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Journal of the Experimental Analysis of Behavior 2022, 117, 240–266 NUMBER 2 (MARCH)

Relational frame theory 20 years on: The Odysseus


voyage and beyond
Dermot Barnes-Holmes1 and Colin Harte2,3
1
School of Psychology, Ulster University, Northern Ireland
2
Departmento de Psicologia, Universidade Federal de S~ao Carlos, Brazil
3
Paradigma – Centro de Ciências e Technologia do Comportamento, Brazil

The seminal text on relational frame theory (RFT) was published 20 years ago and purported to offer a
single overarching behavior-analytic account of human language and cognition. In the years thereafter,
an increasing number of empirical and conceptual articles, book chapters in edited volumes, and whole
volumes devoted to the account emerged. In recent years, RFT has experienced a period of intense
empirical and conceptual development, facilitated in part by a research grant awarded by the Flanders
Science Foundation, under its Odysseus program. This research program aimed to advance and extend
the RFT account beyond the rendition presented in the seminal Hayes et al. (2001) volume. The cur-
rent article aims to provide an overview of this research program, the empirical work and concepts it
gave rise to, and their implications for an RFT account of human symbolic language and cognition. Over-
all, therefore, the article provides an account of relatively recent developments in RFT that extend beyond
the 2001 volume and thus will, we hope, inform future research and critiques of the theory going forward.
Key words: Relational Frame Theory, stimulus relations, relating, orienting, evoking, motivating

The seminal text on relational frame theory single overarching behavior-analytic account
(RFT) was published 20 years ago (Hayes of human language and cognition. The first
et al., 2001). The volume purported to offer a public presentation of the core RFT idea, that
relating is an operant, was made 16 years ear-
lier at the Association for Behavior Analysis
The bulk of the material presented in the current article, meeting in Columbus, Ohio entitled “Verbal
both conceptual and empirical, was greatly facilitated by a behavior, equivalence classes, and rules: New
large research grant awarded by the Flanders Science Founda-
tion, under its prestigious Odysseus program, which provides
definitions, data, and directions” (Hayes &
funding to establish a research team for 5 years at a Flemish Brownstein, 1985). More elaborated (early)
university, in this case Ghent University. Although the current versions of RFT emerged as chapters in a vol-
article was written by two individuals from that program fol- ume on rule-governed behavior (Hayes &
lowing the completion of the Odysseus research project, it is
important to acknowledge the important contribution of all
Hayes, 1989) and in another book, “Dialogues
members of the Odysseus research team to the conceptual on verbal behavior,” (Hayes, 1991), which was
and empirical developments presented herein, listed here based on an invited address from a conference
alphabetically: Yvonne Barnes-Holmes, Martin Finn, Deirdre held in 1986 (Hayes, 1986). Numerous journal
Kavanagh, Aileen Leech, Ciara McEnteggart, Michel Quak, articles appeared in various behavior-analytic
and Roberta Vastano. We would also like to express our grati-
tude to Professors Jan De Houwer, Geertz Crombez, Rudi De journals in the late 1980s (e.g., Devaney et al.,
Raedt, and many of the other researchers and support staff in 1986) and throughout the 1990s (e.g., Barnes &
the Faculty of Psychology and Educational Sciences at Ghent Holmes, 1991; Steele & Hayes, 1991; Dymond &
University, who provided so much support, help and assis- Barnes, 1995) that either referred directly to the
tance to the Odysseus research team during their 5 year “voy-
age” in Ghent. The authors also wish to acknowledge the theory or presented studies designed to test some
important contribution that the on-going collaboration with aspect of the account.
Maithri Siveraman has had on some of the material presented Following publication of the full book-
in the current article, particularly in relation to the concept of length treatment of RFT (Hayes et al., 2001) a
orienting in the development of relational responding in early
childhood. Preparation of the current manuscript was
growing number of empirical and conceptual
supported by a research fellowship awarded to the second articles and book chapters began to emerge,
author by the S~ao Paulo Research Foundation (FAPESP, with edited volumes, or part thereof, devoted
Grant #2019/24210-0). to the theory (Dymond & Roche, 2012; Zettle
Address correspondence to: Dermot Barnes-Holmes, et al., 2016). Relatively recent reviews provided
School of Psychology, Ulster University, Coleraine, North-
ern Ireland, UK. Email: d.barnes-holmes@ulster.ac.uk extensive summaries of the research that
doi: 10.1002/jeab.733 emerged on RFT before and primarily

© 2022 Society for the Experimental Analysis of Behavior.


240
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Relational Frame Theory 20 Years On 241

following publication of the 2001 volume attempting to provide analytic concepts that the
(Hughes & Barnes-Holmes, 2016a, 2016b). A wider community may find useful. Before mov-
year later an article appeared in the Journal of ing on to the presentation of the new terms and
Contextual Behavioral Science that marked the concepts that emerged from the Odysseus
beginning of a period of intense “up-dating” research program, and beyond, we will briefly
or conceptual development of RFT that aimed cover the emergence of RFT in behavior
to advance or extend beyond the rendition of analysis.
the theory as presented in the 2001 volume
(Barnes-Holmes et al., 2017). The Emergence of RFT within
The current article will focus on the research Behavior Analysis
activities and conceptual developments of a sin-
gle research group (see acknowledgements), Fifty years ago, a major figure in behavior anal-
and their collaborators, that emerged during the ysis, Murray Sidman (1971), reported an effect
“Odysseus voyage”1 (2015-2020) and from that that appeared to be closely associated with
voyage to the present time. The current article is human language. Specifically, Sidman was
thus very much focused on recent conceptual exploring ways through which to teach basic
and empirical developments that emerged from reading abilities to a teenage boy with severe
a specific research program, rather than a schol- learning disabilities. Sidman and his colleagues
arly historical narrative on recent RFT research had first taught the individual to match spoken
in general and/or the various ways in which the words to both pictures and printed words. Fol-
theory has been used to inform or drive lowing this training, the individual spontane-
behavior-analytic applied research and practice ously matched the printed words to the pictures,
(e.g., Dixon, 2016; Villatte et al., 2016). More and vice versa, without direct reinforcement. In
importantly, the current article will provide effect, upon reinforcing a subset of reading (rela-
readers with an account of RFT that clearly tional) responses, a number of unreinforced
extends beyond the 2001 volume and thus matching responses emerged. This general phe-
should be taken on board in critiquing the the- nomenon and its study subsequently became
ory, either positively or negatively. known as the analysis of stimulus equivalence
In focusing on the contribution of a single relations (see Sidman, 1994, for a book length
research group and their collaborators for the overview of the early history of this research pro-
current article, it is important to be absolutely gram). Critically, although these types of
clear that what we offer here is just one recent untrained, emergent responses were repeatedly
attempt to extend and develop RFT as articulated shown in humans with relative ease, they were
in the seminal volume (Hayes et al. 2001). We are generally absent in nonhumans (or at best very
not, therefore, arguing, or even suggesting, that weak; e.g., Dugdale and Lowe, 2000; Sidman
the new terms and concepts presented herein et al., 1982; the reader is also referred to com-
constitute the “new” RFT account. Some of the mentaries in Dougher et al., 2014, which suggest
ideas we offer may take hold within the wider that clear evidence of stimulus equivalence, as
research community and others may not—only defined by Sidman, has yet to be observed in
time will tell. Indeed, even the seminal RFT nonhuman species).
volume contained concepts that have rarely Two key issues thus emerged from the stimulus
been the direct target of experimental equivalence phenomenon: 1) Equivalence was
analyses of behavior in the RFT literature (e.g., difficult to explain simply in terms of direct con-
pragmatic verbal analysis, pliance, tracking, and tingencies of reinforcement because responses
augmenting; see Harte & Barnes-Holmes, 2021a, that had not previously been reinforced readily
for an extended discussion). As was the case for emerged; 2) the phenomenon was discovered
the seminal volume, therefore, we are simply while teaching basic reading skills, and non-
humans repeatedly failed to show clear evidence
of equivalence responding. Critically, these two
1
The bulk of the material presented in the current arti- points suggested some connection between stim-
cle, both conceptual and empirical, was greatly facilitated ulus equivalence and human language. In work-
by a large research grant awarded by the Flanders Science
Foundation under its prestigious Odysseus program, which
ing on this apparent connection, a number of
provides funding to establish a research team for 5 years theoretical or conceptual positions emerged.
at a Flemish University, in this case Ghent University. One explanation suggested by Sidman et al.
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242 Dermot Barnes-Holmes and Colin Harte

(1982) was that equivalence itself may be a basic versus comparison (e.g., bigger/smaller); spe-
stimulus function unique to humans and could cifically, if A is the same as B, then B is the
thus provide a basis for explaining human lan- same as A, but if A is bigger than B, then B is
guage (or more precisely, symbolic relations) smaller than A. Or, in other words, the relation
itself. Other researchers, however, suggested the of coordination is symmetrical, but the relation
reverse; that is, some argued that human lan- of comparison is not.
guage (and naming in particular) provided the The concept of the relational frame
basis for stimulus equivalence (e.g., Horne & (a “minimal” network of relational responses) is
Lowe, 1996). defined as a generalized pattern of arbitrarily
A third explanation for the emergent prop- applicable relational responding (AARR); that
erties of equivalence relations was proposed is, relational responses that are not based solely
within the account known as RFT. Specifically, on the formal properties of the stimulus rela-
it was argued that the relating behavior tions (e.g., the word “tiny” has four letters and
observed in emergent equivalence responding means very small, but the word “big” has three
could itself be considered a class of general- letters and means very large). Relational frames
ized operant behavior (Hayes, 1991). That is, are generally comprised of three properties:
equivalence responding was learned during (i) mutual entailment, (ii) combinatorial entail-
early language development, and therefore ment, and (iii) the transformation of stimulus
equivalence and language (or symbolic rela- functions. Mutual entailment refers to a bidirec-
tions) could be thought of as functionally syn- tional relation between two stimuli. For exam-
onymous. Hayes also argued that equivalence ple, if X is smaller than Y, this mutually entails
was but one class of generalized operant and that Y is bigger than X. Combinatorial entail-
that a wide variety were possible, referred to as ment refers to novel relations that emerge
relational frames. Thus, during early language between and among stimuli when three or
acquisition, as children are taught to respond more stimuli are related. For example, if X is
in accordance with equivalence relations more than Y (mutually entailing that Y is less
(or frames of coordination), they are also tau- than X) and Y is more than Z (mutually
ght to respond in accordance with many other entailing that Z is less than Y) then additional
relational frames such as difference, opposi- relations will emerge such that X is more than Z
tion, comparison, and so on. As such, various and Z is less than X. The transformation of stim-
patterns of emergent (or derived) relational ulus functions refers to the change or transfor-
responses should be possible and thus help to mation of functions of one or more stimuli in a
provide a behavior-analytic account of the com- relational frame that results from a change in
plexities involved in human language and cog- functions of other stimuli in that frame. For
nition generally. To fully appreciate this example, if three stimuli (A, B, and C) partici-
argument, and the extension of RFT beyond pate in a frame of equivalence, and A is paired
basic stimulus equivalence, we will now provide with an aversive stimulus (e.g., shock), B and C
a brief description of the core RFT concepts. may also acquire aversive (shock) functions. Cru-
cially, the transformation of stimulus functions
Core Concepts in RFT (and Their Technical emerges in the absence of direct reinforcement,
Explanation) instruction, or prompting. This property thus
emphasizes the role that symbolic relations in
RFT posited that there were three funda- human language play in stimuli losing, gaining,
mental properties involved in the basic operant or changing (i.e., transforming) their psycholog-
unit of the relational frame. The properties ical properties.
involved in the relational frame are abstract in The reader should note that the term trans-
a functional sense because they aim to account formation of function is employed within RFT
for the different generalized patterns of derived to emphasize the fact that the functions of stim-
stimulus relating possible from an RFT perspec- uli are transformed in accordance with the spe-
tive (e.g., frames of coordination/equivalence, cific entailment properties of the relations
opposition, comparison, difference, etc.). As a within which they participate (e.g., Dymond &
brief example, consider the difference in pat- Barnes, 1995). For example, consider a situa-
terns of derived relating that emerge from tion in which a child has been bitten by a fri-
coordination (e.g., the relation of “same”) end’s small pet white mouse. The child later
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Relational Frame Theory 20 Years On 243

learns that another friend has recently bought a stimuli produce their effects in the natural
white rabbit as a pet. Based on the transforma- environment of the wider verbal community.
tion of fear functions, in accordance with the We have just outlined the core properties of
frame of comparison (in this case, smaller/ relational framing, the basic behavioral unit
larger), it is possible that the friend’s rabbit may for analyzing human language and cognition
evoke even greater fear and avoidance than the from a traditional RFT perspective. However,
smaller mouse that actually bit the child in the it is important to emphasize that for RFT this
first place (see Dougher et al., 2007, for relevant unit is considered, in part, a product of learn-
experimental evidence). An explanation based ing within the lifetime of the individual. That
solely on primary stimulus generalization is, AARR is considered to be learned behavior
(i.e., whiteness, fluffiness, etc.) could predict for which RFT seeks to provide an explana-
some level of fear/avoidance for the rabbit but it tion. As an illustrative example, consider how
should be less fear, not more, based on the many learning to respond in accordance with the
ways in which mice and rabbits differ in physical frame of coordination draws on the learning
appearance. history involved in learning to name, and is
The distinction between the transformation thus considered to be one of the most basic
of stimulus functions and relational entailment classes of AARR. Upon hearing the name of
is considered to be an important one within an object, young children often learn to look
RFT. That is, doing so distinguishes between at or point to that object, along with reinforce-
the act of abstractly relating stimuli in myriad ment for vocally producing the name of the
complex ways from the impact of that relating object. Many such instances of coordinating
on the functions of those stimuli. Furthermore, numerous objects with their respective names
in making this distinction, RFT specifies that across numerous contexts thereby establishes
these properties (entailment and transforma- the operant class of coordination. Thus,
tion of functions) are under different classes of derived coordination is established for the
contextual control. Specifically, Crel contex- child, such that direct learning (e.g., involving
tual cues control the type of relation differential reinforcement) is no longer neces-
(e.g., coordination, comparison, difference, sary in the presence of novel objects. For
etc.), thus determining the entailment proper- example, imagine the child is then shown a
ties, and Cfunc contextual cues control the novel object and told its name. The child may
behavioral functions produced during this now produce the name of the object without
relating, thus determining the transformation further direct training. That is, once the gen-
of function properties. For RFT, therefore, eralized relational response of coordinating
both types of contextual control are crucial in objects with their names is established in the
analyzing how entailment and transformations child’s behavioral repertoire, simply hearing
of functions combine in any given instance of the name of a novel object in the presence of
AARR. For example, imagine you were in a café that object may “spontaneously” produce the
in Brazil with a friend and they told you that appropriate naming response. Critically, once
the word ‘bolo’ on the menu means cake. The this pattern of responding has been effectively
word “means” could function here as a Crel for established through multiple exemplar train-
coordination between the word “bolo” and ing, the generalized relational response may
what you have learned previously to be a cake. then be applied to any stimuli given appropri-
If your friend then asks “what’s the nicest bolo ate contextual cues (e.g., “that’s an aardvark”
you have ever eaten,” the words “nicest” and coordinates the vocal sound with the animal
“eaten” may serve as Cfuncs that evoke the gus- in the absence of any explicit reinforcement).
tatory properties of a particularly tasty cake you
may have eaten at some time. Of course, “nic- Beginning to Advance RFT beyond the
est” and “eaten” may also be entailed relation- 2001 Volume
ally with other events (e.g., the worst cake you
have consumed). However, we are highlighting Hayes and Sanford (2014) argued that the
the Cfunc properties of these words in the cur- human ability to learn to relate stimuli in an
rent example to illustrate how RFT uses both arbitrarily applicable manner may have
defining properties of a frame (Crel and Cfunc emerged from the evolution of highly coopera-
contextual control) to describe how verbal tive behaviors within the human species. This
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244 Dermot Barnes-Holmes and Colin Harte

emphasis was far more explicit than was recog- entailed evoking, and entailed motivating
nized in the 2001 volume; the role of human when they occur in an historical context that
cooperation was not ignored in that text but could be seen as involved in linking these
was certainly not emphasized or considered in behaviors to relating (i.e., AARR), and thus
any great detail. The emphasis on human establishing the ROE-M itself. These terms are
cooperation as the key driver for the evolution invoked here simply to recognize that even
of human language and cognition is generally some behaviors that occur prenatally for mem-
consistent with a view that is emerging within bers of the human species could be seen as
some of the RFT literature (e.g., Hayes & potentially important for the subsequent
Sanford, 2014) that AARR is perhaps unique to development of AARR. For example, research
the human species, or at least relatively has indicated that prenatal humans show sen-
advanced or complex examples of AARR con- sitivity to the sounds of human voices in the
stitute unique human behaviors. The unique- womb, in that they acquire specific “listener”
ness of AARR is perhaps best reflected in responses more readily for those sounds post-
proposing a new generic response unit of anal- embryonically (e.g., DeCasper & Spence, 1986;
ysis within RFT, referred to as the ROE-M (pro- Moon et al., 1993; Moon et al., 2013; see
nounced ‘roam’). The acronym stands for Gervain, 2015, for a recent review). Although
relating, orienting, evoking, and motivating, extremely speculative at this time, in terms of
and the basic argument is that analyzing supporting empirical evidence, the example
human behavior would benefit by conceptual- does serve to emphasize that the historical
izing virtually all psychological acts as involving context for the emergence of the ROE-M may
a dynamical and nonlinear interaction among be traced back to interactions that occur well
the elements that comprise the ROE-M. We will before infants are engaged in formal language
discuss the ROE-M in detail later but very learning episodes. As another example, evi-
briefly, relating refers to AARR as defined dence indicates that both humans and canines
within RFT; orienting refers to the extent to are both biologically or genetically “prepared”
which a stimulating event is noticed or “stands to cooperate with other humans, with puppies
out” in the wider context; evoking refers to the even “outperforming” other primates in effec-
extent to which a stimulating event is deemed tive human cooperation at the same early
to be appetitive versus aversive; and motivating stage of development (Bray et al., 2021). Cru-
refers to the putative strength of motivational cially, however, only members of the human
variables, which interact with orienting and/or species then go on to show strong evidence of
evoking functions, and indeed relating, in a AARR, or at least the relatively complex forms
dynamical manner. To appreciate the core of AARR that characterize human symbolic
argument we are making for the ROE-M as a behavior. We have specifically invoked the
new generic unit of analysis for RFT will require concepts of entailed orienting, evoking, and
that we first describe the broader conceptual motivating, therefore, to delineate human
developments surrounding the ROE-M, followed behavioral interactions that are seen as central
by a summary of the relevant empirical findings to the development of the ROE-M, but are not
underpinning these developments. From this yet fully part of it. Thus, an infant’s orienting
point, therefore, the current article will cover pri- (startle) response to a loud bang, for example,
marily the conceptual developments as well as would not be labelled as entailed unless it had
the empirical work that helped generate these some role in preparing the infant to relate
developments, and also some very recent empiri- such an event to an arbitrary (symbolic) stimu-
cal research that was generated, at least in part, lus at some point in the future. In effect, we
by these developments. are referring to the behavioral history that pre-
cedes the ROE-M, but is seen as typically
Entailed Orienting, Evoking, and Motivating involved in helping to create this behavioral
unit. Subsequently, we label the combination
The recent RFT focus on the unique evolu- of the three elements (entailed orienting,
tion of symbolic language and cognition in evoking, and motivating) as the entailment tri-
homo sapiens and related primates has led us angle (see below), which may be seen as a rel-
to propose that orienting, evoking, and moti- atively strong characteristic of the human
vating events be labelled entailed orienting, species. Adopting this admittedly speculative
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Relational Frame Theory 20 Years On 245

assumption seems to encourage or facilitate level of process, in a manner that is difficult to


explanatory depth between evolutionary sci- maintain when the unit of analysis is a behav-
ence and a behavior-analytic account of human ioral event. For example, in behavior analysis a
language and cognition. stimulus that is defined as a reinforcer will also
As an aside, we recognize and fully possess eliciting and motivational functions,
acknowledge that defining the behavioral even if these properties are not involved in a
events involved in the entailment triangle in specific experimental or applied analysis of
terms of behaviors that emerge only months behavior.
or even years later involves a high degree of
molar theorizing (on balance, such molarity Mutually Entailed Orienting, Evoking and
is entirely consistent with RFT). In any case, Motivating
empirically testing this conceptual analysis
would involve demonstrating that some level As indicated above, RFT has increasingly
of AARR, such as contextually controlled focused on cooperation as a key driver of
generalized symmetry, is functionally related AARR (see Hayes & Sanford, 2014, for a
to the behavioral events involved in the detailed argument). For RFT, a more explicit
entailment triangle. and prominent cooperation-came-first focus
Before moving on, we should explain that suggests that the critical behavioral history
the three elements—orienting, evoking, and for AARR may not begin with simply speaking
motivating—are combined into a unit because or even listening, but rather with what has
it seems useful to avoid separating them. In been termed mutually entailed orienting
doing so, we recognize that this is a relatively (Barnes-Holmes & Sivaraman, 2020). Mutu-
assumptive strategy, but in conceptualizing ally entailed orienting refers to a class of
orienting behavior that only occurs in the con-
psychological units of analysis as behavioral
text of a cooperative act involving a caregiver
events it seems important to acknowledge that
and a human infant. We have argued else-
when a stimulus acquires an orienting func-
where that a potential marker for mutually
tion, evoking and motivating functions are also entailed orienting is characterized by a child
involved. For example, when a prenatal child looking back and forth between a caregiver
is “sensitized” to the sound of the mother’s and an object or stimulus that the caregiver
voice, this could be interpreted as involving has pointed at or named (Harte & Barnes-
orienting, evoking, and motivating functions. Holmes, 2021b). As an aside, it may be tempt-
That is, when a vocal sound is noticed ing to define this as an example of joint con-
(i.e., orienting function), and is paired with trol, as defined by Lowenkron (1991), but
the delivery of “comforting” nutrients inside mutually entailed orienting may simply involve
the womb (i.e., evoking functions), it could be orienting back and forth between an object
seen as altering the motivational functions of and a person who has pointed at that object
the mother’s voice. We summarize this without any topographical matching of a medi-
assumptive analysis with what we call the ating (e.g., vocal) response with a response
entailment triangle (see Fig. 1).2 Again, we produced by the observed stimulus. Of course,
recognize that the entailment triangle concept mutually entailed orienting clearly involves
is highly speculative but may be useful because “basic” orienting responses, but the critical
it avoids separating stimulus functions, at the point here is that they occur as part of a human
cooperative act between two or more people.
2
Both the ROE-M and entailment triangle concepts are Naturally, orienting per se remains a relatively
relatively new within RFT. Until recently, the ROE-M was simple response to any event functioning as a
simply referred to as the ROE (see Barnes-Holmes stimulus (i.e., an object or event that is simply
et al., 2020, 2021), but has since been modified to accom-
modate the impact of motivating variables in determining
noticed). Indeed, a stimulus cannot be
psychological events (Harte & Barnes-Holmes, 2021b). defined as a stimulus without some orienting
The entailment triangle concept emerged during the writ- property. Thus, a preverbal infant may show a
ing of this very article in attempting to distinguish more startle (orienting) response (and start to cry)
clearly between learning at different stages of human upon hearing an unexpected loud bang when
development, in and outside of the womb. Indeed, both
concepts emerged after the Odysseus research program
alone. However, in this instance the infant is
was complete, and this is reflected in the “and beyond” not engaging in what we term mutually
phrase contained in the title of the current article. entailed orienting because it is not part of a
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246 Dermot Barnes-Holmes and Colin Harte

Figure 1 evoking functions for the infant. In addition,


Visual Representation of the Entailment Triangle the ubiquitous nature of motivating variables
likely impacts the degree to which orienting
and evoking functions are established and are
brought to bear in any given instance
(e.g., establishing an aversive function for a tasty
looking, but poisonous berry may be more diffi-
cult when a child is mildly food deprived). Thus,
as with the entailment triangle introduced in the
previous section, the inseparable nature of mutu-
ally entailed orienting, evoking, and motivating
should be emphasized here. As the listening rep-
ertoire of the infant develops, the mutually
entailed orienting and evoking functions of spe-
Note. The Entailment Triangle aims to recognize that it cific stimuli likely become related (in varying
may be useful to distinguish even prenatal behaviors for
humans from topographically similar responses in other
motivative contexts) to particular sounds
species. (e.g., words) in an arbitrarily applicable manner.
The term mutually entailed (orienting, evoking,
and motivating) thus indicates that establishing a
cooperative act; indeed, it may not even be basic listener repertoire involves a child and
considered entailed orienting unless, as noted caregiver engaging in cooperative acts while the
above, it is involved in preparing the infant, at caregiver frequently emits language-appropriate
some point in the future, to acquire symbolic sounds.
relational responding as defined by RFT. At this point we should be clear that the con-
Mutually entailed orienting is viewed as likely cepts of mutually entailed orienting, evoking,
important because it facilitates the establish- and motivating may involve the cooperative
ment of appetitive and aversive evoking func- behaviors sometimes referred to as mutual eye
tions for stimuli in the child’s environment by gaze, joint attention, and social referencing.
the caregiver. As soon as an infant and caregiver Indeed, the latter three terms or concepts have
are engaging in mutually entailed orienting, the sometimes been seen as important precursors
infant can be oriented by the caregiver toward to AARR itself. On balance, it seems important
particular stimuli and encouraged to avoid to distinguish between these non-RFT concepts
stimuli that are considered “dangerous” or and mutually entailed orienting, evoking, and
approach stimuli that are considered “safe.” motivating because recent RFT literature has
Thus, while mutually entailed orienting may begun to emphasize that human cooperation
involve establishing orienting functions for par- was the initial driver of the evolution of sym-
ticular stimuli, it may also involve establishing bolic language and cognition (e.g., Hayes &
evoking functions. Consider, for example, a Sanford, 2014; Wilson et al., 2014), a view that
caregiver shouting loudly when a child is consistent with some recent lines of thinking
approaches a dangerous stimulus (e.g., a plant in evolutionary science itself (e.g., Wilson,
with a tasty looking but poisonous berry). It is 2007). To illustrate the argument we are mak-
highly likely that that stimulus will acquire both ing here, consider a dog who has been trained
strong orienting and (in this case aversive) evok- to fetch a particular object when their owner
ing functions for the child (although this out- points or even gazes at the object and shouts
come could be explained in terms of Pavlovian “fetch”. This interaction is clearly cooperative
fear conditioning, the term mutually entailed and involves some element of joint attention
orienting/evoking is invoked here when it is and perhaps social referencing. That is, in
directly involved in the acquisition of symbolic order for the dog to fetch the object, both the
relations as defined within RFT). Furthermore, owner and the dog had to attend to the same
when an infant engages in mutually entailed object. Indeed, some research has also demon-
orienting with a caregiver, even stimuli that are strated that dogs can follow human pointing to
merely oriented toward by that caregiver (in the find hidden food (e.g., Hare et al., 1998). For
absence of any other cue or warning signal) RFT, however, these interactions would not be
may acquire relatively positive (approach) considered mutually entailed orienting for the
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Relational Frame Theory 20 Years On 247

dog, unless they are shown to lead to the acqui- pointing to the household pet dog upon hear-
sition of symbolic relations by the dog, as ing the dog’s name (e.g., Snoop) or the word
defined within RFT (i.e., AARR, such as contex- ‘dog.’ Direct reinforcement is also provided
tually controlled generalized symmetry when the child emits appropriate responses
responding). Without this outcome, the term such as saying “Snoop” or “dog” in response
mutually entailed orienting/evoking/motivat- to appropriate contextual cues such as “what’s
ing should not be applied to the dog’s behavior the dog’s name?”, or for producing these
in this example of joint attention (or social responses simply when the dog is observed.
referencing). Multiple exemplars of coordinating various
stimuli with their names in various contexts
thus serve to establish the relational frame of
Elaborating on the Concept of AARR in RFT
coordination such that direct reinforcement is
In proposing the concept of mutually no longer necessary for novel stimuli. In other
entailed orienting and evoking (within a given words, derived coordination is established in
motivational context), the very definition the behavioral repertoire of the child. For
requires that as listening and speaking reper- example, imagine the child from the above
toires gradually develop, mutually entailed example is subsequently presented with a pic-
orienting and evoking functions for particular ture of a hedgehog alongside the written word
stimuli become related, in an arbitrarily appli- “hedgehog” and is told its name. Subsequently
cable (symbolic) manner, to specific sounds (i. presenting the child with a picture of a hedge-
e., words ) or signs. Initially, the symbolic stim- hog or the written word may then produce the
ulus relations that are established may be response “That’s a hedgehog!” from the child
defined as mutually entailed relations, such as in the absence of direct reinforcement or
those involved between an object and a spo- prompting. That is, once the generalized
ken word (e.g., when a child orients toward a frame of coordination is established (coordi-
toy teddy when it hears the word “teddy”). nating arbitrary sounds and pictures with
According to RFT mutually entailed relations objects in the environment), directly rein-
provide the basis for the emergence of increas- forcing a subset of relating behaviors should
ingly complex classes of stimulus relations, generate the complete set without the need
which have been divided into five levels of for further training. Furthermore, when this
increasingly complex types of relating. Before pattern of relating (framing) has been
considering this framework in greater detail, established, the generalized response may be
we will present a brief description of the applied to any stimuli in the presence of
generic RFT account for the establishment of appropriate contextual cues, such as the Crel
different classes of AARR or relational oper- “that is a”.
ants, termed relational frames (i.e., basic units While the above example focused on esta-
of combinatorially entailed relations), and blishing derived coordination in the presence
their combination into increasingly complex of appropriate contextual cues (e.g., the Crel
networks of relations. “is a” to specify the relation between dog and
‘Snoop’), other cues (e.g., “shorter than” and
“longer than”) would be similarly established
Basic Relational Framing across multiple exemplars to specify other pat-
In establishing relational framing, evidence terns of responding (i.e., other relational
suggests that mutually entailed relational frames). That is, the (arbitrary) relating that
responding emerges first. That is, bidirectional takes place is not based exclusively on the for-
derived relations between two stimuli first mal relations among and between stimuli but
emerge (mutual entailment), followed by is also based on auxiliary contextual cues
derived relations among three or more stim- which determine appropriate relational
uli, referred to as combinatorial entailment responding. For example, consider an abstract
(Lipkens et al., 1993). The concept of the sentence like “a hummingbird is smaller than
basic relational frame typically involves both a cat.” Understanding that a hummingbird is
mutual and combinatorial entailment. Ima- smaller than a cat despite the word “cat” being
gine the verbal community provides a child audibly and physically shorter than the word
with direct reinforcement for looking at or “hummingbird” requires that the relationship
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248 Dermot Barnes-Holmes and Colin Harte

between the stimuli be arbitrarily applicable by scaling up in the complexity of the derived
rather than determined by physical character- relating involved. Consider, for example, a sim-
istics like length. Across multiple relevant ple analogy “a chef is to food as a sculptor is to
exemplars establishing appropriate patterns of stone.” Both ‘chef’ and ‘food’, and ‘sculptor’
AARR (i.e., relational frames), even proposi- and ‘stone’ are coordinated via the Crel “is to.”
tions such as “X is smaller than Y" should pro- In addition, both separate coordination relations
duce appropriate derived relating (i.e., “Y is are connected by another coordination relation
larger than X") despite no knowledge of what via the Crel “as.” Crucially, relating relations
X and Y actually are. involves responding to one’s own responding in
that one relational response is related in some
way to another relational response (e.g., the
Increasingly Complex Relational ‘chef-food’ relational response is coordinated
Networking with the ‘sculptor-stone’ relational response; see
For RFT, more complex aspects of symbolic Stewart & Barnes-Holmes, 2004, for a review).
language and cognition (e.g., rule-following,
etc.) are accounted for through the combina-
tion of relational frames into increasingly com- Relating Relational Networks
plex networks. For example, instructions or To scale up in the complexity of derived relat-
rules have been conceptualized within RFT as ing again, RFT proposes that entire relational
networks of relational frames typically involv- networks are likely related to other entire rela-
ing coordination and other types of relations tional networks. While the empirical research at
such as conditionality, under the control of this highly complex level of relating is currently
appropriate Crel and Cfunc contextual cues, very limited (but see Ruiz & Luciano, 2011),
which transform the behavior control proper- advanced verbal skills (e.g., comparisons of
ties of stimuli specified in the network extended narratives and complex problem solv-
(Barnes-Holmes et al., 2001). Consider, for ing) seemingly involve this level of relating, but
example, the instruction “if a dog is eating at the current time this suggestion remains
then do not pet it”. This simple rule involves almost entirely interpretive.
frames of coordination between the words
“dog,” “eating”, and “pet” and an actual dog,
AARR and the Symbolic Self
the act of a dog eating, and a person petting a
dog. The words “if” and “then” function here A sizable body of research, both conceptual
as contextual cues for a conditional relation and empirical, has been conducted within
between a dog eating and petting. Critically, RFT on a class of AARR referred to as deictic
the words “do” and “not” in the instruction relational responding, a pattern of AARR con-
transform the functions of a dog eating, such sidered critical for the emergence of the “sym-
that they reduce the probability of engaging in bolic self.” For RFT, the gradual emergence of
any petting behavior while a dog is actually the symbolic self is seen as inextricably linked
eating. In effect, the functions of a dog eating to what we described previously as mutually
have been transformed by the network, such entailed orienting, evoking, and motivating
that it now reduces a specific behavior in this because these are seen as providing the critical
context. This type of conceptual analysis of historical context for the emergence of a sense
rules as complex relational networks has also of self. That is, a history established by cooper-
been modelled successfully in laboratory stud- ation between two separate individuals
ies (e.g., O’Hora et al., 2004, 2014; see Harte, (a caregiver and infant) in which the caregiver
Barnes-Holmes, Barnes-Holmes, & Kissi, 2020, produces sounds (i.e., words) that subse-
and Zapparoli et al., 2021, for recent overviews quently participate in arbitrarily applicable
of this area). relations with the infant (e.g., their name),
the caregiver themselves (e.g., “Mommy”),
and the stimulus they are orienting toward
Relating Relations (e.g., a “toy”). A mother, for example, could
For RFT, more sophisticated levels of symbolic pick up a child’s toy, orient the infant toward
language and thought (e.g., analogical and met- the toy (i.e., hold the toy in front of the
aphorical reasoning) are also readily explained infant) and say “Look! Mommy has your toy. Do
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Relational Frame Theory 20 Years On 249

you want Mommy to give you the toy?” Of human. In a technical RFT sense, therefore, it is
course, at first these words have no symbolic not possible for a verbal human to experience
meaning for the child. However, the mutually or know the world nonsymbolically (at least in a
entailed orienting (and associated evoking/ pure sense of ‘nonsymbolic’), once a history of
motivating) observed here could be seen as a mutually entailed orienting/evoking/motivat-
crucial part of the history that gradually estab- ing has begun to establish arbitrary relations
lishes symbolic functions across numerous with I-You, Here-There, and Now-Then.
cooperative instances in the child’s early life. Deictic relating is seen as relatively
In effect, the words involved in these kinds of advanced in that it involves responding to
statements and questions could be seen as one’s own responding. It is highly likely, there-
acquiring appropriate symbolic functions and fore, that it is involved in relating relations
deictic relational responding thus emerges. and relating complex relational networks to
According to RFT, there are three key rela- other complex relational networks. To put it
tions involved in deictic relational responding: another way, a person would find it difficult to
the interpersonal (I-You) relation, the spatial relate two relational responses to one another
(Here-There) relation, and the temporal if they could not “locate” those relational
(There-Then) relation. These three core deictic responses in a specific time and space. Indeed,
relations combine to form the most basic deictic Kavanagh et al. (2020) recently elaborated this
relational frame. Responding in accordance with argument in their conceptual RFT analysis of
this frame thus involves locating oneself in space a false belief perspective-taking task.
and time (e.g., I-Here-Now) relative to someone Before moving on we should emphasize that
else (e.g., You-There-Then). For RFT, a child in providing “everyday” examples of scaling up
learning to respond in accordance with these in levels of complexity (e.g., rules, analogical rea-
relations is essentially seen as learning to relate soning, the verbal self, etc.), those examples are
‘self’ to others in particular spaces at particular not explanations for AARR, but rather AARR is
times. Imagine, for example, asking a very young the technical (behavior-analytic) explanation for
child “What did you do this morning?” If, for the examples. For instance, RFT may define a
example, the child responds with what a sibling rule as a relational network, but not all networks
is currently doing, they may be corrected and are rules. To put it another way, the concept of
told “No, that’s what your brother is doing here the relational network is the technical concept
now. What did you do earlier?” Similar ongoing used to explain how a rule (a nontechnical con-
refinement of the three deictic relations thus cept) controls the behavior of a listener, but it
shapes the child’s responding so that they can would be a mistake to conclude that the everyday
respond appropriately to questions about their concept of a rule has any explanatory weight
own behavior relative to others in the context of inside RFT as a scientific account itself (Harte &
specific times and places (e.g., Barnes- Barnes-Holmes, 2021a). The functional-analytic
Holmes, 2001; McHugh et al., 2004). abstractive nature of RFT, as an explanatory
The concept of deictic relations highlights approach to explaining human language and
that a verbal human’s sense of self is, in a sense, cognition, is perhaps best understood or appreci-
socially constructed. The construction of this ated through the lens of the new framework,
self begins with the cooperative acts involved in mentioned earlier, to which we now turn.
mutually entailed orienting, evoking, and moti-
vating. For example, when a caregiver orients Conceptualizing and Analyzing the Dynamics
an infant towards a toy, and asks the child “do of AARR: A Hyper-Dimensional, Multilevel
you want the toy", the child may reach towards (HDML) Framework
the object as part of that cooperative act, despite
not yet understanding any of the sounds that According to RFT, the establishment of
the caregiver has produced. Nonetheless, the AARR allows for the evolution of increasingly
overarching evolutionary history of human complex forms of relational responding (dis-
cooperation involved in child-rearing has cussed above), such as relational networking,
begun to establish the symbolic self from which the relating of relations (e.g., analogy and meta-
all events will be viewed. When considered in phor), and the relating of entire relational net-
this way, the symbolic self is another term for works to other relational networks (e.g.,
having a perspective, as experienced by a verbal extracting common themes from different
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250 Dermot Barnes-Holmes and Colin Harte

narratives). The development of increasingly derived “directly” from the ‘snakes-longer-


complex types of AARR has recently been for- than-centipedes’ relation. However, as the per-
malized within some of the RFT literature as a son continues to relate centipedes as shorter
hyper-dimensional, multilevel (HDML) frame- than snakes, that relational response acquires
work. At the present time, the HDML specifies its own history, rendering it less and less
five levels of relational development: (i) mutually derived from the original relation (regardless
entailing, (ii) combinatorial entailing, (iii) rela- of whether it is reinforced directly). As an
tional networking, (iv) relating relations, and aside, Barnes-Holmes et al. (2016) noted that
(v) relating relational networks. The framework
The concept of derivation may be used
also emphasizes the dynamic nature of the relat-
ing activity that may occur along four dimen- in two ways within RFT. First, it may indi-
sions. The four dimensions are coherence, cate that arbitrarily applicable relational
complexity, derivation, and flexibility, which are responding is derived from a history of
briefly defined below (for more detailed operant learning, or multiple-exemplar
treatments see Barnes-Holmes et al., 2017, training. That is, the ability to engage in
2018, 2020). such relational responding is derived
Coherence refers to the extent to which a pat- from a continuously growing source of
tern of AARR is consistent (coheres) with pre- prior learning. When derivation is used
viously established patterns. For example, in this first sense, it may be seen as
imagine you are told that a snake is longer increasing across repeated instances
than a centipede, and subsequently told that a
because the source of the derivation
centipede is shorter than a snake. It is likely
that the second statement would be consid- (i.e., the generalized operant class
ered coherent or consistent with the first. itself) grows with every reinforced
Coherence here would be high given that the exemplar. The second way in which der-
overall pattern (X > Y = Y < X) is consistent ivation may be employed within RFT is
with the way in which these verbal relations in the sense that derived relational
have been established by the wider verbal responding involves “arriving at a con-
community. In other words, there are few clusion” based on a relation, subset of
instances in which an English-speaking listener relations, or multiple exemplars of such
would reinforce, or not correct, the statement, relations. More informally, it involves,
“if X is bigger than Y, then Y is bigger “reasoning,” “inferring,” or “deducing”
than X").
Complexity refers to the density or detail from a limited source of prior learning.
involved in a particular pattern of AARR, such Critically, it is only in the second sense
as types and/or number of relations involved. that derivation may be interpreted as
For example, a mutually entailed relation of decreasing across multiple instances of
coordination may be seen as less complex a particular pattern of arbitrarily appli-
than a mutually entailed temporal relation cable relational responding. (p. 126)
because the former involves only one type of
relation (e.g., if X is the same as Y, then Y is
the same as X), whereas the latter involves two Flexibility refers to the extent to which a
types (if X occurs before Y, then Y occurs given pattern of AARR may be modified by
after X). current contextual variables. As a simple
Derivation refers to the extent to which a example, imagine a young child who is asked
particular pattern of AARR has been emitted to respond with the wrong answer to the ques-
previously. Each time a pattern of AARR is tion, “Which is longer, a snake or a centi-
derived, its derivation reduces as it acquires its pede?” The faster the child responds with
own history beyond the original derivation. “centipede”, the more flexible the AARR (see
Imagine, for instance, that a person learns that O’Toole & Barnes-Holmes, 2009). Critically,
snakes are longer than centipedes, and thus flexibility is always seen as context
derives that centipedes are shorter than dependent—thus if the child had been told
snakes. The first time that the ‘centipedes- previously not to give a wrong answer when
shorter-than-snakes’ relation is derived, it is asked to do so, it would be difficult to use a
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Relational Frame Theory 20 Years On 251

Table 1
An Illustration of the HDML Framework

Note. The five levels and four dimensions of arbitrarily applicable relational responding, appreciating the critical role of
orienting and evoking functions, and motivating variables. Motivating is represented by a broken line because its impact
is inferred based on changes in orienting and evoking functions. Each level intersects with each dimension giving rise to
20 functional analytic-abstractive units of analysis. The table aims to capture the dynamic and hyperdimensional nature
of AARR as relating, orienting, evoking and motivating (ROE-M).

correct or wrong answer as an indication or with 0 representing the absence of either an


measure of flexibility. aversive or appetitive reaction. Motivating is
The intersections between the levels of rela- represented with the broken line, which is
tional development and the four dimensions scaled from 0 to 1, indicating the putative
yield 20 units of analysis, thus producing the strength of motivational variables, which inter-
HDML framework (Table 1). Table 1 also act with orienting and/or evoking functions,
illustrates the ROE-M which emerges from the and indeed relating, in a dynamical manner
framework. The ROE-M provides a way of con- (see below).
ceptualizing human psychological events as The core or fundamental unit of analysis for
they unfold in real time (see also Harte & AARR is thus defined as relating, orienting, and
Barnes-Holmes, 2021b). Specifically, each cell evoking within a given motivational context
of the HDML contains an inverted ‘T’ with a (i.e., the ROE-M). In conceptualizing human
third dashed line. This symbol represents verbal or symbolic responding in terms of the
orienting and evoking functions, and the ROE-M, it is critical to appreciate that the four
impact of motivating variables, which may dimensions of the HDML provide the histori-
occur within each of the 20 units of AARR. cal and current contextual variables (anteced-
Orienting refers to the extent to which a stim- ent and consequential variables) that allow for
ulating event is noticed or “stands out” in the the prediction-and-influence of the ROE-M
wider context. Conceptually, orienting within itself. For example, a “reinforcer” does not
the HDML is seen as lying on a continuum, simply strengthen a pattern of “ROE-Ming”
on the vertical axis, from complete absence but is seen as perturbating the dynamic inter-
(0) to strongest orienting response possible play among the elements within the ROE-M
(1). Evoking refers to the extent to which a unit. Thus, awarding a point on a computer
stimulating event is deemed to be appetitive screen during an operant task for a verbal
versus aversive. Evoking is also seen as lying on human does not simply increase key-pressing,
a continuum, on the horizontal axis, from the but may impact upon previously emitted rela-
strongest aversive response possible (-1) to the tional networks (e.g., self-generated rules) that
strongest appetitive response possible (+1) then impact upon the extent to which
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252 Dermot Barnes-Holmes and Colin Harte

particular stimuli control orienting and evoking It is important to emphasize the inseparable,
functions in the experimental task. Indeed, the interactive and nonlinear nature of ROE-Ming
delivery of an “unexpected” point, could serve that the HDML aims to capture. The example
to undermine the reinforcing value (an evok- provided above of a positive comment about vac-
ing function) of points per se (e.g., see Harte, cines (i.e., they are wonderful) could increase
Barnes-Holmes, Moreira et al., 2021, p.477). As orienting and evoking functions for news reports
an aside, it is worth noting that “rethinking” about the roll-out of the Covid-19 vaccine in your
the concept of reinforcement itself in behavior area. In contrast, imagine that no such comment
analysis is not unique to RFT. For example, was made. You may be less likely to orient as
Baum (e.g., 2018) has argued recently that strongly and as positively towards such news
reinforcement does not simply strengthen reports, but may still engage in some level of
operant behavior, but selects and directs it, and relating, such as responding in accordance with
Cowie (e.g., 2018) has argued that a history of a relational network that functions as a self-rule
reinforcement exerts both prospective and ret- (e.g., “I must keep an eye open for any informa-
rospective control over behavior. tion of the roll-out of the Covid-19 vaccine in my
The RFT analysis outlined above proposes area”). And of course, the nature and relative
that most if not all human psychological strength of the relating and orienting/evoking
events (for verbal humans) involve the will be moderated by motivational variables. In
ROE-M. As an illustrative example, a mutually essence, the concept of the ROE-M is designed
entailed relation (e.g., “Vaccines are wonder- to capture the constant, dynamical, and
ful”) may be conceptualized as varying in nonlinear nature of the core unit of responding
coherence, complexity, derivation, and flexi- that characterizes human psychological events.
bility. In general terms, the relation between From an RFT perspective, the set of relational
vaccines and wonderful may be relatively high abilities, and associated orienting and evoking
in coherence if the statement coheres with functions (interacting with motivational vari-
similar assertions (e.g., “the Covid-19 vaccine ables) contained within the ROE-M, as a unit of
will save millions of lives”); relatively low in analysis, appear to be core defining characteris-
complexity if understanding the statement tics of the human species, which allow us to navi-
involves a limited number of other relational gate and react within our physical and social
responses (e.g., the word “vaccine” was environments in increasingly sophisticated and
applied directly to a positive event, such as the powerful ways.
end of Covid-19 lockdown); relatively low in As noted earlier in the current article, it
derivation (e.g., if similar statements have seemed useful to first lay out the conceptual
been heard many times in the past, such as developments that have emerged in some of
“vaccines have eradicated many deadly dis- the RFT literature in recent years without con-
eases”); and low in flexibility (e.g., if it is diffi- stantly referring to, and explaining, the empir-
cult to modify or “challenge” the perceived ical research that drove the bulk of those
truth of the statement, such as readily dis- conceptual advances. Having provided the
missing “anti-vax" arguments). Critically, this narrative on the conceptual developments we
relational activity is seen to interact in a will now focus more on the empirical work
nonlinear and dynamical manner with the that generated much of the conceptual devel-
orienting and evoking functions of stimulat- opment we have described above. It is impor-
ing events for humans as they navigate their tant to emphasize that the empirical
environments. For example, a passing com- developments summarized below served to
ment (“I can’t wait to get my Covid-19 vacci- generate the HDML and the ROE-M, but in
nation”) may increase orienting and many cases could not be considered formal
(positive) evoking functions for an expected tests of these new conceptual tools. Indeed, in
text notification for an appointment to receive the case of the HDML framework it should
a Covid-19 vaccination. Various motivational vari- not be considered a model that will yield to a
ables will likely impact on the relative strengths formal hypothetico-deductive type of analysis.
of the orienting and evoking functions, such as Rather, it is offered as a framework that may
personal health risk factors associated with con- (or may not) help to guide the scientific
tracting Covid-19 (e.g., age, weight, pre-existing behaviors of RFT researchers, and perhaps
medical conditions, etc.). others, going forward. Specific models may
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Relational Frame Theory 20 Years On 253

emerge from the framework that could be containing combinations of verbal stimuli
tested, but the framework itself should be seen (i.e., stimuli that have acquired their functions
as largely an inductive scientific device. based, at least in part, on a history of AARR).
Label stimuli—such as flower and insect—
Empirical Developments that Led to the appear at the top of the screen (see Fig. 2).
HDML and the ROE-M Target stimuli—such as pleasant, good,
unpleasant, and bad—appear in the middle of
Shortly after publication of the seminal vol- the screen. On each trial, two response
ume on RFT (Hayes et al., 2001) a colleague options are presented that specify particular
asked whether it was possible to capture rela- relationships between label and target stimuli.
tional framing “in flight.” This was interpreted For example, ‘flower’ and ‘pleasant’ might
by the first author of the current article as ask- appear on a given trial with the response
ing how we might measure the relative strength options ‘similar’ and ‘different.’ In this case,
or probability of specific patterns of AARR. The participants would be required to relate
initial response was the development of what flowers as similar to, or different from, pleas-
came to be known as the Implicit Relational ant. The IRAP operates by requiring opposite
Assessment Procedure (IRAP). patterns of responding across successive blocks.
In developing the IRAP, two separate method- For example, ‘flower’ and ‘pleasant’ would
ologies were combined. The first was an RFT- require the response ‘similar’ on one block
based procedure developed to train and test and ‘different’ on the next. This was based on
multiple stimulus relations called the Relational the assumption that, all things being equal, the
Evaluation Procedure. The second was the more frequently reinforced (and thus more
Implicit Association Test (IAT), which had been probable) response pattern, or one that was
developed by social-cognition researchers for relationally coherent with it, would be emitted
measuring what they conceptualize as associative more readily (Barnes-Holmes et al., 2010). To
strengths in memory (Greenwald et al., 1998). increase the likelihood that the more probable
Combining the two procedures appeared to response is observed, responding on the IRAP
offer a measure of the strength of natural verbal is typically placed under time pressure
relations, or AARR (Barnes-Holmes et al., 2008). (e.g., participants are required to respond
However, as a result of its close connection to the within 2000 ms on each trial).
IAT, research with the IRAP quickly became Within the verbal community, certain rela-
dominated by a focus on so-called implicit atti- tional responses are more likely to be reinforced
tudes and implicit cognition more generally. than punished (e.g., affirming that flowers are
Although this strategy provided a useful means pleasant), whereas others are more likely to be
of assessing the validity of the IRAP in a number punished than reinforced (e.g., denying that
of contexts (Vahey et al., 2015), it also somewhat flowers are pleasant). Thus, the more readily
detracted from the original purpose of its con- emitted pattern of responding should be indica-
ception: studying the dynamics of AARR. The tive of the natural contingencies operating in the
critical point here is that the IRAP was initially wider verbal community (i.e., using stimuli that
developed within RFT as a method for assessing are already “meaningful” to the participants).
the relative strength of specific patterns of AARR Broadly speaking, the IRAP is scored by sub-
because they are seen as providing the tracting the mean response latency for one pat-
functional-analytic units of symbolic language tern of responding from the mean response
and cognition. In what follows, we will concen- latency of the opposite pattern of responding.
trate on IRAP research that remained focused The resulting difference, if any, is deemed to be
on its initial purpose rather than as a “main- reflective of the differential reinforcement for
stream” instrument for measuring so-called the two patterns of responding (or relationally
implicit cognition. coherent patterns) in the preexperimental his-
tory of the individual. In most IRAP studies, four
difference scores are calculated, one for each of
The IRAP: Procedural and Analytic the four trial types typically presented within the
Overview IRAP (e.g., flowers-pleasant; flowers-unpleasant;
The IRAP is a computer-based task in which insect-pleasant; insect-unpleasant). The “predicted”
an individual responds to a series of screens pattern of responses might thus be faster
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254 Dermot Barnes-Holmes and Colin Harte

Figure 2
An Example of the Label-Target Combinations Presented On-Screen Comprising Each of Four Trial-Types in an IRAP

Flower Insects

Pleasant Unpleasant

History-con History-incon History-con History-incon

Select “d” for Select “k” for Select “d” for Select “k” for
Similar Different Similar Different

Flower Insects

Unpleasant Pleasant

History-incon History-con History-incon History-con

Select “d” for Select “k” for Select “d” for Select “k” for
Similar Different Similar Different

Note. The arrows and boxes indicating correct responding on history-consistent and -inconsistent trials would not appear
on the screen.

responses when confirming, rather than deny- predicted direction (shorter latencies during
ing, that flowers are pleasant and insects are history-consistent blocks relative to history-
unpleasant; and denying, rather than con- inconsistent blocks), the effect for the color–color
firming, that flowers are unpleasant and insects trial-type was significantly larger than the other
are pleasant. three (color-shape, shape-color, and shape-shape; see
One strategy to test the basic assumption Fig. 3). The authors suggested that the smaller
underlying the IRAP might involve using stimuli effect sizes for the color-shape and shape-color trial-
with virtually no strong emotional functions. For types could be readily explained by the fact that
example, if a study employed the words “shapes” history-consistent blocks of trials required
and “colors” as labels with relevant examples selecting ‘False’ rather than ‘True’. That is, if
(square, circle, red, blue, etc.) as targets, then there was an inherent response bias toward con-
surely the four trial-type scores (shape-shape; firming relations (rather than disconfirming
shape-color; color-shape; color–color) would be them), then on trials with False as the correct
roughly equal. However, even this simple response, reduced effect sizes would be expected
assumption proved to be faulty (e.g., Finn (i.e., for a noncoherent relation, such as shape-
et al. 2016; O’Shea et al., 2016). For example, color or color-shape). This explanation could not,
Finn et al. (2018) employed an IRAP of this very however, account for the larger effect observed
nature (in this study the response options were for the color–color trial-type relative to shape-shape
‘True’ and ‘False’ rather than ‘similar’ and ‘dif- because both trial-types required participants to
ferent’; see below for additional detail). Results respond ‘True’ during history-consistent blocks.
showed that even though the effects were in the In attempting to explain why this disparity
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Relational Frame Theory 20 Years On 255

Figure 3 terms, Crel and Cfunc, the concept of the rela-


Broad Pattern of Trial-Type Effects Produced by the ‘Shapes And tional coherence indicator (RCI) has been pro-
Colors’ IRAP posed within the RFT literature. The need to
add this concept became apparent in attempting
to define the functions of specific response
options employed within the IRAP (see Maloney
& Barnes-Holmes, 2016, for a more detailed dis-
cussion of RCIs). For example, many IRAP stud-
ies employ the RCIs, “True” and “False” as
response options—in contrast to Crels, such as
“similar” and “different,” which were used in
early IRAP research. The RCIs, “True” and
“False” were employed to specify relational
coherence or incoherence, in general, between
Note. While the Finn et al. (2018) study divided partici- label and target stimuli, rather than specific rela-
pants into two experimental groups based on IRAP experi- tions, such as ‘similar’ and ‘different.’ An illustra-
ence, this is not represented in the current figure. Rather tion of the basic DAARRE model applied to the
the general pattern of effects is illustrated.
‘shapes and colors’ IRAP is presented in
Figure 4.
emerged between two trial-types, which in princi- This DAARRE model analysis highlights
ple should produce near identical effects, the three key sources of behavioral influence:
authors argued that the color words employed (1) the relation between the label and target
appeared with higher frequency in natural lan- stimuli (the Crel property); (2) the orienting
guage than the shape words (Keuleers property of the label and target stimuli
et al., 2010). Thus, the color words produced a (a Cfunc property); and (3) the coherence/
stronger orienting response (e.g., were more incoherence property of the RCIs, in this case
“attention-grabbing”) than their shape counter- “True” and “False”.3 As mentioned previously,
parts for the average participant because color the two critical trial-types in this analysis were
words occur in everyday discourse far more often the color–color and shape–shape trial-types. As can
than shape words. Of course, there may be other be seen from the figure, the Cfunc property
reasons that the concept of colors (and relevant for ‘colors’ is denoted as positive (‘+’ sign)
exemplars) may be more salient than the shape while the Cfunc property for ‘shapes’ is den-
stimuli, but the term “orienting functions” was oted as negative (‘-’ sign). This is to reflect the
employed to recognize that even relatively bland suggestion made above that the color stimuli
stimuli may differ in their orienting properties likely possess stronger orienting functions
(i.e., in the extent to which they grab attention
or ‘stand out’, etc.). 3
As noted above, the terms Crel and Cfunc are used in
RFT to refer to two types or classes of contextual control.
When the term Crel or Cfunc property is employed it simply
The Potential Role of Orienting Functions refers to the specific behavioral function that a stimulus
and the Beginnings of a Model for has acquired via the history of these two types of control.
Analyzing Differential IRAP Effects For example, the coordinating relation between the word
apple and actual apples is its Crel property (established at
In grappling with the differential trial-type some point under the control of an appropriate Crel); any
effects described above and developing an other behavioral function actualized by the word apple,
appropriate formal explanation, a differential such as the extent to which it “grabs your attention” or
arbitrarily applicable relational responding evokes a positive or negative reaction in an IRAP, is
effects (DAARRE; pronounced “dare”) model defined as its Cfunc property. The contextual control in
this case may be relatively complex in that it depends on a
was proposed (Finn et al., 2018). According to history of interacting with actual apples and an appropri-
the model, such differential trial-type effects may ate history of AARR that allows specific properties of
be explained by the extent to which the Cfunc apples to be selected. Following on from the example of
and Crel properties of the stimuli employed Cfunc control in the main text, “imagine the taste of an
apple”, an appropriate response can only occur if the lis-
within a given IRAP cohere (overlap) with cer- tener has previously eaten an apple and learned to
tain properties of the response options across respond appropriately to words such as “imagine” and
blocks of trials. In addition to these two technical “taste.”
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256 Dermot Barnes-Holmes and Colin Harte

relative to the shape stimuli given their differ- target stimuli and the required RCI (‘False’)
ential frequency in natural language. It is do cohere (three minus signs), albeit no lon-
important to note, however, that the negative ger with the Crel property. Thus, the disparity
labelling for shapes should not be interpreted in coherence across these two trial-types
as specifying negative orienting functions, but (color–color and shape-shape) between history-
rather orienting functions that are weaker rel- consistent and history-inconsistent trials is
ative to that of colors. Returning to Figure 4, unequal.
the relations between label and target stimuli Finally, upon inspection of the remaining
are also denoted by plus or minus signs, in this color-shape and shape-color trial-types, the differ-
case to indicate the extent to which they do or ence in coherence across history-consistent
do not cohere based on the participants’ rele- and -inconsistent blocks of trials is further
vant learning history. As such, the color–color reduced when compared to the color–color trial-
and shape-shape relations are denoted by plus type (two relative to four plus signs). This, at
signs to indicate coherence, while the color- least in part, could explain the dominance of
shape and shape-color relations are denoted the color–color trial-type over the remaining
by minus signs to indicate incoherence. three. A number of recent studies have pro-
Finally, both response options are also den- vided experimental evidence in support of this
oted by plus and minus signs to specify their DAARRE model explanation and the role of
functions as either coherence or incoherence orienting functions (Bortoloti et al., 2020;
indicators. That is, in natural language, ‘True’ Finn et al., 2018, Experiment 3; Finn
would typically be employed to indicate coher- et al., 2019; Pinto et al., 2020; Schmidt
ence (+) and ‘False’ to indicate incoher- et al., 2021). We will return to the important
ence (-). issue of empirical testing in greater detail later
To appreciate the explanation offered by the in the article.
DAARRE model for the differential trial-type At this point, it seems important to explain
effects found in Finn et al. (2018), first consider that the use of the term “coherent” within the
the color–color trial-type and observe that all DAARRE model is consistent with the defini-
Cfunc and Crel properties are labelled with ‘+’ tion provided earlier in the context of the
signs. In addition, the RCI deemed correct on HDML (i.e., “the extent to which a pattern of
history-consistent trials (i.e., ‘True’) is also AARR [which involves both Crel and Cfunc
labelled with a plus sign, making this trial-type properties] is consistent with previously
the only one with four plus signs. Thus, this established patterns”). The term does not,
trial-type may be considered maximally coher- therefore, only apply to the Crel properties of
ent during history-consistent blocks of trials. stimuli (e.g., X > Y coheres with Y < X), but
During history-inconsistent blocks of trials, how- also to the Cfunc properties of stimuli, which
ever, the RCI that is deemed correct include RCIs. In the case of the ‘shapes and
(i.e., ‘False’) is labelled with a minus sign mean- colors’ IRAP described above, the color–color
ing there is no coherence between the proper- trial-type is thought of as maximally coherent
ties of the Crel and Cfuncs (all plus signs) with because relatively strong confirmatory
the required RCI (minus sign). According to responses are involved for all of the critical
the DAARRE model analysis, it is this clear con- responses during a history-consistent block of
trast in levels of coherence across blocks of trials trials. In making this suggestion, we are assum-
that results in a relatively large IRAP effect for ing that most participants (if not all) would be
this trial-type. susceptible to a general confirmation bias
Next, consider the shape-shape trial-type. effect (e.g., Nickerson, 1998). From an RFT
During history-consistent blocks of trials, perspective, such a bias is generated by a
although participants are required to choose learning history involving a higher frequency
the same RCI as for the color–color trial-type of “confirming responses” for stimuli and
(‘True’), the property of this RCI (a plus sign) events that are functionally similar rather than
only coheres with the Crel property between for those that are functionally dissimilar. In
the label and target stimuli but not with the principle, it would be possible to test this sug-
Cfunc properties of both stimuli (both minus gestion and manipulate coherence within the
signs). During history-inconsistent blocks, how- IRAP. For example, by exposing participants
ever, the Cfunc properties of the label and to a ‘shapes and colors’ IRAP that presented
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Relational Frame Theory 20 Years On 257

Figure 4
The DAARRE Model as it Applies to the ‘Shapes And Colors’ IRAP

Note. The ‘+’ and ‘-’ symbols denote the relative positivity of the Cfunc property of each label and target stimulus, the rel-
ative positivity of the Crel property, and the relative positivity of the relational coherence indicator (RCI) in the context
of the other Cfuncs, Crels and RCIs. Figure previously published inThe Psychological Record. Reproduced with permission
of Springer.

the shape-shape trial-type far more frequently and the RCIs “True” and “False” as response
than the other three trial-types (across numer- options. The patterns of effects produced on
ous sessions), the pattern of Crel and Cfunc the IRAPs in both studies were broadly intuitive
properties for the stimuli involved in this trial- in that positive response biases were produced
type would likely increase in coherence (thus on the two pet trial-types (pet-approach-true and
over-riding the standard confirmation bias pet-avoid-false) and a negative response bias was
effect). That is, there would be greater func- produced on one of the spider trial-types (spi-
tional overlap between the response pattern der-avoid-true). Interestingly, however, the pat-
on the shape-shape trial-type and the dominant tern produced on the spider-approach trial-type
pattern observed during previous sessions for was in a counter-intuitive direction. That is, one
that IRAP. In our view, this all-embracing func- might predict a negative response bias on this
tional definition of coherence is necessary trial-type on the assumption that participants
when the ROE-M (which involves both Crel would not readily approach spiders in the natu-
and Cfunc properties) is defined as the ral environment. Counter-intuitively, however, a
generic unit of analysis (as co-determined by positive response bias was produced
motivational variables). (i.e., participants tended to respond “True”
more quickly than “False” to spider images and
approach descriptors). Curiously, this trial-type
Extending the DAARRE Model with the significantly correlated with participant perfor-
Potential Role of Evoking Functions mances on a behavioral approach task that
Appreciating the potential importance of involved approaching a live spider. Specifically,
evoking functions in AARR became apparent to the more readily participants chose “True” than
the Odysseus research group in IRAP studies “False” on the spider-approach trial-type, the more
reported by Leech et al. (2016, 2017). The likely they were to approach a live spider. Thus,
IRAPs employed in both studies comprised although the direction of the response pattern
‘cute’ puppies or kittens versus aggressive- on this trial-type appeared counter-intuitive, it
looking spiders as label stimuli, approach predicted actual behavior.
(e.g., “I can pick it up”) versus avoidance (“I In grappling conceptually with this finding,
need to get away") phrases as target stimuli, Barnes-Holmes et al. (2020) suggested that it
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258 Dermot Barnes-Holmes and Colin Harte

is possible two Cfunc properties were involved spiders (orienting) is positive, as is the Cfunc
in determining participant responses— property for the approach target stimulus
orienting and evoking. To appreciate this (evoking), and both cohere with the positive
interpretation, first consider the label stimuli (‘True’) RCI. In the case of high-fear partici-
employed within the IRAP. The “cute” pet pic- pants, however, the dominating Cfunc prop-
tures would likely possess strong (appetitive) erty for spiders (evoking) is negative but
evoking functions but somewhat weaker positive for the approach target stimulus
orienting functions given their inherent lack (evoking). As such, for high-fear participants
of threat. On the other hand, relative to the one of the Cfunc properties coheres with the
pet pictures, the spider pictures likely pos- ‘True’ RCI (positive) and the other coheres
sessed strong (aversive) evoking functions and with the ‘False’ RCI (negative). While admit-
strong orienting functions given that they tedly speculative and post-hoc, if correct this
could be seen as potentially threatening or interpretation would explain why performance
dangerous. Now consider the target stimuli; on this particular trial-type reliably predicted
while the approach and avoidance phrases actual approach behavior in both Leech et al.
may not have differed in the relative strength studies despite its seemingly counter-intuitive
of their orienting functions, their evoking direction (2016, 2017).
functions probably differed such that the Before continuing it seems important to
avoidance descriptors likely possessed rela- mention that the question still remains why
tively aversive functions and the approach the effect produced on the Spider-Approach
descriptors relatively appetitive functions. trial-type tended to be opposite in direction
Finally, the particular functions of the stimuli than expected (i.e., choosing “True” more
that dominated for any given participant may quickly than “False”)? Indeed, this type of
have differed relative to their self-reported spi- effect has been reported in other studies using
der fear. When interpreted through the lens of different stimuli (e.g., Kavanagh et al., 2019).
the DAARRE model, therefore, it is likely that for That is, when comparing the performance of
participants relatively low in self-reported spider both two trial-types that require choosing
fear (i.e., participants for whom spiders were not “False” during history-consistent blocks of tri-
particularly appetitive or aversive) the orienting als, the IRAP effect produced for the negative–
functions of the spider pictures dominated over positive trial-type is often weaker than that pro-
the evoking functions. By comparison, it is likely duced for the positive–negative trial-type. Given
that for participants relatively high in self- that both of these trial-types require the same
reported spider fear (i.e., for whom spiders were response option (RCI), how might this differ-
seen as mildly threatening), the aversive evoking ence be explained? Appeal to the DAARRE
functions of the spider stimuli dominated over model may be useful here. The reader is
the orienting functions. When viewed in this referred back to Figure 5 in which the Cfunc
way, responding with “True” more quickly than properties of the target stimulus and “True”
“False” would be a relatively coherent response RCI on the Spider-Approach trial-type cohere
for participants considered low-fear but less with each other (both plus signs). In contrast,
coherent for those considered high-fear. An on the Pet-Avoid trial-type the Cfunc properties
illustration of the DAARRE model applied to the of the target stimulus and “False” RCI cohere.
spider-approach trial-type is presented in Figure 5. Assuming that the spatial contiguity between
As shown in Figure 5, the Crel between spi- the target and response option helps deter-
ders and approach is denoted as negative mine participants’ responses, the observed dif-
(i.e., noncoherent) because most people ference in trial-type effects seems to make
would not report eagerly approaching spiders. more sense. In other words, assuming that par-
“False”, therefore, would be considered the ticipants generally read each trial from top to
correct response on history-consistent trials. bottom, they may react to the Pet-Avoid trial-
However, as explained above, a relatively type as “Yes-No-No”, but to the Spider-Approach
strong orienting function is likely established trial-type as “No-Yes-No”. If, therefore, partici-
for spiders for the low-fear participants but a pants find it easier to choose an RCI that is
relatively strong evoking function for high-fear functionally similar (rather than dissimilar)
participants. For low-fear participants, there- with the target stimulus they have just seen,
fore, the dominating Cfunc property for then the weaker (or “counter-intuitive”) effect
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Relational Frame Theory 20 Years On 259

for the Spider-Approach trial-type is readily Figure 5


predicted (see Finn et al., 2019; Kavanagh The DAARRE Model as it Applies to the Spider-Approach Trial-
et al., 2019). Type in Leech et al. (2016, 2017)

The Impact of Motivating Variables


As noted earlier in the article, the ROE-M
highlights the ubiquitous nature and influence
of motivating variables in determining the
orienting and evoking functions of stimuli.
The importance of motivating variables was
already recognized, in the seminal RFT vol-
ume with the concept of augmenting, and
indeed within behavior analysis more generally
(e.g., Michael, 1993, 2007; Skinner, 1953,
1957). However, the concept of augmenting
was typically applied to rule-governed behavior
within RFT and its relative precision, as a tech-
nical term, has been questioned (see Harte &
Barnes-Holmes, 2021a, for an extended discus-
sion). On balance, the concept of motivation,
per se, remains important, as reflected in its
inclusion inside the ROE-M. Indeed, a recent
study explored the impact of three different
motivative conditions on IRAP performance
(Gomes et al., 2020). Researchers here used
pepper sauce to increase the appetitive func-
tions of water-related stimuli presented within
an IRAP. Results showed that when partici-
pants ingested two drops of pepper sauce
before completing the IRAP, the effect for the
water-positive trial-type was substantially and
dramatically larger than the effect for this
trial-type for participants who only ingested a
single drop of pepper sauce or did not ingest Note. “Low Fear” and “High Fear” indicate the Cfuncs that
any. It thus appeared that the (appetitive) likely dominate for participants who were low (orienting)
evoking functions of the water-related stimuli versus high (evoking) in spider fear. The “+/-” symbol is
increased differentially when a motivating vari- used to denote the assumption that the orienting func-
tions of “approach” relative to “avoidance” target stimuli
able for water was introduced and manipu- would likely not differ dramatically in this particular IRAP.
lated. Given this finding, and the importance Figure previously published in The Psychological Record.
of motivating variables already evident from Reproduced with permission of Springer.
the wider behavior analytic literature, it seems
wise to assume that motivating variables are a
ubiquitous part of the field of symbolic inter- concepts that extend beyond those presented
actants, ever present in determining the prop- in the 2001 seminal RFT volume. We fully rec-
erties of any given instance of ROE-Ming. ognize that some of the material could be con-
sidered somewhat (or in certain cases even
wildly) speculative. Nonetheless, it is important
Emerging Empirical Research Generated to emphasize that the new terms and concepts
by the HDML were generated by effects from the experimen-
What we have presented thus far has aimed tal laboratory that could not be explained
to provide a succinct overview of conceptual readily by existing RFT concepts. More impor-
and empirical work generated by the Odysseus tantly, our objective was to generate novel
research group and its collaborators. In doing ideas for future research that may contribute
so, we have introduced new terms and to RFT and behavior analyses of human
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260 Dermot Barnes-Holmes and Colin Harte

language and cognition more generally. In stronger orienting functions for both the label
this regard, certain studies could be seen as and target stimuli presented within the IRAP.
testing some of the new concepts contained Indeed, the authors concluded that the current
within the HDML, rather than being responsi- data provide support for the potential impor-
ble for generating them. For example, Finn tance of stimulus orienting functions and the
et al. (2019) attempted to “engineer” the dif- DAARRE model more generally.
ferential trial-type effect found in the Finn In another recently published article,
et al. (2018) study described above, and use Bortoloti et al. (2020) reanalyzed previously
the DAARRE model to predict the pattern of published IRAP data (Bortoloti et al., 2019) in
effects that would be found. Specifically, a pre- light of work emerging from the DAARRE
training phase was employed to establish con- model. In the initial 2019 study, participants
firmatory (“True”) functions for one of two were first provided with a task that aimed to
relatively innocuous stimuli (pictures of forks establish two equivalence classes, each involv-
and spoons). Participants were divided into ing an emotional face (a happy face in one
two groups, one in which the pretraining class and a negative face in the other) and
involved establishing confirmatory functions pseudowords. These stimuli were subsequently
for the fork stimulus and the other in which inserted as label and target stimuli into an
confirmatory functions were established for IRAP. Despite each equivalence class being
the spoon stimulus. Consistent with the trained to the same performance criteria, dif-
DAARRE model, stronger orienting functions ferential trial-type effects emerged. Consistent
would likely be established for the stimulus with the DAARRE model, the trial-type in
involved in the confirmatory pretraining which the Cfunc and Crel properties of the
(i.e., forks in one group and spoons in the stimuli and response options overlapped the
other) thus producing a stronger IRAP effect most (i.e., responding ‘True’ more quickly
for the trial-type that employed the pretrained than ‘False’ to a happy face and “happy”
confirmatory stimulus. Results were in accor- pseudoword) produced the largest IRAP
dance with this prediction. Furthermore, the effect. Interestingly, the same type of counter-
authors reported that the effect “…was shown intuitive effect reported by Leech et al. (2016,
by 28 of the 40 participants, a result that would 2017) and explained above in terms of the
be observed, by chance alone, in less than 1 in DAARRE model (see Kavanagh et al., 2019)
100 instances” (p. 434). was highlighted in the reanalysis of Bortoloti
Recent research by Pinto et al. (2020) et al.’s data. Specifically, participants
employed eye tracking technology to assess the responded ‘True’ more quickly than ‘False’
role of orienting functions for smart phone when presented with a negative pseudoword
application icons (WhatsApp vs. Messenger) and happy face. The authors hypothesized
and emotional faces (happy vs. angry). The that the functional overlap between the func-
study also employed an IRAP to assess response tions of the happy face and the response
biases for these stimuli. Critically, the option ‘True’ may have increased the likeli-
researchers assessed whether the response hood that participants would respond in this
biases produced on the IRAP corresponded direction. Indeed, the authors acknowledged
with the differential orienting responses on a that their explanation was consistent with the
visual search task, which monitored eye move- DAARRE model explanation for the same type
ment. The pattern of IRAP effects that emerged of effect, as offered by Kavanagh et al. (2019).
showed that the strongest trial-type effect was Furthermore, in a very recent follow up study,
produced when the WhatsApp icon and happy Schmidt et al. (2021) sought to replicate
face were presented as label and target stimuli. Bortoloti et al. (2019) but employing emotional
Eye-tracking data from the visual search perfor- pictographs (emojis) in the place of emotional
mance task revealed that participants were faces. The same general pattern of IRAP effects
faster to find (i.e., orient towards) the emerged. The authors concluded that the data
WhatsApp icon than the Messenger icon, and provided further support for the DAARRE
the happy faces rather than the angry faces. model prediction that IRAP performances are
This finding was entirely consistent with the determined by the relative overlap in Cfunc and
DAARRE model prediction that the differential Crel properties of the stimuli involved and their
trial-type effect may be driven, in part, by coherence with the response options.
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Relational Frame Theory 20 Years On 261

Extending the HDML to Other Research on persistent derived rule-following (e.g., Bern
Areas et al., 2021; Bianchi et al., 2021; Harte & Barnes-
Conceptualizing and interpreting work Holmes, 2021; Harte et al., 2017, 2018, Harte,
through the lens of the HDML has also lent Barnes-Holmes, Barnes-Holmes et al., 2020,
itself to other areas within the behavior- Harte, Barnes-Holmes, Barnes-Holmes, et al.,
analytic literature such as naming, rule- 2021, Harte, Barnes-Holmes, Moreira et al.,
governed behavior and perspective-taking. In 2021), both at the group and single-participant
the case of naming, recent research has begun levels. Approaching rule persistence from this
to explore variables related to orienting in perspective has also led to substantive concep-
young children in the context of learning to tual developments in this area (Harte & Barnes-
name stimuli (Sivaraman et al., 2021). Specifi- Holmes, 2021a; Harte, Barnes-Holmes, Barnes-
cally, this study aimed to determine if a child Holmes, & Kissi, 2020). As another example,
learning to name a novel stimulus involved the interpretation of patterns of IRAP effects in
the context of perspective-taking and deictic
deriving a bidirectional stimulus relation when
relational responding has also benefited from
orienting responses occur simultaneously with
these analyses (Kavanagh et al., 2018, 2019) as
the presentation of the spoken name. When
well as conceptual interpretations of theory of
the orienting response and the name are pres-
mind tasks (Kavanagh et al., 2020). More
ented simultaneously it could be argued that
recently, conceptual analyses of the symbolic
the bidirectional relation between the object
self and altered states of consciousness have also
and the name is established directly, rather yielded to a HDML analysis (Harte & Barnes-
than via derivation, because the child hears Holmes, 2021c). While exploring this work in
the name while oriented towards the object, any great detail is beyond the scope of the cur-
and the child is oriented towards the object rent article, we mention it here to illustrate that
while they hear the name. If the orienting the concepts we have presented seem to readily
response toward the object occurs before the lend themselves to other areas within behavior
name is presented, and the object is then hid- analysis. Of course, their long-term value as con-
den from view, successful naming by the child cepts within the literature will depend on
would require the derivation of a bidirectional whether or not they continue to be of such use.
relation (object-name leads to a derived name-
object relation). Interestingly, the study
showed that including a brief delay between Concluding Comments on Recent Empirical
the child’s orienting response towards a stimu- Developments
lus, and the experimenter naming the stimu- We have just provided an overview of recent
lus (the stimulus was hidden from view during experimental research that played a key role
the delay) undermined the child’s ability to in driving a number of conceptual develop-
point to the stimulus when subsequently asked ments within the RFT literature. Specifically,
to do so. Previous research had shown that creation of the IRAP as a method for captur-
when young children are oriented towards a ing “relational framing in flight” led eventually
stimulus and the name was presented simulta- to identifying patterns of behavior on the
neously, the participants typically identified IRAP that were difficult to explain using exis-
the stimulus correctly without any additional ting RFT concepts. In our view, one of the key
training. The study thus served to show that issues that needed to be addressed was the lack
the concept of orienting in RFT research of a formal framework for conceptualizing RFT’s
could be important in increasing precision in units of analysis. The framework that emerged
identifying the behavioral processes involved identifies 20 functional-analytic abstractive rela-
in successful and unsuccessful instances of tional units within the HDML, which may
children learning the names of novel objects. encourage researchers to engage in less frame-
With respect to research on rule-governed centric analyses (i.e., by explicitly identifying five
behavior, a relatively new research program has levels of relational development). The HDML
manipulated the levels of derivation, coher- also explicitly highlights some of the variables
ence, and flexibility of mutually entailed rela- that seem to be involved in the dynamic nature
tions, combinatorially entailed relations, and of AARR itself (i.e., coherence, complexity, deri-
relational networks, and assessed their impact vation, and flexibility). In creating the HDML as
19383711, 2022, 2, Downloaded from https://onlinelibrary.wiley.com/doi/10.1002/jeab.733 by Readcube (Labtiva Inc.), Wiley Online Library on [15/12/2022]. See the Terms and Conditions (https://onlinelibrary.wiley.com/terms-and-conditions) on Wiley Online Library for rules of use; OA articles are governed by the applicable Creative Commons License
262 Dermot Barnes-Holmes and Colin Harte

a framework for conceptualizing AARR, it was behavior produced on it. One might argue
deemed important to link this work to a recent that it is unwise to use findings from primarily
increased focus in the RFT literature on the one methodology to build a whole framework
importance of cooperative acts that may be (the HDML). And similarly, it may be seen as
involved in the emergence of AARR itself. In this conceptually impetuous to use the findings of
context, we recognized that the human infant’s a single study on the impact of pepper sauce
world presents stimuli that simply orient and on an IRAP performance to introduce motiva-
evoke responses, under various motivating con- tion as a critical variable in the ROE-M. On
ditions, while the infant is exposed to the almost balance, this approach in which findings from
continuous flow of vocal stimuli that caregivers the basic research laboratory are used to help
provide in their social/cooperative interactions develop (and constrain) conceptual units of
with the infant. Initially, the vocal stimuli will analysis is a hallmark of the inductive,
be meaningless to the infant, but gradually behavior-analytic tradition (see Sidman, 1960).
they acquire verbal or symbolic meaning As such, the HDML and ROE-M are not
(i.e., appropriate behavior-controlling proper- hypothetico-deductive constructs that can be
ties), which serves to establish the ROE-M. As the tested in a single study but are suggested units
ROE-M emerges out of the weeks, months, and of analysis that will either help to guide and
years of behavioral interactions with the physical shape future research or not.
and social world in which the child resides, the We also recognize that many of the con-
unique nature of human psychological events cepts we have introduced here may link to,
takes shape. The environment is no longer sim- and overlap with, other areas in the experi-
ply orienting and evoking responses (under mental psychological literature. For example,
motivating conditions) but is synergizing these relating in the ROE-M could be seen as simply
responses with the 20 units of analysis presented referring to (higher) cognition. ‘Orienting’ as
within the HDML. The world is thus gradually a concept certainly relates to the vast literature
transformed for the verbal child, and metaphori- on ‘attention’, and ‘evoking’ is clearly relevant
cally speaking they begin to ROE-M through the to the concept of ‘affect’. Furthermore, moti-
world in which relating, orienting, and evoking, vation is directly relevant to concepts that
under ever-changing motivating conditions, already exist inside behavior analysis
interact in a constant dynamical and nonlinear (i.e., establishing/motivational operations),
flow of behavioral events. and even inside RFT itself (i.e., the concept of
a motivative augmental). In addition, specific
Conclusion behavioral effects that we have identified on
the IRAP are likely relevant to ‘anchoring
The current article has sought to present an effects’ and/or salience asymmetry effects in
overview of recent conceptual and empirical binary-based tasks generally (e.g., Bahník
developments within the RFT literature that et al., 2017; Rothermund & Wentura, 2004).
have emerged largely from the Odysseus We certainly do not deny all of these and
research program and its collaborators. In many other potentially important links and
doing so, we did not seek to present a schol- connections to the wider psychological litera-
arly historical narrative on RFT developments ture. Attempting to address, even in some rela-
more generally, but rather one perspective on tively minor or trivial way, all of these
a number of specific recent developments in connections would simply not be possible in a
the theory. We believe these developments in single article such as the one we have written
particular are worth presenting because they, here. Indeed, a scholarly treatment of how
in our view, substantively extend the RFT recent developments inside RFT, as articulated
account of language and cognition beyond the herein, sit within the vast literature in behavior
2001 volume. As such, it may be useful for cri- analysis, and psychological science generally,
tiques of RFT going forward (be they positive would almost certainly require multiple ency-
or negative) to address some of the develop- clopedic volumes to do the task justice. As
ments we have presented here. noted at the outset, however, our task was nec-
As described above, these developments essarily far more humble. We simply aimed to
have emerged largely from work using the convey, as best we could, a recent 5-year effort
IRAP and the need to explain patterns of to take another small step towards developing
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Relational Frame Theory 20 Years On 263

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cooperation-came-first-the-roe-as-a-unit-of-analysis-and-
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Vahey, N., Nicholson, E., & Barnes-Holmes, D. (2015). A Editor-in-Chief: Mark Galizio
meta-analysis of criterion effects for the implicit Associate Editor: Mark Galizio

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