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Abstract
Rock mass characterization is essential for numerous applications in rock engineering practice
such as underground rock excavation design, tunnel design, rock slope design, design of foundations
on rock etc. It is therefore necessary to obtain design input parameters such as in-situ deformation
modulus (Em) and strength parameters for numerical modeling. These parameters can be obtained
from in-situ test such as pressure meter test. However during the preliminary design stage, the detailed
soil investigation is often not carried out, leading to unavailable or insufficient in-situ test data. Hence
it becomes crucial to evaluate rock mass modulus by indirect means using correlations based on rock
mass classification systems.
Over the years, many classification systems, such as Rock Quality Designation (RQD), Modified
Rock Mass Rating (RMR), Q-system, Geological Strength Index (GSI) systems, Rock mass index
(RMi) etc. have been developed. The deformation modulus of rock mass can be estimated using these
classification systems with different empirical correlations proposed by many authors. Other such
correlations are based on laboratory test parameters such as elastic modulus of intact rock core or
uniaxial compressive strength (UCS).
The comparative study of rock mass deformation modulus evaluated based on in-situ testing and
selected correlations is presented in this paper. The in-situ testing consisted of pressuremeter test
conducted on Basalt, Tuff and Breccia formations below the seabed. The laboratory testing was
carried out on the rock samples drilled and retrieved from the identical boreholes and depths at which
pressuremeter tests have been carried out. The comparison demonstrates overestimation of Em using
empirical correlations and necessitate more rigorous technique for estimation of Em, which can
estimate Em values nearer to in-situ test results.
1. Introduction
Rock mass deformation modulus (Em) is an important parameter in rock engineering to analyze
behavior of rock masses. The In-situ testing methods as well as empirical correlations based on other
engineering properties of rock are available in the literature to evaluate rock mass modulus. However,
in-situ tests are relatively expensive and cannot be carried out at all the times due to several practical
difficulties and other reasons. Among various correlations the foremost correlation is based on the
Rock Mass Rating (RMR) system developed by Bieniawski which was commonly adopted till recent.
Apart from this, there are many other correlations available in the literatures which have been evolved
over the years as illustrated by the relationships summarized in table 1. These correlations are based
on more easily measured properties of intact rock and visual observations of rock mass or rock core
samples. This paper summarizes some of these correlations and compares the outcome with in-situ
test results to assess applicability of empirical equations.
2. Review of literature
Estimation rock mass deformation modulus using a correlation based on geomechanical
classifications appeared as a traditional tool in rock mechanics since Bieniawski (1973) and his RMR.
Subsequent correlations have included RQD (Gardner, 1987; Kayabasi et al., 2003; and Zhang and
Einstein, 2004), Q system (Barton, 1983; Grimstad and Barton, 1993), Modified RMR (Serafim and
Pereira, 1983; Nicholson and Bieniawski, 1990), Rock Mass Index (RMi) (Palmström, 1995) and
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Geological Strength Index (GSI) (Hook et al., 1995) (Galera J. M. et. Al, 2007). Each of these
classifications systems is described in subsequent chapters with brief introduction about the required
parameters.
Fig.1 indicates the commonly adopted correlations proposed by Bieniawki and Serafim & Periera.
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failure criterion for rock masses, and assessment of TBM penetration rate. RMi is a volumetric
parameter expressing the approximate uniaxial compressive strength of a rock mass. It is given as:
(D = 0.37 jC -0.2 )
ii. For massive rock: RMi = ıc × fı = ıc × (0.05/Db)0.2 § 0.5ıc This equation is used
where the factor for scale effect fı < JP
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2005 Galera J. S. et al. Em= 147.28. e (RMR-100)/24 – 0.202 RMR (Gpa) ---
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The radial displacement, and the pressure necessary to cause the movement, is continuously
monitored by strain gauged transducers contained within the instrument and the loading curve is
plotted with these readings with loading cycles as shown in Fig. 2b.
It was observed from the HPD test results that the elastic modulus value was increasing with the
increase in applied pressure during the measurement. This is due to the closure of cracks or joints in
the rock mass under stress, making the material stiffer at higher stresses. Hence the first cycle was not
considered for the determination of modulus values as most of the closure of joints takes place during
this process. Altogether 22 numbers of pressuremeter tests were carried out and the results are
presented in table 2.
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4. Comparison
4.1 Comparison among Rock Mass Elastic Modulus Using Correlations
The parameters listed in table 2 are utilized to estimate rock mass modulus using different
empirical equations as listed in table 1 except first equation proposed by Bieniawaski (1978) which is
applicable for RMR values more than 50. The comparison of Em with different physical properties of
intact rock and rock mass parameters is indicated below;
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Based on the best fit trendline it can be observed that very high estimates are obtained using
correlations proposed by Nicholson & Bieniawski (1990) and Mohammad (1997). The correlations
proposed by Zhang and Einstein (2004) and Galera J. S. et al. (2005) indicates erratic trend when rock
mass modulus is compared with UCS. However this erraticness can be attributed towards possible
erraticness in measurement of UCS due to micro cracks, veins, variation in in-situ rock mass and lab
specimen etc. rather than inefficiency of correlations.
It can also be observed that the most conservative output is obtained using correlation proposed by
Gokceoglu et al. (2003) in all the comparison (Fig. 4 to 6) except in plot of RMR Vs Elastic Modulus
(Fig. 3) where correlation proposed by Gardner (1987) indicates the most conservative best fit curve.
The values of rock mass deformation modulus based on all the correlations are also compared with
corresponding value of insitu deformation modulus based on HPD. The comparison is carried out for
those rock specimens where all the correlations are utilised to evaluate in-situ modulus. The
contribution level of different correlations which gives nearest estimation is indicated in fig. 7. It can
be observed from this comparison that the method proposed by Gokceoglu et al. (2003) has maximum
number of estimates which are close to in-situ deformation modulus values followed by Zhang and
Einstein (2004) method and Gardner (1987) method.
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4.2 Comparison among rock mass modulus based on In-situ testing and correlations
The rock mass elastic modulus evaluated using HPD is compared with that evaluated using the
correlation. Out of 12 different correlation equations, the one with the most conservative results i.e.
proposed by Gokceoglu et al. (2003) is compared with in-situ modulus based on HPD. The
comparative charts are presented in Fig. 8 to Fig. 11. For comparison of Em with RMR, the equations
proposed by gardbner (1987) is also used along with Gokceoglu et al. (2003) equation.
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5. Discussions
It can be observed from this study that every correlation estimates the value of Em which is
different from each other. The equations proposed by Mohammad (1997) and Nocholson &
Bieniawski (1990) indicated very high values compared to other equations. Among rest of the
correlations, Gokceoglu (2003) and Galera J. S. et al. (2005) method indicates most coservative
estimates with lesser Em among all the equations. However when compared Em values estimated
using these equations with in-situ moduli based on HPD tests, the estimated Em values are still higher
than in-situ results.
The maximum descripancies are observed in estimated elastic modulus when compared with RMR
for higher RMR values of more than 35. The amount of descripancies in rock mass modulus when
compared with RQD, UCS and lab elastic modulus is comparatively less. RQD and UCS are two
parameters among other four to evaluate rock mass rating out of which three are qualitatively related
with discontinuities in rock. Hence the possible errors are involved in qualitative assessment of few
parameters in RMR system which can vary user to user compared to measurable parameters such as
RQD or UCS. This necessitates introduction some other measurable parameters within RMR to
increase the accuracy in estimation of rock mass modulus. The error can also arise due to the
provision of single rating value for a broad range of parameters which does not affect total RMR but
can affect in-situ results.
As far as other systems are concerned the RMR, RMi and Q-system are supposed to provide better
trend of the data because of detailed assessment of joint conditions.
On the other hand RQD is only one the six major components of the RMR classification and on
alone is not expected to provide realistic estimation.
GSI system introduces more impirism in a classification that itself is empirical as was stated in a
review by Palmström (2003) hence the rating can vary from user to user.
The number of in-situ test carried out for this study are limited hence due to lack of large number
of data, there is a possibility of non conclusive trend in the variation of Em with RMR or other
properties. If in-situ Em values based on the first loading cycle of HPD test were used in the
comparison, then the difference between measured and estimated Em values would have been much
higher. This is because Em values based on first loading cycle are very less and goes on increasing
with each cycle.
6. Conclusions
RMR classification have some limitations such as; the personal errors due to each user's judgment
from the quantitative definition in RMR itself, the unreliability of the weighted points to 100 points as
a full grade in rating of each classified factors, and the gap between maximum value and minimum
value within the fixed range of properties values. (Chun et al.)
All the correlations are based on easily measured properties of rock and rock mass index; however
it shall be noted that most of these correlations were developed specifically for application to
tunneling.
All the empirical estimations indicates overestimated rock mass modulus.
As the rock mass modulus evaluated based on pressuremeter test is even lesser than the most
conservative value based on correlation, in-situ test is preferred over the correlations.
The evaluation of RMR based on rock core logs from the boreholes is more representative of rock
mass along the vertical direction; however rock anisotropy in lateral direction remains undetected and
does not reflect in RMR. On contrary pressuremeter test applies pressure in radial direction and
records radial displacement, thus representing Em in lateral direction.
It is recommended to develop site specific correlations based on in-situ testing or to check
applicability of available correlations based on few in-situ tests before using them.
References
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Trans Tech Publications, pp. 452.
Bieniawski Z. T. (1989). Engineering Rock mass classifications, A complete manual for engineers
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Galera J. M., Alvarez M., Bieniawski Z. T. (2005). Evaluation of the deformation modulus of rock
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