the bedside.11 Changes in speech led to unintelli- vated in SDAT compared with controls.42 The lower levels
gible speech by 6 years, and dysphagia severe enough to require of tau in SDAT when compared with the primary tauopa-
a feeding tube by 7 years. Bulbar problems were closely asso- thies (eg, PSP and CBD) may reflect tau’s secondary role
ciated with early mortality, with early falls being a distant in this illness.
second indicator of poor prognosis.11 In most studies, median
survival is reported to be 6 years from symptom onset, with few
patients surviving 15 years or more.16,17 Finally, prognosis and DIAGNOSTIC AND FUNCTIONAL IMAGING
survival of individual patients could be estimated using the PSP Although the gold standard for the diagnosis of PSP is its
rating scale (PSPRS) recently described by Golbe et al26 PSPRS neuropathology, recent studies have used imaging techniques in
tool takes about 10 minutes to administer and provides survival an effort to refine the clinical diagnosis. Regions in PSP autopsy
estimates for specific PSPRS score ranges. brains that appear atrophic at autopsy have been imaged using
MRI (T1- and diffusion-weighted sequences) and positron emis-
EPIDEMIOLOGY AND GENETICS sion tomography (PET). These regions include the rostral mid-
The prevalence of PSP is age-dependent and estimated at brain, pons and superior cerebellar peduncles (SCP). In 2005
6% to 10% that of PD, or 6 to 7 cases per 100,000.1,3,27–34 It is Terada et al prospectively studied the MRIs of 21 patients with
typically a sporadic disorder with peak onset at age 63 and no PSP, 23 patients with PD, 25 patients with MSA, and 31 normal
reported cases before the age of 40. In contrast, the peak age of controls.44 The average midbrain area of patients with PSP (56.0
onset of PD is 59 to 60 years and cases with debut before age 40 mm2) was significantly smaller than that of PD (103.0 mm2) and
have been well documented. There are a few familial cases of MSA patients (97.2 mm2) compared with controls (117.7 mm2).
PSP with an apparent autosomal dominant inheritance and The midbrain-pons ratio in PSP patients was significantly
reduced penetrance.35 Nonfamilial clusters due to environmental smaller than that in the PD group (average 0.208), MSA group
factors have also been identified. In a study from the island of (average 0.266), and normal control group (average 0.236).
Guadeloupe, where the incidence of PSP is 14/100,000,36 there There was no overlap of the midbrain-pons ratio between PSP
seemed to be an association between long-term consumption of patients and the other groups.44 On the basis of these results, the
certain tropical fruits and herbal teas containing tetrahydroiso- authors postulated that midbrain area of ⬍70 mm2 strongly
quinolones (TIQs), and the development of PSP or atypical suggests a diagnosis of PSP (sensitivity ⫽ 100%, specificity ⫽
parkinsonism. Champy et al were able to develop an experimen- 91.3%), whereas a ratio of midbrain tegmentum area to pons
tal animal model of the neuropathology in PSP using IV injec- area of ⬍0.15 (sensitivity ⫽ 100%, specificity ⫽ 100% for
tions of the TIQ annocin.36 –38 Specifically, they found a dose- PSP) excludes the diagnosis of PD and MSA. Finally, the
dependent degeneration in nigral and striatal neurons with authors proposed a new imaging sign for PSP, the “penguin
parallel increases in the number of astrocytes and microglial silhouette” sign, which was present in all patients with PSP
cells.37 Annocin is a highly lipophilic inhibitor of mitochondrial on the midsagittal MRI (Fig. 3).
complex I, an enzyme thought to be defective in PD and Another 2005 study by Paviour used the volume of the
PSP.39,40 SCP as a tool for diagnosing PSP with T1 weighted MRI.45 The
The above and other epidemiologic discoveries of the SCP consists mainly of efferent projections from the cerebellar
past few years support the theory that PSP can be influenced dentate nucleus, which run in the lateral wall of the fourth
by environmental factors.27 Despite this field and laboratory ventricle and then merge into the midbrain. The study examined
FIGURE 3. Penguin silhouette sign: Midsagittal MRI image of a patient with Parkinson’s disease (PD, normal), PSP
showing marked atrophy of midbrain tegmentum (arrow), and multiple-system atrophy of the Parkinson’s type (MSA-P)
showing marked atrophy of pons (arrow). The midbrain to pons ratio is always small in PSP: the shapes of the midbrain
tegmentum (bird’s head) and pons (bird’s body) on midsagittal MR images look like a lateral view of a standing penguin
with a small head and big body. Reproduced with permission from Oba H, Yagishita A, Terada H, et al. New and reliable
MRI diagnosis for progressive supranuclear palsy. Neurology. 2005;64:2050 –2055.
19 patients with clinical PSP, 10 with MSA, 12 with PD and 12 PATHOLOGY AND PATHOPHYSIOLOGY
healthy controls. SCP atrophy differentiated PSP from other The pathology of PSP is characterized by widespread
neurodegenerative conditions and controls with a sensitivity of neurodegeneration associated with tau protein deposition in
74% and specificity of 94%. Both non-PSP cases of SCP subcortical regions that include the substantia nigra, globus
atrophy had a clinical diagnosis of MSA. pallidus, subthalamic nucleus, midbrain, pontine reticular
In a 2005 study by Eidelberg using blinded computer- formation, dentate nucleus of the cerebellum and the superior
supported assessment of positron emission tomography (PET), cerebellar peduncle (see imaging section). In PSP and other
investigators reported glucose hypometabolism in the midline tauopathies, the tau protein loses its affinity for microtubules
frontal regions and in the brainstem of PSP patients.46 Decreased and becomes resistant to proteolysis. This results in the
metabolism was also observed in the caudate nucleus, whereas accumulation of tau and the formation of neurofibrillary
the metabolic rate was increased in the cortical motor areas, tangles. High levels of these tangles along with neurophil
parietal cortex, and thalamus. In general, there was an 85% threads and tufted astrocytes comprise the basis for the
agreement between these positive imaging findings and the pathologic diagnosis of PSP (Fig. 4).21,48
clinical diagnosis of PSP and correlation between the degree of Regional destruction of cholinergic premotor nuclei in
cortical involvement and level of clinical disability.46 Because the midbrain is thought to contribute to the vertical gaze
the medial frontal lobes and the brainstem serve as relay stations abnormalities, convergence defects, and axial dystonia in
to the reticular activating system, functional hypometabolism in PSP.21,49 Affected regions include the rostral interstitial nu-
these regions may lead to the abnormalities in attention, arousal, cleus of the medial longitudinal fasciculus, the nucleus of
and sleep, which are such common problems in PSP.46 In Edinger-Westphal, the interstitial nucleus of Cajal, and the
addition, a functional disconnect between the frontal cortex and deep layers of the superior colliculus.5,49 Similar lesions in
paralimbic structures may contribute to apathy.25 Apraxia is the pedunculopontine nucleus and lateral tegmental nucleus
seen in a smaller number of patients and may result from are thought to be responsible for impairment of horizontal
disruption of other diencephalic-cortical connections.5 smooth pursuit. Diencephalic and cortical regions affected in
In addition to dopamine and acetylcholine, PET technol- PSP include the mediodorsal nucleus of the thalamus, the
ogy has helped demonstrate involvement of other neurotrans- caudate nucleus, putamen, nucleus accumbens, substantia
mitters in PSP. In 2000, Foster et al demonstrated a reduction of innominata, and nucleus basalis of Meynert (nbM) and fron-
GABA receptors in the cerebral cortex, particularly the anterior tal cortex.21
cingulate gyrus.47 In contrast, the density of GABA receptors in Pathologic findings that exclude the diagnosis of PSP
the brainstem was normal. include the presence of Lewy bodies, argyrophilic oligoden-
droglial inclusions, Pick bodies, diffuse spongiform changes,
or prion protein-positive amyloid plaques.48
FIGURE 4. A, Pathologic section from the subthalamic nucleus (STN) using a silver impregnation stain to demonstrate neurofi-
brillary tangles (arrows) in autopsy material from a case with longstanding PSP. B, Tau-immunolabeled section from the stria-
tum illustrating tau-positive tufted astrocytes (arrows). Courtesy of M. Gearing, PhD, Center for Neurodegenerative Disease,
Emory University School of Medicine.
sonism” in which 5 of 8 experienced “some benefit.”57 In metic-induced visual hallucinations seems to be lower in PSP
other studies, patients with PSP treated with dopamine ago- when compared with that in PD.61 These differences in the
nists have fared comparably or worse than patients treated sensitivity to drug-induced side effects may be attributed to
with levodopa.50 The adjunctive antiparkinsonian agent, aman- the more extensive nonstriatal, and thus dopamine resistant
tadine, has been reported to produce a transient therapeutic pathology in PSP, and to the more severe presynaptic striatal
benefit in 15% of patients.58 dopaminergic denervation in PD compared with PSP. The
latter leads to postsynaptic hypersensitivity and possibly
dyskinesias and hallucinations.
Beyond dopamine, GABA receptors seem to be de-
It is our experience that the dose response is creased in the frontal cortex of PSP patients (see neuroimag-
ing above). Based on this, investigators conducted a double-
not linear in progressive supranuclear palsy, blind study in 10 PSP patients using the GABA agonist,
zolpidem. Using a cross over trial design patients received
and the threshold levodopa dose required to zolpidem (5 and 10 mg), levodopa-carbidopa (25/250 mg
trigger any motor response is often higher than q.d.) and placebo.62 Zolpidem 5 mg improved voluntary
saccades and induced statistically significant improvements
that in Parkinson’s disease. in motor function as recorded in the motor subscale of the
United Parkinson’s Disease Rating Scale. Given the paucity
of clinical trails, it is obvious further work is needed to
examine the potential roles of GABA and other dopaminergic
From this and the experience in our institution, the take neurotransmitters in PSP.
home message is that compared with PD, PSP patients derive Pseudobulbar palsy is an important symptom of PSP
a limited benefit from dopaminomimetics. Nonetheless, ex- associated with high morbidity and decreased survival.15 In
perience dictates that in individual patients this benefit can be patients with ALS, pseudobulbar affect has been treated
clinically important. It is our experience that the dose re- effectively with the weak NMDA antagonist, dextromethor-
sponse is not linear in PSP, and the threshold levodopa dose phan (in combination with small doses of quinidine sulfate to
required to trigger any motor response is often higher than slow its metabolism).63 This combination should be avoided
that in PD. For instance, it is not unusual for PSP patients to in patients using other drugs metabolized by the CYP-2D6
respond to 1 g of levodopa (in the form of carbidopa- system. In brain injury induced pseudobulbar affect, sertra-
levodopa) even after failing to respond to 400 to 600 mg. line, and in a recent report, escitalopram and paroxetine were
Even at these high doses, the responses remain modest and found to be helpful.64 It is unknown whether these agents
short-lived (eg, 3–5 years). help other aspects of pseudobulbar palsy such as dysarthria
Given this broad dose range and narrow therapeutic and dysphagia, and there is little experience with their use in
window, it is difficult to decipher whether, in early stages, the PSP. Similarly, agents to treat spasticity in other disorders,
reported low response rates of PSP to dopaminomimetics is such as lioresal and tizanidine, have not been tested formally
due to a conservative use of levodopa (⬍600 mg/d), or to in PSP. It is the authors’ impression that PSP patients are
judgments based on patients too advanced to respond to any generally more disabled by dystonic than spastic symptoms.
treatment. Even in those who do respond, it is important to Drugs in these categories provide modest relief at best to
remember that, over time, dopaminomimetics may elicit re- individual patients for a limited time early in the course of
versible worsening of most motor and behavioral symptoms their illness.
of PSP. Time to reach this tipping point is difficult to predict Ataxia in PSP is due to frontal, visual, cerebellar and
and varies across individuals. Accordingly, one of the most brainstem pathology. Like other ataxias with multifactorial
difficult therapeutic decisions in the management of PSP is to pathology, this symptom cannot be addressed directly. How-
determine when to reduce or stop these agents. Postural ever, maintaining conditioning, musculature and joint elas-
hypotension, worsening dystonia, rapid deterioration of mo- ticity through exercise (even if sitting or recumbent) and
tor signs, and aberrant behaviors are indicators that a patient physical therapy will increase the patient’s ability to com-
may be past the therapeutic tipping point. This late drug- pensate for the otherwise relentless balance problems.
induced deterioration may be dose dependent, and it is im-
portant to consider this before concluding that these agents Management of Visual Symptoms
are no longer helpful. Accordingly, a gradual de-escalation of Deficits in visual accommodation such as trouble fo-
dopaminomimetics allows time to explore the possibility that cusing and photophobia, and symptoms associated with the
smaller doses may still beneficial, and avoid the possibility of supranuclear gaze palsy, such as decreased down gaze, are
a neuroleptic-like syndrome provoked by the sudden with- generally not responsive to therapy. Because patients with
drawal of all therapy.59,60 PSP do poorly with bifocals, it is best to recommend they use
Given the above caution, it is worth considering initi- separate glasses for near and far vision. Items of interest,
ating and possibly limiting dopaminomimetic treatment in including meals, should be placed as close to eye level as
PSP to levodopa-based preparations. Unlike PD patients, PSP possible. Diplopia can respond to prisms. The prisms are
patients are less likely to develop severe motor fluctuations expensive, and the prescription needs to be revised periodi-
and dyskinesias. Similarly, the incidence of dopaminomi- cally to remain effective. Selective injection of botulinum
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