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ORGELBÜCHLEIN OF J. S. BACH
by
Vincent P. Benitez
Tallahassee, Florida
INTRODUCTION
Treatises on the art of musical composition {música poética), which
were primarily written by Lutheran cantors, appeared in the sixteenth and
seventeenth centuries. Música poética, a term first appearing in Nicolaus
Listenius's Rudimenta musicaeplanae (Wittenberg, 1533), emphasized the
creativity of the composer with instructions not only in necessary fundamen-
tals but in setting a text to music' Works dealing with música poética bor-
rowed from rhetorical terms of speech in order to define compositional pro-
cesses and structures. George Buelow notes that ' 'such a viewpoint remain-
ed valid well into the eighteenth century." ^
Bach taught Latin as one of his duties at the St. Thomas School in Leip-
zig. Philipp Spitta elaborates on his responsibilities:
This consisted in giving five Latin lessons weekly to the third and
fourth classes; in these the course included written exercises, grammar,
the Colloquia Corderii (Leipzig, 1595], and an explanation of Luther's
Latin Catechism.22
In addition to his official duties as Cantor, Bach had several private music
pupils. Johann Nikolaus Forkel might be describing Bach's musical pedagogy
when he writes;
CHORALE SETTINGS
8
the chorale melody distributed between various parts. Stated fourteen times
in the first twenty-nine measures (mm. 1-12 = mm. 18-29), this incipit il-
lustrates a use ofpolyptoton^° (see Example 5). Bach skillfully incorporates
short figures such as groppo and messanza as an integral part of much of
the eighth-note manual figuration. Striking examples of anabasis (ascen-
ding motion)^' are presented with manual figures ascending three octaves,
reflecting the sense of joy and exaltation in the text (see Example 6).
The second phrase of the cantus firmus is treated like the first with
entrances at measures 30-31 (soprano), 32-33 (tenor), and 34-35 (pedal),
another use of polyptoton. Bach departs from the lenthy manual scales
associated with the first twenty-nine measures and introduces a suspirans
figure into the keyboard texture, producing anaphora (see Example 7).
The text of Lazarus Spengler's hynui (1524) expounds upon the "fall
and redemption of the human race."^ Bighley notes its significance to the
Lutheran church:
As one of the earliest Lutheran hymns to present clearly and
powerfully the basic idea of the Reformation, this chorale had much
influence and symbolic importance. It enjoyed wide and general ac-
ceptance and did much to bring an understanding and joyful accep-
tance of the Lutheran
The doctrinal significance of this chorale must have had an impact on
Bach, for this setting reveals an abundant utilization of musical-rhetorical
figures. The first line of the chorale, "Through Adam's fall, the nature and
essence of man is wholly corrupted,"62 is vividly suggested by a series of
descending diminished sevenths in the pedal separated by rests (see Exam-
ple 10). The diminished sevenths are examples of salti duriusculi—harsh
melodic leaps. Harsh leaps, if called for by the text, were a part of stylus
modemus and suggested in seventeenth-century German theory books.^'
The rests separating the series of "falling" diminished sevenths illustrate
tmeses, "serving in its gaps or rests to express the effect (Affekt) 'suspiran-
tis animae,' 'of a sighing of the spirit,' in Athanasius Kircher's words.""
10
but rather alternating, the first beginning "Ach wie fiüchtig, ach wie
nichtig," the second "Ach wie nichtig, ach wie fiüchtig," the third "Ach
wie ñüchtig, ach wie nichtig," and so on. Johann Crüger's Praxis
Pietatis mélica, I66I, appears to have been the first to make the first
two lines of all verses identical.*^
Ascending and descending scales permeate the manual texture (see Ex-
ample 13). Illustrating/Mga (literally "flight"),** the scales may relate to the
"evanescence and constant change of fog, cloud and human life"*^ described
in the text. Scale patterns are also used in the opening chorus of Cantata
26 (Ach wie nichtig, ach wie flüchtig), perhaps as a sign of association.^"
The pedal motive consists of octave leaps, possibly derived from the
repeated notes in the cantus firmus.'''^ The pedal is enhanced by the
rhetorical use of tmeses (unexpected interruption in a musical texture),
possibly relating to the nichtig (emptiness) of the text (see Example 14).''^
False relations (parrhesia) are particularly apparent in the last three measures
(see Example 15).
CONCLUSION
Aristotle stated that the province of rhetoric has "no particular limited
class of suhjects."^^ The purpose of this study has been to demonstrate that
the fusion of rhetorical concepts with Baroque musical compositional pro-
cedures has direct bearing on the composition of J. S. Bach's Orgelbüchlein
and a subsequent importance to modern performances of the collection.
Analyses of the Orgelbüchlein's musical-rhetorical figures can only serve
as a foundational beginning to any organist. A musician should thoroughly
probe all figures and their implications and not arbitrarily assign tbem
prescribed meanings.
Whether one agrees with the infiuence of musical rhetoric on Bach's
music, or not, one should not dismiss historical evidence. German Baroque
theorists, although not highly noted for their compositional skills, were sub-
jective observers of a common language which derived from a common
cultural background. Tbeir catalogs of devices were not recipes or cryptic
messages hut suggestions from which composers' expressive craftsmanships
evolved.^* Slavish adherence to any historical information provides an ex-
tremely limited hasis for interpretation. What is needed in modern perform-
ance is a creative and vital imagination coupled with a respect and observ-
ance of historic principles.
It is the intent of this writer that this study serve as a point of departure
11
for a better understanding of Bach's music and its performance, as seen
through Baroque rhetorical concepts. Perhaps Spitta's words describe wholly
the obligation of any writer on Bach's music:
We . . .have our duty too, each in his degree, to labour that the
spirit of the great man may be more widely understood and loved, ^s
12
END NOTES
'Harold E. Samuel, The Cantata in Nuremberg during the Seventeenth
Century (Ann Arbor: UMI Research Press, 1982), pp. 170-71.
2George Buelow, S.V., "Rhetoric and Music" in The New Grove's Dic-
tionary of Music and Musicians, 20 vols., ed. Stanley Sadie (London: Mac-
millan, 1980).
^Timothy Edward Alhrecht, "Musical Rhetoric in Selected Organ Works
of Johann Sebastian Bach" (D.M.A. dissertation, Eastman School of the
University of Rochester, 1978), p. 32.
*Johann Mattheson, Johann Mattheson's Der vollkommene
Capellmeister—A Revised Translation with Critical Commentary
(Hamburg: Christian Herold, 1739; trans. Ernest C. Harriss; Ann Ar-
hor: UMI Research Press, 1981), pp. 469-72.
^Idem, p. 471.
orator relied on the formulae of the decoratio in order to
empower the speech with passionate expression. These formulae were
transferred to music leading to theories of musical-rhetorical figures,
first systematized in the Hypomnematum musicae (1599), Música
autoschediastike (1601), and Música poética (1606) of Joachim
Burmeister (1564-1629) (Buelow, S.V., "Rhetoric and Music," Alhrecht, p. 34).
^Günther Stiller,/oÄ«wn Sebastian Bach and Liturgical Life in Leipzig
(trans, from Johann Sebastian Bach und das Leipziger gottesdienst-
liche Leben seiner Zeit, Berlin: Evangelical Publishing Company,
1970, hy Herbert J. A. Bouman, Daniel F. Poellot, Hilton C. Oswald; ed.
Rohin Leaver; St. Louis: Concordia Publishing House, 1984), p. 221.
»Samuel, p. 181.
»Alhrecht, p. 104.
'"Samuel, p. 172.
"Albert Schweitzer, / 5. Bach (French edition, 1905; English
translation hy Ernest Newman, 2 vols.; London: Breitkopf and Härtel, 1911;
reprint ed.. New York: Dover Publications, 1966), 1:284.
'^George J. Buelow, "Music, Rhetoric and the Concept of the Affec-
tions: A Selective Bibliography," Notes 30 (Dec, 1973): 250-59.
13
•''•Phillip Spitta,/oÄ«ww Sebastian Bach: His Work and Influence on
the Music of Germany, trans. Clara Bell and J. A. FuUer-Maitland, 3 vols.
(London: Novello, 1884-85; reprint ed.. New York: Dover Publications,
1951), 1:187.
'SAlbrecht, p. 16O.
i^Spitta, 1:217.
''''Idem, 1:218.
'^Johann Gottfried Walther, Praecepta der musicalischen Composition
(Weimer: 1708; reprint ed., Leipzig: Breitkopf und Härtel,
Ti95'5),Musikalisches Lexikon Leipzig: 1732; reprint ed.,Kassel:
Bärenreiter, 1953).
i'Myron Rudolph Falck, "Seventeenth-Century Contrapuntal Theory in
Germany," 2 vols. (Ph.D. dissertation, Eastman School of the University of
Rochester, 1964), 1:137; Walter Hilse, "The Treatises of Christoph Bernhard,"
translated by Walter Hilse in The Music Forum, vol. 3, ed. William J.
Mitchell and Felix Salzer (New York: Columbia University Press, 1973),
pp. 90-91.
Michael Mylius, Rudimenta musices, das ist: eine kurtze
und grand-richtige Anweisung zur Singe-Kunst (Mühlhausen: 1685); see
Frederick Neumann, Ornamentation in Baroque and Post-Baroque Music
(Princeton, N.J.: Princeton University Press, 1978), p. 108; Thomas Balthasar
Janowka, Clavis ad thesaurum magnae artis musicae (Prague: 1701; reprint
ed., Buren: Uitgeverij Frits Knuf, 1973).
21 Robert Clark and John David Peterson, "The Orgelbüchlein: Musical
Figures and Musical Expression," The American Organist \9 (March 1985):80;
Falck, 1:137.
22Spitta, 2:184-85.
23johann Nicolaus Forkel, On Johann Sebastian Bach's Life, Genius,
and Works (1802), trans. A. C. F. Kollmann, quoted in Hans T. David and
Arthur Mendel, The Bach Reader, 2nd ed. (New York: W W. Norton, 1966),
p. 318.
2'^Idem, p. 330.
25David and Mendel, pp. 22, 231; Ursula Kirkendale, "The Source for
Bach's Musical Offering: The Institutio oratoria of Quintilian,"/AW5
33 (1980):132.
2*Johann Adolph Scheibe, Critischer Musikus (Leipzig: Breitkopf,
1745; reprint ed., Hildesheim: Georg Olms Verlag, 1970),p. 997.
14
27Albrecht, p. 162.
28Spitta, 2:56.
29David and Mendel, p. 237.
^Idem, p. 276.
3ijohann Joachim Quantz, Versuch einer Anweisung die Flöte
traversiere zu spielen, Berlin 1752; trans, and ed. by Edward R. Reilly as
On Playing the Flute (New York: Free Press, 1966), chap. 11, para. 1, p. 119.
Steven Bighley, "The Lutheran Chorales in the Organ Works of
J. S. Bach" (D.M.A. dissertation, Arizona State University, 1985), p. 221.
, Lexikon, p. 244.
35Belonging to an emphasis group (figures of melodic repetition),
anaphora was one of the ways a composer stressed a musical idea (see
Buelow, S.V., "Rhetoric and Music."
^Catabasis is often related to concepts of humility, sadness, and de-
jection (Janowka, p. 56; Walther, Lexikon p. 148).
3'J. S. Bach, Orgelbüchlein, ed. Robert Clark and John David
Peterson (St. Louis: Concordia Publishing House, 1984), p. 75.
38Buelow, S.V., "Rhetoric and Music."
Williams, The Organ Music ofJ. S. Bach, 3 vols. (Cambridge:
Cambridge University Press, 1980-84), 2:43.
«HUse, pp. 103-4.
"•"Alexander Russell Brinkman, "Johann Sebastian Bach's Orgelbüchlein:
A Computer-Assisted Study of the Melodic Influence of the Cantus Firmus
on the Contrapuntal Voices" (Ph.D. dissertation, Eastman School of the
University of Rochester, 1978), p. 355.
'»2J. S. Bach, Orgelbüchlein, ed. Clark and Peterson, p. 62.
«Bighley, p. 65.
r, Lexikon pp. 292, 401; J. S. Bach, Orgelbüchlein, ed.
Clark and Peterson, p. 17.
e, p. 96; see also Walther, Praecepta, pp. 51, 153-54; and
Lexikon, p. 465.
15
**Albrecht, p. 125; see also Buelow, S.V., "Rhetoric and Music"
*7WiUiams, 2:45.
*8Bighley, p. 148.
*^Spitta regards this work as being influenced by "Böhm and the
northern composers" (1:603).
y, p. 50.
5*J. S. Bach, Orgelbüchlein, ed. Clark and Peterson, p. 17.
"Brinkman, p. 430.
5*Walther, Lexikon, p. 233.
ssAlbrecht, p. 115.
*<'Bighley, p. 75.
^''Idem, p. 76.
*2lhid.
*3Samuel, p. 186.
**Williams, 2:88. See also Athanasius Kircher, Musurgia Universalis
(Rome: 1650; reprinted., Hildesheim: Georg Olms Verlag, 1970), part 2,
para. 8, p. 144.
^^"Figura corta consists of three fast notes, one of which hy itself
is as long as the other ones" (Walther, Lexikon, p.244).
**Wolfgan Budday, "Musikalische Figuren als satz-technische Frei-
heiten in Bachs Orgelchoral 'Durch Adams Fall ist ganz verderbt,"' Bach-
Jahrbuch 63 (1977): 146.
*7Bighley, p. 26.
6*Samuel, pp. 182-83.
16
**Clark and Peterson, "The Orgelbüchlein: Musical Figures and Musical
Expression," p. 81.
^WUUams, 2:101.
^iBrinkman notes that this cantusfirmus "has the highest incidence
(by per cent) of repeated notes in the Orgelbüchlein" (p. 568).
7g. S. Bach, Orgelbüchlein, ed. Clark and Peterson, p. 132; see
also Albrecht, p. 124.
73AristotIe Ti-eatise on Rhetoric, trans. Theodore Buckley (London:
Henry G. Bohn, 1857), p. 11.
7*Clark and Peterson, "The Orgelbüchlein: Musical Figures and
Musical Expression," p. 80.
, 2:278.
17
MUSICAL EXAMPLES
í P " F- 1^
Ei^ ffl^&F LZT ^
j =1
i i- 1 J-
:=¿^" —
18
Ex. 5: BWV 615, mm. 1-3
I I
I I Î -
19
Ex.9: 625, mm. 8-10
20
Ex. 14: BWV 644, mm. 6-8
21
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