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The discourse-historical approach (DHA) belongs in the broadly defined field of criti-
cal discourse studies (CDS), or also critical discourse analysis (CDA) (Reisigl & Wodak,
2001, 2009; Wodak, 2011, 2013). CDS in general investigates language use beyond the
sentence level, as well as other forms of meaning-making such as visuals and sounds,
seeing them as irreducible elements in the (re)production of society via semiosis. CDS
aims to denaturalize the role discourses play in the (re)production of noninclusive and
nonegalitarian structures and challenges the social conditions in which they are embed-
ded. Treated in this way, discourses stand in a mutual relationship with other semiotic
structures and material institutions: They shape them and are shaped by them.
The first study for which the DHA was developed analyzed the constitution of anti-
Semitic stereotyped images as they emerged in public discourses in the 1986 Austrian
presidential campaign of former UN General Secretary Kurt Waldheim, who for a
long time had kept secret his national–socialist past (Wodak et al., 1990). Four salient
characteristics of the DHA emerged in this research project: interdisciplinary and
particularly problem-oriented interests; teamwork; triangulation as a fundamental and
constitutive methodological principle; and orientation toward application. This
interdisciplinary study combined linguistic analysis with historical and sociological,
theoretical and methodological approaches. Moreover, the researchers prepared and
presented an exhibition titled “Postwar anti-Semitism” at the University of Vienna. The
DHA was further elaborated in a number of studies of, for example, discrimination
against migrants from Romania and the discursive construction of nation and national
identity in Austria (Matouschek, Wodak, & Januschek, 1995; Wodak et al., 2009).
The research center “Discourse, Politics, Identity” (DPI) in Vienna, established by
Ruth Wodak as a result of her being awarded the Wittgenstein Prize in 1996 (see
http://www.wittgenstein-club.at), allowed for a shift to comparative interdisciplinary
and transnational projects related to research on European identities and the European
politics of memory (Heer et al., 2008; Kovács & Wodak, 2003; Muntigl, Weiss, & Wodak,
2000). Although the forms of racist and prejudiced discourse may be similar, the con-
tents vary according to the stigmatized groups and according to the settings in which
certain linguistic realizations become possible. This approach has also been applied to
the critical analysis of right-wing politics in Austria and beyond (Wodak, in press).
The International Encyclopedia of Language and Social Interaction, First Edition.
Karen Tracy (General Editor), Cornelia Ilie and Todd Sandel (Associate Editors).
© 2015 John Wiley & Sons, Inc. Published 2015 by John Wiley & Sons, Inc.
DOI: 10.1002/9781118611463/wbielsi116
2 CR I T I C A L DI S C O U R S E A N A L Y S I S, DI S C O U R S E- HI S T O R I C A L A P P R O A C H
More recently the DHA has also been combined with ethnographic methods in order
to investigate identity politics and patterns of decision-making in EU organizations,
since it offers insights into the “backstage” of politics (Wodak, 2011) as well as into the
exploration of social change in EU countries.
Various principles characterizing the approach have evolved over time since the study
on Austrian postwar anti-Semitism. Here 10 of the most important principles are briefly
summarized:
Many theoretical and also methodological concepts used in DHA are equally valid
for other strands in CDS, even if their contexts of emergence have generated differ-
ent toolkits. Still, these approaches draw on each other, thereby reproducing a common
conceptual frame while they develop their own distinct orientations. The DHA is dis-
tinctive both at the level of research interest and theoretical and methodical orientation
(where it displays an interest in identity construction and in unjustified discrimina-
tion and a focus on the historical dimensions of discourse formation) and with respect
to its epistemological foundation—that is, with respect to its being oriented toward
the critical theory of the Frankfurt School, and in particular with Habermas’s language
philosophy.
One of the main principles of the DHA is that of triangulation, which enables the
researchers to minimize any risk of being too subjective. This is due to its endeavor
to work on a basis of a variety of different data, methods, theories, and background
information (Wodak, 2011, p. 65):
CR I T I C A L DI S C O U R S E A N A L Y S I S, DI S C O U R S E- HI S T O R I C A L A P P R O A C H 3
The DHA attempts to integrate a large quantity of available knowledge about the historical sources
and the background of the social and political fields in which discursive “events” are embedded.
Further, it analyzes the historical dimension of discursive actions by exploring the ways in which
particular genres of discourse are subject to diachronic change. Lastly, and most importantly, this is
not only viewed as information. At this point we integrate social theories to be able to explain the
so-called context.
The DHA adheres to the sociophilosophical orientation of critical theory. This is why
it follows a concept of social critique that integrates three related aspects (for extended
discussions, see Reisigl & Wodak, 2009):
Hence this understanding of critique implies that the DHA should make the object
under investigation and the analyst’s own position transparent and should justify theo-
retically why certain interpretations and readings of discursive events seem more valid
than others.
Reisigl and Wodak (2001) make clear what their preferred political model is—and
this is not, of course, simply an endorsement of the current political regime in their own
country. From a theoretical standpoint, the ideas of Habermas (1996) are of fundamen-
tal importance. The key concepts are those of a public sphere and of a “deliberative
democracy,” in which free and equal participation in debate, critique, and decision-
making are guaranteed by the rule of law (Reisigl & Wodak, 2001, p. 34):
The political model that, in our view, would best help to institutionalise and unfold this form of
critique is that of a “deliberative democracy” based on a free public sphere and a strong civil society,
in which all concerned with the specific social problem in question can participate. Within such
a political frame … the communicative structures of the public sphere can be functionalised as a
wide network of sensors that allow one to deal with, to differentiate and to react to social and polit-
ical problems of legitimation and to control and influence the use of political—legislative, judicial,
administrative and executive—power (Habermas 1996: 290). This model of democracy, which is
also a theory of rational argumentation … and discursive conflict solving … particularly focuses
on the concepts of “deliberation” and “discourse” as well as on the critical function of the public. Its
proponents assume that language is the central medium of democratic organisation and free public
exchange of different interests, wishes, viewpoints, opinions and arguments is vital for a pluralistic
4 CR I T I C A L DI S C O U R S E A N A L Y S I S, DI S C O U R S E- HI S T O R I C A L A P P R O A C H
democracy in a modern decentred society, since it is essential for deliberatively and justly organising
the different preferences, and since it can also have a critical influence on the relationship between
legality and administrative power changes.
From the point of view of the DHA, ideology is defined as an (often) one-sided perspec-
tive or worldview composed of related mental representations, convictions, opinions,
attitudes, and evaluations. Ideologies are shared by members of specific social groups.
Ideologies serve as an important means of establishing and maintaining unequal power
relations through discourse: for example, by establishing hegemonic identity narratives
or by controlling the access to specific discourses or public spheres (“gate-keeping”).
Thus the DHA focuses on the ways in which linguistic and other semiotic practices
mediate and reproduce ideology in a range of social institutions. One of the explicit and
most important aims of the DHA is to “demystify” the hegemony of specific discourses
by deciphering the underlying ideologies.
For the DHA, language is not powerful on its own; it is a means to gain and main-
tain power through the use that powerful people make of it. “Power” is an asymmetric
relationship among social actors who assume different social positions or belong to dif-
ferent social groups. Following Weber (1980), researchers in the DHA tradition view
“power” as the possibility of establishing one’s own will within a social relationship
and against the will of others. Some of the ways in which power is implemented are
physical force and violence, control of people through threats or promises (disciplining
regimes), attachment to authority (exertion of authority and submission to authority),
and technical control with the help of objects such as means of production, means of
transportation, weapons, and so on.
Power relations are legitimized or delegitimized in discourses. Texts are often sites of
social struggle in that they manifest traces of differing ideological fights for dominance
and hegemony. Thus, in the in-depth analysis of texts, the DHA focuses on the ways
in which linguistic forms are used in various expressions and manipulations of power.
Power is discursively exerted not only by grammatical forms, but also by a person’s
control of the social occasion by means of the genre of a text, or by the regulation of
access to certain public spheres.
The DHA is problem-oriented. This implies that the study of (oral, written, visual) lan-
guage necessarily remains only a part of the research; hence the investigation must be
interdisciplinary. Moreover, in order to analyze, understand, and explain the complex-
ity of the objects under investigation, many different and accessible sources of data (in
respect of external constraints such as time, funding, etc.) are analyzed from various
analytical perspectives. Thus, as mentioned above, the principle of triangulation is very
important; and this implies taking into account a whole range of empirical observa-
tions, theories, and methods—as well as background information. In consequence, the
concept of context is an inherent part of the DHA and contributes to its triangulatory
principle, which takes into account four levels:
CR I T I C A L DI S C O U R S E A N A L Y S I S, DI S C O U R S E- HI S T O R I C A L A P P R O A C H 5
In the analysis, the DHA is oriented toward all four dimensions of context, in a recursive
manner.
Reisigl and Wodak (2009, p. 87) define “discourse” as:
Thus Reisigl and Wodak regard macrotopic relatedness, pluriperspectivity, and argu-
mentativity as constitutive elements of a discourse. The question of delimiting the bor-
ders of a “discourse” and of differentiating it from other “discourses” is complex and
intricate: The boundaries of a “discourse” (such as the one on racism or global warm-
ing) are partly fluid. As an analytical construct, a “discourse” always depends on the
discourse analyst’s perspective. As an object of investigation, a discourse is not a closed
unit, but a dynamic semiotic entity that is open to reinterpretation and continuation.
Furthermore, Reisigl and Wodak (2009, p. 89) distinguish between “discourse” and
“text”: Texts are parts of discourses. They make speech acts durable over time and thus
bridge two dilated speech situations: the situation of speech production and the situ-
ation of speech reception. In other words, texts—be they visualized (and written) or
oral—objectify linguistic actions.
Texts are always assigned to genres. A “genre” may be characterized as a socially
ratified way of using language in connection with particular types of social activity.
Consequently, a manifesto on combating global warming proposes certain rules and
expectations according to social conventions and has specific social purposes. A dis-
course on climate change, for example, is realized through a range of genres and texts,
for example TV debates on the politics of a particular government on climate change,
guidelines to reduce energy consumption, speeches or lectures by experts, and so forth.
The DHA considers intertextual and interdiscursive relationships between utter-
ances, texts, genres, and discourses as well as extralinguistic social or sociological
variables, the history of an organization or institution, and situational frames. While
focusing on all these levels and layers of meaning, researchers explore how discourses,
genres, and texts change in relation to sociopolitical change.
Intertextuality means that texts are linked to other texts, both in the past and in the
present. Such connections are established in different ways: through explicit reference
6 CR I T I C A L DI S C O U R S E A N A L Y S I S, DI S C O U R S E- HI S T O R I C A L A P P R O A C H
to a topic or main actor; through references to the same events; through allusions or
evocations; through the transfer of main arguments from one text to the next, and so
on. A newspaper article, for example, might refer to another article published some time
ago; or an incident reported in the newspaper might refer to a news agency report, and
so forth. In policy papers of the European Union there are always numerous links to
other policy papers in a related area listed at the outset, which allow readers to connect
the respective policy immediately with a set of intertextually important other policies.
Indeed it is almost impossible to understand a specific policy without considering the
other policies listed in the first paragraph (see Example 1).
EXAMPLE 1
Follow-up to the European Parliament Resolution on Multilingualism: An asset for Europe
and a shared commitment, adopted by the Commission on 17 June 2009
In Example 1 many features of the genre of policy papers are evident, such as the layout
or the categorization via numbers, dates, setting, and the name of the rapporteur who
addressed this resolution in the European Parliament. The intertextuality is illustrated
by the footnote (marked [footnote] in the example), which refers to (1) the policy
paper (COM) proposed by the Commission: COM(2008)566, 18.9.2008; (2) the reso-
lution of the European Parliament related to the policy: 24.3.2009; and (3) the follow-
up: 17.6.2009. This trajectory over time and over different spaces also illustrates the
complex decision-making procedures in European Union organizations, the so-called
codecision-making procedure (see Wodak, 2011, p. 69). To be able to understand the
CR I T I C A L DI S C O U R S E A N A L Y S I S, DI S C O U R S E- HI S T O R I C A L A P P R O A C H 7
brief extract above, it is necessary to have read the previous documents that are inter-
textually referred to, as well as to be briefed about the points of agreement and disagree-
ment under discussion.
The process of transferring given elements to new contexts is labeled recontextual-
ization. If an element is taken out of a specific context, we observe a process of decon-
textualization; if the respective element is then inserted into a new context, we witness
a process of recontextualization. The element (partly) acquires a new meaning, since
meanings are formed in use of language (see Wittgenstein, 1967). Recontextualization
can be observed when contrasting, for instance, a political speech with the selective
reporting of that speech in various newspapers. A journalist will select specific quota-
tions, which best fit the general purpose of the article (e.g., commentary). The quota-
tions are thus de- and recontextualized, that is, newly framed. They can partly acquire
new meanings in the specific context of press coverage, if, say, the respective report
focuses solely on this one quote without taking the source text into detailed considera-
tion (see Example 2).
Interdiscursivity signifies that discourses are linked to each other in various ways.
If “discourse” is primarily defined as topic-related (as “discourse on x”), then a dis-
course on climate change frequently refers to topics or subtopics of other discourses,
such as finances or health. The same is true for discourses about unemployment, which
frequently draw on discourses about immigration, financial crisis, or issues of security.
Thus discourses are open and often hybrid; new subtopics can be created at many points.
EXAMPLE 2
The Times
Rioting Blacks Shot Dead by Police as ANC Leaders Meet
Eleven Africans were shot dead and 15 wounded when Rhodesian police opened fire on
a rioting crowd in the African Highfield township of Salisbury this afternoon.
The Guardian
Police Shoot 11 Dead in Salisbury Riot
Riot police shot and killed 11 African demonstrators and wounded 15 others here today
in the Highfield African township of Salisbury this afternoon.
Tanzanian Daily News
Racists Murder Zimbabweans
Rhodesia’s white supremacist police had a field day on Sunday when they opened
fire and killed thirteen unarmed Africans, in two different actions in Salisbury; and
wounded many others.
Even in the absence of an in-depth analysis of the two British newspapers and one local
Tanzanian newspaper that reported the same incident from June 2, 1975 (Hyland &
Paltridge, 2013, pp. 215–216), it is easy to detect the significantly different ways in
which the shooting was reported, and thus recontextualized: in the Times, the killed
African people are labeled “rioting blacks” and the shooting is reported in the passive
voice, whereas the Guardian talks about “demonstrators” (and not rioting blacks) and
qualifies the police as the “riot police,” making it an active subject (and not a passive
one): It clearly represents the police as shooting the demonstrators. The Guardian does
not spread an image of chaos either. Through the description “demonstrators” (and not
Table 1 A selection of discursive strategies.
Political (sub)genres: Political (sub)genres: Political (sub)genres: Political (sub)genres: Political (sub)genres: Political (sub)genres: Political (sub)genres: Political (sub)genres:
law, bill, amendment, press release, press party programme, coalition negotiation, speech on the occasion election programme, decision (approval, declaration of an
parliamentary speech, conference, interview, declaration, speech at coalition programme, of a state visit, election slogan, rejection), chancellor opposition party,
and contribution of talk show, president a party convention or coalition paper/ inaugural address, election speech, speech (e.g., inaugural parliamentary
MPs (including heck- speech, speech of an in a party meeting, contract/agreement, speech in meeting election brochure, speech), minister question, speech of an
ling and question by MP (especially if speech or statement of speech in an inter- /sitting/summit of announcement, poster, speech, major speech, MP, heckling, speech
political opponent), broadcast) opening principal, party jubilee party or government supranational flier, direct mailing, speech of resignation, of protest, commemo-
minister speech, state speech, commemo- speech, etc. meeting/sitting, organization (Euro- commemorative farewell speech, rative speech
of the union address, rative speech, jubilee inaugural speech (in pean Union, United speech, speech of an speech of appoint- (especially admonitory
regulation, speech, radio or TV the case of a coalition Nations, etc.), war MP, state of the union ment, state of the or blaming speech),
recommendation, speech, chancellor government), speech, declaration of address, etc. union address, election speech, press
prescription, speech (e.g., inaugural commemorative war, hate speech, governmental answer release, petition for a
guideline, speech), minister speech, etc. peace speech, to a parliamentary referendum, etc.
etc. speech, election commemorative question, etc.
speech, state of the speech, note,
union address, lecture ultimatum
and contribution to a (international) treaty,
conference, (press) etc.
article, book, etc.
Discourse A Discourse B
CR I T I C A L DI S C O U R S E A N A L Y S I S, DI S C O U R S E- HI S T O R I C A L A P P R O A C H
collective, inferring a threat
Threat collective
or opportunity posed by Referential – the construction of in-groups
Establish the Topos of Reality – tautologically infers that as reality as it
their behaviour or interests. and out-groups is, a particular action should be performed
internal logic of
the argument
Perspectivation – the framing or positioning (how the issue Topos of Numbers – if sufficient numerical/statistical
of the speaker’s point of view through should be dealt evidence is given, a specific action should be
the statement of assumptions and/or with) through performed
acts of interdiscursivity form (topic) and
content
Mobilize support Topos of History – because history teaches that specific
(warrants) actions have specific consequences, one should
Mobilizing support for an issue and Argumentation – the justification of positive
diminish potential or negative attributions through topoi in perform or omit a specific action in a specific
Speaker opposition by the form of argumentation schema situation
distinguishing
between in-group Topos of Authority – if one refers to somebody in a
‘allies’ and out- Intensification/Mitigation – the position of authority, then the action is legitimate
Out-group In-group group ‘opposition’ modification of the epistemic
importance of a proposition Topos of Threat – if specific dangers or threats are
identified, one should do something about them
Discourse
Speaker
topic
Argumentation schema
11
Source: Adapted from Wodak, 2011, p. 44.
12 CR I T I C A L DI S C O U R S E A N A L Y S I S, DI S C O U R S E- HI S T O R I C A L A P P R O A C H
The DHA is three-dimensional: after (1) having identified the specific contents or top-
ics of a specific discourse, (2) discursive strategies are investigated. Then (3) linguistic
means are examined as types, and the specific, context-dependent linguistic realizations
are examined as tokens. This implies analyzing the coherence of the text by first detect-
ing the macrotopics and related subtopics. Second, it is important to understand the
aim of the text producer in a specific genre: Does the speaker intend to convince some-
body and thus to realize a persuasive text? Or to tell a story? Or to select a more factual
mode and report an incident? Depending on the aim, different strategies and linguistic,
pragmatic, and rhetorical devices are used to realize the intended meaning.
There are several strategies that deserve special attention when analyzing a specific
discourse and related texts in relation to the discursive construction and representation
of “us” and “them.” Heuristically, one could orient to five questions:
1 How are persons, objects, phenomena/events, processes, and actions named and
referred to linguistically?
2 What characteristics, qualities, and features are attributed to social actors, objects,
phenomena/events, and processes?
3 What arguments are employed in the discourse in question?
4 From what perspective are these nominations, attributions, and arguments
expressed?
5 Are the respective utterances articulated overtly? Are they intensified or mitigated?
According to these five questions, five types of discursive strategies can be distinguished.
By “strategy” is meant a more or less intentional plan of practices (including discur-
sive practices), adopted in order to achieve a particular social, political, psychological,
or linguistic goal. Discursive strategies are located at different levels of linguistic orga-
nization and complexity (Table 1 lists the important strategies and related linguistic
devices; Figure 3 summarizes the most important categories of the DHA).
4 specification of the research questions and formulation of assumptions (on the basis
of a literature review and a first skimming of the data);
5 qualitative pilot analysis (this allows for testing categories and first assumptions as
well as for the further specification of assumptions);
6 detailed case studies (of a whole range of data, primarily qualitatively, but in part
also quantitatively);
7 formulation of critique (interpretation of results, taking into account the relevant
context knowledge and referring to the three dimensions of critique);
8 application of the detailed analytical results (if possible, the results might be applied
or proposed for application).
This ideal or typical list is best realized in a big interdisciplinary project with enough
resources of time, personnel, and money. Given the funding, the time available, and
other constraints, smaller studies are, of course, useful and legitimate. Nevertheless, it
makes sense to be aware of the thorough overall research design, and thus to make
explicit choices when devising one’s own project. In a PhD thesis, for example, one can
certainly conduct only a few case studies and must restrict the range of the data collec-
tion to very few genres. Sometimes a pilot study can be extended to more comprehensive
case studies, and occasionally case studies planned at the very beginning must be left
for a follow-up project.
Current and future research in the DHA involves integrating new genres, theories
about globalization, and new socioeconomic developments, as well as developing and
employing methodologies that are adequate for analyzing comic books, images, posters,
leaflets, films, TV soaps, and new social media.
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