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I
THE entry of time and history into biological systems of classification is
perhaps the single most significant development in the history of biological
systematics in the modern era. Darwin's claiming that descent is '. . . the
hidden bond of connexion which naturalists have been seeking under the
term of the natural system',1 rather than seeing the answer in the multitude
of previous attempts to resolve the problem in terms of morphological
affinities, analogies, and complex relations of resemblance, marked the
turning point in a long search into the meaning of biological taxonomy,
and allowed the development of Darwin's insights by Haeckel, Plate and
others into modern phylogenetic systematics.
It will be argued in this paper that the means by which such a
historical interpretation of taxonomy entered into a subject which would
seem on the surface to involve only an atemporal logic of classes is an issue
that has roots considerably antedating Darwin's own reflections, and one
that has its origin in a complex of critical metaphysical and epistemological
issues of vital concern to Enlightenment thinkers that ultimately take
precedence over more specific and concrete empirical issues. As a result
of these eighteenth-century discussions, certain options were available in
biological theory from 1800 onwards, and were to be found in the writings
of influential naturalists, particularly in Germany, with which Darwin,
Haeckel, and others were familiar, and which seem to have played an
important role in the formulation of their own conceptions of phylogenetic
classification. Subsequent publications will explore these interconnexions
in detail.
In many respects, this paper is primarily concerned with the general
introduction of historical thinking into biology in the late Enlightenment,
and most importantly with the claim that there was some privileged
epistemological status to viewing organisms in terms of their history, rather
clarification and elaboration of some of these points, and follow the link
that leads from Kant through his disciple, Christoph Girtanner, to the
reflections on the concept of species in the writings of the important
codifier of biological concepts, Johann Karl Illiger. I will conclude with
reflections on what I interpret as a fundamental bifurcation occurring
in German taxonomic thought around 1800, and its consequences for
subsequent discussions of the meaning of the 'natural system'.
II
The roots of the topic at issue reach back from Buffon's biological
reflections to the seemingly remote Leibniz-Clarke controversy, which had
served to bring the science, metaphysics, and epistemology of Newtonianism
into clear confrontation with Continental science and philosophy. Among
the many central issues, one in particular, the controversy over the
nature of time and space, is crucial to the argument here. Newton's claim
in the Principia that time and space could be distinguished as relative and
absolute, real and apparent, had raised this problem to a new conceptual
prominence. It had then been refracted (albeit incorrectly) by many
Newtonians through Locke's analysis of time and space as abstract ideas."
As it became focused in the Leibniz-Clarke debate, the main issue was
the distinction between Newtonian time and space viewed as 'abstract',
and 'concrete and real' time and space immanent in created nature, as
defended by Leibniz.
To Newton's claim for the separate existence of time and space,
Leibniz had replied with a battery of metaphysical and logical arguments,
derived from his two foundational principles of the identity of indis-
cernibles and sufficient reason. Since both time and space would lack
any internal distinctions if abstracted from concrete bodies, God could
not choose one order of time and space over any other:
Space being uniform, there can be neither any external nor internal reason,
by which to distinguish its parts, and to make any choice between them.
For, any external reason to discern between them, can only be grounded
upon some internal one.'3
As Leibniz developed this point in the controversy with Clarke, the main
thrust of his argument was that apart from existent things, time and
space can have only an ideal existence. The reality of time and space is
found only in the relations of concrete bodies :
The parts of time or place, considered in themselves, are ideal things; and
therefore they perfectly resemble one another like two abstract units. But
it is not so with two concrete ones, or with two real times, or two spaces
filled up, that is, truly actual.
The Historical Interpretation of Biological Species 113
. . . Space is nothing else but an order of the existence of things,
observed Xas existing together . . . There is no real space out of the material
universe. 4
And concerning time,
[Newton makes] time a thing absolute, not dependent upon God; whereas
time does only coexist with creatures, and is only conceived by the order
and quantity of their changes.'5
In Leibniz's terms, time and space stand neither as physical attributes
of God, nor as external reference points in which the given cosmos is
situated, nor as simple mental abstractions. Rather, they have an
immanent reality, co-extensive with the very being of created nature, and
in the absence of a created world can stand only as possibilities in the
mind of God:
It is true, I maintain, that the immensity and eternity of God would subsist,
though there were no creatures; but those attributes would have no
dependence either on times or places. If there were no creatures, there would
be neither time nor place. . . . And therefore I don't admit . . . that if God
existed alone, there would be time and space as there is now. . . . In my
opinion, they would be only in the ideas of God as mere possibilities.16
Leibniz's views on time and space, left somewhat unsystematic and
undeveloped at his death in the midst of this controversy, implied a
significant reorientation of the relations of time and space to the natural
world. If time and space have their ontological grounding only in the
empirical relations of ordered succession and contemporaneous relation-
ship of bodies, the history of the world cannot be separated from the very
reality of time itself. Newton's cosmos might have allowed his followers to
reject historicity, and even restrict the world to a literalist Mosaic time
scale, while allowing time and space to remain infinite; this was clearly
not possible for Leibniz. Whatever real extension was given to time or
space necessarily meant a similar extension of the world of created beings.
As Alexandre Koyre writes:
The general importance of this for our topic is, first, that it rendered
the reality of time immanent in the successive existence of beings in a
series; secondly, it suggested that epistemologically there is a distinction
to be made between an abstract and ideal order of ideas, and a real order
of bodies in relational time and space, and that genuine science would
seek to grasp this real order. This point was implicitly made elsewhere in
the text cited above:
The world which exists, is the visible world, because it is necessary to distin-
guish it from the ideal world, or that which exists only in our ideas.
The Historical Interpretation of Biological Species 115
W e a d d that the successive things of this visible world, are also chained to one
another . . ., [and] the world is truly the series of finite beings, either coexistent or
successive, chained one to another."
The truth of empirical knowledge in fact lay in this grasp of the world in
terms of the succession and interconnexion of things, forming the founda-
tion of what some in this tradition were to define as physical truth, in a
technical sense of that term:
There is also in this world truth, on one hand because nothing is made
without a sufficient reason, and on the other, because nothing contradictory
finds a place there. The mechanism of the world is the source of its truth, and
is that which distinguishes it from the purely imaginary world.23
III
In attempting to connect the general issues of the preceding dis-
cussion with the concrete taxonomic issues that we will examine in Buffon's
writings, it is necessary to clarify Buffon's enigmatic intellectual affinities in
the period preceding the commencement of the Histoire naturelle.
A well established tradition of commentary on Buffon has typically
tended to place him in the Newton-Locke tradition which has so often
been discussed in analyses of the philosophe movement of the eighteenth
century.24 While I would in no sense deny that elements of both can be
found in Buffon's writings, and are manifest particularly in Buffon's
reliance on attractive forces both in his cosmology and in his theory of
generation, I would suggest that the key to the unity of his thought is to
be found in a somewhat idiosyncratic endorsement of Leibnizianism,
which in important ways led Buffon away from both Newton and Locke.
In the wake of the Leibniz-Clarke controversy, many perceptive and
influential Enlightenment thinkers were made acutely aware of the weak
epistemological and metaphysical foundations of Newtonian science,
particularly as it was being expounded by Clarke, John Keill,
s'Gravesande, Musschenbroek, and Jurin. And there is evidence that,
at least in France, many who ostensibly formed the backbone of the
'Newtonian' party, were in fact engaged in an attempt to synthesize,
generally through Wolffianism, aspects of both Newtonian and Leibnizian
metaphysics.25 The French Leibnizians in question, including Voltaire
(for a period), his mistress Madame du Chatelet, and Maupertuis, formed
a group of interconnected figures that had their intellectual centre at
du Chatelet's provincial estate at Cirey, through which both travellers
from Germany, and manuscripts of Wolff's philosophy, were conveyed
into France.26
Madame du Chatelet's open conversion to the Leibniz-Wolff
philosophy in 1739-40 has now been well described by several scholars.
116 PHILLIP R. SLOAN
In 1740 her Institutions of physics appeared, with the first eight chapters
giving a general summary and exposition of Wolff's philosophy.27 This
work served, it seems, to draw attention to the way in which Leibnizianism
could be made readily accessible, and applicable to practical scientific
issues.28 It also indicated the way in which individuals who might have
embraced certain Newtonian principles in mechanics could nevertheless
seek epistemological and metaphysical foundations in Leibnizianism.29
Thus, it is not surprising to see du Chatelet openly siding with Leibniz
and Wolff on the nature of time and space,3° and more interestingly,
defending their distinction between the 'abstract' and 'concrete' orders.
The 'abstract' concept of absolute time and space was considered a
useful fiction, but such concepts were dangerous if confused with the real
foundations:
It is only necessary to take care that one is not misled by these; because the
imaginary notions, which infinitely aid the search after truths which
depend on their elucidation, [and] which are beings which the imagination
has formed, become very dangerous when they are taken for realities.31
It was the generalization of this epistemological thesis, made explicit in
the writings of Wolff, du Chatelet, and other contemporary French
Wolffians,32 that provided the enigmatic principle of unity in BufFon's
subsequent scientific writings.
Evidence of BufFon's conversion to this principle can be discerned in
a close study of his writings after 1740. By this time, he had been forced
to re-examine the controversy between Leibniz and Newton while pre-
paring his translation of Newton's Fluxions.33 In the early 1740s, BufFon was
closely acquainted with prominent Wolffians like Samuel Koenig,
Madame du Chatelet's private tutor in Wolffian philosophy, and had read
and praised du Chatelet's Institutions de physique.34 More significantly, it
was the generalization oF the Wolffian distinction between the 'abstract'
and 'real' orders that became a fundamental axiom of all of BufFon's
subsequent writings.
This is to be seen immediately in BufFon's apparently paradoxical
'First discourse on the manner of studying and treating natural history',
a work intended as a Discours de la methode for a new approach to natural
history, and which was prepared and delivered publicly in 1744, and
published as the opening discourse of the Histoire naturelle generate et
particuliire of 1749. Many have seen in this text an underlying epistemo-
logical scepticism, and in his remarks on the value of classification in
biology, an advocacy of a radical nominalism. But with the background
we have now sketched, BufFon's remarks can be seen as resting on the
Leibnizian distinction of the 'abstract' and 'concrete' orders. This was
well summarized in his seemingly paradoxical argument against the
applicability of mathematical analysis in natural history:
The Historical Interpretation of Biological Species 117
. . . In all these cases one always makes suppositions contrary to nature,
depriving the subject of the majority of its qualities, making of it an
abstract being which no longer resembles the real being. One then
transports this ideal result into the real subject . . .
This is the most delicate and most important point in the study of the
sciences—to know properly how to distinguish that which is real in a
subject from that which we have arbitrarily placed there in considering it.35
This concern with the separation of the 'abstract' from 'real' orders can
then be clearly seen to underlie Buffon's attack on taxonomy, particularly
Linnaean taxonomy. His argument is that Linnaeus committed the
fundamental error of confusing the abstract and arbitrary ordering of
concepts with the real and physical order of nature:
[The Linnaean system] is not a science, and is at most only a convention,
an arbitrary language, a means of understanding; from it results no real
knowledge [connoissance reele~\.i6
breeding, which others before Buffon had already made,4° but rather
rests on the metaphysical connexion of organic species with the immanence
of time. The very reality of the species was a temporal reality, with each
organic species governed by its own inherent and specific force, the so-
called moule interieure, that could not itself exist 'apart' from the molecules
organiques which constituted the material being of the creature.41 Thus
there was no inherent inconsistency between Buffon's assertion in his
article on 'The ass' that taxa above the rank of species—genera, families,
and orders—were still only 'abstract',4* and his subsequent admission of
such larger groupings in a 'real and physical' sense when empirical
evidence was strong enough to suggest the historical and material connexions
of forms in a common origin.43 The principles on which Buffon's 'physical'
concept of species was based were simply extended to encompass a general,
if unsystematic, reinterpretation of the higher categories of the Linnaean
hierarchy: for Linnaean categories defined by common morphological
characters, Buffon substituted physical networks of historical filiation.44
A 'variety', in Buffon's sense, was thus not Linnaeus's accidental
variant,45 showing inconstancy of character, but a subordinate historical
lineage within a 'real and physical' species, produced by degenerative
change in response to environmental conditions:
Climate and flood influence the form of animals in such a prominent way
that their effects cannot be doubted; and although these [effects] would be
less rapid, apparent and sensible on man, we must conclude, by analogy,
that these effects are found in the human species, and that they manifest
themselves by the varieties that are found there . . . At first these alterations
were not prominent, and produced only individual variants. Then these
became varieties of the species, because they had become more general,
more sensible, and more constant by the continued action of these same
causes.46
In the dog the species is perhaps the less noble, because it appears to draw
near to that of the wolf, the fox and the jackal, so that one can regard them
as degenerated branches of the same family.49
In the animal kingdom the division of nature into genera [Gattungeri] and
species [Arten] is grounded on the general law of reproduction, and the
unity of the genus is nothing else than the unity of the generative force,
which is considered as generally active for a determined manifold of
animals. Thus, the Buffonian rule—that animals which can generate
fertile young and which might show differences in form [Gestalt], belong to
one and the same physical genus [Physichen Gattung]—can properly be
applied only as the definition of a natural genus [Naturgattung] of animals
generally, to differentiate it from all logical genera [Schulgattungen\.9S
Animals, whose differences from each other are so great that it is necessary
to attribute their existence to so many separate creations, could, to be sure,
belong to the some nominal genus [Nominalgattung], classified according to
certain similarities, but never to a real genus [Realgattung], in which at least
the possibility of derivation from a single pair is required. To determine
the latter, however, is the proper business of the history111of nature, while
the describer of nature can be satisfied with the former.
In 1788 Kant was forced to return to the topic after his 1785 paper
had been sharply criticized by Johann Georg A. Forster (1754-1794) in
two papers in the Teutsche Merkur for 1786. Georg Forster, the son of the
geographer, ethnographer, and natural historian Johann R. Forster, was
by then a professor of natural history at the Collegium Carolinium in
Kassel, and a prominent naturalist in contact with the main leaders of
German biology; "3 and as one of the editors of a journal which contained
a detailed, if critical, discussion of Kantianism in I785,11* he was also in a
position to be more than superficially acquainted with Kant's general
philosophy.
It is evident, however, that Forster was unable to follow the basis of
Kant's arguments on the race question, and his own approach was
grounded on a fundamentally morphological approach."5 He noted that
Kant's paper had forced him to reflect more extensively on the general
issue of how races and varieties are to be distinguished, and focused
initially on what he saw as Kant's chief error—the belief that the empirical
issue concerning the poly- or monogenetic character of the human group
132 PHILLIP R. SLOAN
Kant could only reply by concluding that Forster had based his
argument on a '. . . misunderstanding of the principle from which I
proceed'—presumably meaning the whole critical philosophy." 8
Kant's answer to Forster focused on the alleged impossibility of a
Naturgeschichte, in Kant's sense of an inquiry into stem-relations and origins.
To this Kant replied that if science is not to be confined to mere atemporal
description and classification (and Forster is accused of inconsistency here,
in his own concern with the origin of races), then a rational and defensible
distinction could be made, which would separate morphology-based,
non-historical taxonomy of the Linnaean variety from a search into the
The Historical Interpretation of Biological Species 133
historical unity of mankind as revealed by reproductive relations."9
With a clarity lacking in all other discussions of these issues, Kant grounded
this distinction on the legitimacy of two different aspects of inquiry into
nature. One was the atemporal 'theoretical' view (presumably, as the
Kritik develops, under the guidance of the understanding), and the other
a synthesizing perspective grounded in ideas of reason;120 this separated
concepts into two domains, corresponding to Naturbeschreibung and
Naturgeschichte or, as Kant now termed these inquiries to avoid inevit-
able confusions, Physiographie and Physiogonie.121 Although this point is,
in the 1788 paper, only implicit, it seems clear from the Kritik that the
one would be concerned with the objects given in intuition under the
categories, and the other would unite them in groups under the idea of
descent from a common stem. As he wrote in the Kritik both in 1781 and
in 1787:
The first law [of the unification of species under original genera] keeps us
from resting satisfied with a multiplicity of different original genera
[Gattungeri], and bids us pay due regard to homogeneity; the second [law of
the division of genera into species] in turn imposes a check upon this
tendency towards unity, and insists that before we proceed to apply a
universal concept to individuals, we distinguish subspecies [Unterarten]
within it. The third law combines these two laws by prescribing that
even amidst the utmost multiplicity we observe homogeneity in the gradual
transition from one species [Species] to another, and thus recognize a
relationship between the different branches, as ail arising from one stem
[Stamrri].1"
V
Kant's three papers on race, supported by the epistemological
foundation of the Critique of pure reason, showed, albeit rather diffusely, a
direction for a significant reorientation of taxonomic inquiry. Kant refined,
clarified, and deepened Buffon's distinction between the 'abstract' and
'physical' meaning of taxonomic groups, and clearly related this distinc-
tion to two conceptually separable programmes of research into natural
history. On the one hand, Kant asserted the importance of inquiry into
the reproductive and genealogical relations of organisms, without
following Buffon in his polemic against Linnaean or other systematic
treatments of organisms. These remained, for Kant, perfectly valid and
even necessary analyses of the biological domain, but they were inquiries
which must be unified and guided by reason in its regulative function,
thus subsuming them under another, genealogical, inquiry. Not only
were the splitting tendencies of taxonomic systems checked, but the results
of such systems could also conceivably be reformed by the subsumption
of morphologically defined groups under 'natural' groups defined by a
community of historical ancestry. And by making a sharp separation
between concepts of taxonomic groups in the domains of NaturgeschichU
The Historical Interpretation of Biological Species 135
and Maturbeschreibung, Kant could distinguish, without the puzzling
metaphysical and epistemological confusions that might otherwise arise,
the 'natural-historical' meanings of species, genera, and other higher
categories from the logical-classificatory concepts derived from Aristotelian
and scholastic logic, which were the basis of the taxonomies of virtually
all the systematise of the seventeenth and eighteenth centuries.
A further consequence of Kant's position was that, from the standpoint
of the 'history of nature', there was a fundamental epistemological difference
between a 'natural' classification of organisms, and any kind of classifica-
tion for minerals, diseases, or chemical elements. This is a critical point,
for it was the assumption that these presented analogous situations that
continually directed the main current of biological systematics toward
purely morphological approaches to the 'natural system'. Kant claimed,
however, that the key lay in historical genesis: only in organic beings could
the plurality-unity tension be resolved by the idea of the derivation of
forms by generation from a common historical stem.
The degree to which Kant's reworking of Buffon's fundamental
insights was accepted in the German tradition of working taxonomists
can be illustrated by looking first at what we might consider a mainstream
tradition, as represented by Johann Blumenbach, and then by examining
what I will argue is the more creatively Kantian position subsequently
expounded by Kant's disciple Christoph Girtanner. The ambiguous
synthesis of aspects of both of these positions by Johann Karl Illiger, the
codifier of German taxonomy, will be the final topic of examination.
Although, as previously noted, Blumenbach had formulated his
initial views on taxonomy before encountering Kant's writings, he was
in many respects in a position to be well acquainted with Kant's mature
philosophical and scientific views; and particularly after the controversy
between Kant and his friend Georg Forster, he showed familiarity with
Kant's views on race."5 It seems clear, however, that the fundamental
distinction made both by Buffon and by Kant between a 'historical'
interpretation of the taxonomic system with a 'natural-historical' concept
of taxa, and the 'abstract' concepts of Linnaeus, was not comprehended
by Blumenbach, who cited Kant, but did not grant the epistemological
foundations for these distinctions.
This is manifest in Blumenbach's reflections on taxonomic issues that
emerged in the wake of the Forster-Kant controversy. In 1789, Blumen-
bach published a frequently-cited paper which took up certain dimensions
of the problem of definition of race being discussed by 'some contemporary
authors'—evidently Kant and Forster. In this paper, Blumenbach did
adopt some of Kant's terminological distinctions, and he rejected Forster's
scepticism about the historical Stamm. At the same time, however, he
failed fundamentally to come to terms with Kant's argument. The
question of the monogenetic or polygenetic origin of mankind was not to
136 PHILLIP R. SLOAN
We say that animals belong to one and the same species, if they agree so
well in form and constitution that those things in which they do differ may
have arisen from degeneration. We say that those, on the other hand, are
of different species whose essential difference is such as cannot be explained
by the known sources of degeneration . . .'3*
While the practical fertility of such a principle to the working taxo-
nomist cannot be denied, it also illustrates that Kant's arguments were
not taking hold in at least one critical representative of the mainstream of
German zoology, despite congenial relations between Blumenbach and
Kant in the 1790s.'33 While Blumenbach appears to have adopted from
Kant the use of such terms as Rasse, he did not adopt the framework
upon which Kant's arguments rested. Not surprising, Blumenbach's
taxonomy remained throughout his writings strikingly constant and un-
affected by the currents we have traced. *34
In 1796, however, Christoph Girtanner's On the Kantian principle for
natural history appeared at Gottingen, and brought Kant's basic arguments
together in a coherent and synthetic way with dimensions of reigning
biological theory, and then generalized them into a comprehensive
programme for reform of the classification of all organisms in terms of
genealogical relationships.
Sandwiched as it was between his extensive medical, chemical, and
political writings of the 1790s, Girtanner's attempt to synthesize and
138 PHILLIP R. SLOAN
In long reflections on the Kantian foundation, I have found that its value
is not confined to the races of mankind, to which the famous philosopher
has applied it; rather, this1foundation is a general law, which can be applied
to all of organized nature. '*1
The current active concern of philosophers with the investigation and closer
determination of Kant's metaphysical ideas is in sharp contrast with the
little interest naturalists have taken in considering the new and ingenious
The Historical Interpretation of Biological Species 141
ideas which Kant has advanced in his three treatises on human race
concerning the history of nature. This gap [Girtanner's book] seeks to fill.
He endeavours to prove that the principle which was advanced by Kant
for the human races,1is a general law, which could be applied to the whole
of organized nature. s°
VI
With Girtanner's discussion we see coming to practical fruition a
development of concepts which began in a general way in the philosophy
of Leibniz and Wolff, were given a concrete application to natural history
by Buffon, were clarified and to some extent reinterpreted by Kant, and
were made by Girtanner the basis of an appeal for a new and generalized
research programme in natural history. Understood correctly, it meant
that a new way of looking at systematic natural history was to be under-
taken, one not antagonistic to the logical systematization of Linnaeus,
but in which traditional taxonomic and morphological concerns were
clearly separated from a temporal and genetic inquiry into the relations
of life. In several respects, in fact, Girtanner's programme represents a
return to Buffon. Girtanner's interpretation of Kant was to a large
extent, 'pre-critical', in the sense that there were none of the mature
Kantian strictures concerning the purely regulative character of inquiries
into historical and genetic relationships, and there is no compelling
evidence that Kant gave official approval to what Girtanner was doing
in his name.'S1
Yet if Girtanner's work was an appeal for a new inquiry into natural
history which pulled together many of the strands we have traced, the
direct impact of Girtanner on contemporary systematic work is not quite
what might have been expected. Blumenbach, for example, simply added
a footnote reference to Girtanner's work to the 1799 edition of his
Handbuch der Naturgeschichte, and did not abandon the basic taxonomic
principles he had worked out in the 1770s.'5* There was no change in
Blumenbach's concept of Naturgeschichte, for example, and the 'natural
system' was still grounded on the habitus, with no recognition of the
importance of the alternative approach along lines suggested by Kant
and Girtanner. The consequence of this is manifest in his reaffirmation,
in a long footnote obviously added in response to Girtanner's work, of
the principle of analogy:
. . . the totality of all individuals which generate fertile young with one
another. This definition of the species, nature herself appears to dictate.
We can determine the species only through experiments on reproduction,
and it would be an error to accept, as has commonly tended to occur, that
species might be constituted by the extraction of general characters
common to several individuals. *5 9