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State of Drinking Water Report-2
State of Drinking Water Report-2
DRINKING WATER
An urgent call to action to accelerate progress
on ensuring safe drinking water for all
S TAT E O F T H E W O R L D ' S D R I N K I N G WAT E R
State of the world’s drinking water: an urgent call to action to accelerate progress on ensuring safe
drinking water for all
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Acknowledgements
This report is the result of collaboration between a large number of contributors, reviewers and editors.
The development of the report was led by Jennifer de France (Team Leader, Drinking-water Quality and
Safety, WHO) in coordination with Jorge Alvarez-Sala (Senior Advisor for Water and Climate Resilient
Water, Sanitation and Hygiene (WASH) a.i., UNICEF) and Chloe Viola (Senior Water Supply and
Sanitation Specialist, World Bank). It was developed under the overall direction and guidance of Bruce
Gordon (Coordinator of Water, Sanitation, Hygiene and Health, WHO) and Kelly Ann Naylor (Director,
Water, Sanitation, Hygiene (WASH) & Climate, Environment, Energy, and Disaster Risk Reduction
(CEED), UNICEF). Thanks are due to Jennifer Sara and Saroj Jha (former and current Global Director
for the Water Global Practice at the World Bank, respectively) for contributing to and supporting the
conception of this report. Clarissa Brocklehurst acted as lead writer and managing editor and Simon
Mead as editor.
This document benefited from the valuable contributions of Betsy Engebretson, Fiona Gore, Rick
Johnston, Batsirai Majuru and Angella Rinehold at WHO; Tom Slaymaker at UNICEF and Joel Kolker
and Gustavo Saltiel at the World Bank.
The authors are grateful to the many others who assisted with contributions and review including
Ashanti Bleich, Joanna Esteves Mills, Mark Hoeke, Rory McKeown, Oliver Schmoll and Nghia Ton at
WHO; Jose Gesti Canuto, Guy Hutton and Nicolas Osbert at UNICEF; Sarah Keener and Si Gou from
the World Bank’s Water Global Practice; Zehra Shabbir and Rich Thorsten at Water.org; Tara Bartnik,
Vincent Casey, Md Khairul Islam, Md Tahmidul Islam and Hasin Jahan at WaterAid; Marieke Adank,
Juste Nansi and Stef Smits at IRC; Karl Linden at the University of Colorado Boulder; Rob Hope at the
University of Oxford; Guy Howard at the University of Bristol; and Harold Lockwood and Bill Twyman
at Aguaconsult.
4 S TAT E O F T H E W O R L D ' S D R I N K I N G WAT E R
Contents
1.1
123
WHY IS THIS REPORT
NECESSARY? 16
WHY INVEST IN
SAFELY MANAGED
DRINKING WATER? 22
WHAT IS THE STATUS
OF PROGRESS IN
DRINKING WATER? 36
Endnotes 104
A N U R G E N T C A L L T O A C T I O N T O A C C E L E R AT E P R O G R E S S O N E N S U R I N G S A F E D R I N K I N G WAT E R F O R A L L
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456
WHAT IS THE STATUS
OF THE POLICY,
REGULATORY
AND FINANCING
IMAGINING A BETTER
FUTURE: A DRAMATIC
ACCELERATION
IN PROGRESS IS
GOVERNMENTS CAN
ACCELERATE DRINKING
WATER SUPPLY PROGRESS
WITH PROVEN, EFFECTIVE
FRAMEWORK FOR POSSIBLE 72 APPROACHES 76
DRINKING WATER? 58
5.1 6.1
4.1 The SDG 6 Good governance begins
Status of national Acceleration with leadership, effective
drinking water policies Framework 73 coordination and regulation 77
and plans 59
5.2 6.2
4.2 Countries are rising Smart public finance
Status of policy to the challenge 74 unlocks effective household
regarding reaching and private investment 86
poor populations 62
6.3
4.3 Capacity at all levels drives
Status of regulation progress and sustains
of drinking water services 91
services 62
6.4
4.4 Reliable data support
The cost of achieving better decision-making and
universal safely stronger accountability 95
managed drinking
water supply 67 6.5
Innovation leads to better
4.5 approaches and meets
How much is being emerging challenges 98
invested, and where is
it coming from? 69 6.6
Looking ahead: A pathway
to 2030 102
6 S TAT E O F T H E W O R L D ' S D R I N K I N G WAT E R
Tables,
figures
and boxes
TABLES
TABLE 1: JMP drinking water service ladders for households, schools and health care facilities 19
FIGURES
FIGURE 1: P
rogress in coverage of drinking water services between 2000 and 2020,
percentage of global population 38
FIGURE 2: Regional drinking water coverage, 2015-2020, % 39
FIGURE 3: Disparities in accessibility, availability and quality of drinking water within
countries and areas, rural and urban, 2020 40
FIGURE 4: Inequalities in safely managed drinking water services and its elements, Chad,
2019 41
FIGURE 5: Global coverage of drinking water in schools, 2021, % 43
FIGURE 6: S
chool-age population lacking basic water services at school, 2015-2021, by SDG
region, (millions) 43
FIGURE 7: R
isk of faecal contamination of drinking water by source type in rural schools in 12
countries in sub-Saharan Africa, 2017, % 44
FIGURE 8: C
overage of water services in health care facilities in 59 countries and areas by
SDG region in 2021, % 46
FIGURE 9: Proportion of population using improved drinking water sources free from
contamination by region in 2020, % 48
FIGURE 10: P
ercentage of population using drinking water sources by risk of faecal
contamination, selected surveys, 2014-2020, % 49
FIGURE 11: W
ater quality by source type, by country 50
FIGURE 12: D rinking water free from contamination at point f collection and point of use,
selected countries, 2012-2018, % 52
FIGURE 13: Q
uality of drinking water in households with contaminated sources that report
appropriate household water treatment, in 20 countries, % 52
FIGURE 14: D
rinking water is most contaminated among the poorest and rural populations in
Gambia 53
FIGURE 15: Population living in areas with high probability of arsenic in groundwater
exceeding 10 μg/L 54
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FIGURE 16: Population in areas with high probability of fluoride exceeding 1.5 mg/L 55
FIGURE 17: UNICEF Extreme Water Vulnerability Index 57
FIGURE 18: Number of countries reporting formally approved urban and rural drinking water policies
supported by resourced plans 60
FIGURE 19: Percentage of countries with regulatory authorities that publish publicly accessible reports on
drinking water quality and quality of service delivery in urban and rural areas 64
FIGURE 20: Sources of funding and finance for drinking water (24 countries) 70
FIGURE 21: Breakdown of water supply aid disbursements, basic versus large systems, 2010–2020 71
FIGURE 22: Progress in safely managed drinking water services and acceleration required to meet
SDG Target 6.1 103
BOXES
BOX 1: Definitions 20
BOX 2: Water safety plans 21
BOX 3: Key impacts of climate change on drinking water 27
BOX 4: Working with nature protects water availability and quality for the city of Beijing 29
BOX 5: Water carriage and gender in India 33
BOX 6: Water sector interventions contribute to urban peacebuilding in Tripoli, Lebanon 35
BOX 7: E. coli bacteria as an indicator of faecal contamination of drinking water 48
BOX 8: Other chemicals and contaminants of concern 56
BOX 9: Common management models for drinking water supply 61
BOX 10: Regulation 63
BOX 11: Policies to require and enforce water safety planning 65
BOX 12: Clarifying mandates for drinking water regulation in Ghana 66
BOX 13: Understanding water sector funding and financing 68
BOX 14: The ONEWASH National Programme in Ethiopia 74
BOX 15: Government commitment to household tap connections for all rural dwellers in India 75
BOX 16: A multi-tiered approach to regulation in Mozambique covers all types of service providers 78
BOX 17: The willingness of the regulator in Kenya to apply sanctions has improved service delivery 79
BOX 18: Transparent regulation results in better service delivery in Portugal 80
BOX 19: Dramatic utility performance improvement in Phnom Penh, Cambodia 81
BOX 20: Government policy drives successful utilitization of rural water supply in Uganda 82
BOX 21: Changes in policy and regulation support professionalization of low-cost manual drilling 83
BOX 22: Taking a risk-based approach to mandated water quality monitoring in Viet Nam 84
BOX 23: Embedding water safety planning in national policy in Bangladesh 84
BOX 24: Strategic use of public sector funds in Mexico and Peru 87
BOX 25: In Viet Nam, a partnership builds the financial health of the Da Nang water utility 88
BOX 26: Borrowing on the domestic capital market by water utilities in Kenya 89
BOX 27: Incorporating repayable household finance into the government’s programme for water supply in India 90
BOX 28: Building capacity for district master planning in Burkina Faso 92
BOX 29: Building the capacity of small water utilities in Indonesia 92
BOX 30: Addressing gender diversity in the water sector in the Lao People’s Democratic Republic and Malawi 94
BOX 31: Research influences regulatory reform to safeguard drinking water quality in Uganda 96
BOX 32: Water quality testing in household surveys leads to a new strategy and monitoring system in Nigeria 96
BOX 33: Rapid assessment of drinking water supply systems informs regulations in Serbia 97
BOX 34: Digitization of WASH monitoring facilitates evidence-based decision-making in Myanmar and
Papua New Guinea 97
BOX 35: Green infrastructure contributes to improved water quality in Brazil 99
BOX 36: Wastewater reuse reduces pressure on water sources in Singapore, Mexico and Australia 99
BOX 37: Financial technology supports small water service providers in Cambodia 100
BOX 38: Using digital platforms to monitor piped water supply systems 101
BOX 39: Remote sensing to improve drilling success rates in Ethiopia and Madagascar 101
BOX 40: FundiFix: An innovative approach to professionalized maintenance in Kenya 102
8 S TAT E O F T H E W O R L D ' S D R I N K I N G WAT E R
Foreword
Every day, millions of women and school-age children - almost always girls - spend
hours walking long distances to fetch water, which may be of poor quality, limited
quantity or unaffordable.
For hundreds of years, efforts to improve the delivery of safe drinking water have led to
gains in public health and huge reductions in child mortality. In the last two decades,
two billion people gained access to safe drinking water. The returns on investment for
health, productivity and other factors are estimated at more than three times the cost
in urban areas, and more than six times the cost in rural areas.
The first reason is that we face a crisis. Despite our understanding of the benefits of
safe drinking water and the progress we have made, an estimated two billion people,
one quarter of the world's population, still go without. Unsafe drinking water is a driv-
ing factor behind the more than 1.5 million people who die every year from diarrhoea,
most of them infants and small children. Every one of these preventable deaths is a
tragedy. Meeting the Sustainable Development Goal target of universal access to safe
drinking water by 2030 will require countries and multilateral organizations to quadru-
ple their investment - a small price to pay for the millions of lives saved.
The second reason is that the progress we have made on increasing access to drink-
ing water is fragile. Safe water is not a one-time investment. It requires monitoring
and upkeep. At the same time, external factors threaten to roll back the gains we have
made. Climate change is driving water scarcity and droughts, while flooding disrupts
supplies and devastates communities. Pollutants threaten both human health and en-
tire ecosystems. Urbanization and population growth are limiting the ability of cities to
deliver water to the millions of people living in informal communities and slums, while
in rural areas, low quality services, waterpoint breakdown, and distant, contaminated
water sources are a daily reality.
The third reason is that there is an opportunity. In 2023, for the first time in 50 years,
the global community—through the United Nations—will review progress and make
A N U R G E N T C A L L T O A C T I O N T O A C C E L E R AT E P R O G R E S S O N E N S U R I N G S A F E D R I N K I N G WAT E R F O R A L L
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firm commitments to renew action on water. We must leverage this moment to ca-
talyse new action.
This report is the first of its kind: a comprehensive survey of the links between water,
health and development, with actionable recommendations.
We hope that it will inform preparations for the 2023 review and catalyze follow-up
action in the second half of the SDG period.
Acronyms
and
abbreviations
ESAWAS East and Southern African Water and Sanitation
Regulators Association
GLAAS Global Analysis and Assessment of Sanitation and Drinking Water
IPCC Intergovernmental Panel on Climate Change
JMP Joint Monitoring Programme (for Water Supply, Sanitation
and Hygiene)
LDC least developed country
NAP National Adaptation Plan
NDC Nationally Determined Contribution
NGO non-governmental organization
OECD Organisation for Economic Co-operation and Development
ODA official development assistance
PFAS per- and polyfluoroalkyl substances
PFOA perfluorooctanoic acid
PFOS perfluorooctane sulfonic acid
PUB Public Utilities Board (Singapore)
SDG Sustainable Development Goal
SWA Sanitation and Water for All
UNICEF United Nations Children’s Fund
WASH water, sanitation and hygiene
WHO World Health Organization
A N U R G E N T C A L L T O A C T I O N T O A C C E L E R AT E P R O G R E S S O N E N S U R I N G S A F E D R I N K I N G WAT E R F O R A L L
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Executive
Summary
The first target under Sustainable Development Goal (SDG) 6, Target 6.1, is, “By 2030,
achieve universal and equitable access to safe and affordable drinking water for all”.
In the last two decades investment in drinking water services has led to consider-
able increases in access. Two billion people globally gained access to safely managed
drinking water services. In 2020, 74% of the world’s population used safely managed
drinking water, up from 62% in 2000. Despite this progress, there are wide geograph-
ical disparities, and 2 billion people still do not use safely managed drinking water.
The world is not even close to being on track to meet the SDGs by 2030. Continued
progress on SDG Target 6.1, and the additional acceleration needed to achieve univer-
sal access, is threatened by the ever-increasing impacts and uncertainty of climate
change, competing agricultural and ecological water needs, competing financial pri-
orities and the challenges of existing and emerging threats to water quality.
This report presents the state of drinking water in the world today, the progress being
made towards achieving SDG Target 6.1, and the challenges that remain. The SDG 6
Global Acceleration Framework calls on governments to make progress on gover-
nance, financing, capacity development, data and information and innovation. Us-
ing this framework, recommendations are presented, illustrated by examples of how
countries have addressed the challenge of providing safely managed drinking water.
As a service that provides immeasurable economic and health benefits, and essential
gender equality outcomes, the need to dramatically increase political com-
mitment to drinking water is clear, as is the need to strengthen governance and
institutions and significantly increase the financial resources available. Drinking water
services must reach everyone, including the poor, vulnerable and marginalized, con-
sistent with the promise to leave no one behind.
• Governments should establish simple and transparent regulation that protects all
consumers, allows and encourages continuous improvement, innovation and cost
recovery, and facilitates service provision for the poor and vulnerable, consistent
with the commitment to “leave no one behind”.
• Drinking water quality should be regulated using risk-based approaches, for in-
stance, through water safety plans undertaken by service providers and support-
ed by surveillance.
• Governments should consider the impact of climate change and take action to
increase the resilience of water infrastructure and services, and mitigate their cli-
mate impact.
• Governments should develop clear policy objectives to guide funding and financ-
ing decisions, fully understand all the costs of drinking water service provision,
A N U R G E N T C A L L T O A C T I O N T O A C C E L E R AT E P R O G R E S S O N E N S U R I N G S A F E D R I N K I N G WAT E R F O R A L L
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and make informed, evidence-based decisions on the allocation of funds and the
setting of tariffs and user charges.
• Governments should invest in drinking water services, using allocations from the
public sector budget catalytically and strategically, creating incentives for effi-
cient, sustainable service provision and prioritizing reaching the unserved.
• Governments should budget for the costs associated with a supportive regulatory
environment.
• Governments should seek to establish a conducive environment for the use of com-
mercial repayable finance, both domestic and international, bearing in mind the
complexities and the time and expertise involved. Governments should also de-
velop the expertise and understanding to comply with the requirements of climate
finance and access it.
• Governments should work with agencies and institutions that support and pro-
vide microfinance to households for water supply investments.
• Capacity should be built in technical areas specific to water supply services and
also to create a conducive enabling environment for sustainable water supply
services, including competence in long-term planning and budgeting, improved
cost recovery, revenue generation and financial sustainability.
• Governments should seek to build their own capacity, and that of partners in the
sector, by establishing fully institutionalized training programmes.
• Governments should foster inclusion in the sector, and seek to achieve gender,
ethnic and cultural balance among the staff of sector institutions.
14 S TAT E O F T H E W O R L D ' S D R I N K I N G WAT E R
• Governments should identify gaps in data collection and analysis, and prioritize
those areas in which missing data are a constraint, with particular emphasis on
the identification of communities and individuals at risk of being left behind in
service provision.
• Governments and other stakeholders should encourage and fund research in the
water sector, work with academic institutions, and disseminate results to inform
decision-making.
• Governments should create a policy vision and foster the political leadership re-
quired to identify innovative approaches and bring them to scale.
As highlighted in this report, there are key opportunities in the years up to 2030 to
strengthen government leadership, show political will, deepen partnerships and make
strategic and catalytic public investments in drinking water. Governments have many
opportunities to advance progress on the provision of reliable, safe and sustainable
drinking water services, and working across all the SDG 6 accelerators will result in
sustainable results and greater impact. Member States, the United Nations system,
and other sector stakeholders must rise to the challenge, learn from one another and
work together to achieve universal and equitable access to safe and affordable drink-
ing water for all by 2030.
A N U R G E N T C A L L T O A C T I O N T O A C C E L E R AT E P R O G R E S S O N E N S U R I N G S A F E D R I N K I N G WAT E R F O R A L L
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© UNICEF/UNI43526/Faleh Kheiber
1
16 S TAT E O F T H E W O R L D ' S D R I N K I N G WAT E R
© UNICEF/UN0414850/Naftalin
© Simon Mead
1.1
Defining the challenge
The first target under Sustainable Devel- There are many countries that, through
opment Goal (SDG) 6, Target 6.1, is, “By strong political leadership, well-targeted
2030, achieve universal and equitable resources and a ‘whole-of-government’,
access to safe and affordable drinking multi-stakeholder approach, have suc-
water for all”. In the last two decades, cessfully addressed these issues and
investment in drinking water services have made rapid progress in the provi-
has led to considerable increases in ac- sion of safely managed drinking water,
cess. Two billion people globally gained while also building the local economy and
access to safely managed drinking wa- responding to emerging threats, such as
ter services. In 2020, 74% of the world’s climate change. This report presents the
population (5.8 billion people) used safe- state of drinking water in the world today,
ly managed drinking water, up from 62% progress made towards achieving SDG
(3.8 billion) in 2000.1 Target 6.1, and the challenges that remain.
Despite the progress, there are wide geo- The United Nations, coordinated by
graphical disparities, and 2 billion people UN-Water, has developed the SDG 6
still did not use safely managed drinking Global Acceleration Framework, which
water in 2020. The world is not even identifies five accelerators to support the
close to being on track to meet the 2030 achievement of SDG 6: governance, fi-
SDG goals. For example, at current rates, nancing, capacity development, data and
just 37% of the population of sub-Saha- innovation.3 Using this framework, this
ran Africa will be using safely managed report presents ways to address
drinking water by 2030. 2 Continued challenges, and identifies emerging
progress on SDG Target 6.1 and the best practices and successes. It calls
additional acceleration needed to on Member States, the United Nations
achieve universal access is threat- system, and other stakeholders to rise to
ened by the ever-increasing impacts the challenge, learn from one another and
and uncertainty of climate change, com- work together to achieve universal and
peting agricultural and ecological water equitable access to safe and affordable
needs, competing financial priorities and drinking water for all by 2030.
the challenges of existing and emerging
threats to water quality.
18 S TAT E O F T H E W O R L D ' S D R I N K I N G WAT E R
The SDG ‘service ladders’ for water in provided. To meet the criteria for a safely
households, schools and health care fa- managed drinking water service, house-
cilities are shown in Table 1. The service holds must use an improved source that
ladders are used by the JMP to bench- is, “accessible on premises, available when
mark and compare service levels across needed, and free from contamination”, cor-
countries. The ladders used for SDG mon- responding to requirements articulated in
itoring build on the established ‘improved/ the United Nations recognition of the hu-
unimproved’ facility type classification man right to water (see Table 1). If the im-
(used for the Millennium Development proved source does not meet all these cri-
Goals between 1990 and 2015), thereby teria, but a round trip to collect water takes
providing continuity with past monitoring 30 minutes or less, then it is classified as
and introducing additional rungs and cri- a basic drinking water service. If water col-
teria relating to service levels. lection from an improved source exceeds
30 minutes, it is categorized as a limited
Improved drinking water sources are service. The JMP also differentiates pop-
those that, by nature of their design and ulations using unimproved sources, such
construction, have the potential to deliver as unprotected wells or springs, and pop-
safe water. The JMP subdivides house- ulations drinking surface water collected
holds using improved sources into three directly from a river, dam, lake, stream or
groups according to the level of service irrigation canal.
Safely managed:
Drinking water from an
improved source that is
accessible on premises,
available when needed
and free from faecal
and priority chemical
contamination.
Basic service: Drinking Basic service: Drinking Basic service: Water is available
water from an improved water from an improved from an improved source on
source, provided source and water is premises.
collection time is not available at the school at
more than 30 minutes the time of the survey.
for a round trip, including
queuing.
Limited service: Drinking Limited service: Drinking Limited service: An improved
water from an improved water from an improved water source is within 500
source, for which source, but water is metres of the premises, but not
collection time exceeds unavailable at the school all requirements for basic service
30 minutes for a round at the time of the survey. are met.
trip, including queuing.
Unimproved: Drinking No service: Drinking No service: Water is taken from
water from an water from an unimproved unprotected dug wells or springs,
unprotected dug well or source or no water source or surface water sources; or an
unprotected spring. at the school. improved source that is more than
500 metres from the premises, or
there is no water source.
Surface water: Drinking
water directly from a river,
dam, lake, pond, stream,
canal or irrigation canal.
20 S TAT E O F T H E W O R L D ' S D R I N K I N G WAT E R
Similar definitions are used for water used for global monitoring, it does not
services in schools and health care fa- imply that this level of continuity is suf-
cilities. It should be noted that there ficient to realize public health gains, or
are fewer ladder rungs for schools and that it represents a normative target.
health care facilities than for house- WHO’s Guidelines for drinking-water
holds. These ladders have been devel- quality7 provide global authoritative nor-
oped more recently, and the approach to mative guidance on drinking water and
monitoring progress in these institutions health. This includes taking a proactive
is still being developed. Additional rungs risk management approach to water
may be added in the future. safety, which is not captured in the ex-
isting global SDG indicators.
It should be noted that the global SDG
indicators are, of necessity, simplifica- Governments are expected to local-
tions, and do not capture all aspects of ize the global SDG targets related
safe water services that can and should to drinking water, and set their own
be monitored at national and subna- national targets for progressively
tional levels. For example, although the improving services and reducing in-
SDG definition does not specify that equalities, taking into account different
a minimum quantity of water must be national realities, capacities and levels of
available, the definition of the safely development, and respecting national pol-
managed drinking water services in- icies and priorities. Ideally, national target
dicator requires water to be “available setting should progressively incorporate
when needed”. For global reporting, the elements of safely managed drinking
households are considered to have wa- water services, and additional indicators,
ter available when needed if they report such as whether proactive risk assess-
having “sufficient water” or that water is ment and risk management approaches,
available “most of the time” (that is, at such as water safety plans, have been
least 12 hours per day or four days per implemented as recommended in WHO’s
week). However, although this metric is Guidelines for drinking-water quality.
BOX 1 Definitions
Drinking water: The main source used by Climate change mitigation: Achieved by limit-
households for drinking, cooking, personal hy- ing or preventing greenhouse gas emissions and
giene and other domestic uses. by activities that remove these gases from the at-
mosphere.10
Climate change adaptation: In human sys-
tems, the process of adjustment to actual or ex- Nature-based solutions: Approaches that use
pected climate change and its effects to moder- nature and natural processes to deliver infrastruc-
ate harm or exploit beneficial opportunities. In ture, services and integrative solutions to meet the
natural systems, the process of adjustment to rising challenge of urban resilience. These interven-
actual climate change and its effects; human in- tions usually go beyond sectoral boundaries and
tervention may facilitate adjustment to expected require cross-sectoral partnerships. Nature-based
change climate and its effects.8 solutions can provide multiple benefits to cities and
address different societal challenges, including re-
Climate change resilience: The capacity of ducing disaster risk and building climate resilience,
social, economic and environmental systems to while also contributing to restoring biodiversity,
cope with a hazardous event or trend or distur- creating opportunities for recreation, improving hu-
bance, responding or reorganizing in ways that man health, water and food security, and supporting
maintain their essential function, identity and community well-being and livelihoods. Examples
structure, while also maintaining the capacity for include forests, wetlands, mangroves, terracing,
adaptation, learning and transformation.9 green corridors and bio-retention areas.11
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A water safety plan is a comprehensive risk as- change. Water safety plans can also ensure eq-
sessment and risk management approach that uitable outcomes through inclusive participation
encompasses all steps in water supply, from in the process and explicit consideration of risks
catchment to consumer, with the aim of con- faced by diverse water user groups. To facilitate
sistently ensuring the safety and acceptability the systematic integration of considerations re-
of a drinking water supply.12 Water safety plans lated to climate and equity into the water safety
should be carried out by water service provid- planning process, WHO has developed the guid-
ers. The process addresses all risks to the safety ance documents, Climate Resilient Water Safety
and adequacy of drinking water services, includ- Plans,13 and, A Guide to Equitable Water Safety
ing those presented by climate variability and Planning.14
SOURCE TREATMENT
DISTRIBUTION USER-LEVEL
AND STORAGE
2
22 S TAT E O F T H E W O R L D ' S D R I N K I N G WAT E R
© WHO/Payden
© UNICEF/UN0540138
2.1
Safely managed drinking
water protects health
The provision of safe, accessible water, ent and protein uptake of children, wors-
available when needed in homes, schools ening underlying malnutrition and result-
and health care facilities in sufficient ing in low height-for-age, or stunting.18,19
quantities, whether used for drinking or Stunting affected nearly one quarter of
other domestic uses, directly promotes children under 5 years of age globally in
human health in myriad ways. 2020, and has impacts on cognitive as well
as physical development.20
Diarrhoeal diseases, which are largely
attributable to unsafe drinking water, to- Diarrhoea is caused by a multitude of
gether with poor sanitation, cause a sig- disease-causing organisms that can be
nificant disease burden. For example, di- transmitted through drinking water, with
arrhoeal diseases, killed an estimated 1.5 vaccines having been developed for only
million people in 2019.15 These can range a few. Effective treatment of drinking wa-
from mild, self-limiting illness, to severe ter, however, can kill or inactivate the more
diseases, such as typhoid fever and than 20 waterborne pathogens, including
cholera, which is endemic in 69 coun- bacteria such as pathogenic E. coli, Shi-
tries, resulting in an estimated 2.9 million gella, Campylobacter, viruses, including
cases per year, killing in hours if untreat- those that cause hepatitis A and E, noro-
ed.16 Diarrhoea can leave the body without virus and rotavirus, and parasites like Giar-
the water and salts necessary for survival. dia and Cryptosporidium. Several of these
The diarrhoeal disease burden is dispro- pathogens have become resistant to anti-
portionately felt by children; diarrhoea is biotics and have been placed on the WHO
the fourth-leading cause of death among global priority pathogen list. Safe water is,
children under 5 years of age globally.17 therefore, the first line of defence against
Each episode of diarrhoea can contrib- certain illnesses that are fast becoming
ute to reducing the nutrient and protein untreatable. Safe water also reduces the
uptake of children, worsening underlying need to treat infectious diseases with anti-
malnutrition. Repeated bouts of diarrhoea biotics, extending the lifespan of last-line-
can contribute to a reduction in the nutri- of-defence antimicrobials.
24 S TAT E O F T H E W O R L D ' S D R I N K I N G WAT E R
© UNICEF/UN0389288/Vinay Panjwani
A study published in 2022 found that ficient drinking water is also key to main-
drinking water interventions significantly taining the health of people who are vul-
reduced the risk of childhood diarrhoea. nerable to opportunistic infections (e.g.,
Compared with an unimproved source, people living with HIV/AIDS). 26,27
the provision of water supply on prem-
ises with higher water quality reduced Chemical contamination of drinking
diarrhoea by 52%.21 Water treated at the water is also a cause of disease, and WHO
point-of-use through filtration, solar treat- lists guideline values or ‘safe maximum
ment or chlorination, reduced diarrhoea concentrations’ for more than 100 chem-
by up to 50% compared with untreated icals. Those with public health signifi-
water from an unimproved source. cance that people are exposed to through
drinking water include arsenic and fluo-
Safe water in sufficient quantities is vital ride (naturally present in groundwater
for managing morbidity associated with in many places), lead (from household
neglected tropical diseases such as plumbing materials and handpumps) and
trachoma, schistosomiasis and soil-trans- nitrate (from sewage contamination or
mitted infections. These diseases require agricultural runoff ).28
safe water to reduce or interrupt trans-
mission and prevent infection rebound- In contrast to the acute and immediate
ing. Provision of safe drinking water is nature of waterborne microbial disease,
a key component of the campaign to most chemical contaminants only have
eradicate Guinea-worm disease, which an effect after a long period of exposure.
is caused by a waterborne parasite. Safe For instance, long-term exposure to high
and sufficient water for facial cleaning is levels of arsenic in drinking water, and
part of the strategy to eliminate tracho- food irrigated with contaminated water,
ma, which is spread by flies that have can cause skin lesions and cancer, and
come into contact with the eyes or nose has also been associated with cardiovas-
of an infected person and is the cause cular disease and diabetes.29 In utero and
of blindness or visual impairment in 1.9 early childhood exposure to arsenic has
million people globally. 22,23 Safe water is been linked to impaired cognitive devel-
also needed to prevent diseases that can opment and increased deaths in young
arise from inhaling contaminated water adults. It is estimated that between 94
droplets, or aerosols, associated with air million and 220 million people are poten-
conditioning systems, spas and devices tially exposed to drinking water contain-
or systems that produce mists or sprays. ing elevated concentrations of arsenic.30
These include outbreaks caused by the
bacteria Legionella, which can be the Drinking water contaminants of emerg-
most significant waterborne pathogen in ing concern include pharmaceuticals,
high-income countries. 24,25 Safe and suf- pesticides, per- and polyfluoroalkyl sub-
A N U R G E N T C A L L T O A C T I O N T O A C C E L E R AT E P R O G R E S S O N E N S U R I N G S A F E D R I N K I N G WAT E R F O R A L L
25
stances (PFAS) and microplastics. Key ter becomes available within the home as
concerns include endocrine-disrupting running water through multiple taps, this
compounds, such as steroid oestrogens level of service is sufficient to cover all
from human contraceptive pills and an- needs associated with drinking, cooking,
tibiotics that may contribute to bacterial personal hygiene and food hygiene, and to
antimicrobial resistance. Many pesticides ensure there is adequate water quantities
also have endocrine-disrupting effects, for enhanced personal hygiene practices
with potential health consequences that during disease outbreaks.32
are poorly understood and character-
ized.31 The science is still not clear on the Water available within or closer to home
concentrations at which these contami- also reduces the burden of water col-
nants pose a risk to human health. lection and the risk of damage to the
skeleton and muscular system from car-
Other chemical contaminants may not rying water. Numerous studies have doc-
be of health concern at levels normally in umented this damage.33,34 For instance,
drinking water, but may cause taste and a large-scale study in 201835 found that
colour issues, which may lead users to people who carried water, particularly
reject improved water sources and use those who carried water by head-loading,
more aesthetically acceptable but unsafe had an increased relative risk of reporting
water sources, including surface water. pain in the head, chest or ribs, upper back
One example is iron, which is often pres- and hands. Other research shows that, in
ent in drinking water as a result of the Africa in particular, regular head-loading
corrosion of steel and cast-iron pipes. has been linked to a condition known as
cervical spondylosis and very heavy cer-
Public health gains are achieved not only vical loading to severe trauma and death.
from better quality water, but from using People with cervical spondylosis have
greater quantities of water. For instance, been shown to be at higher risk of seri-
when water is reliably available on prem- ous spinal cord injury. These injuries are
ises, especially running water, there are more likely to be suffered by women and
sufficient water quantities for person- girls due to their disproportionate role in
al hygiene, including handwashing, water carriage36 (see Section 2.4 for more
face-washing, menstrual hygiene man- details on the impact of water on the lives
agement, bathing and laundry. When wa- of girls and women).
© WHO
26 S TAT E O F T H E W O R L D ' S D R I N K I N G WAT E R
© UNICEF/UN0199522/Shehzad Noorani
2.2
Smart investment in safe
drinking water mitigates
and builds resilience to
climate change
Climate change presents increasing risks impacts threaten to undermine the in-
to water sources, such as changing rain- vestments made in the provision of safe
fall patterns, rising sea levels, increased drinking water since 1990 and the prog-
water temperatures, extreme droughts, ress made towards the achievement of
floods, wildfires and violent storms. These SDG 6.37,38,39
A N U R G E N T C A L L T O A C T I O N T O A C C E L E R AT E P R O G R E S S O N E N S U R I N G S A F E D R I N K I N G WAT E R F O R A L L
27
Droughts mean less, more contaminated decreasing significantly in most regions. Melting
water, is available. Drought can lead to an in- snow, glaciers and sea ice pose a huge threat to
creased concentration of pollutants in drinking wa- water sources. As ice melts faster than it is created,
ter. Reduced water availability creates enormous it not only contributes to rising sea levels, but also
stresses on communities, especially the most vul- depletes stored freshwater sources that currently
nerable. Less water means children and women serve millions of people. This depletion results not
often must walk further distances to collect water, only in less water available, but also in declines in
reducing time for schooling and other productive water quality.42,43
activities. A lack of access to adequate water can
lead to migration and conflict; it is estimated that Sea-level rise leads to freshwater salini-
water deficits are linked to 10% of the rise in global zation in coastal areas. Rising sea levels can
migration.40 lead to saltwater infiltrating freshwater sources,
rendering the water undrinkable. Rising sea levels
Floods damage infrastructure and can lead are already having a major impact, particularly in
to water contamination. Floods can destroy low-lying coastal areas and Small Island Develop-
or damage infrastructure, such as water distribu- ing States. These regions depend on groundwater
tion points and toilets. When latrines and toilets sources that are highly vulnerable to the impacts
are flooded, they can contaminate water sources, of salinization.44
making drinking water potentially deadly. Floods
and increased precipitation can also increase sedi- Infrastructure and service disruptions cause
ment and pathogens in surface water, overwhelm- huge economic costs. The impacts of climate
ing treatment capabilities.41 change on water services result in massive eco-
nomic costs every year for many countries. Extreme
Increased ice melt is causing water sourc- weather events often disrupt water and sanitation
es to become unsustainable for many mil- services to the point that they can often no longer
lions. According to the Intergovernmental Panel function safely, with repairs and the restoration of
on Climate Change (IPCC), ice and snow cover are services costing billions of dollars annually.
meets the requirements for climate resil- 2020 and 2030. The study also found
ience, which include: that the cost of resilience can be reduced
by making infrastructure standards and
• Risk-based assessments of the ca- codes location-specific so that addition-
pacity to provide a safe and adequate al resilience investments are targeted to
drinking water supply under the most areas where exposure to natural disasters
likely future scenarios, including en- is high.49
suring that water sources are reliable
at all times, both during the year and Other studies have come to similar con-
during extreme weather events; clusions. A life-cycle analysis of rural
water supply technologies in Ethiopia
• Inclusion of appropriate remedial concluded that a climate-resilient wa-
measures to mitigate priority risks ter system was 35 times less expensive
(such as the provision of alternative over 10 years, compared to a non-resilient
water sources, elevated infrastructure technology, which forced users to switch
in flood-prone areas, additional stor- to expensive water-trucking for an aver-
age capacity, and water conservation age of 60 months during that 10-year pe-
measures); and riod, when water sources dried up.50
The Miyun Reservoir is the largest reservoir in North The Miyun District government initiated several
China and serves as the primary water source for improvements to the management of the res-
Beijing, providing up to 80% of the city’s drinking ervoir. A water conservation system was estab-
water. With increased development and urbaniza- lished between district, town and village levels
tion, much of the original forest in the watershed so they could work together on conservation and
disappeared due to logging, undermining water catchment protection initiatives. Coordination
conservation, and agricultural and other activities was improved, as was enforcement of water-re-
compromised water quality. By the early 2000s, lated laws. The district implemented major water
Beijing was facing a progressively worsening wa- source protection projects to improve the envi-
ter crisis. The water available per person was one ronment in the reservoir area and protect water
eighth of the national average and less than one quality, including restricting mining, agriculture,
thirtieth of the global average. Water shortages aquaculture and livestock breeding, planting
were becoming frequent, and the city’s future water 850,000 hectares of forest (resulting in a forest
security was threatened. The government instituted coverage rate of 90%), removing sewage outfalls,
a strict resource management regime in the Miyun and fencing the entire watershed. Local commu-
watershed, including a logging ban. However, the nities were directly involved in forest planning
forest was not actively managed, and the system and management, which empowered and bene-
undermined biodiversity, livelihoods and watershed fited them. As a result, biodiversity has increased,
protection. It needed to be replaced with a forest the water quality in the reservoir consistently
development and management strategy that would meets relevant national water quality standards,
better protect the watershed, maintain and improve and, in 2021, the storage capacity of the reservoir
forest health and ensure livelihood security for the reached its highest-ever level.59,60
surrounding population.
30 S TAT E O F T H E W O R L D ' S D R I N K I N G WAT E R
© UNICEF/UN0418606/Raphael Pouget
2.4
Safely managed drinking
water is good for society
as a whole
Water is a basic human need, required for Elimination of inequalities
drinking, supporting sanitation and hy-
giene, and sustaining life and health. Wa- Universal access to water will help re-
ter is a human right, recognized by the UN duce inequalities between rich and poor,
General Assembly,64 which also acknowl- marginalized groups and the rest of the
edged that clean drinking water is essen- population, and rural and urban dwellers.
tial to the realization of all human rights. Historically, there have been significant
differences in water access rates in rural
Access to water not only improves educa- and urban areas. The JMP reports that in
tional opportunities and workforce produc- 2020, global coverage of safely managed
tivity, but also contributes to dignity and drinking water services was 26 percent-
equality. Water supply contributes to an age points lower in rural areas than in
upward spiral of prosperity and well-being urban, and eight out of ten people who
and is essential to a route out of poverty lacked even basic water services lived in
for individuals and communities. Increas- rural areas.66 Achieving universal safely
ing the proportion of people with access managed water will help bridge the ru-
to drinking water will require, and result in, ral-urban divide, and allow rural dwellers
corresponding increases in empowerment, to benefit from the same convenience,
participation and social mobilization.65 time savings and health benefits as ur-
ban dwellers.
32 S TAT E O F T H E W O R L D ' S D R I N K I N G WAT E R
© Simon Mead
National, regional and global averages A focus on universal access to higher
often mask significant inequalities in ser- levels of water supply service is impera-
vice levels between and within countries. tive to eliminate these inequalities. Uni-
While three out of four people worldwide versal access to at least basic services
used safely managed drinking water ser- remains the first priority. This step makes
vices in 2020, regional coverage ranged significant public health gains possi-
from 96% in Europe and North America ble and is key to progressing towards
to just 30% in sub-Saharan Africa. In- safely managed services. Nevertheless,
equalities were even more pronounced service levels beyond the basic level,
among the 21 countries in sub-Saharan providing continuous, reliable, accessi-
Africa, with national estimates for cover- ble, safe water, are vital to ensure time
age of safely managed services ranging savings and full public health gains are
from 94% in Réunion to just 6% in Chad. realized for all.
There are significant inequalities between
rural and urban areas within countries,
and between subnational regions (see Positive impact on the lives
Section 3.2). of women and girls
Other types of inequalities also affect Safely managed water entails water avail-
access to drinking water. For example, a able on premises, which contributes signifi-
2015 report analysing data from six coun- cantly to gender equality. When water must
tries in Latin America and the Caribbean be collected from a source distant from the
shows a 19% gap in access to piped water home, and carried home, the burden falls
between Indigenous and non-Indigenous disproportionately on women and girls, ex-
people.67 Indigenous people also tend posing them to fatigue, injury and risks to
to live in areas more affected by climate their personal safety, including sexual as-
change.68 Physical barriers to accessing sault. In the case of girls, it affects school
drinking water are often present for those attendance and completion. Globally, it is
living with disabilities, estimated to be estimated that women and girls are respon-
15% of the global population.69 sible for water collection in eight out of ten
households without water on premises.70
A N U R G E N T C A L L T O A C T I O N T O A C C E L E R AT E P R O G R E S S O N E N S U R I N G S A F E D R I N K I N G WAT E R F O R A L L
33
In 2018, a national survey in India found that about girls spent more than 50 minutes per day collect-
40% of rural and 20% of urban households collect- ing water. By comparison, this figure was four min-
ed water from off-premises sources. Nearly three utes per day for men.
quarters of this work is done by women. In house-
holds with off-premises water, most households In the 64 million households in which women
reported making two to four water collection trips collected water from off-premises sources, nearly
per day in rural areas, and one to three trips per 50 million person-hours were spent by women on
day in urban areas. In one quarter of rural house- water collection each day, with almost 90% of this
holds with off-premises water sources, women and burden falling on rural women.
9.7 6.6
0.2
Women (rural) Men (rural) Girl (rural) Boys (rural) Other (rural)
Women (urban) Men (urban) Girl (urban) Boys (urban) Other (urban)
Source: Drinking water, sanitation, hygiene and household conditions in India: National sample survey (76th round).
Delhi: Government of India, Ministry of Statistics & Programme Implementation and National Statistical Office; 2018.
34 S TAT E O F T H E W O R L D ' S D R I N K I N G WAT E R
© WHO
Water sector interventions contribute to urban
In 2014, Tripoli’s government water services provider communities to raise awareness of the poor WASH
began the massive task of rehabilitating WASH in- conditions and their impact on community health
frastructure and services destroyed by conflict and and well-being. They also organized a theatrical
prolonged neglect. A newly rehabilitated water net- performance to communicate key WASH messag-
work in the predominantly Sunni neighbourhood of es and address the everyday experiences of Tripoli
Quobbe was to be connected to the Jabal Mohsen residents. UNICEF worked with community leaders
neighbourhood, which is predominantly Alawite. and government service providers to discuss water
Unfortunately, the Quobbe residents – motivated and sanitation infrastructure and improving services
by simmering tensions and a history of conflict be- for all. Youth from the Alawite and Sunni communi-
tween the Sunni and Alawite Muslim factions – filled ties were provided with skills training and employ-
in the trenches dug by the contractor and drove out ment opportunities, and many went on to assist
the government water service provider. with the water infrastructure improvements.
Local groups and non-governmental organizations The changes not only brought social cohesion and
(NGOs) brought the communities together to ad- trust, but also made the water services more finan-
dress gaps in water service, encourage behaviour cially sustainable, with residents of these communi-
change and build social cohesion. This included a ties paying affordable fees for safe water supply for
fair organized by youth from the Alawite and Sunni the first time in decades.78
3
36 S TAT E O F T H E W O R L D ' S D R I N K I N G WAT E R
© UNICEF/UNI368414
This chapter highlights the current state es, prisons and markets, progress in en-
of drinking water supply in terms of cov- suring that safe drinking water is available
erage and service levels, including water in these settings is also needed.
quality.
Unless otherwise indicated, the data pre-
The focus is on services to households, sented here come from the most recent
schools and health care facilities. Although progress update on household drinking
representative data are scarce for other water prepared by the JMP, based on
settings, such as public places, workplac- 2020 data.79
© WHO/Tatiana Almeida
3.1
Monitoring drinking water
services
As of 2020, 138 countries had national esti- the JMP in collaboration with UNICEF’s
mates available for safely managed drink- Multiple Indicator Cluster Survey pro-
ing water services, representing 45% of gramme. Integration of water quality test-
the global population. Global data cover- ing has become a feasible option due to
age is much higher for basic drinking wa- the increased availability of affordable
ter services (210 countries, representing and accurate testing procedures and their
99% of the population). Since global SDG adaptation for use by household survey
baselines were prepared in 2017, there has experts. This has enabled the collection
been a three-fold increase in the number of data representative of the entire pop-
of countries with estimates of drinking ulation, including those in rural areas and
water supply services in rural areas, and those not served by utilities or covered by
a more than two-fold increase in the num- regulators. As of early 2022, water quali-
ber of countries with urban estimates. ty data, collected through more than 50
nationally or subnationally representative
Beginning in 2012, a water quality mod- household surveys, were available from
ule was developed and standardized by over 40 countries.80
38 S TAT E O F T H E W O R L D ' S D R I N K I N G WAT E R
3.2
Status of drinking water
services in households
Between 2000 and 2020, the global pop- creased because of population growth).
ulation with access to safely managed The number of people using limited
drinking water services at home has in- services has nearly doubled, from 154
creased by over 2 billion, from 3.8 billion million to 282 million, while the num-
to 5.8 billion people. An estimated 74% ber using unimproved sources has been
of the global population had access to halved, from 721 million to 367 million
safely managed drinking water services people. The proportion using surface
in 2020. During the same period, the water fell from 4% to 2%, but this still left
proportion using basic water services 122 million people in 2020 with this low-
decreased from 20% to 16% (though the est level of service; these people have
absolute number of people stayed the not benefited from any investment at all
same at 1.2 billion, the proportion de- (see Figure 1).
2000 2020
122 million 2%
367 million 5%
282 million 4%
249 million 4%
154 million 3%
Surface water
3.8 billion 62%
Unimproved
Limited
Basic
Safely managed
Source: Progress on household drinking water, sanitation and hygiene 2000-2020: Five years into the SDGs. Geneva: World Health Organization and the
United Nations Children’s Fund; 2021.
A N U R G E N T C A L L T O A C T I O N T O A C C E L E R AT E P R O G R E S S O N E N S U R I N G S A F E D R I N K I N G WAT E R F O R A L L
39
Service coverage varies significantly be- ran Africa, at only 30%. There were insuf-
tween regions (see Figure 2). The region ficient data available to produce estimates
with the lowest coverage of safely man- for Oceania, Eastern and South-Eastern
aged drinking water services is sub-Saha- Asia, and Australia and New Zealand.
2000 2020 2000 2020 2000 2020 2000 2020 2000 2020 2000 2020 2000 2020 2000 2020 2000 2020
Sub-Saharan Central and Latin America Northern Africa Europe Oceania Eastern and Australia and World
Africa Southern Asia and the and Western and Northern South-Eastern New Zealand
Caribbean Asia America Asia
Source: Progress on household drinking water, sanitation and hygiene 2000-2020: Five years into the SDGs. Geneva: World Health Organization and the
United Nations Children’s Fund; 2021.
With the currently available data, trends compared to 86% in urban areas. How-
to 2030 can be estimated. None of the ever, over the first five years of the SDG
SDG regions is on track to achieve uni- period, rural coverage increased faster
versal access to safely managed drinking than urban coverage, increasing by seven
water services by 2030 (defined as great- percentage points, while urban coverage
er than 99%). Globally, a quadrupling increased by just one percentage point,
of current rates of progress is need- and stagnated in many regions. While the
ed to meet SDG Target 6.1. gap between rural and urban coverage
decreased, in 2020, 65% of the popula-
There are serious inequalities between tion with safely managed drinking water
urban and rural areas. Globally, coverage lived in urban areas, even though these
of safely managed drinking water ser- areas accounted for only 56% of the glob-
vices was only 60% in rural areas in 2020, al population.
40 S TAT E O F T H E W O R L D ' S D R I N K I N G WAT E R
Figure 3 shows the large differences be- households in rural areas are much less
tween rural and urban areas in the indi- likely to have drinking water accessible
vidual components of safely managed on premises. As described above, the
drinking water: accessibility, availabil- burden of collecting water from sourc-
ity and quality. In almost all countries, es located off premises falls mainly on
service levels are higher in urban areas women.
than in rural areas. In many countries,
† Including east Jerusalem. UNICEF reports and the Global SDG Indicators Database refer to ‘State of Palestine’
Source: Progress on household drinking water, sanitation and hygiene 2000-2020: Five years into the SDGs. Geneva: World Health Organization and the
United Nations Children’s Fund; 2021.
As seen in Figure 3, disaggregated data from Chad’s 2019 Multiple Indicator Clus-
reveal huge disparities in drinking water ter Survey as an example (see Figure 4),
coverage between countries. Using results large disparities also exist within countries.
A N U R G E N T C A L L T O A C T I O N T O A C C E L E R AT E P R O G R E S S O N E N S U R I N G S A F E D R I N K I N G WAT E R F O R A L L
41
62 Central and
Population (%)
60 Southern Asia
58 Salamat
42 Richest
40
30 Sub-Saharan
Africa Guinea- 26 Barh
24 El Gazal
Bissau
20 20 Richest Logone
17 Urban
16 Oriental
12 Middle 11 Logone 13 Kanem
Oriental
6 Chad 7 Salamat
4 Poorest
2 Rural 2 Lac
0
Source: Progress on household drinking water, sanitation and hygiene 2000-2020: Five years into the SDGs. Geneva: World Health Organization and the
United Nations Children’s Fund; 2021.
© WHO
42 S TAT E O F T H E W O R L D ' S D R I N K I N G WAT E R
3.3
© WaterAid
2015 70 12 18
2021 71 14 15
Source: Progress on drinking water, sanitation and hygiene in schools: 2000-2021 data update. New York: United Nations Children’s Fund and the World
Health Organization; 2022.
One third of children without basic drink- (LDCs), and over half lived in fragile con-
ing water services at their school in 2021 texts. Two out of five of those without at
lived in countries categorized by the Unit- least a basic service lived in sub-Saharan
ed Nations as least developed countries Africa (see Figure 6).
0
0 31 2
3 48 2
500 2 39
35
without basic water services (millions)
106
Latin America
104 and Caribbean*
400
School-age population
Australia and
New Zealand
Oceania
200 Northern Africa
and Western Asia
Eastern and
232 South-Eastern Asia
100 208
Central and
Southern Asia
0 Sub-Saharan Africa
2015 2021
* Data coverage for Latin America and the Caribbean is less than 30%.
Source: Progress on drinking water, sanitation and hygiene in schools: 2000-2021 data update. New York: United Nations Children’s Fund and the World
Health Organization; 2022.
44 S TAT E O F T H E W O R L D ' S D R I N K I N G WAT E R
Boreholes 68 15 8 9
Piped 57 19 10 14
Rainwater 54 17 14 16
E. coli contamination
Colony forming units
per 100 mL
Low risk
Other
47 18 14 21 (<1)
improved
Moderate risk
(1-10)
Source: Progress on drinking water, sanitation and hygiene in schools: Special focus on COVID-19. New York: United Nations Children’s Fund and World
Health Organization; 2020.
© UNICEF/UNI105732/Palani Mohan
A N U R G E N T C A L L T O A C T I O N T O A C C E L E R AT E P R O G R E S S O N E N S U R I N G S A F E D R I N K I N G WAT E R F O R A L L
45
3.4 © WaterAid
Niger 25 36 39
Sierra Leone 25 64 11
Côte d’Ivoire 27 36 37
Democratic Republic of the Congo 30 40 30
Nigeria 52 25 23
Uganda 52 47 1
United Republic of Tanzania 55 31 15
Mozambique 56 18 27
Sub-Saharan Africa Ghana 67 33 0
Kenya 68 25 7
Rwanda 73 21 6
Burkina Faso 74 23 4
Guinea-Bissau 74 25 1
Malawi 76 16 7
Zimbabwe 81 11 8
Senegal 82
Peru 46 24 30
Honduras 55 42 3
Latin America Nicaragua 58 30 12
and the Haiti 64 24 12
Caribbean Guatemala 67
Paraguay 85 8 7
Costa Rica 1 00
Kyrgyzstan 45 2 53
Maldives 55 43 3
Central and Bangladesh 64 35
Southern Asia Iran (Islamic Republic of) 88 10 2
Bhutan 95 5
Sri Lanka 99 1
Sudan 27 56 17
Jordan 55
Lebanon 61 2 37
Iraq 67 33
Syrian Arab Republic 68 26 6
Northern Africa
Egypt 84 8 8
and Western Asia
occupied Palestinian territory 93 4 2
Armenia 97 3
Azerbaijan 1 00
Kuwait 1 00
Oman 1 00
Serbia 98 11
Andorra 1 00
Czechia 1 00
Europe and Estonia 1 00
Northern America Lithuania 1 00
Montenegro 1 00
North Macedonia 1 00
San Marino 1 00
0 20 40 60 80 1 00
Low-income Lower-middle income Upper-middle income High-income Basic Limited No service Insufficient data
Source: Progress on WASH in health care facilities 2000–2021: Special focus on WASH and infection prevention and control (IPC). Geneva:
World Health Organization and the United Nations Children’s Fund; 2022.
A N U R G E N T C A L L T O A C T I O N T O A C C E L E R AT E P R O G R E S S O N E N S U R I N G S A F E D R I N K I N G WAT E R F O R A L L
47
© UNICEF/UNI356134/Vitter Tineo
3.5
Status of drinking water
quality
To qualify as ‘free from contamination’, that had estimates for safely managed
drinking water must meet microbiolog- drinking water in 2020, water quality data
ical and priority chemical water quality were gathered this way, rather than from
standards.84 administrative sources such as surveil-
lance agencies. However, JMP methods
Significantly fewer data are available to for assessing water quality, including the
assess quality than the other parame- use of snapshot data collected in house-
ters of safely managed services (acces- hold surveys, likely overestimate the pop-
sibility on premises and availability when ulation consuming water that is consis-
needed). Data on drinking water that is tently free from contamination. Further,
‘free from contamination’ are available the limited water quality data available
at a national level for only 138 of the 234 from administrative sources, including
countries, areas and territories in the JMP surveillance agencies, point to the need
global databases, representing only 45% to strengthen national water quality mon-
of the global population. In contrast, es- itoring systems.
timates are available for 99% and 82%
of the population for accessibility and In 2020, the JMP estimated that 75% of
availability. Data on accessibility and the global population used improved
availability are very often available from drinking water sources free from con-
household surveys, whereas data on wa- tamination. However, there are substan-
ter quality are more likely to come from a tial differences between urban and rural
ministry, regulator or surveillance agency. settings and between countries and re-
gions. For example, one third of people
As described in Section 3.1, water quality in Central and Southern Asia and two
testing has been introduced into house- thirds of people in sub-Saharan Africa
hold surveys in some countries. For ap- still rely on unsafe drinking water (see
proximately one third of the countries Figure 9).
48 S TAT E O F T H E W O R L D ' S D R I N K I N G WAT E R
80
79 79
75
Point of collection (%)
68
60
40
40 41
36
20
0
Europe Latin America Northern Central Sub-Saharan Least Landlocked World
and Northern and the Africa and and Southern Africa developed developing
America Caribbean Western Asia Asia countries countries
Source: Progress on household drinking water, sanitation and hygiene 2000-2020: Five years into the SDGs. Geneva: World Health
Organization and the United Nations Children’s Fund; 2021.
The WHO Guidelines for drinking-water quality, To be considered free from contamination, no E.
most national regulations, and the parameters for coli should be detected in a 100 ml sample. Risk of
SDG Target 6.1 stipulate that drinking water should faecal contamination is related to the concentra-
be free of indicators of faecal contamination. The tion of E. coli in water samples. This is measured
most common indicator used globally is E. coli bac- by ‘colony-forming units’, which is a measure of
teria, found in the digestive tracts of humans and the number of bacteria in a sample that are viable.
animals. E. coli is considered a reliable indication Over 100 colony-forming units per 100 ml sample
that water has been faecally contaminated, even are considered ‘very high risk’ of faecal contamina-
though few strains of E. coli are pathogenic. Other tion. Water without detectable E. coli is considered
faecal indicators may also be used; for instance, to be ‘low risk’. However, understanding the true
thermotolerant coliforms are an acceptable alter- risk level of a particular water source requires that
native to E. coli. Total coliform bacteria are a good microbiological testing is complemented by an as-
indicator for recontamination of treated drinking sessment of vulnerability to faecal contamination,
water but should not be used as an indicator of for instance, through a sanitary inspection or a wa-
faecal contamination. ter safety plan risk assessment.
A N U R G E N T C A L L T O A C T I O N T O A C C E L E R AT E P R O G R E S S O N E N S U R I N G S A F E D R I N K I N G WAT E R F O R A L L
49
Water quality data obtained from sam- low- and middle-income countries, there
ples collected at water sources and with- are many people using sources of drink-
in households through nationally repre- ing water that are at high or very high risk
sentative surveys indicate that across of faecal contamination (see Figure 10).
0 20 40 60 80 1 00
Source: Progress on household drinking water, sanitation and hygiene 2000-2020: Five years into the SDGs. Geneva: World Health Organization and the
United Nations Children’s Fund; 2021.
Figure 11 shows water quality by source ning, regardless of the water source).
type and reveals that the risk of contami- The need for risk management is further
nation varies considerably depending on evidenced by data showing that micro-
the source, with surface water and un- bial water quality often deteriorates be-
protected wells and springs at the most tween the point of collection and the
risk. However, the data show that all point of use (see Figure 12), which is
sources can be contaminated. Consis- likely due to unsafe water storage and
tently ensuring water safety, therefore, handling practices, and underscores the
requires proactive risk assessment and need for managing risks to water quality
management (e.g., water safety plan- throughout the water supply chain.
50 S TAT E O F T H E W O R L D ' S D R I N K I N G WAT E R
Algeria (372)
Georgia (30)
Tunisia (642)
Mongolia (32)
occupied Palestinian territory (63)
Ghana (804)
Paraguay (221)
Packaged water
Nigeria (135)
Suriname (161)
Togo (60)
Tonga (61)
Iraq (1622)
Sierra Leone (84)
Lao People's Democratic Republic (1488)
Mongolia (616)
Algeria (403)
occupied Palestinian territory (440)
Delivered water
Tunisia (357)
Iraq (1470)
Nigeria (49)
Mongolia (478)
Tunisia (1181)
Algeria (1860)
occupied Palestinian territory (1249)
Sao Tome and Principe (315)
Georgia (2001)
Côte d’Ivoire (780)
Lesotho (1037)
Zimbabwe (666)
Iraq (3433)
Congo (319)
Central African Republic (147)
Gambia (1305)
Piped water Paraguay (1289)
Guinea-Bissau (551)
Suriname (1097)
Togo (279)
Madagascar (663)
Ghana (862)
Tonga (29)
Bangladesh (511)
Nigeria (203)
Kiribati (149)
Chad (364)
Lao People's Democratic Republic (364)
Sierra Leone (228)
Nepal (1428)
Mongolia (758)
Lesotho (41)
Iraq (30)
Algeria (178)
Georgia (46)
Guinea-Bissau (361)
Bangladesh (5346)
Congo (283)
Ghana (930)
Zimbabwe (640)
Boreholes/Tubewells Central African Republic (339)
Côte d’Ivoire (249)
Madagascar (148)
Togo (351)
Nigeria (875)
Nepal (718)
Gambia (214)
Chad (751)
Paraguay (26)
Sierra Leone (351)
Lao People's Democratic Republic (203)
0 20 40 60 80 100
Proportion of population by level of E. coli at point of collection (%)
Congo (41)
Tunisia (317)
Bangladesh (39)
Suriname (294)
Tonga (450)
occupied Palestinian territory (26)
Rainwater
Nigeria (183)
Lao People's Democratic Republic (146)
Kiribati (177)
Ghana (37)
Chad (27)
Sierra Leone (38)
Algeria (35)
Tunisia (32)
Mongolia (160)
Lesotho (155)
Georgia (80)
Congo (221)
Ghana (127)
Central African Republic (352)
Guinea-Bissau (665)
Paraguay (71)
Unprotected wells Lao People's Democratic Republic (384)
and springs Nepal (70)
Madagascar (1210)
Côte d’Ivoire (249)
Zimbabwe (270)
Kiribati (138)
Gambia (166)
Sierra Leone (383)
Nigeria (461)
Bangladesh (69)
Togo (188)
Chad (579)
Mongolia (257)
Iraq (46)
Bangladesh (60)
Nigeria (374)
Lao People's Democratic Republic (121)
Zimbabwe (146)
Central African Republic (58)
Surface water
Ghana (243)
Côte d’Ivoire (110)
Sierra Leone (294)
Congo (169)
Madagascar (786)
Chad (245)
Togo (68)
0 20 40 60 80 100
Proportion of population by level of E. coli at point of collection (%)
Low risk Moderate risk High risk Very high risk
<1 E. coli/100 mL 1-10 E. coli/100 mL 11-100 E. coli/100 mL >100 E. coli/100 mL
Source: Adapted from Bain R, Johnston R, Khan S, Hancioglu A, Slaymaker T. Monitoring drinking water quality in nationally representative household surveys
in low- and middle-income countries: Cross-sectional analysis of 27 multiple indicator cluster surveys 2014-2020. Environ Health Perspect. 2021; 129(9):97010.
doi:10.1289/EHP8459.
52 S TAT E O F T H E W O R L D ' S D R I N K I N G WAT E R
FIGURE 12 100
Drinking water free from contamination at point of
collection and point of use, selected countries,
2012-2018, %
Microbial water quality often deteriorates between point of collection and
point of use
Proportion of population with drinking water
80
with no E. coli detected (%)
60
40
77
60 63 63
57 58
52 49 52
48 46 47
20 39 38 38
33
29
23 22 22
17 18
3 14 14
10 9
6
0
Sierra Leone
2017
Ethiopia
2016
Lao People’s
Democratic
Republic 2017
Nigeria
2016-2017
Nepal
2014
Philippines
2017
Côte d’Ivoire
2016
Lebanon
2016
Congo
2014-15
Ghana
2012-13
Bangladesh
2012-13
Iraq
2018
Paraguay
2016
Democratic People’s
Republic of Korea
2017
Point of collection Point of consumption
Source: Progress on household drinking water, sanitation and hygiene 2000-2017. Special focus on inequalities. New York: United Nations Children’s Fund
and the World Health Organization; 2019.
FIGURE 13 100
Quality of drinking water in households with
contaminated sources that report appropriate
household water treatment, in 20 countries, %
80
39
Point of collection (%)
60 59 48 45
62 60
46 37 37 17
43
69
40 16
24 18
26 18
13
53
20 44
37 39 22
32 35 34 34
30 30 31 28 28 11
24 26 25 27
12 10
8
0
Togo
(2017)
Sierra Leone
(2017)
Madagascar
(2018)
Nigeria
(2016-2017)
Ghana
(2017-18)
Gambia
(2018)
Côte d’Ivoire
(2016)
Zimbabwe
(2019)
Lao People’s
Democratic Republic
(2017)
Kiribati
(2018-19)
Bangladesh
(2019)
Congo
(2014-15)
Tunisia
(2018)
Lesotho
(2018)
Iraq
(2018)
Georgia
(2018)
Nepal
(2019)
Suriname
(2018)
Paraguay
(2016)
Mongolia
(2018)
Source: Adapted from Bain R, Johnston R, Khan S, Hancioglu A, Slaymaker T. Monitoring drinking water quality in nationally representative household surveys
in low- and middle-income countries: Cross-sectional analysis of 27 multiple indicator cluster surveys 2014-2020. Environ Health Perspect. 2021; 129(9):97010.
doi:10.1289/EHP8459.
A N U R G E N T C A L L T O A C T I O N T O A C C E L E R AT E P R O G R E S S O N E N S U R I N G S A F E D R I N K I N G WAT E R F O R A L L
53
There are significant inequities in the avail- dicator Survey shows that drinking water
ability of microbiologically safe drinking services serving the poorest wealth quin-
water between urban and rural popula- tiles are at a significantly higher risk of fae-
tions and between wealth quintiles. The cal contamination (see Figure 14). In ad-
growing number of national household dition, there are substantial disparities in
surveys with integrated direct testing for microbial drinking water quality between
E. coli enables the measurement of as- urban and rural areas, and between sub-
sociations between water quality and national regions, with rural water sources
household characteristics, such as socio- showing greater levels of contamination
economic indicators. For example, JMP than urban, and all areas showing great-
analysis of water quality data collected er levels of contamination than the capital
from Gambia’s 2018 Multiple Cluster In- city region of Banjul.
100
96 Banjul
83 Richest
80
75 World
improved water free form contamination (%)
67 Urban
Proportion of the population using
60
54 Gambia
44 Poorest
40
36 33 Rural 35 Basse
Sub-Saharan Africa
20
Source: Based on data from The Gambia multiple indicator cluster survey 2018: Survey findings report. Banjul, The Gambia: The Gambia Bureau of Statistics;
2019.
i
For example, arsenic contamination is more prevalent than microbiological contamination in Andorra, Austria, Croatia, Hungary and Italy;
while fluoride contamination is more prevalent than microbiological contamination in Estonia, Finland and Lithuania.
54 S TAT E O F T H E W O R L D ' S D R I N K I N G WAT E R
Source: Adapted from Podgorski J, Berg M. Global threat of arsenic in groundwater. Science. 2020; 368(6493):845-850. doi:10.1126/science.aba1510.
Fluoride Lead
Source: Adapted from Podgorski J, Berg M. Global analysis and prediction of fluoride in groundwater. Nat Commun. 2022; 13(1):4232. doi:10.1038/s41467-022-
31940-x.
More sensitive methods for chemical analyses wastewater treatment.94,95 Although current risk
have led to increased detection of many chemi- assessments indicate that trace concentrations of
cals in drinking water and source waters, often in pharmaceuticals in drinking water are very unlikely
trace amounts. In many countries, public concern to pose risks to human health, little is known in terms
has developed around substances such as pesti- of assessing risks associated with long-term expo-
cides, pharmaceuticals, microplastics and PFAS. sure to low concentrations of pharmaceuticals and
However, routine monitoring of these chemicals is the effects of mixtures of pharmaceuticals. Where
generally not considered an effective use of limited hotspots have been identified, further investigation
resources. Concerns about trace chemicals should may be needed.96 A growing concern is the pres-
be considered within the overall priority of hazards ence of antibiotics, which may contribute to bacte-
to human health. For many of these substances, rial antimicrobial resistance, although efforts to limit
there are knowledge gaps, and the concentrations its emergence and spread require focus primarily on
that may be detrimental to human health have not improving the management of sanitation systems.97
been determined.
Per- and polyfluoroalkyl substances (PFAS):
Pharmaceuticals: More than 100 different phar- These are a broad class of synthetic chemicals
maceutical substances have been found in sev- used in a wide range of industrial, commercial and
eral European countries and the United States of domestic applications. The most widely studied
America in the aquatic environment (surface water, of these PFAS are perfluorooctane sulfonic acid
groundwater, and/or tap/drinking water). In most (PFOS) and perfluorooctanoic acid (PFOA). Stan-
regions of Asia, the Western Pacific, Africa and East- dard water treatment processes are ineffective at
ern Europe, this number drops to 30 different phar- removing these chemicals, including PFOS and
maceutical substances or fewer.93 Pharmaceuticals PFOA.98 A 2018 study evaluated levels of a large
have been detected in the water cycle mostly in the number (n=133) of PFAS in bottled and tap water
range of nanograms to low micrograms per litre, samples taken worldwide. For example, PFOS was
although higher concentrations have been detect- detected in 18% of bottled water samples and 85%
ed in areas near poorly controlled pharmaceutical of tap water samples, with maximum detected lev-
manufacturing sites and where there is inadequate els of 0.67 ng/l, and 4.1 ng/l, respectively.99
3.6
The impact of climate change
on drinking water services
Since the 1950s, there have been dramat- have significant impacts on access to safe
ic increases in both the intensity of heavy drinking water and represent a threat to
precipitation and length of dry spells in gains made in recent years. The IPCC esti-
many regions. Additionally, the accelerated mates that about 4 billion out of the world’s
melting of glaciers, changes in frequen- 7.8 billion people experience severe water
cy, magnitude and timing of floods, more scarcity for at least one month per year.100
frequent and severe droughts, a decline in
groundwater storage and reduction in re- Water scarcity is affected not just by the
charge, and water quality deterioration due physical water resources available at a
to extreme events, have all become more particular location, but also by inequalities
intensified due to anthropogenic climate in access to drinking water services. There
change. These climate change impacts is increasing evidence that the impacts of
A N U R G E N T C A L L T O A C T I O N T O A C C E L E R AT E P R O G R E S S O N E N S U R I N G S A F E D R I N K I N G WAT E R F O R A L L
57
© UNICEF/UN0286415/G.M.B. Akash
climate change are felt disproportionately As the world continues to urbanize, the de-
by already-vulnerable communities.101 mand for water in cities is projected to in-
crease by 50% to 80% within the next three
UNICEF has developed a map showing decades.103,104 Urban residents, particularly
extreme water vulnerability (see Figure 17). the urban poor, will become more vulner-
Physical water scarcity risks continue to be able to the effects of climate change. One
exacerbated by climate change impacts - in four cities worldwide already experiences
including water stress, interannual variabil- water insecurity. Climate change adds to de-
ity, seasonal variability, groundwater table mographic and supply-chain pressures on
decline and drought events. This informa- cities, leading to fears of widespread water
tion has been overlaid with drinking water shortages, combined with periodic climate
service levels and child population density disasters, producing major social and eco-
to create a composite index. The resulting nomic disruptions. The social and economic
map clearly highlights the main areas af- consequences of climate shocks on cities
fected by high and extremely high water are likely to be particularly devastating in
vulnerability, combining the highest levels low- and middle-income countries.105 In rural
of physical water scarcity and lowest levels areas, deficiencies in management capacity
of drinking water service. It is estimated that and lack of professionalized service provi-
1.4 billion people (including 450 million chil- sion puts drinking water services at greater
dren) lived in these areas in 2020.102 risk from climate change impacts.106,107
Source: The UNICEF Extreme Water Vulnerability Index (EWVI): Methodology paper, WASH technical paper, TP/14/21, New York: United Nations Children’s
Fund; 2021.
4
58 S TAT E O F T H E W O R L D ' S D R I N K I N G WAT E R
4.4. The cost of achieving universal safely managed drinking water supply
To understand progress in drinking water Much of the data in this section came
supply globally, it is important to consider from the most recent GLAAS cycle of
what efforts governments are undertaking data collection in 2021/2022.108 It will be
to establish and operationalize policy and published by WHO in the 2022 GLAAS
regulatory frameworks. It is also important report (expected to be released in De-
to understand the various ways in which cember 2022), with the data in the full re-
drinking water is funded and paid for. port being more comprehensive.
© IRC/Catarina Fonseca
4.1
Status of national drinking
water policies and plans
The majority of countries responding to of what is needed to implement the policies
the GLAAS 2021/2022 country survey and plans). As shown in Figure 18, while the
reported having national drinking water majority of countries reported having poli-
policies for urban and rural areas that are cies and plans in place for drinking water,
formally approved. very few reported sufficient human and fi-
nancial resources to implement the plans.
While having policies and plans that ad-
dress drinking water is important, to be Across the countries studied for the ES-
effective they must be supported by suffi- AWAS regulatory landscape assessment
cient human and financial resources (de- in Africa, national policy documents exist-
fined by GLAAS as having more than 75% ed for 45 countries (83%).109
60 S TAT E O F T H E W O R L D ' S D R I N K I N G WAT E R
Rural Urban
Source: Data from the WHO UN-Water GLAAS 2021/2022 country survey results, to be released in December 2022.
© UNICEF/UN0551740/Frank Dejongh
A N U R G E N T C A L L T O A C T I O N T O A C C E L E R AT E P R O G R E S S O N E N S U R I N G S A F E D R I N K I N G WAT E R F O R A L L
61
Self-supply: Households invest in their own wa- ties for capital maintenance—minor versus major
ter supplies and maintain them themselves. Typi- repairs—and responsibility for asset renewal.112
cally, these are wells and rainwater harvesting. For
some, there is support available from government, Government provision: Drinking water supply
including partial subsidies for capital investments, is the responsibility of the local government. The
technical assistance for construction work, or qual- municipal administration may be the direct service
ity monitoring. For many households, there is no provider, or an autonomous municipal utility, which
formal financial or technical support available from acts along commercial lines, may be established.
the government. In some cases, autonomous utilities are controlled
by provincial or state government, rather than local
Community management: Community organi- government.
zations, with varying levels of formalization, take
care of daily operation, maintenance and admin- Delegated private sector provision: Private
istration of drinking water services. Some are le- sector provision can have a wide range of models
gally recognized as service providers, and may get and scales, and delegate varying levels of control
support from government agencies, although this to private entities. Key models include:
is not always the case. Communities may contract
out certain tasks to individuals, such as a plumber • Kiosk or public stand post operators: An
or scheme attendant, or to small companies. Many operator purchases water in bulk and ensures
community organizations have no legal recog- the retail sale of water, typically through a kiosk
nition because organizations have not taken the or public stand post. Operation and mainte-
necessary legal steps, or the government does not nance of the scheme are done by the service
offer support or has not applied its policy. Many authority or utility, through the revenue from
community-managed schemes rely on community the operators.
volunteers. In some cases, community manage-
ment is being professionalized, and rural utilities • Lease contract: The service authority dele-
are emerging (referred to as ‘utilitization’). These gates operation and maintenance of an exist-
new rural entities share some characteristics with ing system to a private service provider. The
urban utilities: they are formalized legal entities private operator is remunerated through the
that are accountable to service authorities and sale of water and pays a fee to the authority.
users, with remunerated positions for those oper-
ating and managing the system, and with regular • Concession: Similar to a lease contract, but
collection of fees.111 They take on tasks that tend to the private operator has investment obliga-
be neglected under community management. For tions, and the contracts are longer (up to 25
example, asset management is a relatively new years) to recoup investments.
concept that is being introduced into the rural wa-
ter sector. A 2017 review of rural water service de- • Design, build, operate, transfer contract:
livery models showed that half the countries sur- A service provider is contracted to design and
veyed still needed to address issues such as clarity build a water system, based on a long-term
around asset ownership, inventories and water contract based on the sale of water, whereby
point mapping, and clearly defining responsibili- the service provider recoups the investment.
62 S TAT E O F T H E W O R L D ' S D R I N K I N G WAT E R
© UNICEF/UNI98882/Marco Dormino
4.2
Status of policy regarding
reaching poor populations
In many countries, a key government consistently applied to reach poor popula-
policy objective is to ensure affordability tions with drinking water services.114 Data
and reach the poor. Measures to make collected for the ESAWAS landscape as-
drinking water more affordable take many sessment indicated that 39% of countries in
forms and present a multitude of chal- Africa did not have a regulatory mechanism
lenges, and affordability is notoriously dif- to address pro-poor aspects.115
ficult to measure.113
However, while surveys ask for details
While 84% of the 118 countries responding of the types of measures, countries are
to a GLAAS survey question about reach- not asked how successful they are, and
ing poor populations reported having spe- they no doubt vary in effectiveness. For
cific measures in policies and plans in place, instance, it is known that in many cases,
56% responded that they have correspond- subsidies delivered through tariffs are ex-
ing measures for monitoring, and only 38% pensive, poorly targeted, non-transparent
said they have financing measures that are and distortionary.116
4.3
Status of regulation of
drinking water services
Robust regulatory frameworks are essen- effective regulation to formalize the sec-
tial to delivering quality drinking water tor, and to provide clear rules for those
services. Sustainable and equitable pro- working within it.117
vision of safe drinking water depends on
A N U R G E N T C A L L T O A C T I O N T O A C C E L E R AT E P R O G R E S S O N E N S U R I N G S A F E D R I N K I N G WAT E R F O R A L L
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BOX 10 Regulation
Governments can establish regulations for several • Regulation by sourcing to third parties:
elements of drinking water services, including water Uses external contractors to perform certain
quality, tariff setting, environmental impact, market duties, such as tariff review, benchmarking or
structure (including competition in the sector), con- dispute resolution.
sumer protection (including recourse for consumers
who have complaints), and other aspects related to • Self-regulation: Service providers, such as
the extent or quality of service delivery. Regulators public utilities, regulate their own activities,
are also often charged with protecting public health set tariffs and monitor their own performance
through a focus on compliance with health-based (this may be legally mandated, but often arises
standards and risk management approaches for en- due to the absence of a more formal regulatory
suring drinking water safety. structure).
There are several regulatory models, including: Regulatory models need to be appropriate for the
context in which they are to be applied, including
• Ministerial (or government) regulation: A institutional setup, political economy and legisla-
government ministry is tasked with regulating tive frameworks. Most independent regulators are
the sector. initially established as economic regulators, focus-
ing on water pricing (tariffs), value for money re-
• Regulation by agency: An agency is estab- lated to the quality of service broadly, and market
lished to regulate in an autonomous manner. structure. Over time, they may evolve to include a
specific focus on other aspects, including water
• Regulation by contract: Uses no separate quality and public health. In many countries, there
regulatory agency, and the public sector asset is a lack of clear institutional mandates and re-
holder that is a signatory to a contract mon- sponsibilities in water policies. In addition, political
itors the performance of the operator against interference has also been cited as a challenge for
the terms of the contract. effective regulation and enforcement.
Data from the GLAAS 2021/2022 cycle areas established by law. Most respon-
show that the vast majority of countries dent countries also had drinking water
have standards, or the equivalent, in place regulatory authorities independent of the
for drinking water quality and quality of ser- service providers that are being regulated
vice delivery.118 in urban and rural areas.119 The 2022 ES-
AWAS landscape assessment revealed
In urban areas, 87% of the 119 GLAAS that 54% of African countries had a
2021/2022 respondent countries report- strong legal backing for regulation of the
ed having a regulatory authority respon- water supply sector, but that 9% had no
sible for overseeing urban drinking water legal backing at all.120
quality, and 82% of 116 responding coun-
tries reported having an entity respon- There is relatively little systematic data on
sible for overseeing rural drinking water the regulatory models used in low- and
quality. The ESAWAS landscape assess- middle-income countries, and how effec-
ment revealed that, across Africa, 59% of tive they are. The available literature indi-
countries are regulating networked piped cates that self-regulation is fairly common,
water supply services at scale, compared followed by regulation by agency, accord-
to just 11% for point water sources. ing to a 2018 survey of 123 low- and mid-
dle-income countries. The survey showed
Results from the GLAAS 2021/2022 sur- that 45% of the surveyed countries use
vey cycle show that the majority of re- a self-regulation approach in the water
spondent countries had drinking water sector.121 Across the 54 African countries
regulatory authorities for urban and rural studied for the ESAWAS landscape as-
64 S TAT E O F T H E W O R L D ' S D R I N K I N G WAT E R
Source: Data from the WHO UN-Water GLAAS 2021/2022 country survey results, to be released in December 2022.
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Surveillance to assess water quality and and drive corrective action. Among 110
service delivery is a critical aspect of reg- respondent countries, only 50% report-
ulatory frameworks. However, many of ed fully enforcing the implementation of
the GLAAS 2021/2022 respondent coun- planning and action to address noncom-
tries did not have surveillance frequency pliance with water quality requirements in
requirements (for water quality, 25% did urban settings, and for the 104 countries
not for urban areas, and 36% did not for that responded regarding rural settings,
rural areas), and of those that did, few ful- the percentage fell to 39%. Data also in-
ly met the required frequency (only 24% dicate gaps related to water safety plan
met the required frequency in urban ar- auditing (independent and systematic
eas, and 19% in rural areas).127 checking of a water safety plan to confirm
its completeness, satisfactory implemen-
GLAAS survey results also identified de- tation and effectiveness), which is a core
ficiencies in using water quality surveil- surveillance function (see Box 11).
lance data to inform decision-making
To drive proactive risk management to ensure wa- ry requirements for auditing. Among countries
ter safety, at least 64 countries have policies or where requirements for water safety plan audits
regulations in place that promote or require water were reported, when asked if they had estab-
safety plans or their equivalents.128,129 However, lished an audit frequency, only half responded
available data indicate considerable room for im- yes, suggesting that audit schemes were at an
provement. A 2017 global survey on water safety early stage of implementation. Further, nearly half
plan policies and practice found that almost two of responding countries identified a lack of en-
thirds of countries reporting policies in place or forcement as a critical challenge to water safety
under development did not have complementa- plan implementation.130
In many countries, water quality regula- forcement authority over a separate gov-
tions may exist but are not enforced for ernment ministry that is providing water
myriad reasons. A common issue stems services. Enforcement can also be weak
from the institutional arrangements and in cases where there is duplication, and
underlying mandates for the various insti- multiple institutions are mandated to reg-
tutions. For instance, the responsibility for ulate the same services, and no clear line
water quality surveillance might lie with a of authority (see Box 12 for an example
government ministry that has limited en- from Ghana).
© WHO/Payden
66 S TAT E O F T H E W O R L D ' S D R I N K I N G WAT E R
BOX 12 in Ghana
In Ghana, a workshop aimed at validating GLAAS • Lack of consensus on strategic goals due to
survey findings revealed gaps and overlapping the lack of coordination on the setting of sector
mandates in the regulation of drinking water qual- targets;
ity in the country. Prior discussions among stake- • Weak compliance with and enforcement of wa-
holders during the development of a National ter safety planning requirements; and
Drinking Water Quality Management Framework • Negative impacts on capacity-building initia-
between 2013-2015 had suggested gaps, overlaps tives for water safety planning, as it was un-
and an overall lack of clarity regarding which in- clear which institution should be invested in.
stitution was responsible for overseeing drinking
water quality. To help address this issue, the Government of
Ghana established a National Coordinating Com-
Subsequent discussions were held with stakehold- mittee on drinking water quality management that
ers during a validation workshop for a GLAAS sur- seeks to improve coordination and collaboration
vey conducted in 2018, which revealed that both between the Public Utilities Regulatory Commis-
the Public Utilities Regulatory Commission and the sion and Food & Drugs Authority in the short- to
Food & Drugs Authority were apparently mandat- medium-term, with a long-term view to revise the
ed to regulate drinking water quality. There were national water policy and underlying legal frame-
several challenges emanating from this overlap in works and clarify institutional mandates. Revision
mandates: of the national water policy is underway. Addition-
ally, members of the WHO International Network
• Scarce resources not being put to efficient use of Drinking-water and Sanitation Regulators are
as a result of the duplication of efforts, leading providing peer advice during the review process.131
to high transaction costs;
4.4
© WHO
The cost of achieving
universal safely managed
drinking water supply
A 2016 study estimated the costs of nical constraints in the shorter term, and
meeting SDG Target 6.1 for safely man- going through lower-level services first,
aged water services.132 The total capital which are more affordable and still pro-
cost of universal access was estimated vide socioeconomic benefits. The cost of
to be US$ 37.6 billion per year between operation and maintenance is in addition
2015 and 2030, a total of US$ 564 billion, to these costs, and is estimated to be US$
if all users transitioned directly to safely 42 billion annually, or a total of US$ 635
managed drinking water services. As a billion between 2015 and 2030.133
step toward safely managed services, the
costs of achieving a basic water supply, The capital costs of reaching the un-
defined as an improved community water served with safely managed WASH ser-
source within a 30-minute round trip, was vices (safe water, basic sanitation, safe
also estimated. If 50% of households first faecal waste management, hygiene)
achieved a basic level of water supply were estimated to be, on average, 0.39%
service before upgrading to a safely man- of the gross domestic product of the
aged service, the cost was US$ 41 billion 140 countries included in the study, or
a year, for a total of US$ 615 billion. The approximately three times the historic
study authors point out that it is import- spending on extending services to the
ant to strike the right balance between underserved.134 Applying the ratio of the
going straight to higher-level services, cost of water services alone to the total
which might save some costs in the lon- cost of all WASH services to this per-
ger term, but will pose financial and tech- centage gives an average cost of 0.14%
68 S TAT E O F T H E W O R L D ' S D R I N K I N G WAT E R
of gross domestic product for achieving ranges of the cost estimates were calcu-
universal access to safely managed water lated at global and regional levels. Thus,
services in the countries studied.135 the cost estimates are useful as ‘ballpark’
estimates of what it would cost to meet
As discussed in Section 2.3, investments in Target 6.1. To assist countries in producing
safely managed water services have been more accurate estimates of what it would
shown to provide a significant positive cost to meet the SDG 6 targets, in 2017
return in most regions of the world, and a WASH SDG costing tool136 was devel-
globally; governments save money when oped by UNICEF and the World Bank for
they invest in drinking water (in terms of use by countries attending the high-level
reduced health costs, increased produc- meetings of the Sanitation and Water for
tivity and other quantifiable benefits). All (SWA) partnership. A guideline for us-
ing the tool was developed collaborative-
The underlying cost data for the 2016 ly by the SWA Secretariat and UNICEF,137
study were gathered from the best avail- and has been used by more than 20 gov-
able secondary sources (i.e., available ernments, including the Government of
published and grey literature and oth- Ethiopia, which applied it as part of the
er databases) and used an estimate of process of estimating the costs of the
baseline water supply access rates made second phase of the national One WASH
available by the JMP in 2014. The likely programme.
The provision of reliable, high-quality drinking wa- to cover operation and maintenance, and is depen-
ter services depends on a sustainable financing dent on the priorities of donor agencies as much as
environment, including adequate expenditure on the needs of service providers.
both capital investment and maintenance, realis-
tic revenue projections, and skilled financial man- Correctly identifying and quantifying costs is funda-
agement. There are three major sources of funds mental to designing tariffs and user charges. Water
for water supply: taxes levied by government on tariffs charged by utilities providing piped water typi-
households and businesses; transfers, such as cally comprise fixed charges, volumetric charges, or a
overseas aid; and tariffs or user charges paid by combination of the two. A range of tariff structures has
consumers of water. Together, these are referred been developed, and water tariff design demands a
to as the ‘three Ts’. The cost of providing a water holistic, context-specific approach that carefully con-
supply service includes capital costs (including siders competing policy objectives. For cost recov-
the costs of financing or borrowing), the costs of ery, the objectives may include economic efficiency,
operating and maintaining water supply systems, affordability and equity, environmental sustainability,
and externalities (such as environmental costs). simplicity and ease of implementation, acceptability,
The failure to recover any one of these costs has transparency, financial stability, and the promotion of
distinct, adverse consequences, including deteri- access to services. Tariff complements can be added
orating services and failure of water supply infra- to core elements of the tariff to achieve specific aims,
structure. Many service providers struggle to cover for example, addressing affordability or promoting
costs through tariffs alone, hence the importance water conservation through over-consumption pen-
of funding received through government budget alties. The use of technology has allowed the design
allocations (funded by taxes) and development of more precise, effective and efficient tariffs (e.g.,
aid (transfers). However, such funding, regardless through smart meters, remote sensing, and street
of the source, must be accurately forecasted and view data, combined with machine learning).138
accounted for, and may come with disadvantages
for service providers in terms of predictability and Once a utility achieves financial sustainability, it
autonomy. Development aid, in particular, is pro- may be able to access the capital market through a
vided in low volumes compared to the needs in the variety of financing instruments such as commer-
sector, can be intermittent and sporadic, is unlikely cial loans, bonds or other arrangements.
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4.5
© WHO
How much is being
invested, and where
is it coming from?
The GLAAS survey asks respondent In addition to paying tariffs and user
countries about total expenditure on fees, investments by households in their
WASH activities (i.e., disbursements, or own systems for drinking water supply
what is actually spent). Expenditures can (‘self-supply’) may play a major part in
take many forms, including government bridging the drinking water funding gap,
investment in capital works, government particularly in rural areas, but also for
spending on staff, or amounts paid by significant numbers of people in urban
households on tariffs, user fees or invest- areas where services can be limited geo-
ments in their own water supply systems. graphically or expensive.139 Data for seven
countries in 2017 indicated that in three
Preliminary GLAAS 2021/2022 results (Bangladesh, Ghana and Peru) self-sup-
from 24 countries (Albania, Bangladesh, ply investment exceeded the amounts
Belize, Burkina Faso, Cabo Verde, Costa contributed by households through tar-
Rica, Cuba, Ghana, Guatemala, Guyana, iff payments.140 (However, unregulat-
Lao People’s Democratic Republic, Leb- ed self-supply can lead to problems of
anon, Lesotho, Malawi, Mali, Mauritania, over-extraction and public health threats.
Mozambique, Nepal, Nicaragua, Nigeria, Reliance on self-supply for certain sectors
Paraguay, Seychelles, South Africa, Uru- of the population, such as remote rural
guay), representing 667 million people, dwellers, results in inequalities. There is
9% of the global population, show that a role for government in both regulating
while the governments in these coun- and helping to fund household level sys-
tries provide one quarter of the funding tems, and governments should not use
for drinking water, households are the a policy of self-supply to relinquish their
largest source of financial resources, ac- investment obligations.)141 Another type
counting for 61% of the total expenditure of (unplanned) household investment
(see Figure 20). occurs when low levels of service require
70 S TAT E O F T H E W O R L D ' S D R I N K I N G WAT E R
7%
7%
Households
Government
External sources
25%
Repayable finance
61%
Source: Preliminary data from the WHO UN-Water GLAAS 2021/2022 country survey results, to be released in December 2022.
users to pay ‘coping costs’ to compen- Data from the Organisation for Economic
sate for intermittent or unreliable water Co-operation and Development (OECD)
supply. For instance, users experiencing show that ODA commitments specifical-
intermittent piped supply may cope by ly for water supply systems were US$ 2.2
purchasing water from tanker trucks or billion in 2020. While globally ODA has in-
commercially packaged water, pumping creased over the last decade, proportion-
to obtain the largest possible amount of ally, investments in water have decreased.
piped water when it is available, and in- According to OECD data, since 2018, when
stalling tanks to store water.142,143 Some ODA commitments to drinking water ser-
econometric studies have attempted vices peaked at 1.8% of total ODA, the pro-
to quantify coping costs, finding that portion of total ODA commitments to drink-
households on intermittent piped sup- ing water had fallen to 0.9% in 2020 (its
plies may pay between two and five lowest since 2015). In 2018, aid for drinking
times their current utility bill to cope with water ranked twentieth among 42 sectors
intermittency.144,145,146 in terms of ODA commitments. However,
in 2020 its ranking dropped to twenty-sixth
External sources of funds, including re- among all sectors, with sectors such as en-
payable finance and official develop- ergy policy, secondary education, forestry
ment assistance (ODA), make up a small and business services jumping ahead.148
proportion of the resources available for
drinking water services. The majority of aid disbursements for wa-
ter are focused on what are categorized as
While development banks are providing ‘large systems’, with ‘basic systems’ making
significant repayable finance, sometimes up a smaller proportion. Large systems are
on a concessionary basis (for instance, often piped water systems in urban areas,
the World Bank’s portfolio of water-relat- while basic systems tend to be lower tech-
ed lending is over US$ 50 billion)147, very nology systems in rural areas. As shown
little borrowing for water supply is being in Figure 21, ODA disbursements for ba-
done on commercial markets, either in- sic water supply systems have remained
ternational or domestic. This is largely relatively stable, ranging from US$ 450
due to the difficulty in reaching credit- million to US$ 550 million per year, while
worthiness on the part of water service disbursements for large water supply sys-
providers, and the lack of an enabling tems have increased over time, and fluctu-
regulatory environment. ated widely. In 2020, ODA disbursements
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© WHO
for basic water supply systems comprised mitigation are emerging. Many donors
only 29% of aid for water supply systems are currently revising their ODA priori-
overall, even though most of the poor and ties and trying to identify sectors that can
unserved are in areas (rural, peri-urban) be considered as contributing to climate
that are more likely to be served by basic change adaptation or mitigation. OECD
systems. The wide variation in amounts reports that of all bilateral ODA in 2019,
disbursed, and the gap between com- 27.2% had climate objectives.149 Water is
mitments and disbursements, further un- often included in this ‘green ODA’. Climate
derlines the unpredictability of ODA as a finance for water may become an import-
source of sector funding. ant resource in the future. However, it is
expected to complement the other sourc-
Financing and funding mechanisms spe- es of funding and financing for the water
cifically targeting climate adaptation and sector, not replace them.
3 000
Aid disbursements (US$ millions, constant 2020 US$)
2 000
1 000
Large systems
Basic systems
0
2010 2011 2012 2013 2014 2015 2016 2017 2018 2019 2020
Source: Adapted from CRS Aid Activity database [online database]. Paris: Organisation for Economic Co-operation and Development; 2022
(https://stats.oecd.org/Index.aspx?DataSetCode=crs1 accessed on 25 April 2022).
5
72 S TAT E O F T H E W O R L D ' S D R I N K I N G WAT E R
© UNICEF/UN0574290/Sebastian Rich
Imagining a better
future: A dramatic
acceleration in
progress is possible
5.1 The SDG 6 Acceleration Framework
Despite the many challenges that remain water so that investments can be target-
in achieving universal access to safe ed most effectively. Governments should
drinking water, remarkable progress is aim to make progressive improvements,
possible. Acceleration requires govern- keeping their ultimate goals clearly in
ments to leverage their role successfully, sight.
and both public and private investments
to be well used and sustained. The avail- Every country that has made rapid prog-
ability of accurate and appropriate data ress in providing safe drinking water
should be considered an important first has had strong political leadership, and
step for governments as it allows them government has played an important
to identify the most pressing gaps and role in setting policy, planning, mobiliz-
challenges in the delivery of safe drinking ing investment and regulating services.
5.1
The SDG 6 Acceleration
Framework
The SDG 6 Global Acceleration Frame- Capacity development: Focus on inclu-
work, coordinated by UN-Water, has sive human and institutional capacities at
identified five accelerators to support the all levels to understand and deliver SDG 6.
achievement of SDG 6:
Data and information: Build trust
Governance: Make SDG 6 everyone’s through data generation, validation, stan-
business through cross-sectoral and dardization and information exchange for
transboundary collaboration, clear roles, decision-making and accountability.
stakeholder involvement and effective
and inclusive institutions. Innovation: Leverage and scale-up in-
novative practices and technologies in
Financing: Optimize financing for water schools, health care facilities and other
and sanitation, particularly for countries public places, including technologies that
and communities with limited access to are accessible for rural areas and margin-
financial resources. alized communities.
© World Bank/Stephan Bachenheimer
74 S TAT E O F T H E W O R L D ' S D R I N K I N G WAT E R
5.2
Countries are rising
to the challenge
There are promising examples in which pia has played a strong leadership and
investing in these five accelerators has coordination role, working on several
been effective. There are many coun- of the SDG 6 accelerators at the same
tries with stories of considerable suc- time, and addressing climate resilience
cess, even in resource-poor contexts. (see Box 14).
For instance, the Government of Ethio-
To address sector fragmentation and slow prog- with new donors contributing, and the duration of
ress in achieving national and international targets, the pool fund has been extended until mid-2024.
in 2013, the Government of Ethiopia initiated the
ONEWASH National Programme. The programme The second phase of the programme incorporates
is a collaboration across four different ministries: measures to achieve climate resilience, including
the Ministry of Water and Electricity, the Ministry of the management of climate-related risks through
Health, the Ministry of Education and the Ministry water safety planning. The government has de-
of Finance and Economic Cooperation. The pro- veloped a national framework for climate-resilient
gramme is also a collaboration with development water safety planning, including urban and rural
partners. The main instrument is the Consolidat- implementation guidelines and supporting na-
ed WASH Account, a pool fund with contributions tional training materials. A number of larger urban
from the Government of Ethiopia, the World Bank, utilities now also include water safety planning
the African Development Bank, UNICEF, and the as a key performance indicator. Resilient water
governments of the United Kingdom of Great Brit- sources have been identified using remote sensing
ain and Northern Ireland, Finland and (more re- techniques, and climate-resilient service delivery
cently) Republic of Korea and Saudi Arabia. models have been promoted, such as multi-village
water schemes operated by public water utilities.
Under the motto ‘One Plan, One Budget, One Re-
port’, the second phase of the programme estab- Between 2015 and 2020, JMP data show an increase
lished an integrated and collaborative approach in the number of people in Ethiopia using at least
and set more ambitious targets. The guiding prin- basic drinking water services from 42 million to 57
ciples included alignment through a single plan- million (from 42% to 50% of the population or by 1.5
ning, budgeting, financial management, reporting, percentage points per year). During this period, Ethi-
procurement and monitoring and evaluation sys- opia also reduced the number of people relying on
tem, and harmonization with the policies, priorities, surface water from 12 million to 5 million, the fastest
strategies, standards and procedures of the Gov- reduction of any African country.150 The Ethiopian
ernment of Ethiopia. Phase 2 had a total budget ONEWASH National Programme is a model of accel-
US$ 6.5 billion for 2018-2020, including one third of eration through government leadership and coordi-
the funds allocated to climate-resilient WASH. The nation across ministries and sector stakeholders and
Consolidated WASH Account pool fund has grown, is now being replicated in other countries.151
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75
In August 2019, the Government of India committed The Department of Drinking Water and Sanitation
to provide a “functional household tap connection” of the Ministry of Jal Shakti (‘Water Power’) provides
to every rural household by 2024. The Jal Jeevan technical and financial assistance to the states,
(Water for Life) Mission152 was launched by the supported by development partners. States have
Prime Minister with a mandate to ensure that, in been encouraged and supported to develop robust
full alignment with SDG criteria for safely managed institutions, with a focus on service delivery and
water supply, every rural household is served with financial sustainability. Approximately 11,000 sup-
potable water supply, in adequate quantity and of port agencies, mainly NGOs, are being engaged by
prescribed quality, on a regular and long-term ba- states to support implementation at the village level.
sis. This is to be achieved through household tap They are following national guidelines, which cov-
connections connected to locally-managed village er aspects such as community empowerment and
piped water supply infrastructure. engagement, water quality testing and surveillance,
utility operation, and water safety and security plan-
This ambitious programme is currently being ning. There is an emphasis on source sustainability
implemented in partnership with state govern- measures, such as recharge and reuse through grey
ments. Across all levels of government, more water management, water conservation and rain-
than US$ 65.6 billion in public sector funding water harvesting. To provide support, 104 key re-
has been committed. The Indian Government is source centres have been selected and contracted
driving a paradigm shift away from simply build- by the ministry, and personnel within them trained
ing water supply infrastructure, to concentrating by UNICEF. These centres will support capacity
on providing water supply as an ongoing service. development, performance monitoring and course
The focus is on establishing decentralized, de- correction of the programme. The efforts to support
mand-driven, community-managed water supply and strengthen water governance systems within
systems. Grassroots-level support is prioritized, Gram Panchayats are implemented with a focus on
and communities play a pivotal role in planning, women’s empowerment; local women are encour-
implementing, operating and maintaining their aged to take leadership roles.
schemes. At the village level, the local govern-
ment institutions, called Gram Panchayats, are As a result of the programme, between August
empowered to commission construction work, 2019 and March 2022, the government estimates
operate and maintain infrastructure, collect com- that coverage of functional household taps in rural
munity contributions, monitor water quality mon- areas increased from 17% to over 49%. Tap water
itoring, and ensure source sustainability through has also been provided to almost all schools and
water resource management. pre-schools in the country.153
6
76 S TAT E O F T H E W O R L D ' S D R I N K I N G WAT E R
Governments can
accelerate drinking
water supply progress
with proven, effective
approaches
6.1. Good governance begins with leadership, effective coordination
and regulation
6.1
Good governance begins
with leadership, effective
coordination and regulation
Overarching Recommendation: Regulatory models need to be appropri-
Governments should progressively ate for the context and reflect the relevant
strengthen existing institutions, fill insti- institutional setup, political economy and
tutional gaps and facilitate coordination. legislative frameworks. Regulation should
They should establish a stable regulatory consider all drinking water services, taking
environment supported by legislation and into account the various types of systems
clear policies, including standards for ser- and the particular needs and limitations of
vice quality, and ensure enforcement. each. It is important to align targets with
human and financial resource realities, ini-
Governments must develop holistic ap- tially setting realistic and risk-based goals
proaches to the reform of the water sector, that provide sufficient public health pro-
aligning policy, institutional and regulatory tection, with a view toward the progressive
interventions. Specifically, changes in in- achievement of more ambitious targets in
stitutional arrangements and the regulato- the longer term. There is limited value in es-
ry framework need to be supported by the tablishing requirements that cannot practi-
necessary laws and policies to be effective cally be achieved, creating an environment
and sustainable. Governments should es- in which noncompliance becomes the sta-
tablish institutions to coordinate and regu- tus quo and regulations lose their power to
late the activities of both public and private drive and incentivize improvement.
service providers, improve efficiency, gen-
erate public benefits, and ensure service Small water supply systems, particular-
to all. Policies for drinking water service ly in rural areas, require a customized,
provision should be designed to eliminate flexible regulatory approach that en-
inequalities in drinking water access and courages incremental improvement. De-
reach the most vulnerable, while ensur- spite the large number of people these
ing sustainability and climate resilience. systems serve, and clear evidence that
However, policies must also be practical they represent a comparatively high risk
and achievable. Governments should rec- to public health through breakdowns,
ognize that improving sector governance contamination and inadequate manage-
and service provider performance is diffi- ment, these systems are not always cov-
cult, takes years, and requires strong com- ered by national regulations. Safe and
mitments across multiple levels of govern- sustainable services can be supported
ment, communities and citizens. through regulatory actions focused on
supporting water suppliers with capac-
Governments should establish simple ity development, technical advice, tools
and transparent regulation that pro- and financial incentives. For instance, in
tect all consumers, allows and en- Peru, a recent reform extended the role
courages continuous improvement, of the regulator beyond urban areas to
innovation and cost recovery, and fa- include small towns and rural communi-
cilitates service provision for the poor ties, and the regulator is seeking to de-
and vulnerable, consistent with the velop different regulatory modalities for
commitment to “leave no one behind”. small operators.
78 S TAT E O F T H E W O R L D ' S D R I N K I N G WAT E R
© WHO
Mozambique’s water regulatory agency applies the asset holder, the national level sets the stan-
a flexible, decentralized, multi-tiered approach. dards and guidelines for service provision, and
The agency directly regulates the 19 systems in local regulatory commissions enforce regulations.
the country’s major cities, which are owned by For systems where local governments are the as-
a public asset holder. The agency sets the stan- set holders, and service provision is delegated to
dards for these service providers, gathers reports private operators, regulation is the municipality’s
and directly audits service delivery performance. responsibility. The national agency intervenes
In 130 secondary systems, where the Water Sup- only if requested; this is referred to as consulta-
ply and Sanitation Infrastructure Administration is tive regulation.154
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79
Kenya’s Water Act empowers the Water Services service providers when noncompliance is identi-
Regulatory Board to issue fines to water service fied. For example, fines were levied on four water
providers for breaching or contravening regula- service providers in 2021, and another nine were
tions. The board is also able to revoke the license denied financial support. In 2021, the board came
of a water service provider or place a water ser- close to revoking two service providers’ licenses.
vice provider under a special regulatory regime for Instead, it stepped in to replace the board and
failing to meet the criteria for licensing, failing to senior management. This willingness to use its
comply with any license conditions, or neglecting sanctioning powers has resulted in improvements
to provide services for which they were licensed. in utility management and service provision.
Sanctioned utilities have addressed the areas
Unlike many other regulatory actors across Afri- of noncompliance and are now in good stand-
ca, Kenya’s Water Services Regulatory Board has ing. For instance, those that were sanctioned for
proven willing to use the sanctioning powers at noncompliance with the approved tariff and were
its disposal to penalize noncompliant service pro- required to reimburse customers, have adjusted
viders. The board frequently fines licensed water their billing systems.159
80 S TAT E O F T H E W O R L D ' S D R I N K I N G WAT E R
In Portugal, the Water and Waste Services Regu- service providers are required to establish a wa-
lation Authority is an independent authority with a ter quality control programme, which is key to the
mandate to regulate drinking water service provi- comprehensive annual water quality regulatory cy-
sion, supported by both national legislation and the cle. Cooperation with health authorities has been
European Union’s Drinking Water Directive. The prioritized, and the authority’s online information
authority has increased accountability and trans- management system is accessible to them, so they
parency by publishing annual reports, available to can add their own data to the platform. They have
the public, which report against key performance final authority on health-related matters related to
indicators related to the quality of service from the noncompliance, such as the decision to shut water
national strategic plan for water, including an indi- supply due to contamination.
cator for water quality. They have also established
a public online data platform with information on As a result of these changes, Portugal has seen a
individual utility performance across several indi- significant improvement in water safety. Between
cators. This public benchmarking exercise has fos- 2004 and 2008, the indicator for safe water, which
tered a healthy environment of pride and competi- measures compliance with the water quality stan-
tion amongst utilities. dards, rose from 84% to 97%, and since 2016 has
reached and been maintained at 99%.160 While part
The Water and Waste Services Regulation Author- of Portugal’s success in improving drinking water
ity has evolved previously rigid monitoring regimes quality is attributable to significant infrastructure
to a more risk-based and flexible approach. The investment over several decades, it has been com-
regulator’s emphasis is on the use of inspection, plemented and sustained through an increasingly
meetings and capacity-building to resolve issues, comprehensive, risk-based, transparent and col-
rather than penalties. All municipal water supply laborative regulatory system.161
cy, institutional and regulatory structures, plan involve improving human resource
which must be aligned. Utilities under se- and management information systems. In
vere financial distress tend to focus first almost all cases, performance contracts
on achieving financial sustainability by are signed with the government at some
either increasing revenues or reducing point during the turnaround, which define
costs. Next, they set objectives through the utility’s expected performance and
multiyear targets incorporated into sus- the support to be provided by the govern-
tainable business plans. In almost all ment to achieve it.
cases, the first actions in their business
The Phnom Penh Water Supply Authority is re- come a self-sustaining commercial entity based on
sponsible for providing water services to approx- full cost recovery, meeting WHO standards for wa-
imately 1.5 million people in Phnom Penh, the cap- ter quality. The government also committed US$
ital city of Cambodia. Prior to 1993, the authority 95 million to the authority and adopted a National
was plagued by patronage and corruption. Lack of Policy on Water Supply and Sanitation, which re-
electricity, chemicals, funds and qualified person- emphasized the importance of sustained access to
nel to undertake operation and maintenance pre- safe water.
vented the utility from providing adequate service.
Thousands of illegal connections existed, many in- The Phnom Penh Water Supply Authority raised
stalled by the utility’s own staff. The appointment of revenues by reducing energy costs, improving the
a new director in 1993 saw the utility drastically im- collection rate, and raising the average tariff. These
prove its performance and begin a turnaround. The revenues allowed the authority to increase sala-
director cracked down on corruption, pushed for ries, introduce performance-based remuneration
operational efficiency, and used donor support in schemes, and invest in the distribution network,
an effective manner. To lower corruption, staff and expanding service coverage. Progressive improve-
government officials led by example—everyone ments in efficiency and performance increased the
was obliged to install a water meter and pay for authority’s credibility, which resulted in high levels
water, even the Prime Minister. To improve opera- of donor support, in turn allowing it to rehabilitate
tional efficiency, the director focused on increasing and expand its networks. The number of connec-
water pressure, reducing non-revenue water and tions grew tenfold between 1993 and 2014, rising
improving collections. The changes were further from nearly 27,000 to over 270,000, including many
backed by Cambodia’s First Socio-Economic De- connections provided to poor households. Today,
velopment Plan (1996-2000), which stated that the the Phnom Penh Water Supply Authority is consid-
Phnom Penh Water Supply Authority would be- ered Cambodia’s best-run utility.164, 165
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82 S TAT E O F T H E W O R L D ' S D R I N K I N G WAT E R
In the rural areas of many countries, vol- in both urban and rural areas, supported
unteer-based community management by institutional reform. A good example
remains the norm and is often insufficient of government policy supporting profes-
to meet the complex challenges of sus- sionalized rural water supply services and
taining reliable service delivery. There is the shift towards ‘utilitization’ is found in
an urgent need to move towards com- Uganda (see Box 20).
petent, professionalized service delivery
Water services are increasingly being provided by ply 12,000 villages through new connections and
utilities, not just in urban areas, but also in rural ar- public standpipes by 2020. The government also
eas, even in low- and middle-income country con- formed six regional utilities, called umbrella au-
texts. Uganda is an example of a country where this thorities for water and sanitation, in the same year.
transition is in progress, driven by the government’s The ‘umbrellas’ were created from existing orga-
‘Vision 2040’ of ensuring safe piped water supply to nizations that had provided support to communi-
all by 2040. The ‘utilitization’ process is taking place ty-managed piped schemes. Many small schemes
through the extension of the national utility water that were previously community-managed have
services into rural areas, and the establishment of re- now been legally transferred to the new style, lead-
gional utilities, taking over management of schemes ing to a consolidation of service provision under a
that were previously community-managed. smaller number of larger operators. Private sector
participation in water supply has been encour-
In 2016, the government gave the national utility, aged, though this is mostly limited to small-scale
the National Water and Sewerage Corporation, the contracting for operation and maintenance. The
mandate to provide services to small towns and ru- new umbrellas currently manage about 440 piped
ral growth centres. Extension of the corporation’s water supply schemes, serving approximately 2.5
services into rural areas has been fuelled by its million people (about 7% of the country’s rural
100% Service Coverage Acceleration Programme, population), and are being supported through gov-
under which the corporation had a goal to sup- ernment capacity-building.166,167
Even highly informal elements of the water that has rarely been regulated, but
water sector can benefit from regulation is now being professionalized by govern-
and formalization. For instance, manual ments in many countries (see Box 21).
drilling is a method of providing drinking
Manual drilling relies on human energy to construct instance, in Zambia, the Water Resources Man-
boreholes. The equipment used is generally light- agement Authority developed a legal and regu-
weight, and can easily be transported to remote latory framework for the drilling industry that in-
locations, reaching difficult-to-serve populations cludes the licensing and certification of manual
that would otherwise be left behind. Costs are con- drillers, and has run capacity-building training
siderably lower compared to machine drilling, and programmes on manual drilling. In Madagascar,
manual drilling is often significantly faster. Modest standards for manual drilling are included in the
initial investment costs mean that barriers to entry procedures manual of the Ministry of Energy and
for enterprises that want to venture into the busi- Mines, and include requirements for water qual-
ness are low. However, the informal nature of the ity testing, well development, pumping tests and
work means that many practitioners learn by trial sanitary seals. In the Democratic Republic of the
and error. There is an urgent need to professional- Congo, the government adopted a strategy in
ize, build capacity and raise quality standards. 2009 to promote manual drilling, and the Ministry
of Health and the Ministry of Rural Development
Thanks to the availability of technical manu- launched an initiative to develop the capacity of
als and the mapping of many areas suitable for the private sector and NGOs. Manual drilling in
manual drilling (‘feasibility maps’), the quality the country has since gone from a little-known
of manual drilling is improving, and is increas- technology to providing an estimated 650,000
ingly recognized in policy and regulations. For people with safe drinking water.168,169
Prior to 2018, Viet Nam’s drinking water regulations rameters to be monitored monthly was cut by half.
required larger water service providers to routinely For the remaining parameters, the new regulations
monitor 109 water quality parameters. The moni- stipulate that provincial authorities may reduce
toring requirements created a considerable cost the required monitoring frequency from every six
burden for service providers and, by extension, months to every three years for parameters deter-
water users. Further, many laboratories used by mined to be a lower risk in the local context. Local
service providers and surveillance agencies lacked risk assessments consider geological conditions,
the capacity to analyse the full set of regulatory historical quality of both raw and treated water, ag-
parameters. To better direct monitoring resourc- ricultural and industrial activities, and water treat-
es toward the most significant threats to public ment processes. Among those provinces that have
health, the Government of Viet Nam, with support conducted risk assessments since the revised reg-
from WHO, revised its regulations to reflect a risk- ulations took effect, the median number of water
based approach. Through this process, a tenth of quality tests to be carried out on an annual basis
the parameters were removed completely from the has been reduced by approximately one third rela-
mandatory monitoring list, and the number of pa- tive to prior requirements.170
BOX 23 in Bangladesh
Despite significant increases in water supply cov- regular monitoring, are also required. Other ben-
erage in Bangladesh, poor water quality remains a efits that emerged included better operation and
public health threat. Drinking water at the house- management practices, greater cost recovery, in-
hold level has been found to contain microbiolog- creased water quality monitoring and better com-
ical contamination in almost 82% of cases,171 with munication among stakeholders.173 Water safety
two thirds of this contamination linked to poor plans were also found to support the systematic
hygiene at, or after, the point of collection.172 One consideration of the most disadvantaged water us-
initiative aimed at improving this situation was the ers in a community and to facilitate equitable par-
introduction of water safety planning. In pilot proj- ticipation, interventions and outcomes.174
ects supported by WaterAid and WHO starting in
2006, a water safety planning approach was intro- To scale up the approach, the Government of Ban-
duced whereby community members, particularly gladesh integrated water safety planning into the
women, identified potential risks of contamination National Water Safety Framework in 2011, which
and helped to design step-by-step measures to promotes the plans and addresses their oversight
improve hygiene and protect water quality from and auditing. By 2017, the government had initiat-
source to consumption. These were coupled with ed requirements for water safety plans for all new
systems for periodic monitoring of control mea- projects under the Planning Commission vetting
sures, including water quality testing. One of the guidelines. The National Strategy for Water Supply
key successes during the pilot phase was in- and Sanitation, revised in 2021, now mandates the
creased community awareness that installing a introduction of water safety plans and water qual-
tubewell would not ensure water safety on its own, ity surveillance, including water safety plan audit-
and that other water safety behaviours, along with ing, in 100 cities and 50 villages by 2024.175
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© SWA
86 S TAT E O F T H E W O R L D ' S D R I N K I N G WAT E R
In Peru, the General Directorate of Public Budget at but most of the money ultimately comes from
the Ministry of Economy and Finance established the federal government. The six-year develop-
a system of transfers to local governments called ment plans prepared at state level set priorities
the ‘Incentives Programme for the Improvement of for water investments, for which states and mu-
Municipal Management’. To improve the quality of nicipalities seek federal co-funding. About 25%
public sector services, funding from the national of water and sanitation investments are paid
government is provided to municipalities on the with funds channelled as transfers to local agen-
condition that they achieve agreed-upon goals. In cies through the Comisión Nacional del Agua
the water sector, these include the number of rural (National Water Commission). Most of the com-
water operators registered, the number of water mission’s funding to municipalities and states is
supply systems built or rehabilitated, and the num- provided through the Programa de Agua Potable,
ber of water systems chlorinated. The programme Alcantarillado y Saneamiento en Zonas Urbanas
also provides technical assistance to improve the (Water Supply, Sewerage and Sanitation in Ur-
managerial skills of local government personnel. ban Areas). Funds are provided on a matching
Under the programme, public funding of Peru’s fund basis, which has successfully stimulated
water and sanitation sector has steadily increased, state and local investment in water. The National
rising from roughly US$ 2.5 million in 2015 to US$ Water Commission provides help and technical
32 million in 2020. Between 2015 and 2019, 15,901 assistance for local planning, (e.g., as part of the
rural water and sanitation operators were regis- federal Programme for the Modernization of Wa-
tered, 31,917 water systems were built, 2,500 rural ter Utilities). In addition, under the Water Rights
water systems were rehabilitated, and 1,997 chlori- Return Programme, municipalities and utilities
nated systems were installed.178 can reclaim the amount they pay in mandatory
water charges to the federal government, pro-
In Mexico, investment in water supply services vided they fulfil certain limited conditions and
is predominantly made by municipalities, state invest an equal sum financed by state, municipal
governments, and private housing developers, or utility funds.179
A partnership between a Vietnamese water utili- partnership also supported leakage detection
ty, Da Nang Water Supply Company, and a Dutch models, changes in the tariff structure, and sys-
company, VEI, between 2007 and 2010 helped tem improvement processes, such as metering,
transform the utility from an entity that relied on asset management, and the creation of a cen-
subsidies from the regional government into a tral control unit. Service coverage increased,
profitable company able to expand its services to water quality improved, full-cost recovery
new consumers. The primary objectives of the ini- was achieved, and non-revenue water was re-
tiative were to extend and improve water service duced. Several years after the partnership ended,
delivery in Da Nang, the largest city in central Viet connections continued to increase, non-revenue
Nam, especially the urban poor, increase the wa- water kept dropping (eventually reaching 15% in
ter supply company’s management autonomy and 2017, from 39% when the partnership started),
strengthen its financial position. and by 2018 Da Nang Water Supply Company’s
net revenue had increased to triple what it was
Dedicated capacity-development, and the incor- in 2010. The improved creditworthiness of the
poration of pro-poor strategies into the utility’s company paved the way to access new sources
operation, led to improved performance. The of finance.181
nically and financially efficient, and gov- and donor grants, to optimize investment.
ernance, regulatory and administrative This is referred to as ‘blended finance’ . 183
arrangements are clear and transparent.
Private investment is only an option for Climate finance for water is emerging as
creditworthy service providers in a pre- an important funding and financing op-
dictable, stable regulatory environment. portunity. However, governments will
need to fully understand the requirements
In some cases, governments may find it ben- and limitations associated with it, and en-
eficial to use a mix of resources, including sure that initiatives for which it is proposed
repayable commercial finance, public funds are designed with climate finance in mind.
Sector reforms implemented by the Government States Agency for International Development, al-
of Kenya in the early 2000s created autonomous lowed utilities in Kenya to enter into arrangements
utilities and an independent sector regulator, with lenders that extend floating rate loans for up
ring-fencing revenues and establishing a frame- to 10 years. The total volume of financing achieved
work to move toward cost-reflective tariffs. These totals more than US$ 25 million, and over 450,000
measures resulted in more self-sufficient provid- people have benefitted from new or improved ser-
ers, with the stronger ones covering operation vices as a result.
and maintenance costs and generating surpluses
for investment. Working with Kenyan banks, ser- This experience in Kenya confirms that commercial
vice providers and local governments, the World bank financing of water and sanitation utilities is
Bank provided support to financial management, possible under a conducive environment, specifi-
project modelling and business planning. The reg- cally, adequate liquidity in capital markets; political
ulator was supported to establish a mechanism to commitment to the process; an independent reg-
assess utility creditworthiness, integrating the pro- ulator that supports cost recovery, transparency,
cess into utility performance evaluations. This sup- and fairness; and utilities with demonstrated finan-
port, plus partial credit guarantees from the United cial and technical capacity.184
Governments should work with The high upfront costs associated with
agencies and institutions that sup- access to safely managed water services
port and provide microfinance are often prohibitive for many low-in-
to households for water supply come households in the developing
investments. world, whose incomes can be variable
and uncertain. Microfinance can play an
important role in overcoming obstacles
for these households.
© World Bank/Arne Hoel
90 S TAT E O F T H E W O R L D ' S D R I N K I N G WAT E R
In India, small-scale repayable finance has emerged ed critical incentives to mobilize additional lending.
as a key part of the funding available in the push for The international NGO, Water.org, partnered with
universal access to piped wate. The government is Indian financial institutions, providing technical
supporting banks interested in providing loans to assistance and resources to encourage them to
households and entrepreneurs to accelerate water include water connection loans in their portfolios
supply access. and develop new products.
The Government of India is building an enabling Massive public investment in water supply and
environment favourable to repayable finance for sanitation infrastructure notwithstanding, the
water supply. In 2015, the Reserve Bank of India sheer scale and complexity of providing access
included water supply and sanitation within its Pri- across states motivated many public and private
ority Sector Lending designation, meaning that fi- institutions to be open to innovative financing
nanciers could lend to households for water supply approaches, such as household borrowing. The
and have it count towards their requirement to pro- combination of government subsidies and access
vide at least 40% of their lending as social lending. to loans has not only accelerated water supply ac-
Furthermore, in 2017, the Ministry of Rural Devel- cess in alignment with ambitious national targets
opment made access to water an eligible category for success, but it has also complemented these
for preferential interest rates within the National efforts by enabling governments to target their in-
Rural Livelihoods Mission, its flagship program for vestments more effectively, showing there is value
Self Help Groups. Together, these decisions creat- in combining public and repayable finance.185
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© UNICEF/UN0598984/Abdulrahman Ba Jubair
6.3
Capacity at all levels
drives progress and
sustains services
Overarching Recommendation: • Organizational development: En-
Governments should build robust and suring that institutions are adequately
competent institutions and a capable and empowered and use effective systems
motivated workforce through a range of ca- and procedures.
pacity-development approaches based on
innovation, partnership and collaboration. • Resourcing: Ensuring that institu-
tions have access to sufficient finan-
Capacity development is essential to cial, material and technical resources.
build strong foundations for the effective
governance, financing, innovation and Governments should adopt approaches
data management needed for sustainable that overcome resource constraints, such
and equitable drinking water services. as using private sector capacity to its full
Capacity development is far more than potential, harnessing the expertise and re-
just training. It encompasses: sources of NGOs and development agen-
cies, and instituting peer-to-peer learning.
• Human resources development:
Ensuring that institutions tasked Capacity should be built in techni-
with drinking water service oversight cal areas specific to water supply
and provision employ the right types services and also to create a con-
and numbers of adequately qualified, ducive enabling environment for
trained and motivated personnel, sustainable water supply services,
and that regular training is in place including competence in long-term
to address staff turnover and new planning and budgeting, improved
knowledge. cost recovery, revenue generation
and financial sustainability.
92 S TAT E O F T H E W O R L D ' S D R I N K I N G WAT E R
Governments should strengthen their The water sector is changing and evolv-
capacity to develop and administer the ing rapidly, and capacity is required
fundamentals of safely managed drink- to assess, use and promote new and
ing water systems, including regulations, emerging technologies, including im-
policies, time-bound strategies and proved data collection technologies, and
costed plans, along with coordination energy-efficient and climate-resilient
mechanisms to ensure cross-sectoral in- technologies.
tegration and private sector involvement.
In Burkina Faso, the national water utility was plan, local government, development partners and
supported by NGOs to build local government citizens raised 90% of the required expenditure for
capacity in the municipality of Banfora to lead the the implementation of the first phase,186 and, as a
development of a long-term, district-level strate- result, the proportion of the population using im-
gic plan for SDG 6. The support included coach- proved water sources in the municipality increased
ing the municipal authority and staff in planning, from 69% in 2017 to 89% in 2020.187 The develop-
budgeting, coordination, facilitation, supervision ment and implementation of district-level, strategic
and engagement with local and national stake- long-term master plans are being scaled up by the
holders, as well as monitoring and reporting. The national water utility and local governments, with
municipality’s strategic plan has since helped im- financial support from the European Union, with
prove coordination, strengthen local capacity and the intention of reaching all 50 urban communes
attract funders for implementation. Based on the in the country.188
Local water utilities, known in Indonesia as Pe- the ability to overcome problems, such as the lack
rusahaan Daerah Air Minum, are responsible for of bulk water, limited networks and high non-rev-
service delivery to millions of Indonesians. These enue water. To expand their customer base, and
small piped systems typically serve several thou- thus their revenues, the local utilities were assist-
sand households in a peri-urban or urban context, ed by Water.org to conduct market analyses, learn
and are owned by a district or municipal govern- marketing approaches and develop schemes to al-
ment responsible for budgeting, tariff approvals low new customers to pay connection costs in in-
and investment decisions. They are governed by a stalments. The utilities started offering instalment
complex legal and regulatory framework and inter- plans to households wishing to connect. Some
act with and report to multiple national and local utilities signed memoranda of understanding with
government stakeholders. Almost all rely heavily microfinance institutions so that they could offer
on government budget allocations, and many suf- loans to households to support connection costs.
fer from inadequate infrastructure and poor gover- These loans have longer repayment periods and
nance. As a result, many can serve only a fraction allow a customer to borrow additional money
of the households in their jurisdiction. To serve to make larger investments, such as installing a
more customers, they need increased revenue and bathroom or constructing a septic tank.189
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In the Lao People’s Democratic Republic, less than tion. In 2019, women made up only 15% of the to-
12% of the staff of the Department of Water Supply tal workforce.192 Women were totally absent from
were women, and out of these, most were employed managerial positions, with not a single woman
in administrative or financial positions. The depart- represented in executive management. A gender
ment faced challenges in finding women to fill techni- assessment found that key barriers experienced
cal and managerial positions, due to a limited supply by female employees included a lack of flexible
of female talent. To address this, the Asian Develop- work arrangements to accommodate mothers
ment Bank developed a project to strengthen the tal- of young children, a shortage of female-friendly
ent pipeline of future women engineers and leaders sanitation facilities for women’s menstrual hy-
in the water sector. The project supported women by giene management, and a lack of leadership and
identifying and recruiting high school graduates at management skills among women. The Lilongwe
the provincial level, offering four-year scholarships for Water Board management is now implementing
undergraduate degrees in a related engineering field, a host of measures that foster gender diversi-
providing two-month internship programmes in wa- ty and inclusion. The utility has changed board
ter utilities and mentorship, and offering professional composition so that women now outnumber
development workshops to women once hired. The men six to four. Since April 2020, employees at
pipeline of women engineers was supported with the utility have access to a childcare facility on
sustained human resource commitment, such as premises that allows them to bring their young
regular counselling and mentoring.191 children to work, and allows nursing mothers to
feed their babies on-site. Women now make up
In Malawi, the Lilongwe Water Board has histor- 26% of supervisory positions and 22% of man-
ically been a heavily male-dominated organiza- agement roles.193
© WHO
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6.4
Reliable data support
better decision-making and
stronger accountability
Overarching Recommendation: Governments should support the in-
Governments should ensure they have stitutionalization of data collection
relevant data and information to be better and monitoring within national sys-
informed, understand gaps and inequali- tems and at all levels (community,
ties in drinking water services, and make utilities, subnational and national),
evidence-based decisions. the use of consistent methodolo-
gies, including standardized terms
Reliable, consistent and disaggregated and questions, and the use of the
data are essential to stimulate political data collected.
commitment, inform policymaking and
decision-making, identify those who are Governments should identify gaps
most vulnerable and enable well-targeted in data collection and analysis, and
investments that maximize health, envi- prioritize those areas in which miss-
ronmental and economic gains, and allow ing data are a constraint, with par-
governments to make timely course cor- ticular emphasis on the identifica-
rections. Quality data are also important in tion of communities and individuals
measuring progress towards SDG targets at risk of being left behind in service
and other goals, critical in all aspects of provision.
sector governance, and essential to on-
going efforts to improve accountability, For instance, water quality data are often
transparency and participation. For many weak or missing, and this undermines
governments, improved data collection consistent water quality surveillance ef-
and analysis is a first step to identifying forts. It is also important to collect gen-
needs, gaps and investment priorities. der-disaggregated data, and to prioritize
the collection of data relevant to issues
Accurate and regular surveillance and of gender equality. This includes data on
data collection and management, in- who collects water, how much time they
cluding utilization of other data sources, spend, and how many women are in de-
such as meteorological and long-term cli- cision-making positions in governance
mate projections, are essential to efforts institutions and service providers. Disag-
to effectively target resources allocated gregated data relevant to other contexts
to safely managed drinking water to re- is also vital, for instance, to understand
spond to specific challenges, including disparities between ethnic groups.
climate change, declining water quality,
and disease outbreaks. Governments and other stakeholders
should encourage and fund research
Reliable and publicly available data and in the water sector, work with aca-
reporting on drinking water services in- demic institutions, and disseminate
crease accountability to customers and results to inform decision-making.
drive healthy competition among utilities
or responsible agencies.
96 S TAT E O F T H E W O R L D ' S D R I N K I N G WAT E R
In Uganda, the most commonly used handpump is One prohibited using easily corroded materials,
largely made from galvanized iron. It is well known including galvanized iron pipes, for handpump in-
that galvanized iron handpump components, such stallation, and required using more robust materi-
as rising mains and rods, corrode in aggressive als, such as stainless steel and unplasticized poly-
groundwater conditions. In 2014-2015, the United vinyl chloride. The second mandated that drilling
Kingdom-funded UpGro research programme, contracts be structured as a bill of quantities,
which focused on sustainable use of groundwater rather than lump sum agreements, to facilitate
for the benefit of the poor across sub-Saharan Af- clearer specification of the materials used in bore-
rica, found evidence of extensive hand pump cor- hole construction and handpump installation and
rosion in many parts of the country.194 The research closer scrutiny of construction quality. The find-
results, gathered with the buy-in of the national ings also informed new guidance issued by the
government and support of national and interna- Ministry of Water and Environment for high-qual-
tional academic institutions, were presented to key ity borehole drilling and pump installation, and
government officials at national working groups included specific guidance on corrosion-resistant
and in sector coordination meetings at the district materials. Since these changes, major handpump
level with the Ministry of Water and Environment. and borehole material suppliers in Kampala have
significantly increased their stocks of stainless
As a direct result of the research, the Govern- steel handpump components.195
ment of Uganda issued two national directives.
In Nigeria, the inclusion of water quality testing nual WASH National Outcome Routine Mapping
in the 2016 Multiple Indicator Cluster Survey re- survey197 to collect information from households,
vealed that over three quarters of the population water facilities, primary health centres and
used contaminated water sources, and that nearly public places. The WASH mapping survey was
half used sources at very high risk of faecal con- commissioned by the Federal Ministry of Water
tamination. These data were featured in the World Resources and carried out by the National Bu-
Bank’s 2017 WASH Poverty Diagnostic, which reau of Statistics, with technical and financial
led to vigorous political debate at a high level. In support from UNICEF, the African Development
2018, Nigeria’s WASH sector was declared to be in Bank and the World Bank. The survey captures
a state of emergency by President Muhammadu details of the WASH sector using questionnaire
Buhari.196 The government subsequently launched modules that collect more than 350 pieces of
the National Action Plan, a 13-year strategy for the information from households, water facilities,
revitalization of Nigeria’s WASH sector. schools, primary health care centres and public
places, which allows data users to understand,
These events led to the establishment of a na- analyse and address the complexities of the
tional monitoring system, supported by an an- WASH sector in Nigeria.
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The Serbian water sector suffers from urban-rural found to have higher risk scores and more urgent
disparities, weak surveillance, unresolved owner- improvement needs than networked systems. The
ship issues and unsustainable financing. Resolv- data also showed that most systems were operat-
ing these problems is made more difficult by a ed by non-authorized service providers.
lack of data on small water supply systems. Under
the European Protocol on Water and Health, Ser- The rapid assessment was found to be reliable,
bia committed to conducting a baseline analysis inexpensive and easy to implement. The data pro-
of drinking water supply systems in rural areas. vided a strong foundation for the revision of regu-
A rapid assessment was conducted in 2016, and lations, establishment of a national register of small
information was collected on prevailing types of water supply systems, and advocacy for the use of
small systems, risk factors, chemical and micro- water safety plans.198 Subsequently, a new law was
biological water quality, system age and operator drafted that will include a provision mandating wa-
training. The assessment revealed that approx- ter safety plans in systems that produce more than
imately one third of water samples did not meet a certain volume of drinking water.199
microbiological standards. Individual wells were
In Myanmar, the capacity of the Department for sector policies and respond to poor performance.
Rural Development to make informed planning Both local and national government use it to in-
and budgeting decisions was hindered by a pa- form annual planning processes.
per-based system for recording new water infra-
structure, and the lack of a system to monitor water Similarly, in Papua New Guinea, the Department
services. With support from WaterAid, the depart- of National Planning and Monitoring, WaterAid,
ments developed a digital water services monitor- UNICEF and the European Union piloted a WASH
ing system using a free, publicly-accessible, data management information system based on the
collection, analysis and visualization platform. 200 same platform. The system uses harmonized in-
Indicators were harmonized and agreed upon in dicators and has increased availability of rou-
consultation with a wide range of national WASH tine data to track progress against policy targets
sector actors, including UNICEF. Testing for mi- and improve coordination. It also has driven evi-
crobiological contamination was also introduced dence-based planning and finance, informing dis-
and subsequently integrated. This system better trict-level WASH investment plans.201
enables the department to track implementation of
© UNICEF/UN0646597/Jose Luis Escobar
98 S TAT E O F T H E W O R L D ' S D R I N K I N G WAT E R
© UNICEF/UN0267028/Lalaina Raoelison
6.5
Innovation leads to better
approaches and meets
emerging challenges
Overarching Recommendation: rural areas and marginalized communi-
Governments should encourage innovation ties. Governments can also support the
and experimentation through supportive dissemination of research and innovation.
government policy and regulation, accompa-
nied by rigorous monitoring and evaluation. Governments should create a policy
vision and foster the political leader-
Given the challenges in achieving SDG ship required to identify innovative
Target 6.1 in the context of a growing wa- approaches and bring them to scale.
ter crisis, innovation has a vital role to play.
Innovation cuts across all the accelerators This means addressing valid regulatory
- it is required in technology, institutional concerns about protecting public health
structures, regulation, finance, data man- while integrating new technologies and
agement, capacity-building and stake- approaches. Innovation champions are
holder engagement. ‘Future-proofing’ the needed, working within a supportive
sector necessitates innovative approach- culture that uses systems thinking to
es, partnerships, systems and technologies breakdown siloes and encourage the
that will meet the challenges of tomorrow, successful uptake of new technologies or
including disease outbreaks, migration, approaches. Governments should regu-
urbanization, a changing climate, and in- larly evaluate progress in the sector and
creasing pressure on natural resources. Yet identify innovative approaches that can
the water sector has historically been con- improve efficiency and effectiveness in
servative, risk-averse, and slow to adopt service delivery, while also being realistic
and disseminate new technologies. Water about innovations that have not proved
service providers face short windows of beneficial and should be abandoned.
opportunity to integrate new technologies:
the long lifespan of water infrastructure Governments should create a flex-
translates into infrequent opportunities to ible regulatory environment to en-
upgrade water systems. The sector must courage innovation, and regulations
overcome these obstacles to innovation. should be regularly updated to reflect
changes in the evidence base and the
Innovative practices and technologies availability of better technologies.
can be leveraged, including those that
support increased climate resilience, im- New approaches, such as nature-based
proved energy efficiencies and the accel- solutions, or ‘green infrastructure’, offer
eration of improved service provision in enormous potential. For instance, in the
A N U R G E N T C A L L T O A C T I O N T O A C C E L E R AT E P R O G R E S S O N E N S U R I N G S A F E D R I N K I N G WAT E R F O R A L L
99
United States of America, the State of Cal- though there are many options for non-po-
ifornia passed a bill that classified source table wastewater reuse, such as industrial
watersheds as water infrastructure, a ma- cooling, toilet flushing and irrigation.
jor legal change that allowed the use of
the types of financing typically reserved Advancements in decentralized, off-grid
for grey infrastructure to be used in green and localized solutions for water and
infrastructure projects.202 wastewater treatment and distribution
have huge potential for providing access
Circular economy approaches to wastewa- to the currently unserved. Innovative
ter management increase water resource ways have been found to extend water
sustainability. Technological innovation in services to people who are otherwise
treatment processes is facilitating waste- hard-to-reach, in peri-urban areas, infor-
water reuse, creating water systems de- mal settlements and remote rural areas.
signed to capture and reuse wastewater. In For instance, ‘water ATMs’, or automated
several water-constrained areas, wastewa- dispensing units, are increasingly being
ter is being treated to drinking water qual- used as a solution for those lacking ac-
ity standards (known as ‘potable reuse’), cess to a piped water connection
Struggling with poor water quality, and trying to ed project, sedimentation has been reduced and
keep pace with rapid urbanization, the state of water quality improved by a payments-for-eco-
Espírito Santo in Brazil implemented green infra- system scheme that encourages conservation of
structure to restore and protect upstream forests forest cover and restoration of degraded ecosys-
through a range of interventions, including pay- tems in upstream watersheds. Silt loads have been
ments for ecosystem services, which are incen- reduced through an approach that combines re-
tives offered to farmers or landowners in exchange forestation and improved land management with
for managing their land to provide some sort of a range of other interventions, such as improve-
ecological service. Through a World Bank-support- ments to roads and sanitation.203
Singapore’s national water agency, the Public Utilities cooling towers. This wastewater is 33% cheaper
Board (PUB), has been treating and reclaiming mu- for the power plant than groundwater, and has re-
nicipal wastewater to drinking water standards since sulted in savings of US$ 18 million for the power
2003. The agency uses advanced treatment technol- utility in six years. For the water utility, this extra
ogies in three stages: microfiltration or ultrafiltration, revenue covers all its operation and maintenance
reverse osmosis and ultraviolet disinfection. The high- costs. The remaining treated wastewater is used
grade reclaimed water, referred to as NEWater can for agricultural purposes. Additionally, the scheme
now meet about 40% of Singapore’s water needs, has reduced groundwater extractions by 48 million
including for non-potable industrial applications and cubic metres in six years, restoring the aquifer.207
blending with reservoir supplies for potable reuse. The
plan is to expand NEWater capacity to meet about Due to droughts and water scarcity, in the Austra-
55% of the country’s water needs by 2060.204 Singa- lian state of New South Wales, water utilities are
pore’s success with reclaimed water is also attributed encouraged to invest in water recycling infrastruc-
to securing public acceptance through a comprehen- ture. The 2021 Water Strategy208 states that “recy-
sive public communications programme.205,206 cled water provides options for supplying fit-for-
purpose water for industry and agriculture, and for
In San Luis Potosi, Mexico, instead of using fresh- maintaining green spaces – reducing reliance on
water, a power plant uses treated effluent from the drinking water supplies”. At the national level, Aus-
nearby wastewater treatment plant (Tenorio) in its tralia has issued guidelines for water recycling.209
100 S TAT E O F T H E W O R L D ' S D R I N K I N G WAT E R
In Cambodia, more than 300 small water providers ers can pay via mobile money, agents or banks.
operate piped networks in small towns and strug- Water companies in areas with sufficient internet
gle to attract well-qualified staff for management connectivity can use a cloud-based version of the
and accounting. A power company called E-Power software, minimizing information technology costs.
Cambodia originally developed management soft- In the next phase, the software will work with smart
ware for the power sector, but has since expanded meters, readable within a one km radius using a
its approach to introduce E-Water software. The mobile phone, and a module is under development
software offers accounting, production manage- to manage and monitor the piping network. As of
ment (for costing of water), and a billing system 2018, half of small water providers in Cambodia
that connects to payment networks so custom- use E-Water.210
BOX 38 systems
In Bangladesh, as part of water safety planning lows analysis of relationships, such as those be-
for piped water services, the Department of Public tween extended drought periods and water level,
Health Engineering has strengthened operational allowing enhanced management of water quantity
monitoring systems. In six municipalities, tradition- risks into the future.211
al paper-based data recording systems have been
migrated to a digital platform that allows staff to The Kenya-based company Wonderkid offers a
record data using a mobile-based app called Kobo mobile management platform that incorporates
Toolbox. The app is connected to a central data- data insights to inform decision-making and infra-
base that allows the status and performance of structure investment planning, as well as regulato-
components of the system to be easily checked. ry oversight to monitor the compliance of service
The system incorporates a wide range of infor- delivery standards to citizens. The platform also
mation that is categorized based on the types of allows utilities to improve their customer care and
employees using the information (e.g., pump oper- billing services. Currently, the platform offers solu-
ators, water superintendents, sanitary inspectors, tions such as customer database management,
treatment plant operators, pipeline mechanics and self-service customer portal, billing, payments and
bill distributors). Users can both record and access receipting management system, and mobile meter
the data necessary to identify and respond in a reading and meter management. The platform has
timely manner to breakdowns, leakages and water been used in more than 35 utilities in sub-Saha-
quality problems. The data for any given period can ran Africa, including in Kenya, Liberia, Malawi and
also be accessed for analysis, and the database al- Nigeria.212
Ethiopia and Madagascar have plentiful groundwa- combined with on-the-ground geophysics investi-
ter resources, but in both countries drilling success gations has changed this. This new methodology,
rates are low due to hydrogeological complexity, developed by the European Union’s Joint Research
a weak knowledge base and low capacity within Centre enables more reliable identification of the
the drilling sector. Reliable groundwater investiga- most suitable sites for borehole drilling.
tions are vital to improve drilling success rates and
reduce the overall costs of failed boreholes. How- The governments of both countries are being
ever, conventional methods of generating large- supported by UNICEF to use remote sensing
scale hydrogeological maps require considerable technology. These initiatives are helping to sig-
human, logistical and financial resources. In the nificantly increase the efficiency and cost-effec-
past, these have taken a long time and produced tiveness of borehole drilling. In Ethiopia, remote
limited results in the most complex areas. In con- sensing helped increase drilling success rates
trast, a new hybrid methodology that uses satellite from less than 50% to over 90%. The methodol-
remote sensing to scan the earth and identify high ogy is being expanded to additional countries in
potential sites for the extraction of groundwater East Africa. 213
The introduction of technical innovations new models for operation and mainte-
in pricing water and delivering subsidies nance hold promise in terms of reducing
will lead to both increased financial sus- the amount of service ‘downtime’ experi-
tainability and more equitable access to enced by users.
safely managed drinking water. Likewise,
102 S TAT E O F T H E W O R L D ' S D R I N K I N G WAT E R
Nearly half of rural Kenyans lack access to ba- are recompensed based on uptime and reducing
sic water services, with many relying on unsafe breakdown duration rather than for the number of
surface water to meet their daily needs. In 2010, repairs they make. Today, FundiFix maintains 130
the devolution of the mandate for many public piped water schemes and handpumps in Kitui
services, including rural water, to county govern- and Kwale counties in Kenya, repairing 95% of all
ments created opportunities for policy reform at breakdowns and 99% of handpump breakdowns
the local level. within three days. Revenue from user fees does not
fully cover the costs of maintenance services, so
With the support of a rural water research pro- Fundifix is supported by a Water Services Main-
gramme led by the University of Oxford, a new tenance Trust Fund, financed by private partners
model for professionalized maintenance was de- and donors, to bridge shortfalls between costs and
veloped, called FundiFix.214 Under this model, rural revenues, using a performance-based approach to
water infrastructure is serviced through perfor- motivate service provider success.
mance-based contracts with communities, schools
and health facilities. The FundiFix model departs Through its use of performance-based contracts,
from the community-based management histori- piloting remote sensing to improve monitoring of
cally used in Kenya, and is a professionalized alter- handpump functionality and use, and 'water ATMs'
native that provides preventive maintenance and to improve revenue collection, FundiFix illustrates
rapid repair of rural water supply systems. Success the potential of innovative models of professional
is measured by ‘uptime’ (i.e., the amount of time that maintenance services and accountable and trans-
infrastructure is functional), and service providers parent rural water service delivery.
© UNICEF/UNI315914/Juan Haro
6.6
Looking ahead:
A pathway to 2030
There are key opportunities in the years the acceleration in progress required to
up to 2030 to strengthen government achieve safely managed drinking water
leadership, show political will, deepen for all. As can be seen from Figure 22, on
partnerships and make strategic and average, a quadrupling of progress is
catalytic public investments in drinking needed to meet SDG Target 6.1.
water. This will be necessary to achieve
A N U R G E N T C A L L T O A C T I O N T O A C C E L E R AT E P R O G R E S S O N E N S U R I N G S A F E D R I N K I N G WAT E R F O R A L L
103
As this report has shown, governments and climate issues must be integrated
have many opportunities to make prog- into drinking water planning and risk
ress on the provision of reliable, safe management to ensure resilience, adap-
and sustainable drinking water services. tation and sustainability of drinking wa-
Working across all the SDG 6 accelera- ter services. Finally, drinking water ser-
tors will result in sustainable results and vices need to reach everyone, including
greater impact. As a service that pro- the poor, vulnerable and marginalized,
vides immeasurable economic and consistent with the promise to leave no
health benefits, and essential gen- one behind.
der equality outcomes, the need
to dramatically increase political The list of potential actions presented in
commitment to drinking water is this report is comprehensive, and some
clear, as is the need to strengthen changes will take sustained action by
governance and institutions and multiple stakeholders over many years.
significantly increase the finan- However, there are many ways commit-
cial resources available. Given the ted governments can make significant
complexity of sustaining safe drinking steps to start the process, even with lim-
water supply, efficient, professionalized ited budgets and while capacity is devel-
management of water supply is needed, oping, thereby laying the groundwork for
including in rural areas. Environmental future progress.
40 37 Sub-Saharan Africa
30
27
20
0
2015 2020 2025 2030
Source: Adapted from Progress on household drinking water, sanitation and hygiene 2000-2020: five years into the SDGs. Geneva:
World Health Organization and the United Nations Children’s Fund; 2021.
E
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ID
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T ER
ENDNOTES
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