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PHOTO ©TEGUH SANTOSA

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From the Scientific
to the Mystical
in the Work of Carl Rogers
By MICHAEL SIVORI

“I have felt an increasing discomfort between the rigorous


objectivity of myself as a scientist and the almost mystical
subjectivity of myself as therapist.”–Carl Rogers

C
ARTWORK © HILMA AF KLINT, COMPLIMENTS OF THE HILMA AF KLINT FOUNDATION.

arl Rogers was an ‘accidental mystic.’ Over a lifetime he produced a


huge body of work on the science of the psychotherapeutic relationship.
PHOTOGRAPHER ALBIN DAHLSTRÖM, MODERNA MUSEET, STOCKHOLM.

He was the first person in its history to receive both the APA’s Scientific
Contribution Award and latterly the Professional Contribution Award. The
citation for this first award recognized his work in developing an original
method to objectify… the analysis of the therapeutic process, for formulating
a testable theory of psychotherapy and its effects on personality… and for
extensive systematic research to exhibit the value of the method and explore
and test the implications of the theory. Shortly before his death in 1987, at the
age of 85, he had also been nominated for the Nobel Peace Prize, recognizing
his work with communities in conflict in Latin America and Northern Ireland,
amongst others.

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His scientific contribution to psychology, and to the underline his concurrent philosophical stance that sought to
inception and growth of Person-centered therapy (PCT), humanize psychology.
particularized the essential components of successful thera- In this paper there is also a first, strong hint of mysticism;
peutic personality re-structuring and for the first time dem- although Rogers did not profess any religious convictions, he
onstrated empirically that successful therapy is the outcome describes moments of intensely subjective encounters with
of the quality of the relationship between therapist and client. clients where at:
In so doing, it challenged the notion that the psychotherapist
was the agent of change and that their ability to diagnose and the deepest parts of therapy [there] seems to be a unity
of experiencing. . . . When there is this complete unity,
interpret was the key driver for this. Instead Rogers demon-
singleness, fullness of experiencing in the relationship,… a
strated that all people have the capacity for self-interpretation
timeless living in the experience which is between the client
and self-ordering and the function of the therapist was to and me.4
facilitate this in a relational climate of genuineness, accep-
tance and empathic understanding. This was published in 1961; it would be some twenty years
Beginning in December, 1940, and up until his major the- later before Rogers referred publicly to this type of experi-
oretical publications in the late 1950s, he had been among the ence again. Why? Most likely because his work was so com-
first psychologists to harness the new technology of the day— mitted to testing and confirmation, or not, of his theories that
magnetic recording discs, the precursor to tape—to actually he did not want to lessen the scientific standing of his work
record the encounters between therapist and client. Rogers’ by discussing phenomena that sounded unscientific.
pre-eminent contribution to the science of psychotherapy In an interview posthumously published in 1987, Rog-
was to quantify the essential elements of this climate, based ers once again referred to that experience of timelessnes and
on years of analyzing “in very minute detail” the phrasings “unity” in the therapeutic encounter from 1961. Now, this
and sentences, even specific words, used by therapists where time it is less couched in philosophical terms and is explicitly
the client had benefitted or had been impaired by the coun- mystical in its language:
selor’s intervention. “I cannot exaggerate the excitement of our
learnings as we clustered about the machine that enabled us to [When] I am in a slightly altered state of consciousness in
the relationship, then whatever I do seems full of healing.
listen to ourselves, playing [the recordings] over and over . . . .
Then simply my presence is releasing and helpful. At those
We gained a great deal from that microscopic study.” 1
moments it seems that my inner spirit has reached out and
But what happens when a scientist, in the process of their
touched the inner spirit of the other. Our relationship tran-
work, seemingly stumbles upon mystical experience? What scends itself, and has become part of something larger.5
happens when phenomena are noticed for which there is no
scientific vocabulary? THE ACCIDENTAL MYSTIC
Steeped in the experimental method, through Teachers’
College, Columbia University, and Dewey’s philosophical Rogers might be reasonably described as an “accidental
school of Pragmatism, Rogers began as a Freudian analyst in mystic” since he had not set out to prove the existence of
Rochester, NY, in the 1930s but by 1940 he had evolved. He the phenomena of unity. He had in fact stumbled across it in
would go on to pioneer the application of the experimental the course of his work, and as such, ever the pragmatist, he
method to therapy, formulating rigorous, testable hypotheses had given it due regard—valuing its therapeutic benefit—but
and objective measures of personality change in psychotherapy.2 limited his discussion of it. An analogy here could be that
In “Persons or Science?” he wrote: the therapeutic situation is a glass of tea, and the individual
consciousness of the therapist and client are each a sugar
I have become increasingly conscious of the gap between cube. When the sugar cubes are immersed in the glass of tea
these two roles . . . the better therapist I have become, the and interact, they dissolve, to enhance the sweetness of the
more I am aware of my complete subjectivity when I am tea. If the analogy works, then it highlights the absence of a
at my best in this function. And as I have become a better credible scientific language to discuss these aspects of human
investigator, more “hard-headed” . . . I have felt an increas-
experience.
ing discomfort between the rigorous objectivity of myself
What Rogers’ work tells us is that this type of unity is
as a scientist and the almost mystical subjectivity of myself
as therapist.3
achieved, in part, through simultaneously immersing oneself
wholeheartedly into the here and now of relationship, while
He undertook major experimental studies that sought to at the same time, stepping out of one’s need to have anything
confirm, or not, his theory. His seminal volume On Becoming happen in that relationship: an intimate letting-go with the
a Person, written whilst Professor at the University of Wis- faith that this is therapeutically valuable; it requires courage
consin, consolidated his experimental work and summarized and sincerity in the therapist.
his major theoretical statements. But it also set out a vision It begins with the quality of attentiveness and sensitivity
of what he saw as a more human science—he wrote in the to the other and from subjective immersion into the subjec-
first person and at length about his own development, to tive world of the other that points the way to unity:

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It seems that my inner spirit has reached out and touched
the inner spirit of the other. Our relationship transcends itself,
and has become part of something larger.
ARTWORK © HILMA AF KLINT, COMPLIMENTS OF THE HILMA AF KLINT FOUNDATION.

When I can really hear someone . . . it enriches my life [and] maintaining a cheerful countenance in the face of hardship
there is [a] peculiar satisfaction in really hearing someone: and trial, lightening the hearts of others, and constant
it is like listening to the music of the spheres because beyond remembrance of God.
PHOTOGRAPHER ALBIN DAHLSTRÖM, MODERNA MUSEET, STOCKHOLM.

the immediate message of the person, no matter what that


might be, there is the universal. Hidden in all the personal When the heart becomes cleansed of the rust of multip-
communications which I really hear there seem to be order- li- city, it will reflect the Truth as it is. . . . And the source
ly psychological laws, aspects of the same order we find in of . . . knowledge or insight is called the universal intellect or
the universe as a whole.6 ‘heart-consciousness.’7

A tantalizing allusion by Rogers that falls short of explaining The traditional model of psychoanalysis is that in order to
what that order might be, or perhaps, it is a knowing that is get to ‘the light’ one must delve into the dark recesses of the
beyond words and their meanings. subonscious first. However, this could be criticized as a West-
Perhaps in Sufi terms we can consider that Rogers is ern reductionist approach. Writers from spiritual traditions
describing a fleeting movement between the particular have pointed out that one cannot go into the dark (of the
intellect and the universal intellect. In comparing Sufism subconscious) unless one has the light of a higher conscious-
with psychoanalysis, Dr. Javad Nurbakhsh describes the ness or superconscious. In his biography of Sri Aurobindo,
particular intellect, which is our personal intellect, as the Satprem writes:
gatekeeper of the ego. It is able to learn but is incapable of You must know the whole before you can know the part
knowing the Truth. Whereas the universal intellect is “heart- and the highest before you can truly understand the lowest.
consciousness,” a state of consciousness that a person arrives . . . Psychoanalysts . . . look from down up and explain the
at through concerted effort on the Path including: devotion higher lights by the lower obscurities; but . . . the [super-
to the Master, letting go of attachments, service to creation, conscious], not the [subconscious] is the true foundation

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of things. The significance of the lotus is not to be found by I choose the word moment carefully, not just as a tempo-
analysing the secrets of the mud from which it grows. 8 ral measure but in fact to allude to its quality of timelessness;
something reported by most therapists participating in Gel-
So Rogers is describing in his terms a moment whereby
lar and Greenberg’s qualitative study.9
he is operating in the realm of the superconscious or which
This sense of timelessness leads again to terms in the
in Sufism is called seeing with the eye of the heart. That is,
spiritual lexicon. For example, Volume 8 of the Farhang-e
perceiving existence as it truly is, in its wholeness from the
Nurbakhsh (Sufi Symbolism), where Dr. Nurbakhsh provides
top down.
the definitions by past Sufi Masters of the term “moment,”
THE MYSTICAL MOMENT AND ROGERS writing that moment or ‘waqt’:
describes ‘time present’ when the entry of a Divine infusion
I believe that what Rogers could not, and would not, articu-
. . . or the stimulus of Divine attraction in the Sufi’s heart so
late—because he had no empirical base—was that the recip-
preoccupies one that one loses all sense of past or future.10
rocal intensity of a deeply immersed subjective relationship
lifts the energy of the interpersonal field to such a degree that Shah Nimatullah Wali in the same volume on this subject
perception with the eye of the heart is possible for a moment. is cited thus:

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Be present in your [moment]. . . . Let past and future go, do instead urged further experimentation. He continued his life’s
not lose your [moment], for consciousness of the past spoils work of reconciling the scientific with the subjective world of
the present moment and thinking of the future causes it to personal and spiritual experience, and the “new science” of
pass. Hence it has been said that the Sufi is the ‘child of the Chaos theory and his own philosophy were closely aligned.
moment.’11 Rogers had described the psychologically healthy per-
The experience of timelessness occurs in many situa- son—the “fully-functioning person”—as a person continu-
tions—at an exciting sports event, or at a music gig. A band ally in the process of becoming (their potentialities), adapt-
walks onstage—they are feeling good tonight, they begin ing positively to the feedback and interaction they have with
their performance, it reaches their audience and lifts their their environment. The fully-functioning person moves
spirits; in turn the people in the audience respond enthusi- creatively “towards ever greater complexity of experiencing.”
astically and this enhances the band, which in turn lifts the This is the marker of a person in the process of becoming
audience higher, and so on. The dynamic field of potentiality their potential.
exists and is present in all interpersonal interactions. Surely In the years before he died Rogers was excited to see that
I am amongst many of you who have witnessed that phe- his findings in the science of psychotherapy were reflected
nomenon in music: from the grand orchestral concert halls in other fields such as chemistry and mathematics and with
to traditional Irish folk sessions in tiny pubs: the symbiotic the emergence of Chaos theory. In other words, the fully-
enhancement of the communal experience where, with music functioning person is an open system—a principle in Chaos
as a vehicle, the veil between performer and audience is dis- theory—interacting with their environment and integrating
solved. Where, the day after, you feel somehow enhanced by these new experiences to adapt, as they proceed.
the experience of having been a part of that event. There are clear implications in his later work that, although
This dynamic energetic field exists between therapist as yet scientifically untestable, Rogers’ personal experience
and client, lover and beloved, master and disciple, and the had led him to apprehend a spiritual reality; that he saw this
focused immersion into it heightens the subjectivity to such a as part of our evolution as a species, or our potential as indi-
degree that separateness is felt to be passing away, and a new viduals, but that he did not believe he could responsibly con-
wondrous plain of consciousness is experienced. Imagine the vey this without sufficient empirical evidence.
therapeutic possibilities if this could be predicted. And this is It could well have been that Rogers would have gone on to
the challenge for those that want to seriously extend Rogers’ use open systems theory to begin to synthesize the scientific
work. How do you make a scientific case for this? What best with the spiritual.
to give to the interpersonal field to raise the energy dynamic According to Ruth Sanford, his close companion in his
to such a degree that the field unifies the consciousness of later years, he believed that living as an open system, being
individuals within it? a fully-functioning person and moving towards ever great-
I’m sure many therapists would immediately tell me that er complexity “does not rule out transformation to another
mindfulness does that. But I’m not so sure. Yes, it might, or it form of existence.”13
ARTWORK © HILMA AF KLINT, COMPLIMENTS OF THE HILMA AF KLINT FOUNDATION.

might be other qualities that contribute. Or maybe it is how


much of yourself—your being—you give, and not just to the
NOTES
other person, but to the situation. How much of your “sugar-
1 Carl Rogers, A Way of Being (New York: Houghton Mifflin 1980), 138.
ness” will you give to that tea? How much of your profes-
PHOTOGRAPHER ALBIN DAHLSTRÖM, MODERNA MUSEET, STOCKHOLM.

2 Carl Rogers, On Becoming a Person: a therapist’s view of psychotherapy (London:


sional façade, or self, will you put aside or sacrifice so that Constable, 1961).
3 Carl Rogers, “Persons or Science? A Philosophical Question,” CrossCurrents 3, no. 4
you can enter into that realm?
(1953): 289-306.
Rogers was clear about how much to give of himself to the 4 Carl Rogers, On Becoming a Person: a therapist’s view of psychotherapy (London:
therapy relationship: Constable, 1961), 202.
5 B.T. Brodley, “Personal Presence in Client-Centred Therapy” The Person-Centred Jour-
I launch myself into the relationship . . . not as a scientist, not nal, (2000) 7 no. 2, citation from Baldwin, M. Interview with Carl Rogers on the use of
the self in therapy in “The use of self in therapy” eds. M. Baldwin and V. Satir (New York:
as a physician who can accurately diagnose and cure, but as a
Haworth Press, 1987), 45-52.
person, entering into a personal relationship. I risk myself . . . 6 Carl Rogers, A Way of Being (New York: Houghton Mifflin 1980), 8.
I let myself go into the immediacy of the relationship where 7 Dr Javad Nurbakhsh “Sufism and Psychoanalysis; Part Two: A Comparison between
it is my total organism which takes over and is sensitive . . . Sufism and Psychoanalysis,” Sufi: A Journal of Sufism, 6, Summer (1990) 5-6.
8 Satprem, Sri Aurobindo, or the adventure of consciousness (Mount Vernon, WA: Institute
I live the relationship on this basis.12 of Evolutionary Research, 1993), 206.
9 S. M. Geller and L.S. Greenberg, “Therapeutic Presence: Therapists’ experience of pres-
He had found himself, when doing this, unwittingly ence in the psychotherapy encounter,” Person-Centred and Experiential Therapies 1, (1
experiencing mystical moments on countless occasions in & 2), 2002.
10 Dr Javad Nurbakhsh, Sufi Symbolism VIII (London: Khaniqahi Nimatullahi Publica-
his work with individuals and groups. But he did not turn tions, 1994), 105.
towards consciously engaging with mysticism until much 11 Ibid, 107-119.
later in life. 12 Carl Rogers, On Becoming a Person: a therapist’s view of psychotherapy (London:
Constable, 1961), 202.
As scientist and pragmatist, he did not want his theory 13 R. Sanford, “From Rogers to Gleick and Back Again,” Beyond Carl Rogers Ed. D. Bra-
to be the last statements on the therapeutic relationship, but zier, (London: Constable, 1993), 259.

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