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Spinal Muscular Atrophy
C O N T I N UU M A UD I O By Jessica Rose Nance, MD
I NT E R V I E W A V AI L A B L E
ONLINE
ABSTRACT
PURPOSE OF REVIEW: This article provides an overview of the pathophysiology
and clinical presentations of spinal muscular atrophy (SMA) and reviews
therapeutic developments, including US Food and Drug Administration
(FDA)–approved gene-targeted therapies and mainstays of supportive
SMA care.
CITE AS: SUMMARY: Striking therapeutic advancements have changed the clinical
CONTINUUM (MINNEAP MINN) course of SMA dramatically, although supportive care continues to play an
2020;26(5, PERIPHERAL NERVE AND
MOTOR NEURON DISORDERS):
important role in patient care.
1348–1368.
S
Hopkins Hospital, David M. pinal muscular atrophy (SMA) is an autosomal recessive disease of the
Rubenstein Child Health Building, lower motor neurons characterized by progressive weakness and
200 N Wolfe St, Suite 2158;
muscle atrophy. It is caused by a homozygous deletion/mutation in
Baltimore, MD 21287,
jnance6@jhmi.edu. the survival motor neuron 1 (SMN1) gene on chromosome 5q13. The
disease phenotype is broad. Before the availability of SMA therapies,
RELATIONSHIP DISCLOSURE:
Dr Nance receives research/
the disease was classified into groups by age of symptom onset and motor
grant support from AveXis, Inc; milestones achieved,1 and, although approved therapies change the
Biogen; Catabasis developmental trajectory, this grouping remains helpful for general
Pharmaceuticals, Inc; Catalyst
Pharmaceuticals, Inc; prognostication and is still used for defining cohorts in clinical trials. Patients
Cytokinetics, Inc; Santhera with type 1 (SMA1) have severe weakness, with onset at younger than 6 months
Pharmaceuticals; and of age, and never achieve the ability to sit independently. Patients with type 2
Scholar Rock.
(SMA2) have milder weakness presenting before 18 months of age and are able to
UNLABELED USE OF sit but never achieve the ability to walk independently. Patients with type 3
PRODUCTS/INVESTIGATIONAL
USE DISCLOSURE:
(SMA3) have weakness in childhood and are able to ambulate. Patients with type
Dr Nance reports no disclosure. 4 (SMA4) have milder adult-onset weakness. The disease severity is influenced
by a variable copy number of a second paralogous SMN2 gene.2
© 2020 American Academy
With an incidence of 1 per 10,000 and a carrier frequency of 1 in 50, SMA is
of Neurology. one of the most common recessively inherited diseases.3 The most common form
CONTINUUMJOURNAL.COM 1349
FIGURE 10-2
Genetic mechanism for spinal muscular atrophy (SMA). A, Region of interest in the SMN
gene on chromosome 5q13 showing the deleted SMN1 gene and variable copy number of
SMN2 gene. In the absence of the SMN1 gene, motor neuron survival depends upon a
diminished amount of SMN protein that can be produced from the mutated SMN2 gene.
The majority of SMN2 mRNA lacks exon 7 (Δ7-SMN) and produces a protein product that
is degraded. Exon 7 is included in a minority of transcripts (FL-SMN) that produce functional
SMN protein. B, The severity of the SMA phenotype can generally be predicted by the
SMN2 copy number and is inversely related to the patient’s number of copies.
DNA = deoxyribonucleic acid; FL-SMN = full-length SMN mRNA. mRNA = messenger ribonucleic acid.
Data from Feldkötter M, et al, Am J Hum Genet.2
FIGURE 10-3
Inadequate SMN protein levels disrupt several interactions within the motor unit.
MN = motor neuron; NMJ = neuromuscular junction.
Reprinted from Tisdale S, Pellizzoni L, J Neurosci.21 © 2015 The Authors.
CONTINUUMJOURNAL.COM 1351
development.26 Thus, in both mouse models and human patients, SMN protein
appears to play a role in both embryonic development of the motor unit and in the
maintenance of motor neurons postnatally and throughout life.
CLINICAL PRESENTATION
Over time, the classification of SMA has evolved based on a clinical understanding
of SMA, including the age of onset of weakness and the degree of motor milestone
achievement (TABLE 10-1). Along this continuum of disease, weakness is more
rapidly progressive in patients with earlier-onset disease, whereas weakness can
be relatively stable in patients with adult-onset disease. Available therapies have
had a striking impact on the clinical course of the disease, but the classification
continues to be useful in allowing clinicians to provide prognostic information to
patients and their families and to anticipate the individual patient’s needs. This
classification also plays an important role in stratifying patients in clinical trials.
1 2–6 months Never sits 2, 3 <2 years Early proximal weakness, areflexia, tongue
fasciculations, respiratory failure and swallowing
dysfunction, scoliosis, joint contractures
2 6–18 months Sits independently 3, 4 >2 years Proximal weakness, tongue fasciculations,
tremor, respiratory muscle weakness, scoliosis,
joint contractures
3A <3 years Walks 3, 4 Adult Often loses ability to walk in later childhood or
independently early adulthood, tremor, scoliosis
3B 3–21 years Walks 3, 4 Adult Often maintains walking into adulthood, tremor,
independently scoliosis
a
Type is based on age of onset and motor milestone achievement.
are absent. Early on, muscles of facial expression are strong, but bulbar weakness
and tongue fasciculations are a common finding. Over time, scoliosis and joint
contractures develop. Weakness is often accompanied early on by respiratory
muscle weakness, and patients have a characteristic bell-shaped chest. Because
of respiratory failure and bulbar weakness with swallowing dysfunction,
untreated infants require respiratory and nutritional interventions in the first
year or two to prolong life. Without disease-modifying therapy, babies with
SMA1 are expected to die or require permanent ventilation by the average age
of 13.5 months.28 The majority of patients with SMA1 possess two copies of the
SMN2 gene (FIGURE 10-2B).2,29
CONTINUUMJOURNAL.COM 1353
TABLE 10-2 Evaluations to Measure Motor Function Status in Patients With Spinal
Muscular Atrophy
Test
Scale Name Scoring Duration Examples of Functions Evaluated Target Population
Hammersmith Infant 8 items 20 min Head control, sitting, grasping, Infants 2–24 months, spinal
Neurological Examination kicking, rolling, crawling, standing, muscular atrophy (SMA) types
Section 233 walking 1 and 2
Hammersmith Functional 33 items 20 min Rolling, sitting, lying to sitting, SMA types 2 and 3
Motor Scale Expanded34 kneeling, kneeling to standing, (24 months to adult)
squatting, jumping, stair climb/
descent
Children’s Hospital of 16 items 20 min Head control, rolling, gross motor Neonates and infants with
Philadelphia Infant Test of functions of upper and lower SMA type 1
Neuromuscular Disorders35 limbs, axial strength/tone
Revised Upper Limb 19 items 10 min Upper limb gross and fine motor SMA types 2 and 3 (3 years to
Module36 functions adulthood)
Motor Function Measure37,38 Adult: 32 20 min Upper and lower limb gross and General neuromuscular
items fine motor functions, rolling, lying disorders (3–64 years)
to sitting, sitting to standing,
Child: 20
running, hopping
items
6-Minute Walk Test39 Distance in 6 min Walk as fast as possible along a SMA type 3
meters 25-m loop for 6 minutes
CONTINUUMJOURNAL.COM 1355
SMN–DEPENDENT THERAPIES
An understanding of the genetic mechanisms of SMA, together with
development of validated outcome measures assessing degrees of weakness and
developmental delay, was instrumental in the success of the three FDA-approved
therapies targeting gene expression in SMA.
Nusinersen
In December 2016, the FDA approved nusinersen, an antisense oligonucleotide that
promotes the inclusion of exon 7 during splicing of SMN2 RNA. The medication
is given intrathecally, initially with four loading doses (the first three loading doses
every 14 days and the fourth loading dose given 30 days after the third dose)
followed by maintenance dosing every 4 months. The pivotal ENDEAR (A Study to
Assess the Efficacy and Safety of Nusinersen [ISIS 396443] in Infants With Spinal
Muscular Atrophy) trial enrolled infants with SMA1 who were younger than
6 months of age.45 At final analysis, 50% of treated infants demonstrated
improvement in motor milestones (as measured by the HINE-2), compared to 0%
in the control group. Additional studies in neonates (NURTURE [A Study of
Multiple Doses of Nusinersen (ISIS 396443) Delivered to Infants With Genetically
Diagnosed and Presymptomatic Spinal Muscular Atrophy] trial)46 and in older
patients with SMA2 or SMA3 (EMBRACE [A Study to Assess the Safety and
Tolerability of Nusinersen (ISIS 396443) in Participants With Spinal Muscular
Atrophy] trial)47 were also encouraging. The most striking finding in the nusinersen
trials was that the improvement in function was most impressive in babies treated at
younger ages. This was further supported in the ongoing open-label NURTURE
trial, in which asymptomatic neonates with two or three copies of SMN2 began
treatment at the age of 6 weeks or younger. Thus far, all are alive and breathing
independently after 2.9 years of follow-up (average age 34.8 months).46
Importantly, at an age at which we expect to see decreased motor milestone
development, these subjects demonstrated a striking improvement in motor
function, with 100% able to sit, 92% walking with support, and 88% walking
independently. The rationale behind this improvement is that asymptomatic babies
have a population of motor neurons that can be rescued and thus have greater
capacity to experience a more normal developmental trajectory. This is in contrast to
symptomatic infants and older patients who already manifest significant weakness
because they have lost a critical population of motor neurons and are in a slower
phase of decline. This is consistent with mouse and human data suggesting that
higher levels of SMN are most important during gestational and neonatal stages of
motor development.
No side effects have been identified related to nusinersen itself, but
complications associated with intrathecal administration have been reported,
including low-pressure headaches and pain at the injection site. Intrathecal
administration is a straightforward procedure in many patients with SMA, and in
younger and weaker children, it can be done without anesthesia. The clinician
may opt for sedation or general anesthesia in older and stronger children to
improve comfort and ease of administration. In older children and adults with
significant scoliosis or spinal fusion, involvement of interventional radiology
with fluoroscopy or CT guidance may be helpful. In some of these patients with
CONTINUUMJOURNAL.COM 1357
Risdiplam
In August 2020, the FDA granted approval for risdiplam, a small molecule
therapy that increases splicing efficiency at exon 7 in the SMN2 mRNA, thus
increasing the amount of functional protein that can be produced in the absence
of SMN1.51 Risdiplam is approved as a daily oral medication for patients with
SMA of all types ages 2 months and older. In an open-label clinical trial involving
patients with SMA1 aged 1 to 7 months, 41% were able to sit unsupported for at
least 5 seconds following 12 months of treatment and 90% were alive without
permanent ventilation by at least 15 months of age.52 Patients with type 2 or type 3
SMA between the ages of 2 and 25 years treated with risdiplam for 12 months
demonstrated a significant improvement in gross motor performance, including
upper limb functions, compared to those treated with placebo.52
The medication so far has been well tolerated in trials, with the most common
side effects in patients with SMA1 being upper respiratory tract infection,
pneumonia, cough, and vomiting. Patients with SMA2 or SMA3 more commonly
experienced fever, diarrhea, and rash. None of the side effects reported in the
trials necessitated discontinuation of therapy.52 At the time of this writing,
no additional information regarding safety monitoring recommendations is
available.
SMN-INDEPENDENT THERAPIES
The absence of SMN protein affects multiple components of the motor unit, and
these components are also targets for therapeutic development. Two therapies
targeting muscle growth and function in SMA are currently in clinical trials.
CONTINUUMJOURNAL.COM 1359
CASE 10-1 A pediatric neurologist received a phone call from the state health
department reporting the newborn screening identification of a 5-day-
old baby girl with spinal muscular atrophy (SMA). The provider scheduled
an appointment with the baby and her parents the next day.
On initial examination in the clinic on day of life 6, the baby was
bright-eyed and well appearing, with normal muscle bulk. She was
feeding well and breathing comfortably with antigravity strength in all
four extremities. She had head lag on pull to sit and slight slip-though on
vertical suspension, but both findings were within the broad range of
normal limits for the baby’s age. Tendon reflexes were absent. Although
the baby’s examination was nearly normal, because of the highest
prevalence, the phenotype was most likely SMA type 1. After a
discussion, the family wished to pursue onasemnogene abeparvovec-xioi
therapy, so the SMN2 copy number and absence of anti–adeno-
associated virus 9 (AAV9) antibody titer had to first be confirmed before
proceeding. While waiting for these results, the provider began the prior
authorization for onasemnogene abeparvovec-xioi therapy. The SMN2
copy number returned 4 days later with two copies of SMN2, and the
family returned for results disclosure.
At follow-up examination 4 days later, the provider noted some very
mild paradoxical breathing and increased head lag. Although still having
antigravity strength, the baby moved less in proximal muscle groups and
felt “less sturdy” in the provider’s arms. The examination was now more
consistent with an SMA type 1 phenotype.
Onasemnogene abeparvovec-xioi is expensive and prior authorization
is complicated, but with progression of weakness, the provider pushed
urgently for approval. Additional time was required to establish the
institution’s protocol regarding the administration of gene therapy. Final
insurance authorization and institutional approval for treatment was
achieved 3 weeks after the last visit. At that point, the baby had
progressed mildly in weakness and hypotonia.
This case highlights that although newborn screening allows earlier COMMENT
diagnosis of SMA, barriers to early treatment still exist. Even if the SMA
type is suspected based on examination, the SMN2 copy number must be
determined to confirm the expected phenotypic trajectory. Additionally,
the process of insurance authorization and establishing an institutional
protocol for treatment can, in some cases, take weeks. This is valuable time
during which degenerating motor neurons could potentially be rescued by
therapy. Many institutions have already treated children with some of
these therapies and have an institutional policy for treatment. For those
that do not but anticipate treating patients, proactively getting a treatment
policy in place will save time. Because of the expense, each new insurance
authorization is challenging and requires persistent attention, especially in
cases in which the patient is declining.
The case also highlights that even with early therapy and gain of
measurable milestones that would otherwise not be attained, treated
children can still have considerable weakness. In the case of this patient,
onasemnogene abeparvovec-xioi effectively changed the early course
from an SMA type 1 to an SMA type 2 or type 3 phenotype. This patient will
need close monitoring for respiratory dysfunction, contractures, and
scoliosis, and she may need a wheelchair at some point. It is thus important
that even patients who are treated early receive continued follow-up with
an experienced provider in a clinic equipped to care for patients with SMA.
CONTINUUMJOURNAL.COM 1361
KEY POINTS
Summary of Tests Used to Monitor Patients With ≥5 SMN2 Copies for TABLE 10-3
Whom Treatment Is Not Initiated Immediatelya
Compound muscle action potential Below normative values for an age-matched child All
(CMAP)
Physical examination/reflexes Any of the following: loss of reflexes, failure to meet or All
regression in ability to perform motor milestones,
proximal weakness, and weakness in trunk righting/
derotation
Children’s Hospital of Philadelphia A failure to gain motor functions with age in keeping with Infants
Infant Test of Neuromuscular normal development OR a drop in total score from
Disorders previous assessment
Hammersmith Infant Neurological A failure to gain motor functions with age in keeping with Infants
Examination normal development OR a drop in total score from
previous assessment
Hammersmith Functional Motor Scale A failure to gain motor functions with age in keeping with ≥2 years
Expanded normal development OR a drop in total score from
previous assessment
6-Minute Walk Test A failure to gain motor functions with age in keeping with ≥5 years
normal development OR a drop in total score from
previous assessment
Bayley Scales of Infant and Toddler A failure to gain motor functions with age in keeping with Infants/toddlers
Development normal development OR a drop in total score from (recommended 1 to
previous assessment 42 months)
EMG=electromyography.
a
Modified with permission from Glascock J, et al, J Neuromuscul Dis.59 © 2020 IOS Press and the Authors.
CONTINUUMJOURNAL.COM 1363
CONTINUUMJOURNAL.COM 1365
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