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J Child Fam Stud (2016) 25:1926–1940

DOI 10.1007/s10826-015-0351-z

ORIGINAL PAPER

Mental Health Diagnostic Considerations in Racial/Ethnic


Minority Youth
June Liang1 • Brittany E. Matheson1,2 • Jennifer M. Douglas1,2

Published online: 30 December 2015


Ó Springer Science+Business Media New York 2015

Abstract Misdiagnoses of racial/ethnic minority youth’s Keywords Mental health diagnosis  Racial/ethnic
mental health problems can potentially contribute to minority youth  Disparities  Culture  Assessment  Mental
inappropriate mental health care. Therefore, we conducted health care  Psychotherapy
a systematic review that focuses on current theory and
empirical research in an attempt to answer the following
two questions: (1) What evidence exists that supports or Introduction
contradicts the idea that racial/ethnic minority youth’s
mental health problems are misdiagnosed? (2) What are the Researchers have called for the need to improve diagnostic
sources of misdiagnoses? Articles were reviewed from accuracy and validity of assessment tools for many years
1967 to 2014 using PsychINFO, PubMed, and GoogleS- (Alegria et al. 2010; Lewis-Fernandez and Diaz 2002;
cholar. Search terms included ‘‘race’’, ‘‘ethnicity’’, ‘‘mi- Pottick et al. 2007; Yeh et al. 2002). According to the
nority’’, ‘‘culture’’, ‘‘children’’, ‘‘youth’’, ‘‘adolescents’’, Cultural Formulation Model (Lewis-Fernandez and Diaz
‘‘mental health’’, ‘‘psychopathology’’, ‘‘diagnosis’’, ‘‘mis- 2002), diagnostic accuracy plays an important role in cul-
diagnosis’’, ‘‘miscategorization’’, ‘‘underdiagnosis’’, and turally sensitive clinical evaluation and assessment. This is
‘‘overdiagnosis’’. Seventy-two articles and book chap- particularly important for racial/ethnic minority children
ters met criteria and were included in this review. Overall, because their population is expected to increase in the next
evidence was found that supports the possibility of misdi- 25 years. Furthermore, research indicates that ethnic
agnosis of ethnic minority youth’s emotional and behav- minority children continue to receive poorer quality of care
ioral problems. However, the evidence is limited such that for their mental health problems compared to their non-
it cannot be determined whether racial/ethnic differences Hispanic Caucasian counterparts (Kataoka et al. 2002;
are due to differences in psychopathology, mental health Kuno and Rothbard 2005; Miranda and Cooper 2004;
biases, and/or inaccurate diagnoses. Cultural and contex- National Institutes of Mental Health 2001; U.S. Depart-
tual factors that may influence misdiagnosis as well as ment of Health and Human Services 2001; U.S. Public
recommendations for research and practice are discussed. Health Service 2000). A potential contributor to racial/
ethnic disparities in mental health care may be difficulties
and uncertainty in diagnostic assessment of racial/ethnic
minority youth, which may result in possible misdiagnoses
& June Liang of their emotional and behavioral problems (Lewczyk et al.
j1liang@ucsd.edu 2003; Lopez and Guarnaccia 2000; Strakowsky et al.
1
1997). Misdiagnosis could be problematic because it could
Department of Pediatrics, University of California, San
lead to ineffective or inappropriate care (Malgady 1996).
Diego, 8950 Villa La Jolla Drive, Suite C203, La Jolla,
CA 92037, USA However, despite the clinical importance of providing
2 accurate diagnoses, empirical evidence of misdiagnosis and
San Diego State University/University of California, San
Diego Joint Doctoral Program in Clinical Psychology, its correlates remains scarce.
San Diego, CA, USA

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The issue of misdiagnoses may be further complicated or adolescents in their sample. Out of 149 articles and book
in psychotherapy for youth in particular since parents often chapters, 72 met criteria and were included in this review.
play a crucial role in the reporting of their child’s mental
health problems. In general, parents are involved in many
aspects of service utilization, such as problem recognition Results
and facilitation of improvement during treatment (Cauce
et al. 2002; Kazdin 1989). Specifically, it has been found Is There Evidence of Misdiagnosis of Racial/Ethnic
that mothers are key stakeholders in the identification and Minority Youth Mental Health Problems?
definition of their child’s mental health problems (Burns
et al. 1995; Combs-Orme et al. 1991). However, cultural While there is evidence that the issue of misdiagnosis is not
factors, such as symptom presentation and idioms of dis- specific to just racial/ethnic minority but is applicable to all
tress, among others, may influence how parents recognize youth across various disorders, including attention deficit
and report their problems, which may influence diagnoses. hyperactivity disorder (ADHD), bipolar disorder, and
Additionally, research has shown that there is underuti- psychotic disorders (Dang et al. 2007; Olson and Pacheco
lization of mental health care among several racial/ethnic 2005; Reimher and McClellan 2004), various studies have
minority groups across the lifespan (Cook et al. 2007, supported the notion that there are ethnic disparities in the
2014; Garland et al. 2005). This underutilization of psy- diagnosis of ethnic minority youth’s psychological prob-
chological services by adults may result in underutilization lems. Research presented in this area is separated into
of psychological services by youth. prevalence studies, studies on diagnosis in treatment set-
We present a review of current literature that may elu- tings, and studies examining symptomatology and
cidate racial/ethnic differences in diagnosis and seeks to functioning.
answer the question of whether there is evidence of mis-
diagnosis (i.e. miscategorization, underdiagnosis, over- Prevalence Studies
diagnosis) of youth mental health problems in racial/ethnic
minority populations. In addition, this review presents Although few in number, there are some larger epidemio-
theoretical and empirical evidence of various cultural fac- logical studies that have examined how the prevalence of
tors that may help to explain possible racial/ethnic dis- psychiatric diagnoses of children vary by race/ethnicity.
parities or misdiagnoses. More specifically, this review Cuffe et al. (2005) examined the prevalence of ADHD in a
discusses how different conceptualizations of mental ill- diverse sample of children ages 4–17 and found that His-
ness can lead to variations in the perception of distress panic children were less likely than White children to have
thresholds, the experience, expression, and reporting of a diagnosis of ADHD based on parent-report on the
psychopathology. We also aim to describe problems with Strengths and Difficulties Questionnaire. In a sample of
current diagnostic and assessment procedures, and diverse youth ages 11–17 years old in the Houston
client/parent-therapist agreement on youth problems. metropolitan area, African Americans had a lower preva-
lence of mood disorders and substance use disorders than
European Americans, based on questionnaires, the Diag-
nostic Interview Schedule for Children-IV, and the Chil-
Method dren’s Global Assessment Scale (Roberts et al. 2006). In
this same study, European American youth had the highest
We reviewed articles and book chapters published from prevalence of substance abuse disorders compared to
1967 to 2014 and identified through PsycINFO, PubMed, African American and Mexican–American youth (Roberts
and GoogleScholar search engines. Search terms included et al. 2006). Other studies found no differences in the
‘‘race’’, ‘‘ethnicity’’, ‘‘minority’’, ‘‘culture’’, ‘‘children’’, overall prevalence of psychiatric disorders between
‘‘youth’’, ‘‘adolescents’’, ‘‘mental health’’, ‘‘psychopathol- American Indian and White youth (Costello et al. 1997)
ogy’’, ‘‘diagnosis’’, ‘‘misdiagnosis’’, ‘‘miscategorization’’, and between African American and White youth (Angold
‘‘underdiagnosis’’, and ‘‘overdiagnosis’’. Inclusion criteria et al. 2002). Likewise, in a study of non-treated, low socio-
included articles and book chapters written in the English economic status (SES) children in inner-city neighbor-
language, that presented research relevant to racial/ethnic hoods of the Netherlands, no differences were found in the
differences in the diagnosis or identification of mental prevalence of psychiatric disorders between native and
health problems or psychopathology in a racial/ethnic immigrant children (Zwirs et al. 2007). It is possible that
minority group, and that examined factors potentially instrument bias and parental misinterpretation, minimiza-
contributing to misdiagnosis. Articles and book chap- tion, or exaggeration of symptoms may explain the
ters were excluded if they did not include children, youth, inconsistency of findings.

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Studies Examining Diagnoses in Treatment Settings although it is possible that fewer African American youth
with these disorders were referred to the clinic. After
Although most of the studies on racial/ethnic differences in controlling for socioeconomic status, age, gender, and
the prevalence of youth psychological disorders seem to functional impairment, African American youth were more
suggest that there were few or no differences, studies of likely than non-Hispanic White youth to be diagnosed with
youth in mental health service using sectors, such as disruptive behavior disorder and conduct related problems
inpatient and outpatient treatment settings, may indicate (Nguyen et al. 2007). African American youth are shown to
more racial/ethnic variations in diagnosis. Patterns of be more frequently diagnosed by their clinicians with
diagnosis are presented by racial/ethnic group. conduct disorder and psychotic disorders and less often
diagnosed with mood, anxiety, adjustment, and substance
Non-Hispanic White Youth abuse disorders (Fabrega et al. 1993; Kilgus et al. 1995;
Mak and Rosenblatt 2002), however it is unclear about
A representative sample of almost 8000 adolescents (ages whether they were actually more seriously ill at the time of
12–17 years) who experienced at least one major depres- the referral. Similarly, in psychiatric inpatient settings,
sive episode in the previous year found that African African American male adolescents were more frequently
Americans, Hispanics and Asians were significantly less diagnosed with schizophrenic spectrum disorders while
likely to receive treatment for major depression than non- non-Hispanic White adolescents were more often diag-
Hispanic Whites (Cummings and Druss 2011). Rates after nosed with alcohol abuse, major depression, and bipolar
adjusting for relevant demographics (such as family disorder (Delbello et al. 2001; Muroff et al. 2008; Patel
income and insurance status) indicated that 40 % of non- et al. 2006; Tolmac and Hodes 2004). Mandell et al. (2007)
Hispanic White adolescents received depression treatment found a delay in diagnosis of autism for African American
compared to 32 % of African American, 31 % of Hispanic, children as they were less likely than White children to
and 19 % of Asian American adolescents (Cummings and receive an autism diagnosis at their first specialty care visit.
Druss 2011). Moreover, this same study found that these In addition, they were more likely to be diagnosed with
minority groups were also less likely to receive medication adjustment disorder and conduct disorder than to be diag-
to treat their major depression or be seen by a mental health nosed with ADHD. No differences were reported in
or medical treatment provider compared to their non-His- symptom presentation and diagnosis of social phobia
panic White counterparts (Cummings and Druss 2011). A between African American and non-Hispanic White chil-
nationally representative sample of almost 6500 adoles- dren (White and Farrell 2006). It is possible, however, that
cents (ages 13–18 years old) found similar results, in that parents may have been less forthcoming, informed, or
African American and Hispanic youth were less likely to prepared with relevant information at the visits.
receive treatment for anxiety and mood disorders compared
to non-Hispanic White youth (Merikangas et al. 2010). Hispanic Youth
However, it is possible that this may be related to a lack of
parental consent or proximity to treatment or difficulty Hispanic youth were more likely than non-Hispanic White
accessing treatment rather than a function of clinician bias youth to be diagnosed by their clinicians with adjustment
or misdiagnosis. For internalizing disorders, non-Hispanic disorders, anxiety disorders, depression or dysthymia, dis-
White youth are more likely to receive mental health ser- ruptive behavior disorders, substance use disorders, and
vices compared to ethnic minority youth (Gudiño et al. psychotic disorders, and less likely to be diagnosed with
2008). In a series of problem-based vignettes, a survey ADHD than non-Hispanic White youth (Nguyen et al.
study found that mental health professionals (psychiatrists, 2007; Yeh et al. 2002). Somewhat different results were
social workers, psychologists) were more likely to assign a found in another study where clinicians were more likely to
diagnosis to a non-Hispanic White youth as compared to diagnose Hispanic youth with disruptive behavioral disor-
African American or Hispanic youth (Pottick et al. 2007). der and substance abuse disorder and less likely to diag-
nose them with ADHD, anxiety disorders, and mood
African American Youth disorders (Mak and Rosenblatt 2002). In a national sample
of children and youth who used inpatient services, more
Prevalence of psychological diagnoses in African Ameri- Hispanic children and pre-adolescents (age 6–12 years)
can youth varies across diagnoses. After controlling for were diagnosed with psychosis than non-Hispanic White,
age, gender, functional impairment, and prior service use, African American, Asian Pacific Islander, American
African American youth in mental health services were less Indian, and Alaskan Native youth. In contrast, Hispanic
likely to be diagnosed with ADHD or a mood disorder adolescents (age 13–17 years) had fewer psychiatric dis-
compared to non-Hispanic White youth (Yeh et al. 2002), order diagnoses overall than any of the other ethnic groups

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(Leal 2005). Hispanic adolescents presenting at emergency treatment settings seem to indicate more racial/ethnic dis-
services were more likely to receive diagnoses of psychotic parities. African American youth tend to be more fre-
or behavioral disorders than non-Hispanic White adoles- quently diagnosed with psychotic and disruptive behavioral
cents (Muroff et al. 2008), although it is possible that they disorders and less likely to be diagnosed with mood and
were more ill before presenting to emergency services. In a substance abuse disorders. Hispanic youth appear to gen-
state-wide publicly funded service system, minority chil- erally be more often diagnosed with disruptive behavior
dren (which included Hispanic children) were 38 % more and substance abuse disorders and less frequently diag-
likely to receive diagnoses of oppositional defiant disorder nosed with ADHD. Asian American/Pacific Islander youth
compared to non-Hispanic White children, after controlling had mixed patterns of diagnoses, but studies seemed to
for other variables such as age and gender (Heflinger and show a lower likelihood of ADHD. Not enough research is
Humphreys 2008). available for Native American youth to draw any broad
conclusions. The inconsistencies in the findings may be due
Asian American/Pacific Islander Youth to a variety of factors such as treatment setting, treatment-
seeking behaviors, variety of diagnoses, criteria used for
Compared to non-Hispanic White, African American, diagnosis, and differences in the control variables.
Hispanic, and Native American youth, Asian American Based on the studies currently available in the literature,
youth had a lower chance of receiving an ADHD diagnosis is not yet clear whether these disparities represent true
from clinicians but a greater chance of receiving disruptive differences in psychopathology, variations in the manifes-
behavioral disorder, substance abuse disorders, and psy- tation of disorders, misdiagnosis, differences in help-
chotic disorders diagnoses (Mak and Rosenblatt 2002). seeking and referral patterns, or billing procedures. Few
Asian American children were less likely than non-Asian studies have attempted to disentangle the racial/ethnic
Americans (Whites, African American, Hispanic, Native disparities in diagnoses and systematically investigate
Hawaiians, and Native Americans) to be diagnosed by potential misdiagnosis. Delbello et al. (2001) suggested
clinicians with depression and ADHD and more likely to that variations in the likelihood of certain diagnoses
be diagnosed with anxiety and adjustment disorder between African American and non-Hispanic White youth
(Nguyen et al. 2004; Yeh et al. 2002). Native Hawaiian may be due to misdiagnosis, but did not directly assess for
youth were more likely than non-Hispanic White youth to the misdiagnosis. Mak and Rosenblatt (2002) found
be diagnosed with disruptive behavior disorder and conduct inconsistencies between Hispanic American children’s
related problems and less likely to be diagnosed with symptomatology based on the Child Behavior Check List
depression or dysthymia (Nguyen et al. 2007). (CBCL) and functioning based on their scores on the Child
and Adolescent Functional Assessment Scale with their
American Indian Youth diagnoses assigned by clinicians. The authors purported
that this discrepancy may indicate that clinician diagnoses
American Indian youth were less likely to be diagnosed were culturally biased. Furthermore, based on analysis of
with anxiety disorders and more likely to be diagnosed the research presented thus far, there was a discrepancy
with ADHD and substance use disorders than non-Hispanic between racial/ethnic differences delineated in the preva-
White youth (Shaffer et al. 1996). Native American youth lence studies and studies on diagnoses in treatment settings.
were also shown to have higher substance abuse rates than Prevalence studies, often based on research diagnoses
European American youth (Costello et al. 1999). Few which may have more rigorous and stringent diagnostic
studies have examined diagnoses of American Indian youth criteria, found few racial/ethnic differences, but diagnoses
compared to other ethnic groups and studies that examine in clinical settings, where the criteria are less well-defined
this population often do not find differences because the and vary across treatment setting, indicated more differ-
sample size is too small to detect differences (Mak and ences. This discrepancy may add to evidence supporting
Rosenblatt 2002). the possibility of misdiagnosis in treatment settings.
Although the actual causes of racial disparities in
Understanding of Patterns of Racial/Ethnic diagnosis are inconclusive at this point, potential misdi-
Disparities in Diagnosis agnosis of youth problems is problematic because it could
mean that their mental health needs are unmet or that they
Although most of the findings in racial/ethnic differences are receiving inappropriate care. Furthermore, misdiagno-
in the diagnosis of minority youth are varied, some themes sis may imply that there is incongruence between how
or patterns are indicated by the studies in this review. racial/ethnic minority children and their parents express
Prevalence studies show relatively few racial/ethnic dif- and report their presenting problems and what is diagnosed
ferences in the patterns of disorders, but diagnoses in by clinicians. This could have negative implications for

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treatment in that racial/ethnic minority children may not be doubtful that cultural formation interview and the added
receiving appropriate and effective intervention (Malgady cultural sensitivity components within DSM-5 by them-
1996). Therefore, it is critical to elucidate, understand, and selves will have much influence on clinical diagnoses and
attempt to correct any sources of misdiagnosis that may the receipt of mental health services in ethnic/racial
exist. minority youth. The difference maker is more likely to be
culturally competent clinicians.
What are the Possible Sources of Bias That Furthermore, evidence suggests that ethnic minorities
Contribute to Misdiagnosis? may use folk mental health classification systems that are
distinct from mainstream diagnostic categories (Good and
Some sources of misdiagnoses that affect youth from all Delvecchio-Good 1982; Kleinman 1988), such as ‘‘fright-
racial/ethnic groups include variations or bias in clinician illness’’ ‘‘heart-distress’’ ‘‘Ataque de nervios’’ (Guarnaccia
judgments and assessment and diagnostic tools (Young- et al. 2003), and ‘‘neurasthenia’’ (Zheng et al. 1997;
strom et al. 2006), and disagreement among multiple Takeuchi et al. 1998). Different cultures have been shown
informants (e.g. child, parent, therapist) that may further to have their own idioms of distress/specific illness cate-
complicate diagnoses (Hawley and Weisz 2003; Yeh and gories (Nichter 1981; Good and Delvecchio-Good 1982)
Weisz 2001). and it is conceivable that American psychologists’ con-
ceptualization of youth’s problems may be incongruent
DSM and Categorization of Disorders with or may not fully accommodate ethnic minority chil-
dren and parents’ perceptions of their problems under
Some researchers and scholars purport that the previous current nosological systems. For instance, taijin kyofusho
nosological system for mental disorders based on the (TKS), a Japanese culture-bound syndrome that seems to
Diagnostic Statistical Manual of Mental Disorders (DSM- resemble social phobia, is often miscategorized as social
IV-TR; American Psychiatric Association 2000) was based anxiety disorder (SAD) due to similar symptom presenta-
on models of conceptualizing and classifying mental illness tions but they are qualitatively different in terms of cause
that may not thoroughly accommodate cultural factors that of the fear (Stein and Matsunaga 2001). TKS originates
may influence diagnosis (Canino and Alegria 2008; Cauce from fear of disrupting social harmony through embar-
et al. 2002; Lopez and Guarnaccia 2000). In addition, rassing or offending others whereas in SAD, there is a
although some individuals from different cultures may greater fear of embarrassing the self (Maeda and Nathan
meet criteria for the same diagnosis, there are cultural 1999; Tarumi et al. 2004). Therefore, although two indi-
differences in the relationship between symptoms and viduals may appear to have the same symptoms, the
disorders (Alegria and McGuire 2003). For instance, non- experience of the disorder and its functional impact may be
Hispanic White patients were more likely to endorse the distinct due to different etiological pathways. Using the
symptom of ‘‘two years or more depressed or sad most top-down, universalist approach to diagnosis, without tak-
days’’, which meant that this symptom is informative about ing into account the individual’s sociocultural context may
the presence of depression for non-Hispanic Whites. In lead to errors in diagnosis. This underscores the critical
contrast, endorsement of ‘‘sad and blue’’ is a more pow- importance of a comprehensive, holistic, and biopsy-
erful predictor of depression for African Americans and chosocial formulation in understanding the patient.
Hispanics. This study illustrates that DSM-IV criteria may
not take into account that certain symptoms of depression Equivalence of Assessment Measures
may weigh differently across different cultural groups,
even though the ultimate diagnosis is the same (Alegria and A number of studies provide evidence suggesting that
McGuire 2003). assessment instruments for youth psychopathology may be
While the DSM-IV-TR lacked important information biased or lack cultural equivalence (Leung and Wong
about how cultural factors influence causal mechanisms in 2003; Okazaki and Sue 1995, 2000). For instance, the
diagnosis mental health disorders, the most current DSM factor structure of the Behavior Problem Index was not
(5th edition) has attempted to improve on the cultural equivalent across the ethnic groups of African American,
sensitivity by adding information related to cross-cultural Hispanic, and non-Hispanic White children (Spencer et al.
variations in the presentation of mental illnesses (American 2005). Lambert et al. (2002) examined whether African
Psychiatric Association 2013). Although no embedded in American parents’ report of their child’s problems matched
the diagnostic criteria, DSM-5 includes a cultural formu- with items on the CBCL and found that approximately 20
lation interview to assist clinicians in assessing for cultural types of problems that parents reported were not on the
factors that may influence presentation of symptoms and CBCL. In addition, less than 1 % of the parents reported
distress (American Psychiatric Association 2013). It is child problems that matched more than 57 of the 118

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CBCL items. The authors suggest that these findings multiple sources (Lau et al. 2004). This can provide a more
indicate that the CBCL does not fully represent African complete picture of the youth’s symptomatology and
American parents’ perceptions of clinically relevant prob- functioning across various contexts and situations, such as
lem behaviors of their children. Findings also revealed that home and school. This may be particularly important for
in general, the problems that were not covered on the racial/ethnic minority youth because their behavior may
CBCL tended to be behavior problems that impacted the vary across different environments (Kanazawa et al. 2007).
social environment. This perhaps highlights the collec- However, having multiple informants can also pose a
tivistic values that are more central to African American challenge for clinicians because oftentimes, there is dis-
culture versus the individualistic values of European agreement between different informants (Lau et al. 2004).
American culture. In a cross-national comparison of psy- In addition, parent’s recognition and experience of their
chopathology syndromes of CBCL for adolescents in target problems were often discordant with those of their
Thailand and the United States, researchers found poor child (Hawley and Weisz 2003). Compared to European
agreement in syndrome comparisons and found that there American children, teachers of African American children
were some syndromes such as delayed maturation, indirect rated the child as having more problem behaviors than
aggression and/or delinquency, and sex problems in boys according to parent-reports, which could imply that African
that were more pertinent with Thai adolescents (Weisz American children’s behaviors differ between home and
et al. 2006). It was suggested that syndromes derived in the school or that teachers differ from parents on expectations
U.S. may not apply to populations in other countries. or interpretations of African American children’s behavior
Hillemeier et al. (2007) examined the measurement (Minsky et al. 2006). These differences between multiple
equivalence of using the Diagnostic Interview Schedule for informants and stakeholders may further convolute the
Children (DISC) to diagnosis ADHD for African American diagnostic picture, particularly if there are differences in
and non-Hispanic White children. Using parent report on perceived functional impairment across cultures.
the DISC, 7 out of the 37 items of DISC for ADHD have Clinicians frequently depend on parental reports in their
differential functioning between African American and assessment of the youths’ presenting problems. However,
non-Hispanic White parents. Non-Hispanic White parents parents may not always employ a symptom-focused
were more likely to endorse those items, given similar approach and thus, their perceptions of their child’s prob-
underlying levels of hyperactivity. These findings suggest lems are often incongruent with those of clinicians who
that parent report of youth symptoms on the DISC may may focus more on diagnosis of disease (Pottick et al.
yield different results across racial groups, given similar 1992). Even though they were ethnically matched,
underlying needs for treatment. Researchers suggest that Dominican mothers and clinicians disagreed on the etiol-
semantic equivalence is important to consider, particularly ogy of child problems and expectations for and course of
in the translations of instruments because seemingly exact treatment for children’s ADHD (Arcia et al. 2002). Parents
translations of words may contain different cultural and clinicians disagreed on child’s problems based on
meanings (Marsella and Kaplan 2002; Manson 2000). CBCL in population of Dutch immigrants such that clini-
Clearly, there is a need for more assessments to be ana- cians tended to identified more problems than parents
lyzed for differences across racial/ethnic minority groups. (Reijneveld et al. 2005). Culturally-based differences
However, not all instances of the use of assessment between clinicians and parents may also contribute to
measures yielded evidence of bias or lack of equivalence. discrepancies in diagnosis (Lau et al. 2004). Nguyen et al.
Roessner et al. (2007) found similar discriminating validity (2007) found that although clinicians were more likely to
of the Child Behavior Checklist (CBCL) Attention Prob- diagnose African American and Native Hawaiian children
lem Scale across a Brazilian sample and German sample of with disruptive behavioral disorders, their parents did not
children diagnosed with ADHD. The Youth Self-Report significantly rate their children higher on externalizing
and Short Form Assessment for Children demonstrated behaviors on the CBCL. This may indicate possible clini-
factor structure equivalence across racial/ethnic groups of cian bias or different cultural perspectives on youth prob-
Hispanic, non-Hispanic White, African American, and lems and what behaviors are considered problematic.
Asian American youth (O’Keefe et al. 2006; Tyson and
Glisson 2005). Clinician Bias

Disagreement Among Clinicians, Parents, and Other Clinician biases and stereotypes about different groups or
Informants lack of knowledge of possible differences in symptom
presentation by minorities compared to non-Hispanic
Thorough clinical diagnosis of youth emotional and Whites may also result in inaccurate or missed diagnoses
behavioral problems involves gathering information from (Porter et al. 1997; Smedley et al. 2003). It has been shown

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that clinicians tend to place unequal emphasis on symp- consequences, and communication of illness are dependent
toms of clinical significance across different ethnic groups upon sociocultural beliefs about illness. Thus, patients’
(Neighbors et al. 2003). Mackin et al. (2006) suggested explanatory models would focus less on pathology, but
cultural bias in the interpretation of manic symptoms in more about the causes of their illness (e.g. uncomfort-
their study of clinician ratings of patients with bipolar able bodily sensations), why they started when they did,
disorder using the Young Mania Rating Scale (YMRS). others’ (e.g. family and friends) reactions and conceptual-
There were significant differences in mean ratings on 10 ization of them feeling ‘‘ill’’, and the functional impact of
out of 11 items of YMRS, particularly on items pertaining the illness. In contrast, Kleinman et al. (1978) suggest that
to mood elevation, irritability, thought content, and dis- clinicians’ explanatory models are based on the concept of
ruptive-aggressive behavior. In general Indian clinicians disease (abnormalities or malfunctioning of psychological
rated patients as more ill than American clinicians and UK processes or symptoms) and emphasize searching for a cure
clinicians saw them as less bipolar than American clini- instead of healing or simply managing the illness. Like
cians. Clinicians might be using their own cultural frame of patients’ explanatory models, clinicians’ models are also
reference and not interpreting youth behavior in the context culturally influenced, most likely by the biomedical
of the youths’ cultural norms, which may lead to misdi- approach to pathology. Focusing on disease and symptoms
agnosis (Minsky et al. 2006). It is important to note that neglects the sociocultural factors that make up the illness
misdiagnosis by mental health professionals due to cultural experience of patients. Without understanding the socio-
biases or stereotypes may over or under-estimate pathology cultural context in which the symptoms occur, it can be
and impairment, as diagnostic assessment errors in either difficult to accurately identify the etiology of the illness
direction create unique yet equally problematic challenges. and understand what may be maintaining it. This may
This may help to explain why African American and therefore lead to inaccurate assessment of patient’s prob-
Native Hawaiian youth were more frequently diagnosed lems, resulting in misdiagnosis.
with disruptive behavior disorders (Nguyen et al. 2007),
given that clinician’s own cultural frame of reference may Holistic View Versus Duality of Mind and Body
over interpret behaviors as problematic which could
thereby lead to misdiagnosis and higher rates of reported There is a general consensus among scholars that some
disorders among certain racial/ethnic groups (Nguyen et al. cultures may endorse a more holistic view of psy-
2007). chopathology (non-separation of mind, body, and spirit)
whereas other views of mental illness may endorse the
What are the Possible Cultural Factors That duality of mind and body (Kung and Lu 2008). Factor
Contribute to Misdiagnosis? analysis of a depression scale found that Chinese Ameri-
cans tend to not differentiate between somatic symptoms
Conceptualization of Mental Illness and psychological distress symptoms (Ying 1988). Fur-
thermore, individuals view psychopathology as a result of
Although there are challenges to diagnoses and evidence of physiological causes, they are less likely to endorse mental
misdiagnosis that are common to all youth, the chances of or emotional causes (Kung 2001). Chinese American adults
misdiagnosis may be exacerbated among racial/ethnic who were diagnosed with anxiety or depressive disorders
minority youth due to cultural factors that may be more were less likely to seek professional help while those who
relevant in minority populations. Cultural factors and somaticized their distress were more likely to seek help.
processes that may play a crucial role in contributing to This suggests that they perceive physiological symptoms of
misdiagnosis among racial/ethnic minority youth, includ- psychological distress to be mental illness. In addition,
ing cultural variations in conceptualization of mental ill- somatic complaints may be more culturally acceptable than
ness, and differences in the experience, expression, psychological distress (Kung and Lu 2008). As such,
reporting of psychopathology. individuals are less likely to identify mental illness because
when the body is thought to mediate the relationship
Illness Versus Disease Model between internal emotional psychological processes and
the social environment (Kleinman and Kleinman 1991).
Kleinman et al. (1978) proposed differences between the
explanatory models of patients and those of clinicians. Individualism and Collectivism
Patients’ explanatory models are based on their experience
of illness and the negative impact on their physical and Psychopathology can also be conceptualized along cultural
psychosocial function. Illness is socially and culturally dimensions of self-construal, particularly individualism
constructed because the labeling, perception, meaning, and collectivism. Persons from Western cultures tend to

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place emphasis on the self and autonomy whereas non- psychopathology because they are better educated about
Western cultures emphasize more interconnectedness with various disorders and their symptoms, or that their con-
others, such as family (Triandis 1995). In individualistic ceptualization of mental health is more aligned with
cultures, the etiology, experience, and expression of psy- Western views of mental health as compared to racial/
chopathology have more to do with the self (e.g. ‘‘I feel ethnic minority parents. In comparison to non-Hispanic
sad’’). In collectivistic cultures, the mental illness experi- White parents, African American, Asian American, and
ence may involve the perceptions and evaluations of others Native Hawaiian parents reported fewer internalizing
in their social environment and its impact on others. Par- behavior problems (Nguyen et al. 2007). It is possible that
ents’ cultural values and rearing practices may influence parents from non-Western cultures teach and expect har-
the experience and expression of their child’s emotions and mony and humility within the group and therefore are less
behavior. For example, the values of chaio shun (teaching tolerant of disruptive behaviors that draw attention to the
children culturally appropriate behavior) and guan (caring, self (Markus and Kitayama 1991). Likewise, the detection
concern, control) are central to Chinese parenting and rate (sensitivity) of their child’s externalizing behaviors
emphasize pro-social behavior, relational sensitivity, was higher among Western parents than among non-Wes-
awareness, and responsibility. Thus, Chinese American tern parents in the Netherlands (Zwirs et al. 2006). Car-
children’s behaviors and psychological symptoms may be ibbean Latina mothers of young children with disruptive
shaped by what is acceptable or discouraged within their behavior disorders interpreted hyperactive and restless
cultural context, which may influence symptom presenta- behavior, but not children’s fears, as indications of anxiety
tion and diagnoses that reflect those symptoms. (Arcia et al. 2004). Furthermore, in minority families,
These models of variations in the conceptualization of parents are often under more burden and stress, and
mental illness can be applied as overarching themes in the therefore, less likely to notice distress, anger, frustration,
following discussion of specific sources for misdiagnosis of and hopelessness in their children (Brannan et al. 1997).
youth psychopathology. These factors may be problematic because families may be
less likely to seek services in the mental health sector if
Cultural Influences on the Experience they do not believe their child’s emotional/behavioral
and Expression of Mental Illness problems are mental health related (Cauce et al. 2002).
The help-seeking literature may also provide some
Distress Thresholds insight into what parents consider to be severe or patho-
logical enough to warrant treatment. Some parents perceive
Some researchers have suggested that culture and ethnicity ADHD behaviors as part of normal development and thus
may play a role in whether individuals perceive certain do not believe they warrant treatment (Maniadaki et al.
problems to be mental health related or pathological in the 2006). In a help-seeking Puerto Rican community sample,
first place (Fabrega et al. 1993; Sue 1994). It is probable parents were more likely to seek therapy for their chil-
that cultural factors may underlie ethnic differences in dren’s mental health problems if one of the three conditions
problem recognition, conceptualization and severity were met—impairment of the child, parental burden, or
(Cauce et al. 2002; Lecrubier 2001). There may be dif- school problems. However, a child meeting criteria for a
ferent ‘‘distress thresholds’’ in problem detection or vari- psychiatric diagnosis alone did not necessarily compel
ations in what are considered undesirable, intolerable, or parents to use services (Alegria et al. 2004). It is possible
abnormal (Cantwell et al. 1997; Jensen and Watanabe that fewer Hispanic adolescents have psychiatric diagnoses
1999; Weisz and Weiss 1991). For instance, minority because they are not seeking care for their mental health
parents are more likely to identify their child’s emotional/ problems, particularly psychosis, primarily due to stigma-
behavioral problems as non-mental health related than non- tization (Leal 2005). This could mean that when they do
Hispanic White parents, not identify them as problems at seek help, their problems may be so severe that their
all (USDHHS 2001), or believe they will improve with symptoms first present as psychosis or disruptive behavior
time (Weisz et al. 1988). Along similar lines, when Lau disorder, even though the underlying problems may be
et al. (2004) found that non-Hispanic White (NHW) par- depression or anxiety.
ents reported more internalizing and externalizing prob- In fact, research has shown that ethnic minorities do not
lems than their children as compared to racial/ethnic seek mental health treatment until problems are severe
minority parents (Asian Pacific Islander, African Ameri- (Burns et al. 2004; Crane et al. 2005; Garland et al. 2003).
can, Hispanic), the authors suggested that their findings Thus, cultural differences in what parents perceive to be
may indicate that non-Hispanic White parents have a lower emotional or behavioral problems as well as the severity of
threshold for youth emotional and behavioral problems, those problems may lead to misdiagnoses or misinterpre-
non-Hispanic White parents are more aware of their child’s tation of symptoms.

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1934 J Child Fam Stud (2016) 25:1926–1940

Racial/Ethnic Differences in Symptomatology symptoms and their health problems, spirituality, and use
and Functioning of idioms of distress, such as the Korean hwa-byung, to
represent bodily distress and interpersonal or social prob-
Several studies have shown that the experience of mental lems (Brown et al. 2003; Kirmayer 2001; Lin et al. 1992;
illness may vary across racial/ethnic groups. Hispanic Pang 1990). In sum, the cultural context may dictate which
females. emotions and behaviors are acceptable and how they may
be expressed.
Expression and Reporting of Mental Illness

The variability in the experience of illness may imply that Discussion


there may be cultural differences in the expression of ill-
ness as well. Culture may play a role in what emotions or The purpose of this review is to consolidate literature on
behaviors are sanctioned or discouraged. It is suggested racial/ethnic disparities on diagnoses of youth mental
that the level of stigmatization of symptoms or syndromes health problems and analyze whether there is enough
may dictate how mental health problems are expressed conclusive evidence to warrant misdiagnoses. In addition, a
(Krueger et al. 2003). For instance, Japanese Americans discussion of processes and cultural factors that may con-
reported lower levels of positive affect than European tribute to misdiagnosis was presented. Overall, the litera-
Americans (Kanazawa et al. 2007). The researchers purport ture seems to suggest the possibility of misdiagnosis of
that these results could be explained by the Japanese ethnic minority youth’s emotional and behavioral prob-
American’s collectivistic self-construal that encourages the lems. However, not enough evidence is available to parse
inhibition of positive affect in order to maintain group out racial/ethnic differences due to true differences in
harmony. In an epidemiological study of mental health of psychopathology compared to misdiagnoses because of
children in Puerto Rico, 9 % of children in the community bias or inaccurate diagnoses. Furthermore, a variety of
sample and 26 % of children in the clinical sample had a cultural factors may help to explain why there might be
reported history of an ataques de nervios, a culture bound misdiagnosis—from broad themes in different models and
syndrome in Hispanic cultures with symptoms similar to expressions of mental illness to the limitations of diag-
panic attack (Guarnaccia et al. 2005). This may suggest nostic and assessment procedures to the incongruence
that even though Puerto Rico is largely influenced by among multiple informants. Although some progress has
American culture, cultural syndromes such as ataque de been made to better understand how culture may impact
nervios are prevalent in Puerto Rican children and may not diagnoses, more effort and research is needed in this field
only be an acceptable form of expressing emotional dis- to address the issue of misdiagnosis. Additionally, in the
tress but is possibly encouraged or expected (e.g. as a way conduct of this review, we noted that the majority of the
of displaying caring) (Guarnaccia et al. 2005; Oquendo studies included in the review were published before 1967
1994). or after 1990. The dearth of literature available on this
Additionally, studies have found that non-Western topic between 1967 and 1990 may have been a reflection of
individuals and ethnic minorities living in Western soci- the field of psychological research of those times. After
eties experience and express distress through somatic 1990, there began a surge of interest in the field of racial/
symptoms more than European Americans (Kirmayer and ethnic minority research, possibly related to the Surgeon
Young 1998; Uba 1994). In a study examining anxiety General’s Report on racial/ethnic disparities in health and
reporting, Mexican and Mexican–American children mental health care. This likely increased research funding
reported more physiological symptoms relative to Euro- and interest in this field, creating a greater availability of
pean American children (Varela et al. 2004). The investi- studies in the late 1990s and 2000s. In more recent years,
gators suggest that it may be due to cultural processes such the number of papers and book chapters on this topic has
as Mexican parents being more likely than European once again diminished. Thus, we believe that this review is
American parents to interpret ambiguous symptoms as timely for continuing to maintain current awareness of
somatic and non-anxious (Varela et al. 2004). Thus, par- diagnostic issues for racial/ethnic minority youth in the
ental perceptions of problems could shape how their chil- mental health field.
dren’s experiences are expressed. For a sample of
Mexican–American adolescent girls, cultural affiliation
interacted with self-esteem when predicting internalizing Discrepancies in Perceptions
symptoms (McDonald et al. 2005). Studies of minority
women’s expression of depression tend to have a pattern of In order to bridge the differences in diagnoses and per-
somatization, a greater link between their psychological ceptions of mental illness between youth, parent, and

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therapist, training of clinicians should include greater Explanatory Models


emphasis on cultural competence and taking an ecological
approach to understanding psychopathology. This also As suggested by the literature reviewed, it is necessary to
includes training on methods to improve assessment consider variations in the expression and experience of
specificity, sensitivity, reliability, and validity as high- mental illness or symptoms (Yeh et al. 2002) so that
lighted in the work by Kirk (2004) on ways to improve diagnoses reflect the diversity and variation in symptom
accurate diagnoses in youth psychopathology. Previous presentation and manifestation of illnesses. Taking into
literature has proposed various means for increasing the account the possibility that racial/ethnic minority parents
cultural competence of mental health services. These may perceive, assess, and report their child’s problems in
strategies include treatment that takes into account the ways different from how clinicians interpret symptoms
client’s cultural values, traditions, expectations for positive may encourage clinicians to employ more cultural sensi-
change, and expectations of the counseling experience; tivity when making diagnoses. Increasing parent-therapist
awareness of cultural differences in the manifestation of agreement on the child’s problems may result in greater
disorders; culture-specific parallel programs; scientific consensus on the expectations, goals, and course of treat-
mindedness (forming and testing hypotheses instead of ment for the child, and increased parental engagement,
making assumptions about clients); dynamic sizing (ap- which may then lead to better treatment outcomes and
propriately generalizing and individualizing); and culture- reduced likelihood for dropout (Acosta et al. 1983; Brown
specific expertise (having specific knowledge of and skills et al. 2003; Kleinman et al. 1978; Lewis-Fernandez and
to work with different cultural groups) (Fischer et al. 1998; Diaz 2002; Kupst and Shulman 1979; Minnis et al. 2003;
Pope-Davis et al. 2001; Sue et al. 1991; Sue 1998; Morrissey-Kane and Prinz 1999).
Takeuchi et al. 1992). In addition, some researchers have In order to increase parent-therapist agreement on youth
argued for bridging patient-provider worldviews, including problems, some researchers have argued for bridging
explanatory models (i.e. beliefs about causes of problems, patient-provider worldviews, including explanatory models
reasons for symptom onset, pathophysiology, course of (i.e. beliefs about causes of problems, reasons for symptom
illness, and treatment goals) or client-therapist cognitive onset, pathophysiology, course of illness, and treatment
match on problem perception and treatment goals (Lewis- goals) or client-therapist cognitive match on problem per-
Fernandez and Diaz 2002; Zane et al. 2005). Thus, clini- ception and treatment goals (Lewis-Fernandez and Diaz
cians can be further trained on how to bring together the 2002; Zane et al. 2005). Kleinman et al. (1978) suggested
perspectives from different stakeholders in treatment and eliciting clients’ socially and culturally constructed expe-
view psychopathology through the lenses of parent and rience of illness and its functional impact to identifying the
child as well as helping them understand the clinician’s symptoms that are most salient to their experience of the
point of view. This would help clinicians to better distin- illness. This could improve understanding of the disorder
guish true psychopathology from symptoms or disorders from the client’s point of view. In youth psychotherapy,
that may seem problematic but are actually normal, parents are part of the child’s social world and play an
expected, or benign within the cultural context of the youth important role in recognizing youth problems and deter-
and/or parent. These approaches to bridging the perspec- mining whether they constitute mental illness (Weisz et al.
tives of youth, parent, and therapist may lead to greater 1997). Involving racial/ethnic minority parents in their
consensus on diagnoses. child’s treatment would provide the clinician the opportu-
Since parents play an important role in psychotherapy nity to understand the parents’ explanatory models about
for youth, a successful outcome of this training would be their child’s emotional or behavioral problems. This may
that clinicians and parents would be able to work collab- help to provide a socio-cultural context in which to inter-
oratively and agree on diagnoses, thereby fostering more pret the child’s psychopathology and reduce the likelihood
parental engagement and involvement in treatment (Lewis- of clinician bias and misdiagnosis. Involving parents in
Fernandez and Diaz 2002). Parental involvement has been treatment by understanding their explanatory models can
found to be associated with positive treatment outcomes in better improve quality and accuracy of diagnosis, assess-
youth psychotherapy (Budd et al. 1986; Charlop-Christy ment, and treatment.
and Carpenter 2000; Harrison et al. 2004; McKay et al.
2001; Short 1984). Furthermore, if parents and youth are Suggestions for Future Research
more engaged, there may be increased likelihood that there
will be greater treatment retention and satisfaction with As stated earlier, most of the studies on racial/ethnic dis-
treatment. In general, training in cultural competency parities in diagnoses do not adequately disentangle true
would lead to a greater accuracy of diagnoses and more differences from misdiagnosis (underdiagnosis, overdiag-
appropriate treatment for youth. nosis, miscategorization) and various forms of bias (e.g.

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1936 J Child Fam Stud (2016) 25:1926–1940

cultural bias of assessment measures). Furthermore, it is There is a clear need for cultural sensitivity in order to
recommended that future research be more consistent in accurately assess, diagnose, and treat ethnic/minority
controlling for and examining other variables that may youth. Research studies should consider race and ethnicity
influence racial/ethnic differences in diagnosis, such as as crucial factors when designing studies and should make
acculturation, immigrant and refugee status, the racial/ greater efforts to recruit from underrepresented populations
ethnic breakdown of the patient’s social environment, SES, (Anderson and Mayes 2010). Moreover, longitudinal epi-
treatment milieu, and billing issues. Similar to race/eth- demiological research should do utilize valid, cross-cul-
nicity, acculturation may influence the experience and turally sensitive measures to assess prevalence rates across
expression of psychopathology and can account for some a variety of research and clinic settings throughout both
of the heterogeneity within various ethnic groups (Uba rural and urban areas, though this may likely be con-
1994). Intra-group factors such as immigration and refugee founded based on who presents for treatment, endorses
status, trauma experience, and acculturative stress may psychopathology symptoms, and even who agrees to par-
impact symptom experience, expression, and diagnosis ticipate in a research study. Although the field has called
(Furnham and Malik 1994; Mallinckrodt et al. 2005; for additional research in understanding disparities in
Oppedal et al. 2005; Phan and Silove 1997; Stevens and internalizing disorders among racial and ethnic minority
Vollebergh 2008; Titzmann et al. 2008; Uehara et al. youth (Anderson and Mayes 2010), minimal progress has
1994). Compared to Mexican–American and Puerto Rican been achieved in the 5 year interim. As future research
mothers, Mexican mothers, assumed to be less accultur- becomes available, it will become clearer whether the
ated, were less likely to perceive ADHD behaviors as differences found across ethnic/racial groups are genuine
normal (Schmitz and Velez 2003). Acculturative stress differences in diagnosis prevalence, or the consequences of
(distress resulting from the process of acculturation) is misdiagnosis.
more consistently associated with youth psychiatric
symptoms than acculturation itself after controlling for Acknowledgments We would like to thank Dr. May Yeh, Associate
Professor at San Diego State University, for her mentorship and
nativity, maternal education, child gender, stressful life guidance in the preparation of this manuscript.
events and parental psychopathology (Duarte et al. 2008).
Although some studies did not find an association between Compliance with Ethical Standards
SES and psychiatric diagnoses of minority youth (Roberts
Conflict of interest We have no conflicts of interest to disclose.
et al. 2006; Zwirs et al. 2007), others argue that the effects
of SES often overlap with race/ethnicity and should be
parceled out during analyses (Kendall and Hatton 2002;
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