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Alba Zaluar
Abstract
Rio de Janeiro has had a sharp increase in homicide rates since 1980.
dwellings cannot fully account for this increase. New forms of criminal business
affected informal markets, transforming them into gateways for criminal set-ups.
Trafficking gangs started to dominate some favelas and drug lords restricted
dweller and government agent movements in those where guns were more
easily obtained than elsewhere. Armed mobs appeared and militias were
much needed.
Introduction
The City of Rio de Janeiro, Brazil’s former capital between 1688 and
1960 has had a sharp increase in crime rates since 1980, despite decreases in
continued to expand, at a rate of 2.4% in 2000, six times higher than the city’s
1
growth rate. The city had then 5,857,904 inhabitants, of which 1,094,922 lived in
favela, where heterogeneous but mainly poor people live. Nowadays, favelas
are not shantytowns anymore for there are no mores shacks, but brick houses
and even buildings with water, electricity and sewage. Yet, the names favela or
morro (hill) are still used, mainly because the legal property of the field where
houses are being built is far from solved and overcrowding, overbuilding, very
narrow alleys, precarious sanitation, air wiring and air piping as well as people’s
accelerated and disordered urbanization that started in the early 20th century
that move across the country. Vulnerability to the risks of crime, especially for
young men who have the highest unemployment rates, is unquestionable, even
more so inside favelas where youth unemployment reaches the city’s highest
rates. Yet, the growth of the informal work sector and irregular dwellings, lasting
informal markets, transforming them into gateways for selling stolen, smuggled
or counterfeit goods, but also for trafficking illegal drugs, such as cocaine and
marijuana (Zaluar, 2000). These new markets had a strong effect on deaths by
2
aggression1 in so far as the illegality and dangers involved in the businesses
dominate some favelas or morros (hills) as armed traffickers became not only
owners of the point of purchase, but were also called “owners of the hill”, an
expression heard everywhere in the city that I started listening to at the late
astonishingly for young men between 14 and 29 years old. How do we explain
why young men are being killed or killing each other in Brazil’s second largest
and richest city? Can poverty and inequality wholly explain this phenomenon?
Rio de Janeiro is divided into five major Planning Areas (AP) and
and other poor districts of the city, corresponding to PA1, PA3 and PA5. In fact,
there was a remarkable impoverishment of the suburbs (PA3) in Rio since the
the boundaries between favelas and the adjacent regular districts, although
there are islands of affluence in some of them. The opposite is true in the
1
This term is the official definition of murder as it appears in the data collected from the
National System of Deaths’ Information (SIM) of the Ministry of Health, found at
www.ms.gov.br/sim/datasus
3
richest zones of the city (PA2 and PA4). There, shantytowns are detached from
skin colour, religion, gender, age, risk of victimization and premature death, but
were formed in some other poor areas in order to eliminate those identified as
most of them inside favelas, where there are low educational levels, darker
This partly explains the risk of an early death from violent causes because of
inside them, regularization of the legal property advances very slowly. Informal
Yet there are advantages of living in such areas: no urban taxes are
collected and informality enables the theft of energy, water and even cable TV
signals, with only a few paying the dues, preferring to pay less to illegal
businesses that sell them inside favelas. The result is that population density is
amazingly high in some of them and regular city dwellers pay for the losses of
the electricity and water services, including the poor who do not live in favelas.
4
Thus, informality facilitated the military control of those areas by gangs or
“militias” that, besides selling illegal drugs (the gangs) or security services (the
militias), also started to trade irregular cable TV, informal transport, and
domestic gas. One million people in the city live in areas that have no regular
policing and police enforcement, but are quite well attended by some essential
urban services (Cardoso, 2008). Without formal control and with diminished
youths lured by armed drug gangs thrived. Without legal control over such
businesses, with access to Justice being so difficult for dwellers, and with many
have become “sanctuaries”, some unassailable, for armed retail drug dealers. In
a vicious circle, military control over the territory hampered neighbours’ informal
youths to the appeal of gangs and, therefore, the risk of premature death. It is
on the verge of adolescence that young men, when they are finishing the first
grade or have dropped out because of repeated failures, are more vulnerable to
the lure of criminal gangs, that is, easy cash and power acquired from the barrel
of the gun. Lack of local informal control at the neighbourhood aggravated even
migrants from the poorest states of Brazil, especially the Northeast, where
illiteracy is very high, have flooded to the city since the 1940s. With their
descendants born in Rio de Janeiro, they form the majority of favela dwellers.
5
Whereas in the regular city, 67% of the dwellers 15 years old or more were born
in the city of Rio de Janeiro, 24% in other states of Brazil, and 3% outside
Brazil, 34% of favela inhabitants came from other Brazilian states (Zaluar et al.,
2007). In some of the larger and more violent favelas, the proportion of migrants
As regards race or skin colour, racial segregation does not explain the
different racial marks and not by origin (Nogueira, 2008). The shades of brown
skinned and white people in favelas are exactly the opposite of the regular city:
in favelas 58.6% are blacks and browns and 41.4% white, whereas respectively
36.5% and 63,5% of those racial categories live outside favelas, proportions
closer to each other when one compares the figures existing in an Afro-
American ghetto.
are less than 25 years old as compared to 37,7% of those living in regular
levels in Rio are high compared to the six-year national average, but the
proportion of people inside favelas with less than eight years of schooling
amounts to 82% of the total inhabitants, almost double (46%) of the dwellers in
6
favelados, reach university. Nonetheless, 94% of children in favelas attend
school where they still have a comparatively poorer performance: 20% of them
are more than two years behind in school compared to only 10% of the students
outside favelas. Lastly, income distribution shows that there are some
differences between favelados in the zone where the majority of the rich people
live (PA2 and PA4), and favelados in other poorer zones, especially the West
Zone (PA5) and suburbs (PA3). There is also a sharper contrast between the
and PA4, than inside the poorer zones (PA3 and PA5) where this difference is
much smaller: US$ 175 for favelados and US$ 285 for non-favelados (Pero,
PA3 is the area with a greater population density (116/ha) five times
greater than that registered for the recently populated PA4 (23/ha) and PA5
(26/ha), the only areas that have grown in the last five years (almost 10% in
PA4 and 7.61% in PA5). The older areas lost dwellers during the same period (-
6.96% in PA1, -2.99% in PA2 and -1.13% in PA3). PA3 and PA1 are also those
are served by public services, now well distributed in the city where only 1% of
However, inside favelas, these services are more precarious and impose
One could say that PA1, a mixed central region, and PA3, former
industrial and commercial region, both marked by economic decadence and de-
closest to what is called an inner city in the United States. But favelas, namely
7
sub-normal urban clusters that concentrate underprivileged dwellers, exist
associations were deeply affected by the recent presence of very well armed
gangs of drug dealers. Around 1985, the dealers started to take an interest in the
that the “title” changed: no longer “owner of the selling point”, but “owner of the
hill”. News in the press told how small huts bought by the dealers, who became
Evangelical temples were forced to accept the existence of hiding places for the
dealers, their guns and drugs (O Globo, 13/10/1993). Criticisms of their activities
were not welcome and tense relationships with communitarian leaders and
other hand, traffickers had already been playing the role of security guards,
eliminating or sending away those who robbed working people or raped their
daughters. But their very presence as powerful and rich men changed power
relations inside the favelas. From the beginning, neighbours showed ambivalence
towards them: disgust and obedience, fear and support (Zaluar, 1985, 2004).
Changes were not due only to fear. Other kinds were particularly
2
In this and other sections I present data based on ethnographies collected during many
research projects over the past 30 years. It is a condensed writing of what was published
before, mainly in Portuguese (Zaluar, 1985, 1994, 2004).
8
overcoming the representative democracy, linked to clienteles, that is, an
general elections that demand personal contacts between dwellers and several
directed to the local leaders also created new tensions and mistrust.
Within the associations, the main effect of the drug dealers’ presence was
gathering of water supply bills, which is a single state fare for the whole shanty-
town, and, of course, free discussion of certain common problems including noise
and gun violence. Light, water, and sewage are the main collective problems that
favelados demanded as public services from the State, and were finally provided
during the 1980s. But although light supply by a State Company was established
the way of doing the connection network, the other public services did not
accomplish the task with the same success: water and sewage - provided by
another State company. Whereas each home had its own light meters, dwellers’
associations received the necessary money for the other services and there was
no public discussion of the technical plans. In the end, each family had to make
the necessary aqueduct or sewers, somewhere finding the main pipes coming
from the central source or going to the main sewer. Because of the lack of a plan,
some dwellers built the pipes and the sewers very close to each other, but the
payment for this state service, especially the water supply, remained
closer to each other due to the growing population inside favelas (Zaluar, 1994).
9
Greater population density and conflict over individual and collective
then had become important local actors, impaired the dweller associations’ work.
Lack of law enforcement that would make payments obligatory was one of the
reasons for an increasing willingness to accept traffickers’ control, since the latter
had already been playing the role of security guards. Some community leaders,
their members no longer attended meetings and left the associations (Peppe,
1992). As it had happened elsewhere, people became more isolated inside their
homes and families, a consequence not only of the economic crisis and rampant
inflation, but also of violence and mistrust, lack of predictability and security.
10
At the same time, the ideals of a more egalitarian participation left the
association members displeased with the authority hierarchy that always existed
in which the figure of the chief is somewhat authoritarian. This feature, associated
with corruption and disguised forms of clienteles, created a critical situation that
eroded the very basis of the movements. But criticisms to this model do not follow
only the rhetoric of new social movements but also of religious affiliations. As two
of former directors, both Evangelical, one male, the other female, said:
"I only did not stay because I was not pleased. I saw things that did not
please me. I think that the president of the Republic, who is the ruler of our
country, cannot do things alone. I have already said to him (the president
of the association, Catholic, A.Z.): you must, as a president, give me an
account of your expenditures because the fiscal council is pressing me...
You don't want to pay attention to what people who belong to the same
body we do belong are saying…”
"If we are going to do everything together, why one command the other?
... If you go to a meeting and try to speak, people make such a row that
you are not able to say anything. You have an idea and you want to
suggest it then you get three, four, five negative answers. But you look at
them asking yourself why they are so negative if the interest is the same?
It is because "a" wants to appear, "b" wants to appear even more. There
are interest and political groups, people who don't live in Cidade de Deus3.
They only have personal interests. Collor4 is the one that appeared on
television, but if you go from association to association, you will find many
honest people and also a great number of dishonest people. And the
dishonest end up disturbing us in these matters..."
3
He is alluding here to party members who go to the associations looking for votes.
4
Collor is the Brazilian former president ousted by the Congress on the basis of
accusations of corruption in 1991.
11
Besides the unresolved problem of a hierarchy existing within a
to those in charge, whatever their political affiliation. In this matter, there was a
big difference between Catholics and Protestants, the former accepting what they
called "the existence of human weakness" and the need to stay, to mix with the
sinners and to fight corruption permanently inside the association; the latter
leaving and staying out of the association after some evidence or even mere
was also justified in terms of the inevitable need for solving common problems
5
Nevertheless, the Catholic Church is one of the most trusted institutions in the country,
according to public opinion polls. On the other hand, Evangelical politicians, who were
elected to represent their religious congregations, as well as some Evangelical charitable
organizations, have been involved in scandals about corruption at the National Congress
12
"I see the Catholic Church offer all this without the need of leaving the
movement. Protestants, though they talk only of a God that frees people,
but that is a little egoistical, only think about themselves. You cannot mix...
To separate bad seeds from wheat is what is told in Saint Mathews, in
truth it is not that, it is praying and watching. You know you are in the
middle of the corrupt but you have to be prudent as a serpent ... you have
to be in the middle with serious motions to change, otherwise corruption
prevails. He (the ex-secretary) is there at his place. Shit is still at his door,
sewers are full in front of his house, but he doesn't want to mix (president,
Catholic).
From these statements, one can observe the complex articulation between
politics and religion. In this case, one cannot say that citizenship is only an effect
up and an over-tolerant attitude towards corruption and other crimes - on the side
of the Catholics -, are the main features of local politics, what restricted their
collective action.
As for traffickers and their young helpers, another feature, in the opposite
direction, differentiates the relationship between the political and the religious in
both great religions. Whereas Catholic militants prefer silence and distance vis-à-
vis the threatening presence of armed drug dealers, with a veiled reproach to
them within the local community and a strong opposition to harsher punishments
from the State, Protestants have chosen an evangelical proximity, trying to save
resign vice and the Devil's domain ended up sometimes in exorcism rituals that
13
evangelists are the ones that have achieved a more permanent work of
prevention and re-education of drug users and criminals, they are also the ones
that became increasingly concerned with their own families, children and private
between Catholics and Protestants is possible. For it also became clear from
their statements that the establishment of democratic practices within the popular
developed by the Evangelical believers, among whom the habit of discussing and
talking about decisions is a fact and where hierarchies do not hamper it. Yet, neo-
"... Because if you discuss with him - "mister, look the Bible explains this
and that, it is not what you are saying" - he is going to listen to you. If you
ask for someone higher, he will come and talk to you as an equal. No way
of them saying we are going to stop now out of respect for the brother who
is 30 years older than you”
Devil through rituals of exorcism. In these rituals, symbols from Catholic and afro-
Brazilian rituals are mixed: the devil incorporated in someone has the same
And it is exorcism, more than devotion to a new ethics that matters. In those
14
sects, the idea that absolute evil would explain the explosion of violent crime is
their strongest belief (Zaluar, 1994). Solution for them, including many converted
bandits, is therefore the preaching of Christ's word and the practice of charity
and radical opposition to the other religions, especially Afro-Brazilian ones that
are referred to as "things of the Devil" and their ambivalent entities (exus)
identified with the Devil itself. This has conveyed a strong intolerance that
Brazilian society did not know before. Poor workers that stayed together in
or creed, now watch the shattering of their families and vicinal organizations, so
that they used to go to samba parties with their families, and although they were
born and raised there they would like to move now from the favela, a place full
described how they had to stop visiting their children converted to the
Pentecostal religion because the pastor had forbidden their “diabolic” presence,
even at their grandchildren’s birthdays. Even if not the initial effect, shattered
15
collective work and authoritarian leadership, on the side of Catholics, estranged
one from the other politically during 30 years. There was also a noticeable return
to domestic life and individual concerns with work, marriage, earnings and private
affairs. At the end, traffickers or militias’ dummies took most of the vicinal
associations.
Drug dealing has become synonymous with war since early 1980s in
many Brazilian counties, but with regional differences between cities and
obtain more supplies from other allied ones. These “Commandos”, as they are
defined set-up, which includes central points, most of them inside prisons, and
organization has never had the stable ties of loyalty that exist among people
shantytowns where their markets are located. As a result of the ensuing military
control, in most areas inside favelas or near them, the drug lords or “donos”
the access to public services, such as schools, health agencies, and sports
16
favela, even when delivering goods, visiting friends and relatives, or having
dates. If they do, they are killed, especially when they are young men. Many
adolescents have been killed simply because they have passed from one sector
dance. Violent traffickers do not allow their turf to be “emasculated” and strictly
control the sexuality of young women, killing those that do not abide by their
rules.
not only gang members, but also youths that live in threatened favelas are told
working for traffickers, who are called “soldiers” or “falcons”, then form a
“bonde” that will confront another one thus constituted. Some of them have in
Even when they are not gang members, recruits are "invited" to assemble
automatic weapons either smuggled or stolen from the Army arsenals, and to
train the younger traffic soldiers. Such invitations cannot be refused because
youths feel compelled to cooperate with the crew that controls the community
where they live and because they know that, if they refuse the invitation, the
price is very high: they will lose “consideration” of the “dono” and other peers;
they may be expelled with their families from the favela and even be executed
(Zaluar, 2001). Yet some charge quite a lot of money for their services when the
complex of favelas.
17
Violence linked to drug trafficking is thus located at vicinities, and does
not divide the whole population in two opposing groups, that is, a civil war.
soldiers belong to proper military or paramilitary armies in civil wars and leave
their localities and do not generally participate in everyday activities within them.
favelas of Rio de Janeiro where they are not taken away from their families,
schools and neighbourhoods in order to join military forces that go far away. In
turf wars for business and territory control, “soldiers” do not loose contact with
local networks and organizations but acquire the warrior ethos without the
Due to the violent exchanges of turf wars, adolescents are not only
not in the sense of a mannerly gentleman, but in one’s capacity and willingness
to destroy the enemy (Zaluar, 1994 and 2004). This is in agreement with results
soccer club fans, the latter on funk and jiu-jitsu gangs that have violent
the drug Commandos of the favelas where they live as if they were soccer
team’s supporters. They interiorize the warrior ethos (Elias, 1997) or hyper-
6
Hyper-masculinity consists of three dimensions: callous attitudes toward women,
aggression as a manly posture, and danger as exciting, sustained by the lack of empathy
18
destruction of rivals, called “alemães”, namely Germans in Portuguese, a
reference to Second World War movies still very much seen on Brazilian TV.
actions where they need actual guns for survival, i.e., practices and ideas
power and their cruel use as lethal instruments for punishing foes. Favela boys
to loss of respect and death threats. They also learn the values that sustain the
pride and virility of “Sujeito Homem”: a man that does not accept an insult and
connected to the drug crews7. And the symbol of this involvement is carrying a
gun. Possession of guns also follows the dynamics of small and local peer
networks. Youths who otherwise would not carry firearms have started displaying
who possess guns. Using weapons is a learned behaviour and not a natural
inclination of poor youths. This learned posture increases where there is a high
19
Dangerous favelas are the ones where firearms are easily procured and
1980, when I started my first research in Cidade de Deus I heard how easy it
was to get handguns and how policemen sold heavy guns, sometimes
Youths also believe that by joining a gang they will have military, juridical,
political and personal protection from the powerful “donos” (bosses). There,
local youths learn to be ruthless and to unhesitatingly kill other “enemy” youths.
For good reason, they also believe that their crimes will be exempt from penalty
permeates what is known as “street culture”. In the streets where they play, they
others, that is, they master cruelty and the disposition to kill. Such configuration
is not natural, eternal or consensual and nor is it only found in poor vicinities. It
one hand, the powerful male helps friends, neighbours and relatives, impresses
whose parents are either too busy or too negligent to pay attention to them,
whose relatives and neighbours do not dare to challenge the rules of the
20
“context” and remain silent about abuse, and whose schoolteachers are unable
to deal with their learning problems. These are the children who become
conformists or are “tele-lead”, as local workers call them, to express the idea
that they obey the ruthless rules of the criminal gangs without hesitation or
thought. Their main source of pride or illusion is to belong to the armed crew
that commits muggings and wages war against others, to one day become
But they are still members of their families, localities and schools, even
though they may leave them and return continuously. The war is local. And
there are many styles of masculinity among migrants from other states, among
the second-generation youth, among young whites, blacks and mulattos from
the city.
the1980s, violent deaths have increased several times over, especially among
people in the 14-19 and 20-25 age groups. In 1980, violent deaths accounted
for 50% of the youth deaths, whereas in 2003 they reached 75%, 40%of which
1982 to 61.2/100,000 in 1989, when it reached its peak, following the expansion
Janeiro and São Paulo, where drug trafficking rose sharply since the end of
shows that in Rio de Janeiro the Brazilian pattern of higher male youth homicide
21
rates is undoubtedly clearer in so far as for those in the 14--30 age bracket,
In fact, the most amazing feature of the national pattern in murders is that
their victims are mainly young men. Whereas the homicide rate in the 14-25 age
amongst older men remained stable, from 21.3/100,000 to 21.7 during the same
period. Nationwide, 90% or more of the cases involved males while only 10% or
Why has lethal violence affected men 10 times more than women, and
young people five times more than older people in Brazil? Although this criminal
conflicts where women, children and the elderly are also killed or sexually
assaulted. Sexual crimes have not increased in Rio de Janeiro, where they had
Official crime data for the metropolitan regions of Brazil show that in the
1982 to 61.2/100,000 in 1989, when it reached its peak. From then on it has
Yet, eight of the 26 Capital cities had average homicide rates greater
than the city of Rio de Janeiro in 2005. Recently the scenario changed but Rio
de Janeiro has not the greatest average homicide rate in Brazil. Nevertheless, it
8
Unesco-Brasil now has yearly publications called “Mapa da Violência” in which
official data is presented in new tables and graphs. This one appeared in 2004 written by
J.J.Waiselfisz.
22
is the champion for youth homicide reaching the rate of 289/100.000 in the 14-
19 age bracket, probably due to the pattern of homicide in the city, where
around 60% of these deaths involve drug trafficking and other similar conflicts,
most of which are not investigated. On the other hand, murder of kin or people
close to the family, the ones that mostly become judicial processes, is far more
unusual than elsewhere in the country. Even so, in 1991, a careful study of
police records and criminal judicial actions in Rio de Janeiro showed that 57%
of the homicides committed that year were related to drug dealing. In fact, this is
only one of the many threads suggesting that the increase in homicide rates can
be linked to a heavier influx of firearms and narcotics into the country, since
male youths from 15 to 29 years of age, were committed in public places among
people who were neither intimate nor relatives, at most acquaintances. This is
the same pattern found in conflicts over the defence of territories and earnings
among dealers and armed robbers, as developed during the violent competition
between gangs in the ghettos of some American cities at the beginning of the
20th century, and later, during the heroin, cocaine and crack epidemics of the
Several studies have shown that violent crimes are more common in
differences, but also to lack of social informal control and state policing in the
23
social control and increases corruption and impunity (Zaluar, 1994, 2004;
Dowdney, 2008).
different districts or favelas where the absence of property rights means lack of
the risk of dying young from the data collected about children born alive and
deceased for each mother. Since violent deaths account nowadays for 85% of
premature deaths between 15 and 30 years old, one can say that the probability
higher than in wealthier districts (Monteiro, 2004). The formula 15q15 per one
thousand gives the probability of dying before 30 years old for those 15-year old
youngsters. The following graph is the result of comparing several districts and
there are few favelas, for each cohort of 1,000 youngsters of 15 years old,
around five youths do not reach their 30th birthday. In the biggest favelas that
black), the risk of dying before reaching 30 years old becomes four or five times
24
higher, that is, 23 youths die before they are 30 years old. In some
administrative regions that include poor districts and many favelas controlled by
maintain their domain (Campo Grande and Pavuna), there is a similar risk of
dying young. But in other poor suburbs, such as Irajá, Madureira and Ramos,
this risk is significantly smaller. Thus, poverty cannot fully explain the higher risk
of either dying young. It is vital to take into account the effects of well-armed
irregular association between poverty and violence. It also showed that black,
low income and less educated people have a larger proportion of relatives and
friends killed during the last year than brown and white people: 3.6% of white
residents and 6.7% of brown and black residents had murdered relatives; 5.1%
of whites, 5.7% of browns and 8.5% of blacks had friends killed - only 3% in the
richest and most policed area of the town, and more than 6% in the more
peripheral and poorer areas -; 3.8% of whites and 5.6% of browns and blacks
alike had neighbours murdered. The percentage of residents with family income
less than twice the monthly minimum wage (about US$ 380) that lost relatives is
9
The survey took place in 2006 in the municipality of Rio de Janeiro with 15 years and
older people, that is, a universe of 4,658,482 people. The sample was random in three
stages: 3435 questionnaires done in 200 census tracts where 20 domiciles were picked
and one person was interviewed in each of them. Each person accounted for 1,500 other
15 years old and more city dwellers. The research was sponsored by federal and
municipal agencies and is accessible at the NUPEVI site, where the executive report can
be found: www.ims.uerj.br/nupevi since Jan. 2007.
25
almost double the percentage of people whose family income is more than 11
But there are other disparities, besides the striking difference by gender.
Killings vary considerably by age. Older people have far lower indexes of
friends killed whereas younger ones have percentages six to ten times higher.
Since these percentages point to losses of friends, the steep curve, varying
from 9.4% for 15- 20 years old youths to 2.1 for 60-69 years old people, is
another indication that homicide rates mostly affect youths and is not the result
impunity and an “endless war”, as neighbours call it, which puts those who live
crime and to abide by the law. In our ethnographic studies since 1980, we heard
how easy it was to obtain guns in dangerous favelas, that is, the favelas
dominated by traffickers that exist mainly in PA1 and PA3, where blacks and
These favelas are also the ones most attacked by police gunfire (Zaluar
et al, 2007), especially by the Military Police, responsible for the street policing
but more scarce or even absent in those districts where the poor live. At the
same time, the police are more violent in the areas controlled by traffickers that
are “invaded” from time to time in armed conflict, mainly in PA1 and PA3. There,
policemen shoot 10 times more than in the regular areas of the city and use
respond. Although crimes are witnessed and shots are heard in other middle
26
class neighbourhoods with favelas dominated by drug dealers, such as Tijuca
(PA2.2) with similar percentages as those of the suburbs (around 6%), the
proportion of neighbours who said that they had seen policemen shooting
(0.4%) was 20 times less than in the suburbs (PA 3.1) where 11% of them
Even when the sound of gunfire is more heard than seen, the noise (and
poor ones. The richest planning areas (PA 2.1 and PA4) are the ones where
gunfire is less heard. Some of the poorest (PA 1, PA3 and PA5.2), where
trafficking gangs dominated most of the favelas, are those with most gunfire
noise. PA 5.1, where many military personnel lives, and 5.3, where paramilitary
groups control the territory instead of trafficking gangs, also have the lowest
gunfire rates. Only in poorer planning areas (PA5.3, PA1 and PA3), where there
witnesses of some crimes are much higher. Other poor areas (including the PA
2.1, PA 4 and PA5favelas) have much lower proportions of the same crimes.
In Rio de Janeiro, guns are more easily obtained due to the port and
several airports existing in its territory, as well as the most important silos of the
Armed Forces. Many thefts took place and continue to occur in these
warehouses that do not have suitable stock control. As a result, drug dealing
became more easily militarized (Zaluar, 1994, 1998, 2001; Dowdney, 2008).
Not surprisingly, PA1 and PA3 are the areas closest to the port and the larger
27
In turn, a wider circulation of guns induces youths to fire at each other
greater in these two areas (Szwarcwald & Leal, 1997). There, guns have
become an everyday way to keep domain over a territory, settle debts, avoid
youths belong. Studies carried out in the United States point out that the peer
group is the major predictor of youth delinquency, especially in the more serious
violent crimes and gun carrying. In this research, gun-carriers were 20% of the
mentioned 19 times more than the ones that do not carry guns that they have
mates that carry gun as well (Myers et al., 1997). Thus, family may have a
direct or indirect bearing on this behaviour, but more important is the social
network in which youths interact with other youths of similar age. Other studies
assert that, in predictors of violence, gun carrying and school failure are more
important for explaining youth violent postures (Saner & Ellikson, 1996;
Resnicket al., 2004). The aim of these studies was to understand why youths
that otherwise would not carry guns do so in order to avoid being victimized by
armed peers and gain respect and status from gun possession.
danger", after interviewing 400 youths in the most dangerous New York
1995 from contagious ideas and practices shared by peers (Fagan, 2005).
28
Forms of private security and militias
Considering the violent ongoing disputes in favelas and their vicinity, and
have lost most of the informal controls over youth and prefer private forms of
security. The police, until recently, only appear in armed disputes, that is,
tactics of “war against the internal enemy” and “chasing the bad guys”. These
ideas and attitudes make it even harder to comply with the regulations of the
state of law, already affected by corruption. Therefore, the image of the Military
Police (PM) as violent and corrupt achieves very high percentages among
young favelados, especially women: more than 70% agreed that the PM uses
excessive force and is corrupt, and 92% of women between 15 and 19 years
Private security modes have spread throughout the city, where people
are able to pay and where people have to pay, as so happens where private
areas more recently populated (PA4 and PA5), mostly by migrants from other
das Pedras.
admitted they had some form of private security: paid or non-paid traffickers,
companies offer security services in more prosperous areas of the city (PA4 e
29
PA2) and are managed by senior police and military officers, whereas in poor
areas “militias” are run by or linked to lower rank military policemen, firemen,
and prison wardens (PA1, PA3 and PA5). The difference also lies in the
not have access to the legal system and consequently security agents soon
barrel of the same guns that keep dealers and robbers away from their vicinity.
Comparing city areas by the type of private security, one gets the
of neighbours who listen to gunfire, and see people shooting and battering each
other, people being killed or taken forcibly away, people dealing or using drugs
relatives or friends are also greater in those favelas controlled by drug dealers.
There, the people who said they had seen drugs sold in their neighbourhood
(14.9%). People using drugs in the streets were also three times as many as
neighbours where traffickers control the territory, but these results also show
that one of the goals publicly defended by militiamen for justifying their
As regards other violent crimes that people fear, there are even more
interviewees had seen robberies in the neighbourhood while 47% alleged the
30
same in those controlled by traffickers. Militias, paramilitary forces linked to
extermination groups, were first created to banish by illegal means the presence
These contrasting objectives are also clear where the noise made by
gunfire is heard. In the favelas controlled by militias, 15% have always or often
former 34.2% of the interviewees have seldom or never heard it, while only
11.6% have never or seldom heard it in the latter. The proportions in the
trafficker-controlled favelas are therefore three times as large. In the city, 45%
the poorest and older areas of the city, where are 50% of the favelas. Armed
skirmishes have been seen by 13% of the dwellers, also concentrated in the
same areas, apart from PA5 where underprivileged newcomers to the city live.
The last research that our team carried out was double. On one hand, a
of the municipality, a source that contains the victim’s address. These were
spatially marked so that one could see the main clusters or kernels of these
violent deaths in the city. On the other, another team made during fieldwork a
listing of the 976 favelas in the city according to the organization that dominated
its territory, that is, whether the favela was dominated by one of the three then
revealing. From 2005 to 2008, militias increased the number of favelas they
31
controlled and their area of domain, gaining some formerly neutral ones (from
165 in 2005 to only 27 in 2008), but also invading those dominated by traffickers
in PA5 and quite a few in PA3. In 2008 they controlled more favelas than the
Red Commando, the larger traffic organization that dominated 67% of them in
2005. Yet, the growth of militias in the city territory was delimited by the main
roads that linked the city to other Brazilian states, to the Guanabara Bay and to
the sea that bathes the richest part of the city (PA2 and PA4). On the contrary,
the area that remained under the control of traffickers’ gangs was near these
two main roads and the Guanabara Bay where the port and the international
airport are. Through them, guns, ammunition and drugs enter the city and are
kept by traffickers inside their well-guarded favelas. Not surprisingly the greatest
each other.
What is to be done?
integrate all governmental levels (local, state, and federal) as well as several
Secretariats and Ministries with a hold on violence control. Thus, the education,
health, economic and legal systems should have coordinated projects in order
young men. This coordination is also very important to make the many social
32
projects managed by NGOs -- some full of good ideas -- more effective at the
macro level.
the teaching quality is vital to assure that poor youngsters will finish first grade
and continue to the second grade, including the fitting and much wanted
professional training. If Brazilian children are not taken away to become soldiers
only better schooling will guarantee that these youngsters will not repeat their
year, or drop out and join a criminal gang. The aim is to diminish the contingent
of stray youths that neither work or study, and join gangs to feel protected and
powerful because they carry guns and have money to spend lavishly in
integrate adults and youths are important for families that can and should be
autonomy from political parties but being empowered by the public power.
blocks and soccer teams have always played this role of integrating generations
in order to socialize the young. They can and should be supported as much as
the new projects that develop globalized identities and juvenile styles, such as
hip-hop or reggae. Since Reichenberg & Friedman (1996) have shown that
trauma from violence is collective, and since Wessels (1998) has argued that
such actions will be more successful with groups of youngsters and adults than
are those long lived vicinal organizations that have not received so much
33
Last but not the least, cultural and sport projects will only be successful if
there are public policies for reducing access to guns that youngsters use to kill
others and that expedite their own deaths. It is paramount to prevent the flow of
weapons coming from army arsenals and across the Brazilian frontiers. This is
policing and law enforcement that respect the civil rights of any citizen,
policy that results in disarming youths from the instruments of death and.
have more solid and long-term effects than other ones. City dwellers need a
better understanding between themselves and policemen that will change their
image as abusively violent, corrupt and the archenemy of poor favela residents.
This renovation will only be possible when Brazilian police forces change their
References
34
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Fagan, J. (2005) Guns and Youth Violence. Children, Youth, and Gun
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Reichenberg, D. & Friedman, S. (1996). Traumatized Children. Healing the
Invisible Wounds of War: A Rights Approach. International Responses to
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Sullivan, M. (1992). Crime and the social fabric. Castels, Manuel & Mollenkopf,
John (ed.). Dual City, restructuring New York. New York: Russel Sage
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Szwarcwald C.L. & Leal, M.C. (1997). Sobrevivência ameaçada dos jovens
brasileiros: a dimensão da mortalidade por armas de fogo. In Jovens
Acontecendo na Trilha das Políticas Públicas, Brasília: CNPD.
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Figures
36
Figure 1: Probability of dying before 30 years old amongst 1000 15 years old youngsters
(15q15 per 1,000), by Administrative Regions of Rio de Janeiro.
Source: Census of 2000. Software: Mortpak, developed by United Nations Population Division
Graphic by Mario F.G. Monteiro IMS/UERJ.
37
12% 11,2%
10%
8% 7,4%
6% 5,5%
4,3% 4,5%
4% 3,2%
2,4%
2% 1,4%
0,5% 0,4%
0%
PA 1 PA 2.1 PA 2.2 PA 3.1 PA 3.2 PA 3.3 PA 4.1 PA 5.1 PA 5.2 PA 5.3
Figure 2: Percentages of people in the city of Rio de Janeiro who saw policemen firing in
their neighbourhoods, by PA.
Pedra Branca
Mountain Range
Sepetiba Bay
Atlantic Ocean
38
Domains Guanabara Bay
ADA
CV
MILITIAS
TCP Mendanha
Brazil Ave. Mountain Ridge
Pedra Branca
Mountain Range
Sepetiba Bay
Atlantic Ocean
39
Figure 5: Homicide density in Rio de Janeiro by the victims’ addresses 2005
(denshom05 blackandwhite.emf)
40