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1983
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Jackson, Sidney Joe, "The alienation of the individual from society: A social-psychological theory and cross-cultural comparison "
(1983). Retrospective Theses and Dissertations. 8484.
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The alienation of the individual from society:
by
DOCTOR OF PHILOSOPHY
Approved:
Ames, Iowa
1983
PREFACE
ACKNOWLEDGMENTS
Conclusion
Page
Conclusion 98
Conclusion 134
Page
Conclusion 240
Conclusion 257
BIBLIOGRAPHY 308
V
PREFACE
deal with such crucial issues. And in the reading, one comes
if, after one has read through some of the literature, one
lost.
spite the fact that alienation theory has its roots in Marx's
from it.
viii
ACKNOWLEDGMENTS
to the topic of this study and the methods to be used, but who
PART ONE:
CHAPTER I:
Eric Fromm (1972) has been the person, perhaps, who has been
Studies in Sociology
to just what the term should refer to. Seeman's (1959) work
(1) from other individuals; (2) from work and its product;
(3) from "events and structures which affect him;" and (4)
much of the variety of usages stem from the fact that the term
(1970:xxviii-xxix):
because each facet of the field will be dealing with its own
has left the political Garden of Eden and projects his ex
trated intellectuals.
de-alienation."
11
who "... underlines the stress that Marx placed on both the
most usages and can include most levels and types of phenomena
substantiation be undertaken.
others.
alienation process.
Situational Context
Interaction
>
i
Self-Actualization ^
^ I A
i
Other Sanctions Self
Positively Negatively
4 i
Self-Fulfillment Self-Disillusionment
Identity of Alienness of
Self with Others Self from Others
is referred to Figure 2.
Birth
I
/ '
Primary Identification
\ Primary Alienation
N
F
A
N
C
Y V
C
H Secondary Identification Secondary Alienation
I
L
D
H
0 Identity Alienness
0
D
clearer as follows.
and that of another person, or his own hand and that of the
and the other person and the toy as "other." Thus, it may
identity.
ence, of the meaning of life and death, of good and evil, etc.
an emotional security.
identification.
from them. They set the stage for the further development
tion process.
essence of alienness.
Situational-Context
^Self-Presentation _
(Self-Actualization)
Self-Fulfillment Self-Disillusionment•
&
Identity (Being Cognition)
i
Alienness (Defensive
Cognition)
the presented self and the ideal self represents the individ
respectively.
identification is social-psychological.
of alienation.
the study.
cultural causes.
Conclusion
CHAPTER II:
second.
over their labor and are forced to sell it to the owners and
tranged," also.
conditions in society.
out the fact that Durkheim thus includes not only norms, per
like Durkheim he did not use the term) include several types:
only to the extent that such forms also alienate the individ
37
social relationship can place upon the other when their ex
social relationships.
man with man" (p. 93). This is the kernel of Weber's con
Derivatives, however, are also the legal norms (the law) and
than comrades.
dividuals.
cieties.
writes further;
taken and much of what Erikson has to say will become incor
terms as "D-cognition."
in a certain light.
ciples (the inner directed type) that guide him through the
and his adjustment to his peers are his most valuable assets.
with self-presentation.
fact that he does so, and the extent to which his theories
and her ambivalence about her own motives and behavior. She
said. On the other hand, the feeling that one is merely per
ideals.
organization" (1966:560).
(1979:32) writes:
of pleasure" (1979:29).
the recourse of focusing upon the here and now and upon one's
self.
does the future. The now generation does its own thing. A
and his society are essentially one, each a facet of the other.
60
this study.
totally ignored.
from one another, there is still a great need for the speci
causal relations.
Structural
Author cause Effect
labor and its product can have the array of effects presented
and the notion of how the whole of society can rest upon
to him will vary with the degree to which his society utili
and dynamic of its own quite apart from social structure. The
an ideal exists among workers who have never known it, again
formation.
tion.
PART TWO:
TOWARD
A SOCIAL-PSYCHOLOGICAL THEORY
OF ALIENATION
73
CHAPTER III:
phase.
Stimulus ^
(internal/external)
r i"
Sensation
1
S" m
(D
§ 1
Perception
(D
§
%
(Apperception)
i
Emotion
'—i-—
Response
of the organism at any given time, and which includes all the
develop later.
follows:
also that:
further comment.
next chapter.
This modal fear and anxiety, too, is the product of the inter
basis of this emotional fear and anxiety that I use the term
shared.
sons are that symbols may stand for images and percepts as
action that turns his consciousness back upon his own subjec
play stage and the game stage. The primary phase of identi
Stimulus
(internal/external)
&
Sensation
(D i.
Perception
m
to
& 0^
g)
% Cognition
n
X"
4,
Emotion
Response
individual.
wary of them, to shy away from them, and, above all, to en
self since the objective self has not yet fully developed.
dominancy of the "Me" aspect of the self over the "I," i.e.,
. . ." where:
This is, of course, to say not much more than that the
Me over the I.
other.
reflection."
ual now has an objective self and, in this sense, loses his
from them since he does not fear them, is not anxious in their
cognition.
and infant has been a warm and nurturant one in which fear
own psychic structure as the "Me" and fuse with the "I" in a
them prior to his acts. The Me, in such a case occurs only
and which require the engagement of mind and self with respect
Conclusion
Not only has the self become differentiated from others but
CHAPTER IV:
IN CHILDHOOD:
self occurs, i.e., when the individual learns his own name and
with that society. Either of these states emerge in, and are
alienation process.
the same as the primary phase but there are also significant
respectively.
Identification in Childhood
time.
am a good (or bad) father" or "I am fat and ugly" are state
ments which not only represent identity and image but repre
and sister who are females. He will learn that humans do not
eat bones, and males do not wear lipstick. He will also learn
106
that humans are generally more esteemed than dogs and that
ries" (1979:35).
strong emotions.
carried out without others and some are less reciprocal than
as others, who also use the ideal as a basis for their com
is correct, still this usage should not overlook the fact that
of action is substantiated.
society.
tween the "I" and the "Me" described in Chapter III. The
childhood and assumes new roles, claiming some for his own and
Alienation in Childhood
ings of others toward the real self and how they are supposed
redefine it; they thus impute a different image and also alter
further elaboration.
The italics in the above quotation are mine and are in
between how they are supposed to feel and how they really
and his brother Ben. During the fighting, Ben seems to get
that Mr. Rosenberg did not speak to Irving for the rest of
act toward him and how they actually feel and act have come
says that neither his mother nor his father loves him. These
closer to the center of the self. Those roles which have the
127
"the people" and which implies that other human beings fall
of their captors.
Like the deviant, only perhaps more so, the alienated in
rage.
ences may attack the self, the individual does not suffer
they ^ not have the same meaning. The individual can usually
it this way:
D-cognition state.
"happy robot."
and unity with society, though not like that in the state of
134
Conclusion
is associated.
what they have always done, we must remember that the intra
anxiety the child has developed during infancy also has its
loses his unity with his environment since the acting, spon
person.
138
CHAPTER V:
community college:
see the preoccupation with the self, we see the feeling of not
further elaboration.
Self -Images
concept.
Weiss continues;
the individual may construct, and each in its own way repre
self concept.
treatment in infancy.
142
does not.
And like the Conqueror and the Saint, the Stoic must resort to
Alienated Person
abnormal.
may fasten upon such differences and blow them all out of
Stoic than of the Saint or the Conqueror, but each type has
ing that the self-concept has become rigid and fixed and
"emptiness."
vidual cannot make meaning out of his own life. For the in
is previsioned.
values and beliefs and thus fails to obtain their full mean
the meaning of the action is not felt but only known. The
him, his actions thus may be without meaning, hence his sense
panies these.
charted sea."
"I."
and to act as though one were not even aware of what situated
Sartre, the Jew should accept the fact that one is a Jew and
153
He writes (1967:216):
be a sham or inauthentic.
occupation with the ideal self and the fear of the exposure of
the real self require so much energy that the alienated person
long periods may also be results. The whole effort may come
monitors his own behavior and emotions and overrides his spon
156
weariness.
CHAPTER VI:
ness, respectively.
ness state requires that we extend our analysis into the wider
some patterns exist, each society has its own unique history
society.
wish to avoid.
sources it engenders.
ciety, the surplus people break off to form their own social
units, but maintain social ties with the original group, not
heim's terms, the society has become "segmented," but the as
tion.
ence and sumptuary rites may emerge around this role, and it
that a new community form, the city, was to emerge and which
around its city into which the farmers and villagers in the
lation.
and Gesellschaft
writes:
Level 1
T _ communal gemeinschaft
2 societies = culture
Level 3
Level 4
Level 5 associational _ gesellschaft
societies culture
Level 6
tic."
Associational Society
hood, for it is only during this phase of the life cycle that
the schools and the churches must also be ruled out as being
family.
not mean that its causes are also located solely here. It is
family structure, but they are not necessary ones, and the
177
tion:
are rare among the poorer, simpler peoples of the world. Above
cates why;
et al.(1971:515):
crucial.
phase will thus have its important effects upon the follow
Chapter V.
sense.
186
PART THREE;
A CROSS-CULTURAL TEST OF
THE THEORY
187
CHAPTER VII:
The theory, having been put forward in Part One, now re
and this may be the reason why no effort has been made.
Methodological Procedure
Structural complexity
of society (variable #2, X^)
(-)
V
Family stability (variable #3, Xg)
( +)
V
Socialization process (variable #4, X^)
(+)
V
Alienness/identity
of the individual (variable #1, Y)
bols (x and y) so that the reader may refer to them if need be.
method used when the cases are not drawn on a random basis
and historical literature which was used as the data source for
societies studied.
outside the HRAF which might do so. With such cases located,
eliminated.
data were drawn are given in the context of the study where
they are cited along with the page numbers where the data were
The Wintu
Appendix I).
"Divorce was easy and frequent since the grounds were simply
the more or less brittle monogamy and the free play of indi
the infancy and early childhood stages for both sexes. The
father assumes more and more responsibility for the male child
as he grows older.
"... bathed three or four times a day until the cord dropped
that "children were nursed from two to four years" and that a
poker to make the feet short, and rubbed the cheekbones upward
195
The 0jibwa
study lived in Canada along the Berens River on the east side
people are divorced not once only, or, even twice, but seven
the children of her present husband, who may also have with
and the daily relation between mother and child was closer
herbs mixture. The cradle board was filled with a moss that
had been dried over the fire and rubbed and pulled apart until
it was soft and light. The baby was usually naked, or wore
only very little clothing, and was surrounded by this moss in
side the cradle board. "In cold weather a baby's feet were
200
wrapped in rabbit skin with the hair inside, or the soft down
times they are neglected, but often they are joked about and
gloried in."
teasing and jesting custom and tease and jest with one an
The Cheyenne
was "... divided into ten loosely organized bands, each one
203
tions at the time the bands were united during the great hunt.
When the communal hunt was over, the people split up into
125) "a single tipi shelters only a husband and wife and small
they are carried in their mother's arms for warmth and com
stops crying.
1960:92).
The Hopi
tural complexity.
has remarked;
reported that "every Hopi . . . must look out for himself and
The Nootka
lower reaches of the inlets where fishing and sea mammal hunt
ing could take place. The summer villages contained the mi
thus larger.
217) as follows:
writes of "a young chief who 'didn't get along well' with his
up" (1951:303).
the dowry, and those of the 'bride endowment,' since they had
the duty of the mother and father alone; aunts and uncles,
to shame them. This does not mean that the parents are care
in it.
they do not like big foreheads and slim legs, nor do they
(Austen, 1936:17).
tered about the island. Some are located on the coast, others
marry, and who gains less in comfort and social status than
her and married her very largely for that reason" (1935:201).
deal of their leisure with each other, for the most part in
upon.
as very nurturant, for both the mother and the father share
arms and to embrace her whenever they want to." With respect
the cares which are lavished upon them, invariably feels and
shows a deep affection for them, and later has a share in their
education" (1929:6).
identified with his or her society and does not see himself
224
should surpass all others, that his ambition and pride should
The Japanese
War Two, when extensive changes in its legal norms were in
tury. Even when we consider the fact that the Japanese family
type, this figure is still much lower than our theory might
a "deviant" case.
with the fact that the Japanese housewife does not typically
accurate:
his or her group is extreme has been widely reported and ac
them when they are able to escape it. These conclusions are
248-251).
Benedict continues:
son feel that he or she does not belong, and, if so, is this
others.
that will allow them to merge the I with the roles of the
habitually.
directed in some way toward releasing the self from the domi
movement."
Conclusion
CHAPTER VIII:
not mean that the Wintu family is two times more stable, only
I. Structural Complexity:
1 - very low
2 = low
3 = low-moderate
4 = moderate
5 = high
6 = very high
IV. Alienness-Identity;
Level 1:
1. Wintu 1 3 4 5
2. 0jibwa 1 2 3 2
Level 2 :
3. Cheyenne 2 5 5 5
4. Hopi 2 3 2 2
Level 3:
5. Nootka 3 3 4 4
6. Trobriands 3 4 5 5
Level 6:
7. Japan 6 4 4 1
8. United States 6 1 2 2
ly in Table 5.
Family
Stability (#3) ——— .76
erature on the family and found there that, while indeed the
5
/
0A
CP
4
Family
3
Stability
2
1 2 3 4 5 6
Structural Complexity
246
this study, they were measuring family form, which I have in
complexity.
the data of this table are more in concordance with the socio
logical literature than with our theory, and the first, linear.
curvilinear, one.
may note from Table 3 and Table 5 two cases which deviate from
society was mobile as it followed the herd and even when it had
the fact that these other factors come into play. The Chey
have not had time to have their full effect. There are indi
be ordinarily expected.
249
the Wintu and the Hopi since the highly nurturant socializa
for
sented in Chapter VII, it was noted that Aberle (1951) had ob
Socialization 3
1 2 3 4 5
Family Stability
250
among the Hopi and that such witches could even be suspected
ing evidence.
5
•S'y cP"
Identity/
4
3
/
Alienness
2
1
<>*
<9* y/ fi-
,0
<0^
1 2 3 4 5
Socialization
252
actly how it could do so, the most likely causal suspect ap
to check it out.
Family
Stability (#3) .805
Socialization (#4)
254
of the individual.
trained to observe his own acts and to judge them in the light
255
even while, at the same time, it is very stable and its so
be found.
is not borne out. Two cases stand out as deviant from this
both the Ojibwa and the Hopi reveal an apparently high fre
necessarily true. The mere fact that a society has not been
cial one in bringing about the alienness that has been ob
Conclusion
Ojibwa and Hopi cases illustrate that this trait can be trans
theory, which has argued for the place of the family in the
the culture. For the most part, the causal process has been
PART FOUR:
TO THE STUDY
261
CHAPTER IX:
and main ideas of the study in mind once again, we may then
The Theory
was alienated from what: man from man, man from "society,"
to, not being a part of, some social category or group, i.e.,
dant ly, the process by which the individual reached this state
tion term.
with others during his infancy, from which he was then "alien
was not alienated from others but continued his identity with
to alienness.
be broken into two major stages: the primary and the second
ary.
these identities and measures his real self against this ideal
syndrome," emerge. These are the traits which occur over and
being "on stage," "other direction," etc. They all stem from
connected in this way though they are not alienness per se.
be introduced.
being present.
occur, and while they were in the main verified, the question
was also practiced among the Ojibwa, this factor could have
alienness.
the Japanese it may be the emphasis upon the group over the
child-care norms.
CHAPTER X;
"historically blind."
reduce the concept to its bare bones, but at the same time re
ular study can take its place with respect to whatever partic
sense from other objects. But the self can now reappropriate
these objects into itself and they can become once again
identified.
years since this is primarily the time in the life cycle when
They are not the final answers but they can perhaps serve as a
type, its stability depending primarily upon the love and af
accomplished.
The causal process by which this occurs has been, also with
APPENDIX I:
OF CONCEPTS
There have been many concepts used in this study and each
Structural Complexity
Level 1:
Level 2:
494-495).
one unit over another; therefore, the new social units are
Level 3^;
of labor such that the new units formed are not merely seg
become interdependent."
achieved.
gifts are given from person to person and group to group with
vice, 1971:496-497).
Level
guished from the other levels ". . .by the constant threat
Level
Level 6 :
Family Stability
(1971:8) have said, the degree to which the family roles remain
set of norms comprising the roles of the husband and wife are
sessment.
Socialization
two years to three years) and during childhood (from about two
or herself.
Alienness/Identity
him or her from full status as a human being. I call this per
ception a "negative-essence."
things for their benefit rather than for the intrinsic pleas
state.
APPENDIX II:
extracted, and, for each variable, the page number where the
Lee, pp.131-132,
Dorothy pp.138-139
(1959)
Densmore, pp.48-49
Frances:
(1970)
Mischa: p.l0—B,
(1971) p.40—A,
p.40-B
Titiev, — —— p.12
Mischa;
(1972)
Talayesva, p.276
Don;
(1942)
305
Gunther, p.544 —
Erna:
(1962)
James: p. 53
(1870)
Colson, p.137 —
(1953)
Williams, p.92
Robin:
(1970)
Blackman, pp.9-10
Ann
(1976)
Lasch, —-
— p.22, p.23
Christopher:
(1979)
Josephson, — p.9
Eric and
Mary:
(1975)
Schur, p.l
Edwin;
(1977)
Woodward, et pp.56-62
al.:(19765"
308
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