Professional Documents
Culture Documents
GOOD PRACTICE
Tools and Information for Professional Psychologists
mhs.com/CEFI
Multi-Health Systems Inc. A S S E S S M E N T S
CONTENTS
Putting Your Practice Assessment to Work Integrating Behavioral and Physical Care................................. 6
Good Practice is a publication of the American SIDEBAR: Why Integration Matters. . .................................. 7
Psychological Association Practice Organization
(APAPO), an affiliate of the American Psychological
Assessing Personality and Advocating for the Profession ..... 8
Association (APA). The APA Practice Organization is Practitioner Profile: Mark Alan Blais, PsyD
dedicated to promoting the professional interests of
practicing psychologists in all settings. Keeping Electronic Health Records Private and Secure......... 10
Executive Director Katherine C. Nordal, PhD How Much Do You Know about
Senior Editor/Writer Paul L. Herndon Electronic Health Records? ......................................................... 12
Content Contributors Luana Bossolo
Lynn Bufka, PhD Combating the Downward Spiral
Rebecca A. Clay
in Medicare Reimbursement....................................................... 14
Stacey Larson, PsyD, JD
Heather Miliman SIDEBAR: What You Can Do......................................................... 15
Doug Walter, JD
Elizabeth Winkelman, JD, PhD *Getting Your Weight Under Control....................................... 19
PUBLIC EDUCATION RESOURCE: How Psychologists Help
Editorial offices are located in the Practice Directorate,
American Psychological Association, 750 First St., NE,
with Weight Management
Washington, D.C. 20002-4242.
* This fact sheet educates consumers and health care professionals about
how psychologists help patients manage their weight. To make photocopies
for distribution and outreach activities, remove the article along the perf-
Practitioner Helpline: 800-374-2723
orated edge. To download this fact sheet and other client resources, visit
Fax: 202-336-5797 the APA Help Center at apa.org/helpcenter.
Email: practice@apa.org
Web: apapracticecentral.org
LEGAL ISSUES
A
ll 50 states and the District of Columbia have child Psychologists and Code of Conduct (“Ethics Code”) Standard
abuse and neglect* reporting laws and policies that 4.01 states: “Psychologists have a primary obligation to
specify who is required to make a report as well as protect confidential information…recognizing that the
reporting procedures. Almost all states specifically mandate extent and limits of confidentiality may be regulated by
that certain types of professionals – including psychologists, law or established by institutional rules or professional or
physicians, teachers and others – immediately report scientific relationship.”
suspected child abuse or neglect. The details of state laws
vary, but the goal is the same: to protect vulnerable children Yet Ethics Code Standard 4.05(b) describes several
from harm. situations in which disclosure of confidential information
is allowed without patient consent, including “where
This article describes several important issues and
permitted by law for a valid purpose such as to…protect the
professional considerations for practitioners related to
client/patient, psychologist, or others from harm.” Further,
child abuse reporting.
the Health Insurance Portability and Accountability
Act (HIPAA) Privacy Rule specifically permits covered
Limits to confidentiality
health care providers to disclose reports of child abuse or
In most situations, legal and ethical duties require neglect to public health authorities or other appropriate
psychologists to keep information obtained in the course of government authorities (www.apapracticecentral.org/
psychotherapy confidential. The APA Ethical Principles of business/hipaa/2009-privacy.pdf).
GOOD PRACTICE Spring/Summer 2013 3
The crucial need to protect children from abuse and neglect, of abuse or neglect that occurred during childhood if it is
combined with children’s vulnerability, make this one of discovered after the child has become an adult. However, if
the few areas in which psychologists are legally mandated there is reasonable cause to believe other children are or may
to release confidential information. In essence, society has be at risk of abuse or neglect…the reporting requirement…
determined that protecting children outweighs the right to does apply” (RCW § 26.44.030(f)(2)).
confidentiality in these situations.
Some states’ laws are unclear and could be interpreted as
Varying requirements in child abuse requiring a report even in cases of abuse alleged to have
reporting laws occurred many years ago. If you are unsure about whether to
report past abuse of a patient who is now an adult, contact
State laws typically require psychologists (and other your state board of psychology, state child protective services
mandated reporters) to immediately make a report when, agency, or your malpractice insurer for guidance. (Please note
in their professional roles, they suspect or have reason to that the title of the agency charged with child protection in
believe a child has been abused or neglected. However, your state may be child welfare, child and family services, or
state laws and regulations vary regarding more specific another similar title.)
issues such as how abuse and neglect are defined and the
procedures for making a report. Therefore, it is important to A potentially complex situation arises when the abuse
be knowledgeable about the reporting requirements in your occurred in another state and/or the abuser now lives
jurisdiction. in another state. In such cases, contact your state’s child
protective services agency for advice. Your state’s child
The Department of Health and Human Services (DHHS) protective services agency may be able to receive a report and
Child Welfare Information Gateway provides information coordinate investigative efforts with the other jurisdiction
on how each state defines child abuse and neglect at involved. You are unlikely to be mandated to report across
1.usa.gov/ZJ7acs. The federal Child Abuse Prevention and state lines or permitted to release confidential information to
Treatment Act defines child abuse and neglect as: another state’s child protective services agency without your
patient’s consent.
“at a minimum, any recent act or failure to act on
the part of a parent or caretaker, which results in
Making a report
death, serious physical or emotional harm, sexual
abuse or exploitation, or an act or failure to act which Information about how to report suspected abuse is generally
presents an imminent risk of serious harm” (CAPTA easily accessible on state government websites. Many states
Reauthorization Act of 2010, P.L. 111-320, § 3). provide detailed online resources for mandated reporters (as
well as voluntary reporters) on their websites covering topics
State laws generally include similar elements, with some such as circumstances that need to be reported and when
states defining abuse and neglect more broadly than other and how to make a report.
states. For example, certain states define child abuse to
include only those situations in which the alleged perpetrator The DHHS Child Welfare Information Gateway is another
is a parent or guardian, whereas other states define abuse excellent resource for more detailed information on
more broadly to include acts perpetrated by any adult. mandatory reporting of child abuse, including specific state
requirements (1.usa.gov/ZlnCQD).
States may also differ regarding the reporting of past abuse.
Most states’ laws or other guidance clearly limit reportable Most child abuse reports are made by calling your state’s
situations to those involving children currently under the age child abuse reporting hotline. A list of hotline numbers
of 18. For example, Washington’s statute specifically states: and other relevant contact information is available at
“The reporting requirement…does not apply to the discovery 1.usa.gov/13v8rDV.
4 APA PRACTICE ORGANIZATION
The hotlines may also be used to obtain guidance, with an investigation or participating in a judicial proceeding
particularly if you are unsure about whether a particular based on the alleged maltreatment.
situation triggers a duty to report. You should be able
to obtain a consultation from the hotline staff without Beyond mandated reporting
releasing any identifying information about yourself, the
child or the alleged perpetrator. Not all reports result in investigations. For example, you may
have insufficient information about the alleged perpetrator
In addition to an oral report, about 20 states require for an investigation to go forward. The child abuse reporting
subsequent submission of a written report. For example, laws tend to be constructed broadly in order to provide
in Iowa, mandated reporters must call the Department maximum protection for children, so they may capture
of Human Services reporting hotline within 24 hours of situations such as those in which you have only minimal
becoming aware of suspected abuse and must submit a information about the abuse or where an investigation
written report within 48 hours of the initial phone report. is already under way. Keep in mind that as a mandated
reporter, you are not responsible for investigating or proving
States also vary regarding the specific information that
the suspected abuse.
must be provided for an initial report, as well as the types of
information that may later need to be released for purposes Even if you are not mandated to report child abuse in a
of any investigation. Before releasing any information particular situation, there may nonetheless be clinical or
beyond what is clearly required for an initial mandated ethical issues that need to be addressed. For example, if a
report, be sure that you have legal authority to do so under child you are treating describes inappropriate physical
the child protection laws and regulations, or that you have
authorization from the child’s legal representative, usually
the parent. Of course, obtaining authorization for release The child abuse reporting laws tend to be constructed
of information from the legal representative will only be a broadly in order to provide maximum protection
reasonable option if the parent or other legal representative
for children.
is not the alleged perpetrator.
Anonymity and immunity contact by a neighbor and mandated reporting in your state
The DHHS Child Information Gateway also provides is limited to situations in which the alleged abuser is a parent
state-specific information on anonymity and immunity or legal guardian, you will nonetheless want to take action.
(1.usa.gov/ZlnCQD; 1.usa.gov/ZloeFW). According to In this case, you might decide to alert the child’s parents and
DHHS, all states have statutory provisions to maintain encourage them to take legal and/or other protective actions.
the confidentiality of abuse and neglect records. In You may also be in a unique position to help your patient and
addition, most states permit mandated reports to be made your patient’s family by continuing therapy with the child
anonymously and specifically protect the reporter’s identity and providing resources such as information about support
from disclosure to the alleged perpetrator. However, groups to the parents.
release of the reporter’s identity may be allowed in some
Another example of a situation that requires action other than
jurisdictions in specific circumstances – for example, by
reporting to a child abuse hotline is when you believe your
court order when there is a compelling reason.
patient or another person is in imminent danger of serious
DHHS also confirms that all states and the District of harm. In such cases, you may be permitted or mandated to
Columbia provide some form of immunity from liability for release confidential information pursuant to Ethics Code
individuals who in good faith report suspected child abuse or Standard 4.05(b) and relevant state laws, including those
neglect. Most states provide immunity not only for the initial governing the “duty to protect.” (For further information,
report, but also for many of the actions that a reporter may see “A Matter of Law: Psychologists’ Duty to Protect” at
take following the filing of a report. One example is assisting www.apapracticecentral.org/business/legal/index.aspx.)
GOOD PRACTICE Spring/Summer 2013 5
MARKETPLACE TRENDS
Integrating Behavioral
and Physical Care
I
f Robin Henderson, PsyD, gets her way, the hospital problems,” says deGruy, citing as examples cystitis and ear
where she works will slowly contract. “I have a running infections. Yet 80 percent of health care dollars are spent on
joke with our CEO that I’ll know we’re successful chronic conditions, he says, which can’t be handled the same
when the hospital’s fifth floor becomes a yoga studio,” says way acute problems can. “You can’t wait until diabetic people
Henderson, director of government affairs at St. Charles can’t see or need their foot amputated,” he says. “You have to
Health System in Bend, Ore. get people into a program of care before they’re physically or
psychologically symptomatic.”
Henderson hopes to improve the health of central
Oregon’s residents so much that hospitalization rates drop Enter the patient-centered medical home, which offers
dramatically, a goal she’s helping to achieve by integrating
care that goes beyond what’s offered in what deGruy calls
psychologists into every level of the health system.
the traditional “reactive” form of primary care. Focusing on
Henderson isn’t the only one driving such integration. With chronic disease, patient-centered medical homes at their
health care reform encouraging greater consolidation among most basic feature care managers who coordinate services,
health service professionals and organizations, the trend quality improvement initiatives and disease registries that
is toward integrating mental health, behavioral health and help clinicians keep track of patients with specific diseases
substance use services in all kinds of treatment settings. and identify gaps in care.
Of particular interest to psychologists are emerging But to truly achieve better care, health and costs, says
opportunities in new types of settings, such as patient- deGruy, patient-centered medical homes have to be
centered medical homes and accountable care organizations. comprehensive. Up to two-thirds of deGruy’s patients
But whether integration takes place in primary care or at meet the diagnostic criteria for mental health disorders,
the health system level, the “triple aim” goals are the same: have psychological symptoms or substance abuse problems
enhancing the experience of care, improving the health of that are impairing their health or have chronic physical
populations and reducing costs. conditions that require difficult behavior change, he
estimates. “Lucky for us, there’s an easy way to become
Integrating primary care comprehensive,” he says: incorporating behavioral health
Primary care as traditionally practiced can’t achieve that care into everything a patient-centered medical home does.
triple aim, says Frank V. deGruy, MD, who chairs the
In addition to joining patient-centered medical homes in
department of family medicine at the University of Colorado
primary care settings, psychologists can help in other ways.
School of Medicine. That’s because traditional primary care
“The patient-centered medical home is no more than a
is problem-focused, not patient-centered, he says.
small island in a sea of health care resources,” says deGruy.
“Primary care practices are built on the assumption that “I invite you to be in our patient-centered medical homes,
the basic problems we’re set up to deal with are acute care but you also need to be in a lot of other places.”
GOOD PRACTICE Spring/Summer 2013 7
More than half of adults in the United States – 57 percent – will • I ncreased costs. Mental disorders are one of the most
meet the diagnostic criteria for a behavioral health condition expensive conditions adults can have, says Chickey, with
at some point, says Rebecca B. Chickey, MPH, director of the health care spending on mental disorders ranking third for
American Hospital Association’s Section for Psychiatric and women – behind only heart disease and cancer – and fifth for
Substance Abuse Services. Sixty-eight percent of adults with men. Plus, having a mental health disorder boosts treatment
mental health conditions also have medical conditions, which costs for chronic medical conditions, she adds.
results in people with severe and persistent mental illness dying
eight to 25 years earlier than their counterparts without mental •S
hrinking inpatient capacity. There has been a significant
illness. And 29 percent of adults with medical conditions have decline in inpatient mental health services over the last
co-occurring behavioral health conditions. two decades, says Chickey, with a corresponding increase
in outpatient services. At the same time, drugs prescribed
These statistics underscore the case for integrating behavioral by primary care doctors have become an increasing part of
and physical health care, says Chickey. And psychologists should mental health expenditures. “That’s another reason it’s so
be working to make that case. important to integrate behavioral health and physical health
at the primary care level,” says Chickey. “It’s where so many
“If you’re working with hospital ‘C suite’ teams, that’s the kind people are getting their behavioral health services right now.”
of information they need to know and understand,” she says,
referring to hospital chief executive officers, chief operations • I mproved access and lower costs. Research shows that
officers and chief financial officers. “You’re the people who can integrating behavioral and physical health care improves
bring passion, knowledge and data with you as you work toward people’s access to appropriate care, says Chickey. In integrated
integration.” care, for instance, 85 percent of patients with serious mental
illness get their blood pressure tested, compared to just 66
Evidence for integration’s benefits abounds, says Chickey: percent of patients in other settings. Plus, she says, evidence
shows that coordinating care can lower total costs for patients
• I ncreased risks. To take just one example, Chickey says,
with serious mental illness.
depression is associated with significantly increased risks
not just of having a stroke but of dying from it. Untreated For more data about why integrating behavioral health and
depression is associated with a 55 percent increase in fatal physical health is so important, see the American Hospital
stroke, for instance. Similar studies link mental illness with Association’s January, 2012 Trendwatch at bit.ly/14PYfe2.
obesity and diabetes, she says.
Psychologists and other specialists in the community can “Why would a hospital that depends on admissions
help individuals make their personal care plans work, for contribute to the development of a system that results in
example. They can use the same integration model that fewer hospital admissions?” deGruy asks. “It’s a question that
works in primary care in more specialized settings such as hospitals are answering right now.”
neurology practices and pain clinics.
Integrating health systems
Working this way creates practice opportunities for some
psychologists. However, according to deGruy, hospitals St. Charles is one of the health systems busy answering that
and the health system as a whole “face a very interesting question. The answer lies in new financing mechanisms,
predicament.” That’s because when health care is done right, such as bundled payments, capitation and shared savings
he says, the result is fewer hospital admissions and lower programs, in which hospitals and health systems are
revenues for health systems. beginning to assume some risk.
continued on page 17
8 APA PRACTICE ORGANIZATION
B
ack when Mark Alan Psychological Foundation and APA’s Div. 12 (Society of
Blais, PsyD, was a Clinical Psychology) in 2009.
psychology major
at the State University of Blais’ findings can help those treaters – many of them
New York at Cortland in the psychiatrists – decide how to change treatment plans so
1970s, behavioralism ruled. patients make better progress.
depression, anxiety and alcohol misuse, you’ve done a While electronic medical records may not be implemented
comprehensive evaluation.” for a few years, the groundwork is being laid now. “If
psychologists, especially those at institutions, aren’t actively
Another new role for psychologists specializing in personality giving input about what instruments and what kind of data
assessment is demonstrating treatment outcomes. Blais and manipulation they want to do in the beginning, it’s going to
his colleagues have already developed an innovative model be very hard to have much impact when it’s rolled out at the
for tracking their patients’ treatment progress. end,” he warns.
At their first appointment, patients fill out an intake
version of the treatment monitoring instrument. Every A “mosaic” of a career
13 weeks thereafter, the system triggers the generation of Blais doesn’t just conduct psychological assessments. In fact,
a form with standard outcome measures. Patients use a he conducts just half a dozen a month.
“smart pen” to fill out the form. Although they write like
“I’m one of those lucky people with a job that’s like a quilt or
regular pens, these devices photograph the information
mosaic,” says Blais.
inscribed and then upload it to a server when docked
at night. The information then flows into the hospital’s In addition to personality assessment, Blais sees
electronic medical record system. patients, mostly men around his own age, for short-term
psychotherapy. “Men of my generation – say 45 to 65 years
Blais notes that the process was developed with the
of age – underutilize mental health services in general and
hospital’s information technology department and
psychotherapy in particular,” he says. “It can be helpful when
complies with Health Insurance Portability and
a primary care doctor says, ‘I have someone you can see who
Accountability Act (HIPAA) requirements. specializes in talking with men.’”
This technology allows clinicians to easily track whether One of the things Blais is proudest of is his work with
patients are progressing or deteriorating. The data colleagues to create the Schwartz Outcome Scale (SOS-10),
generated by this system is analyzed using the Reliable a 10-item measure of well-being versus distress that asks
Change Index and Clinically Significant Improvement patients questions like whether they have peace of mind or
methods developed for psychotherapy research. “These can have fun, not whether they’re depressed or have severe
indices were created by psychologists,” says Blais, adding mood swings. The scale has been translated into French,
that these analyses take into account statistical factors, Arabic, Chinese, Spanish and other languages.
such as regression to mean along with score variations due
Blais has also created a model of personality that helps
to differences in standard deviations and sample sizes.
those conducting personality assessments write integrated
“We’re the only mental health discipline – or even health comprehensive reports. “One of the most difficult things
care discipline – trained in measurement and psychological to do is integrate the vast amount of data an assessment
evaluation,” says Blais. “We’re also unique in that we’re all creates,” says Blais, explaining that comprehensive
trained in statistics.” evaluations can produce more than 150 points of
information that must be incorporated with the patient’s
As health care reform implementation continues, psy- clinical history and psychologist’s clinical observations. “It
chologists must also get involved in designing appropriate can be overwhelming,” he says. “You can wind up picking
electronic medical records, says Blais. And they should get and choosing the data that’s easiest to report.” To prevent
involved now. that, Blais’ personality model – and the worksheets that
continued on page 18
10 APA PRACTICE ORGANIZATION
A
lan Nessman, JD, of the American Psychological
Don’t confuse electronic health records with office
Association (APA) Practice Directorate knows how
management software, adds Larson. While both are
a lot of professional psychologists react when the
electronic, office management software is designed to help
subject of ensuring the privacy of electronic health records
practitioners with such tasks as appointment scheduling,
comes up: They either fall asleep, or they panic.
messaging and billing. The key difference is office
management software’s lack of interoperability, or the ability
“There’s all this jargon,” admits Nessman, senior special
to exchange information with other health care providers.
counsel for legal and regulatory affairs. “It can feel like 10
techno-geeks got together to write the rules.” It’s the interoperability of electronic health records that
gives many professional psychologists pause, says Larson.
But while security issues for electronic health records can
Many fear that the very feature that makes it possible to
seem daunting, psychologists shouldn’t be intimidated,
share information with other providers also heightens the
says Nessman. Nor should they ignore the issue, thinking,
possibility that information will fall into the wrong hands.
“Well, I haven’t seen the HIPAA police take anyone off
in handcuffs, so I’m not going to worry about it,” he says. Plus, professional psychologists are often confused by the
Instead, practitioners should familiarize themselves with language used in debates about electronic health records.
the terminology involved, take some easy steps to protect Privacy, Larson explains, is a patient’s right to decide
their patients’ privacy and reach out for help as needed. what information providers can share or should withhold.
Confidentiality is the provider’s responsibility to protect
“My message is that there are simple ways to do it,” says that privacy. Security is the means by which providers
Nessman. achieve that goal of preventing unauthorized access.
GOOD PRACTICE Spring/Summer 2013 11
continued on page 16
12 APA PRACTICE ORGANIZATION
MARKETPLACE TRENDS
Electronic health records (EHRs) are designed to replace A. A patient’s phone number
a patient’s paper record while integrating care across
B. A patient’s insurance information
practice settings. As health care reform proceeds with an
emphasis on integrated care, the ability for mental health C. Text messages to/from the patient
professionals to collaborate with other health providers D. A patient’s medical record number
across practice settings will be critical to participation in
E. None of the above
the health care system. The use of EHRs is a key element of
collaborative care. F. All of the above
This quiz highlights several core components of EHRs and
is designed to raise awareness of professional considerations 4. What can you do in order to safeguard your mobile
when transitioning from paper records to EHRs. device or tablet against a potential breach?
A. Make sure that you are accessing records through
1. The primary difference between office management a secure wireless (wi-fi) internet connection
software (OMS) and an EHR is: B. Ensure that your data is encrypted
A. The applicability of standards related to the C. Deactivate mobile-to-mobile sharing functions
Health Insurance Portability and Accountability on your device
Act (HIPAA) and The Health Information
D. None of the above
Technology for Economic and Clinical Health
(HITECH) Act E. All of the above
legislative advocacy
P
sychologists and other Medicare providers is a primary driver in lowering reimbursement rates
experienced a two-percent decrease in Medicare for psychologists. The practice expense portion of the
payment effective April 1, 2013 as a result of the Medicare fee schedule captures the direct and indirect
Budget Control Act of 2011 known as sequestration. That costs of providing a service – including rent, utilities,
decline followed an average two-percent decrease in supplies, equipment and staff.
reimbursement for psychologists’ services owing to the
2013 Medicare fee schedule that took effect in January. Over the past several years, the Centers for Medicare
and Medicaid Services (CMS) has modified the practice
And the four percent drop in just three months would have
expense share of the Medicare payment formula multiple
been considerably more had Congress not postponed for
times to the detriment of low-cost providers including
one year the 26.5 percent reduction in Medicare payment
psychologists.
scheduled for the beginning of January 2013 as a result
of the Sustainable Growth Rate (SGR) formula, a major
component of Medicare payment. Impact on beneficiary access
Psychologists provide 40 percent of outpatient and 70
As many psychologists are painfully aware, the recent cuts
percent of inpatient psychotherapy services and most of the
are part of a longstanding downward spiral in Medicare
diagnostic services to Medicare beneficiaries. Along with
reimbursement. The trend continues with a Congress
focused on slashing provider payments rather than social workers, psychologists provide the vast majority of
reducing beneficiary services. Medicare mental health services to patients.
One key indicator of plummeting reimbursement But the precipitous decline in Medicare reimbursement in
rates for psychologists involves Medicare payment for recent years has caused psychologists to leave the program,
psychotherapy. In 2000 the program paid a national rate reduce their Medicare patient loads or refuse to take new
of $98 for a 45 minute psychotherapy session, the most
patients. A 2008 survey of members by the American
common Medicare service provided by psychologists.
Psychological Association Practice Organization (APAPO)
Today Medicare pays just $81 – a 39 percent drop, adjusted
found that although 28,000 psychologists were Medicare
for inflation.
providers, 3,000 who once participated had dropped out,
Meanwhile, Medicare falls behind psychologists’ primarily due to low reimbursement rates.
reimbursement by private insurers. According to a 2012
analysis by Healthcare Visions, Inc. conducted on behalf Advocacy to combat the downward spiral in payment
of the APA Practice Organization (APAPO), psychologists
Calling for Congress to provide improved and fair reim-
receive as much as 15 percent less in reimbursement for
bursement for psychologists’ Medicare services remains
Medicare services compared to private market indemnity
plans. a top legislative advocacy priority for the APA Practice
Organization. But the battle is an uphill climb given
The “practice expense” component of Medicare payment current political and economic realities.
GOOD PRACTICE Spring/Summer 2013 15
The SLC constituent meetings buoyed APAPO To supplement these efforts, APAPO’s newly formed
lobbyists’ efforts to gain better reimbursement rates for political action committee, APAPO-PAC, has focused on
psychologists. Lobbyists have been meeting with key contributions to policymakers who sit on the Senate and
committee members and staff to focus on problems with House health committees. As a result, APAPO lobbyists
Medicare payment, the SGR formula and sequestration. have had the opportunity to educate a number of Senators
and Representatives on these committees on the need
The U.S. House of Representatives is taking the lead on
to repeal the SGR formula and to improve psychologists’
finding alternatives to the SGR formula, and there are
reimbursement rates in the Medicare program.
clear signs that Congress is considering repealing the SGR
formula. The House Ways and Means and Energy and
Window of opportunity
Commerce Committees have floated outlines for reform
that would repeal the SGR formula and provide for a lengthy The Congressional Budget Office has cut in half last year’s
period of stable payment updates. Reform would also include estimate of the cost to the government of repealing the SGR
an eventual movement away from fee-for-service payment formula. That cost is now estimated at $138 billion. Though
to one that ties reimbursement to quality, including through the cost is still substantial, Congress may find a way for
outcomes and treatment measures. repeal, as well as other reforms to the Medicare payment
system. APAPO is working to ensure that professional
APAPO lobbyists have been meeting with Ways and Means psychology’s voice is heard in this process, with the result of
and Energy and Commerce Committee staff to ensure that improved payment in any new system that develops.
16 APA PRACTICE ORGANIZATION
Keeping Electronic Health Records Private and Secure continued from page 11
• Encrypt your data. Encrypting protected health and understand the value psychology brings. Keep the
information to government standards will protect your minimal clinical record appropriate for release in most
patient’s privacy if you experience a breach. In fact, says circumstances, he says, adding that third party payers
Nessman, “Encryption is becoming the standard of care.” and states may have requirements about what type of
information practitioners must keep. If it is important to
•T
ake advantage of built-in safeguards. Electronic your practice to keep detailed notes, Nessman recommends
health records have built-in features to help safeguard keeping separate psychotherapy notes inside or outside
information, says Tatro. With access controls, for of the EHR. If kept within the EHR, they should be in
example, you can decide what staff members should have a separate, clearly identified, more secure part of the
access to which information. While an administrative electronic health record or in an electronic format outside
assistant needs to be able to schedule appointments and the electronic health record system. “If you’re really old
code for billing, that person shouldn’t have access to a school, you can have them on paper,” says Nessman.
patient’s full record. Audit functions allow you to see
who has accessed what information and when. • Focus on the risks you can control. The average
practitioner isn’t going to be able to confirm, for example,
•M
aintain minimal clinical records. “The whole point that a cloud storage vendor has the right encryption
of electronic health records is that they’re easier to share,” standards, says Nessman. Instead of worrying about highly
says Nessman. “But that greater ease of sharing means that technical issues, he says, focus on things you can control –
electronic health records are more likely to be read by a such as how protected health information gets from your
lot of people.” Be circumspect about what you put in an office to the cloud. Other processes that practitioners can
electronic health record while still providing information control are the use of passwords and staff training.
other health care providers need to better coordinate care
• Get help. The APA Practice Organization has resources
that can help you comply with regulations for
Help consumers find you. safeguarding electronic health records. The HIPAA
Security Rule primer and other materials available at
Practice Central – apapracticecentral.org – can help you
better understand the security rule. Members also can
contact the APA Practice Directorate’s Office of Legal and
Regulatory Affairs at praclegal@apa.org or 800-374-2723,
ext. 5886. And while the APA Practice Organization does
not endorse particular electronic health record products,
says Tatro, staff can walk members through what they
need and review several options.
“How are we going to get paid At the pediatric level, a psychologist is helping young patients
in the future? For the outcomes learn how to better control their asthma, a major source of
we produce,” says Henderson. expensive emergency room visits. Psychologists also help
With these new financing models, patients transition out of the hospital. “It’s been remarkable
hospitals and health systems do to see the impact on re-admissions,” says Henderson.
better when their patients get
better. The same strategy works for adult patients with complex
health care needs, says Henderson, explaining that just
That’s the case for St. Charles, which is part of one of 12 percent of patients account for 82 percent of costs. By
Oregon’s coordinated care organizations. Overseen by the embedding psychologists in primary care, the coordinated
Central Oregon Health Council, which Henderson directs, care organization is beginning to identify and intervene with
the coordinated care organization has launched several patients on their way to developing chronic conditions.
initiatives that show that integrating physical and behavioral
health care improves patients’ outcomes and reduces Behavioral health integration is even beginning to happen
Medicaid costs. Thanks to a shared savings agreement with outside the formal health care system. The coordinated
Medicaid, the health system gets to keep some of the money care organization’s next initiative is to put mental health
saved. As a result, says Henderson, the incentive is now to professionals in school-based health centers. Doing so will
provide better care rather than to drive admissions. not only benefit children, says Henderson, but also parents
and everyone else in the neighborhood. “We want to bring
And that means integrating behavioral health care into mental health to where people are,” she says.
just about every corner of the health care system. The
coordinated care organization’s “transformation initiatives” Opportunities for psychologists
include embedding psychologists into a wide range of
settings to offer behavioral interventions to individuals of all Some of these changes have made psychologists and other
ages who have medical problems. In obstetrics, psychologists mental health professionals in central Oregon anxious,
help women comply with recommended regimens; provide says Henderson.
screening, brief intervention and referral to treatment for
substance use problems; and are on the look-out for post- Some worried that they would have to give up their
partum depression. independent practices and join the staff of the coordinated
care organization. Others worried that the psychologists
embedded in primary care would “steal their referrals,”
“How are we going to get paid in the future? For the says Henderson. That didn’t turn out to be the case.
outcomes we produce,” says Henderson. With these
When Henderson put two psychologists in a primary care
new financing models, hospitals and health systems clinic in the small town of Redmond, for example, specialty
do better when their patients get better. mental health providers – including both psychologists
and master’s level practitioners – worried that their work
would dry up. Instead, says Henderson, the psychologists
Putting a psychologist in the neonatal intensive care unit, in the clinic typically see clients for a few visits, decide
which Henderson says is the most expensive place in any they need therapy and refer them to a provider in the
hospital, has already reduced lengths of stay and costs. The community. “The next thing you know, we didn’t have
psychologist also identifies children with special health anyone to refer to in Redmond,” says Henderson, adding
care needs, so that intervention can begin right away. that the need was so great she soon opened an outpatient
“Five percent of children are responsible for 60 percent of mental health clinic across from the primary care clinic
pediatric health care spending,” says Henderson. “When we that has since become the community providers’ main
intervene earlier, we lower lifetime health care costs.” referral source.
continued on page 18
18 APA PRACTICE ORGANIZATION
“All of our transformation initiatives were small ideas NOTE: This article is based on a workshop presented during the
someone had that we took and turned into big action and March 2013 State Leadership Conference in Washington, D.C.
big cash,” she says. “That’s how we’re going to change sponsored by the American Psychological Association (APA) and
health care.” the APA Practice Organization.
Assessing Personality and Advocating for the Profession continued from page 9
go with it – help psychologists align test data with the personality assessment on the reimbursement front. As the
personality structures most related to the test construct. health care system shifts from fee-for-service to a bundled care
model, he says, “We have to be ever vigilant that our services
Blais is also active in the Society for Personality Assessment
are not only recognized for their value but reimbursed at a
(SPA), chairing the Personality Assessment Proficiency
level that makes it possible for us to make a living.”
Committee. In 2010, APA recognized personality assessment
as an area of proficiency within professional psychology. Blais is working with SPA and other groups to encourage
SPA is responsible for implementing the proficiency, psychologists to adopt a model similar to that used by
which includes awarding of proficiency status to qualified radiologists in the 1990s, when the proliferation of imaging
psychologists along with creating educational materials technologies prompted pushback from insurers. In response,
to serve as models for proficient personality assessment
radiologists examined different clinical scenarios, identified
training and practice.
appropriate imaging procedures for each of them, and then
“The society is dedicated to using proficiency status to help determined the relative value and time involved.
enhance training at the doctoral and internship levels and
Psychologists specializing in personality assessment should do
help guide psychologists interested in having personality
the same, Blais says, urging his colleagues to identify 20 to 30
assessment be a significant portion of their practice,”
clinical indications that warrant a comprehensive evaluation,
says Blais.
identify the tests that are appropriate to conduct those
evaluations, then determine how much they could impact
Changing payment models and the need for advocacy
patient care and how much time those evaluations would take.
Noting that it can be difficult to get psychological testing
authorized and to get an adequate number of hours “If we could create that kind of model and get buy-in from
authorized to do a good job, Blais is also an advocate for payers,” says Blais, “we would take back control.”
GeT TInG YoUr WeIGhT UnDer ConTrol
H o w P s yc H o l o g i s t s H e l P w i t H w e i g H t M a n ag e M e n t
Many people struggle with weight control. According to the Centers for Disease Control and Prevention,
33 percent of U.S. adults are overweight and an additional 36 percent are obese. Approximately one in six
children in the U.S. is obese. People gain weight in a variety of ways, such as while recovering from an injury
or health issue or slowly adding pounds while growing older.
When it comes to losing weight, many individuals know to focus on eating less and exercising more. But
a major aspect of weight control involves understanding and managing thoughts and behaviors that can
interfere with weight loss.
People who seek help from psychologists range in age from children In order to help, psychologists also want to learn
to adults. They include those who simply struggle with managing their about your habits and attitudes about food,
weight, as well as individuals whose weight problems are related to eating, weight loss and body image that may not
chronic illnesses like diabetes and heart disease or other conditions like support your health goals. Common unhealthy
depression, anxiety or eating disorders. beliefs that patients express include: having to
clean their plate; needing dessert after meals;
and feeling like a failure when weight loss stalls.
Developing a Treatment Plan Some typical behaviors include: eating whatever
they want after exercise; using food to cope with
By the end of a first visit, psychologists usually have a comprehensive feelings of boredom or stress; and continuing to
picture of a patient. They discuss what patients are already doing well eat when they are no longer hungry.
and should continue, and they identify areas of need and difficulty
related to weight management. After the initial visit, the psychologist These types of behaviors and beliefs often
and patient schedule follow-up appointments and start to create a sabotage weight loss efforts. Psychologists talk
treatment plan. to patients about their challenges to making
healthy choices and identify the triggers that
Treatment plans differ from one individual to another but tend to prompt the patient to make unhealthy choices.
be brief. The plan often involves teaching self-monitoring behaviors, A psychologist may also evaluate a patient for
changing old beliefs, building new coping skills, and making changes anxiety, depression and eating disorders such as
to home and work environments to support health goals. Psychologists binge eating. These conditions can sometimes
help individuals address obstacles to weight loss, identify positive ways contribute to weight issues.
to change unhealthy habits, and develop new skills and ways of thinking.
continued >>
online resources
apa.org/helpcenter Psychologistlocator.org
Learn more about how psychologists help Find a Psychologist
Many psychologists concentrate on one health behavior at a Practice “mindful” eating. research shows that individuals
time. For example, if evenings are a challenging time to maintain with eating problems often don’t pay attention to whether they
good eating habits, the psychologist may ask the patient to keep are really hungry when they eat. Psychologists can help you learn
a log of food eaten in the evenings and make notes about their mindfulness exercises to heighten your awareness of hunger
environment, how they felt and what they were thinking at that levels and to make eating more enjoyable.
time. These factors provide important information about what is
Understand the things you associate with food. Behaviors
driving eating behaviors and help the psychologist and patient
are habitual and learned. Sometimes people may associate
figure out a way to address the behaviors.
certain emotions, experiences or daily activities with particular
behaviors. For example, if you typically eat while watching TV,
Progressing and Improving your brain has made an association between food and TV. You
may not be hungry, but in your mind TV and eating are paired
After even a few sessions, most patients begin to notice changes. together. So when you watch TV you suddenly feel the urge to
For example, patients may start to challenge old beliefs about eat. You can begin to break this association by not eating while
food and practice new ones that support their health goals. watching TV.
Together with the psychologist, a patient can determine how identify your emotions. It’s important to figure out what is
long treatment should last. People with extreme anxiety and happening emotionally while snacking, overeating or choosing
depression, eating disorders or chronic physical health conditions unhealthy foods. Identify the feeling: Is it boredom, stress or
may require longer and/or more frequent treatment. sadness? Patients need to determine if they are really hungry or
just responding to an emotion. If you aren’t hungry, find another
The ultimate goal is to help people develop skills so they can way to meet that need.
lead healthy lives.
Modify your unhealthy thoughts and behaviors.
reinforcing healthy behaviors is important to achieving your
Changing Your eating habits weight management goals. Too often, people have negative
thoughts and feelings about changing their health behaviors
Consider the following steps that can be helpful in changing and see the process as punishment. Some people have an “all or
unhealthy eating behaviors and thoughts: nothing” attitude and think about weight loss in terms of being
Monitor your behaviors. research is clear that people who “on” or “off” a diet. Psychologists work with people to address
write down what they eat in a daily log are more successful at negative feelings and find ways to reward healthy changes to
losing weight. record your thoughts, feelings and information their eating habits.
about the environment such as where you ate, when and what
you were doing. This will help you understand your eating
behaviors and identify areas to change.
AMERICAN
PSYCHOLOGICAL
ASSOCIATION
PRACTICE ORGANIZATION
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