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Pore Pressure Response Analysis For Earthquakes
Pore Pressure Response Analysis For Earthquakes
Key words: pore pressure, earthquakes, soil dynamics, analysis, effective stress, computer programs, liquefaction.
On prCsente les modifications et extensions faites aux programmes d'ordinateur APOLLO et GADFLEA pour Ctudier la
ginbration et la dissipation de la pression interstitielle dans les dCp6ts de sol soumis 21 des charges sisrniques. Les versions
rCvisCes de ces programmes d'ordinateur permet une utilisation plus complbte de la riaction aux secousses sismiques, 6valuCe
analytiquement, d'un dCp6t de sol sur un site donne. Cependant, ces changements n'althrent pas la formulation de base du
problhme, ni des stratCgies de solution exCcutCes dans ces programmes d'ordinateur. L'argumentation est it l'effet que les
rksultats de rCaction de la pression interstitielle sous sollicitations dynamiques obtenus au moyen de ces programmes,
1orsqu'utilisCs de fa~onitCrative avec l'analyse de rCaction du sol en contrainte totale, devraient s'approcher des rCsultats
obtenus au moyen de l'analyse de reaction du sol en contrainte effective sous sollicitation sismique.
Mots clis: pression interstitielle, tremblements de terre, dynamique des sols, analyse, contrainte effective, programmes
d'ordinateur, 1iquCfaction.
Can. Geotech. J. 22,466-476 (1985) [Traduit par la revue]
For personal use only.
PRESElSMlC
CONDITIONS
(SOIL 8. PORE-
PRESElSMlC CONDITIONS
(SOIL 8. PORE-FLUID) I AT T H E E N D O F E A R T H Q U A K E
LOADING % . WHEN ALL
EARTHQUAKE EFFECTS
ON THE SOlL AND PORE
FLUIDS HAVE CEASED
FLUID)
DYNAMIC MATERIAL
PROPERTIES
( L
PROPERTIES
) ( $:,p%
;;: ) EARTHQUAKE
LOADING
FOR EACH PULSE
(TIME STEP) OF THE
EARTHQUAKE LOADING SOlL SKELETON RESPONSE
( I T E R A T I V E PROCESS BECAUSE
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OF NONLINEAR DYNAMIC
I MATERIAL PROPERTIES 1
POSTSEISMIC
CONDITIONS
(SOIL 8. PORE-
FLUID)
l o ) P H Y S I C A L P H E N O M E N A A N D S E Q U E N T I A L A C C O U N T I N G OF
THE E A R T H Q U A K E E F F E C T S I N N U M E R I C A L A N A L Y S I S
1 PORE-FLUID RESPONSE I
I l c ) POSTEARTHQUAKE PHYSICAL SITUATION
DYNAMIC MATERIAL
PROPERTIES
For personal use only.
( b ) I T E R A T I V E ACCOUNTING OF T H E E A R T H Q U A K E
E F F E C T S I N NUMERICAL ANALYSIS
FIG. 1. Qualitative description of the physical problem and analysis procedures. (a) Physical phenomena and sequential accounting of the
earthquake effects in numerical analysis. ( b ) Iterative accounting of the earthquake effects in numerical analysis. ( c ) Postearthquake
physical situation.
equivalent number of uniform shear stress cycles. This concept available computational procedures and their modified forms
is described by Lee and Chan (1972) and Seed et al. (1975b). with the help of a sample problem.
The advantage of using the uncoupled approach is that any of The sample problem is taken from the foundation liquefaction
the available soil dynamics analysis procedures and their potential studies for the Yuma Desalting Plant at the Yucca site
associated computer programs may be used to calculate the located in the State of Arizona, U.S.A. The modified forms of
response of the soil structure on a total stress basis. The pore the computer programs are named APOLLO-M1 and GAD-
pressure response can then be obtained by a separate calculation FLEA-M1 and are functional on the CDC CYBER 170-730
using the results of the total stress response analysis. The results computational system available at the Bureau of Reclamation
of pore pressure analysis may be used to evaluate the progres- (Chugh 1981a , b). A listing of the modifications and extensions
sive stiffness characteristics of the soil. The results of this to the programs in FORTRAN IV and the user's instructions can
evaluation may be included in a new ground response analysis if be obtained from the authors on request.
deemed necessary (Martin and Seed 1979).
The two commonly used computer programs for studying Theoretical ideas and their numerical implementations
pore pressure response in soil deposits subjected to earthquake The basic differential equation defining the simultaneous
loading are APOLLO and GADFLEA (Martin and Seed 1978; generation and dissipation of pore water pressures in a sand
Booker et al. 1976). There are differences in the ground deposit due to seismic loading is (Seed et al. 1975a)
response representations in the two computer procedures and
both accountings are somewhat different from that proposed by
Seed et al. (1975~)and Martin and Seed (1979) in their
recommended procedures for evaluating pore pressure response
and its effects. where m, = coefficient of volume compressibility, y, = unit
The objectives of this paper are the following: weight of water, z = depth within the soil, k = soil
1. To identify the desired procedure for evaluating the pore permeability, du = pore water pressure change, and au,/at =
water pressure response in a soil deposit due to seismic rate of pore pressure buildup.
excitation and its numerical implementations in the two easily Equation [I] without the source term is
available and widely used computer programs APOLLO and
GADFLEA.
2. To compare the results of pore water pressure response in a
soil deposit subjected to an earthquake loading using the Equation [2] defines the dissipation of pore water pressure
468 CAN. GEOTECH. J. VOL. 22, 1985
during the postearthquake period. It also applies during the This 'varying-rate' buildup to the total number of uniform stress
earthquake excitation to those layers located above any layer cycles in a layer is identified as 'multiphase' shear stress loading
that develops a condition of liq~efaction.~ In such a case, shear in this paper.
stresses can no longer be transmitted through the liquefied zone The procedure recommended by Seed et al. (1975~)for
and thus, the pore pressure redistribution is defined by [2]. evaluating generation and dissipation of pore water pressure in a
The undrained rate of pore pressure buildup can be calculated sand deposit due to seismic excitation involves the following
by the empirical findings of development of pore water pressure steps:
in granular soils under cyclic loading conditions (Seed et al. 1. By means of a dynamic response analysis of the soil
1975a). This formulation leads to the following development: deposit, determine the shear stress histories (time variations of
shear stresses) caused by the earthquake at the various depths of
interest in the soil deposit. At this point, the effects of pore
pressure increases on the stresses developed are not directly
2 taken into account in the analysis procedure.
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[4] u g = - u O r sin-' 2. For each depth in the soil profile, determine the equivalent
IT
uniform cyclic shear stress T,,, the equivalent number of uni-
form shear stress cycles Neq, and the effective period of each
stress cycle Teq, representing the induced stress history.
3. Determine, from laboratory cyclic load tests, the relation-
ships between the applied uniform cyclic shear stresses and the
Equation [4] is the empirical relationship. The empirical number of stress cycles required to produce a condition of
constant a depends on the soil type. The undrained rate of pore liquefaction under undrained conditions for different depths in
pressure buildup is calculated using [3] and [5]. The pore the deposit.
pressure ratio u,/a,' needed in [5] is obtained from [4] for a 4. From the data developed in step 3 determine the number of
preassigned value of a. The symbol N is the number of uniform stress cycles of magnitude T,, required to cause liquefaction of
shear stress cycles undergone by the soil at a given depth during the soil at that depth, Ne.
the earthquake loading and Ne is the number of cycles at the 5. From the known ratios of Ne,INe at various depths, deter-
same stress level required to cause liquefaction under undrained mine the rate of pore pressure buildup du,/at, for each elemental
layer of the deposit, if it were undrained, using a representative
For personal use only.
conditions.
The cyclic loading frequency is d N / d t . If Neq is the total curve from data on rate of pore pressure buildup in cyclic shear
number of uniform stress cycles occurring in a soil sample tests. Equations [3]-[5] are generally used in the absence of
during the entire duration of an earthquake td, then for uniform specific laboratory test data, a = 0.7.
cyclic loading frequency, 6. From a knowledge of the coefficients of permeability and
compressibility of soil layers, determine the corresponding
values of the coefficients of consolidation, C, = k/rnvy, for the
different layers.
This 'constant-rate' buildup to the total number of uniform 7. By any appropriate method, solve the differential equation
stress cycles in a layer is identified as 'single-phase' shear stress [ l ] for-theknownvalues of soil characteristics, pore pressure
loading in this paper. generation expressions, and boundary conditions. The solution
However, when a specified earthquake motion induces may be pursued beyond the period of earthquake excitation by
periods of high stress intensity followed by significant periods solving the differential equation [2].
of little activity, it becomes desirable to evaluate the number of The two readily available and commonly used computer
uniform stress cycles, Neqi, for each such period. For J periods procedures for studying pore pressure response due to seismic
in the induced stress history by an earthquake: loading that are based on the above ideas are APOLLO and
GADFLEA (Martin and Seed 1978; Booker et al. 1976). The
computer program APOLLO uses [8] whereas the computer
program GADFLEA uses [6] in evaluating the undrained rate of
- -
-
~ 5 ' 1 'WV'Z
'
LUP
'
W9'V
W9.V
'
WZ'S
- 7 7 7 -,GI
sI
LI
CHUGHANDVONTHUN
02
W 1.9
'
--
01
W$
--
4
J
I
470 CAN. GEOTECH. J. VOL. 22, 1985
Either way, this simplification of same loading for all the layers Monterey Sand
in a deposit (number of equivalent uniform shear stress cycles
being independent of depth) does not hold in the computed
ground response results, and is not in agreement with the desired
For personal use only.
'4 r
,
LAYER "2
18 -
/ 16 -
/ /
/
/
14 -
/
/ 0 12 -
/ -
/
3
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/ IO-
/ -4 7
/
/
,,5
,
'
,
,,
,
,
LAYER " 3 LAYER *7
/
/
LAYER "8
0
For personal use only.
14 -
12 -
/
/
/
/
/
/
LAYER *5
_----
__---- LAYER * 9
TlME ( s ) TlME ( s )
FIG.5. Calculated number of equivalent shear stress cycles for different layers (Lee and Chan 1972).
The ground response analysis for this problem was performed iterative procedure is continued until no significant changes in
using the computer program SHAKE (Schnabel et al. 1972). A moduli and damping are necessary. The response determined
short description of this computer program is included here for during the last iteration is considered to be a reasonable
completeness sake (Chugh 1985). approximation to the nonlinear response of the soil to the
SHAKE (Schnabel et al. 1972): SHAKE is a total stress earthquake loading. The integration of the equations of motion
method which treats the nonlinear soil by an equivalent linear is based on classical wave propagation theory using transfer
procedure. The nonlinear response is approximated by a linear functions. The computer program can be used to compute the
elastic model with damping. The stress-strain properties of the response for a design motion given anywhere in the soil deposit.
soil are defined by strain-dependent shear moduli and equivalent Every layer in a soil deposit is homogeneous and isotropic and is
viscous damping factors. An equivalent modulus and damping characterized by the thickness h , mass density p, shear modulus
ratio at any strain level are determined from the slope of the G, and damping factor P.
major axis of the hysteresis loop corresponding to that strain and Figure 2 shows the discretization of the soil deposit into
area of the loop, respectively. Since the vertical distribution of layers and the material properties used for the dynamic ground
the shear strain is unknown, initial values of moduli and response. The nonlinear variation of the shear modulus and
damping are selected corresponding to small strain values or to critical damping factors with respect to shear strain are as shown
strain levels judged appropriate for the anticipated earthquake in Fig. 3 (Seed and Idriss 1970).
loading, and an elastic analysis is carried out for the entire The variations of maximum shear stress and average stress
duration of the earthquake. The average strain (some percentage ratio (0.65~,,/~,'), each computed at the top of layers, with
of the maximum value, usually 65%) is computed at each level; depth are shown in Fig. 2b. The computed shear stress history
moduli and damping ratios, compatible with these average for each layer is used to calculate the number of equivalent
strains, are selected and the calculations are repeated. The cycles of uniform shear stress at 0 . 6 5 using~ ~ ~the Lee and
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S(13AVl 11V 0 1 O3llddV 51 0 (13AVl (101 BNIOV01 6 0
S 0021-009 31111
0'1 6'0 0.0 1'0 9'0 E'O b'0 C'O tO I'O 0.1 6'0 8'0 1'0 9'0 5'0 VO C'O 2'0 1'0
For personal use only.
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0.1 6'0 8'0 1'0 9'0 5'0 t.0 C'O 2'0 1'0
OllVM 3MnSS3Md 3LIW 8833x3 WflWIXVW
9NIOVOl 3SVHd - 3 1 9 N I S
CHUGHANDVONTHUN 473
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FIG. 7. Pore pressure response history at 23 ft (7 m) depth for a selected combination of shear stress responses (single-phase
loading).
Chan (1972) procedure. The weighting curve used for determin- three loading-history locations (giving larger pore pressure
ing the equivalent effects of different stress levels corresponds response) were selected for additional study. Specifically, these
to relative density of 68% and is shown in Fig. 4 (DeAlba et al. three loading-history locations are layer 3, layer 5, and each
1975). The variations of number of equivalent uniform shear layer by itself. The postearthquake pore pressure response for
stress cycles with time for each layer in the soil deposit are each of the three loading histories as applied to all the layers in
shown in Fig. 5 by the solid lines (multiphase). The dashed lines the deposit are shown in Figs. 66 and 6c. Again, the differences
in this figure indicate the linear increase in the number of in the computed results are significant.
equivalent uniform shear stress cycles with time if it were to 2. Using multiphase variation of equivalent number of
occur or be assumed (single-phase). uniform shear stress cycles of loading with respect to time, pore
In order to study the effects of using a particular layer's data water pressure response in the deposit was calculated using the
for the number of equivalent uniform shear stress cycles of computer program GADFLEA-MI . These calculations consid-
loading and its variations with time on the computed pore ered the three worst cases of loading-history locations, i.e.,
pressure response in the soil deposit, both during the earthquake layer 3, layer 5 , and each layer by itself. Figures 6d, and 6 e and
and the period following the earthquake, the following sets of 6f show the maximum excess pore pressure ratio results for
calculations were performed: during the earthquake and for the postearthquake periods,
1. Using single-phase variation of equivalent number of respectively. The layout of this figure permits a direct compari-
uniform shear stress cycles of loading with respect to time, pore son of computed pore pressure response due to single-phase
water pressure response in the deposit was calculated using the loading history and multiphase loading history, all else being
computer program GADFLEA-M 1 (Chugh 1981a). These the same.
calculations considered eight different cases of loading, one 3. The stratum at 23 ft (7 m) below the ground was selected to
each of the seven layers' responses applied to all the layers in the compare the results of excess pore pressure ratio history using
deposit, and one in which each layer was loaded with its own the single-phase loadings and the multiphase loadings of the
response. The maximum excess pore pressure ratios obtained by three locations as mentioned before, i.e., layer 3, layer 5, and
these calculations are shown in Fig. 6a. The results indicate each layer by itself shear stress - time response data. Figure 7
a rather large sensitivity of the pore pressure response in the shows a comparison of the pore pressure response results during
deposit to the imposed loading. Using these results as a guide, the earthquake for the single-phase loadings. Figure 8 shows the
474 CAN. GEOTECH. J. VOL. 22. 1985
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TIME ( 5 )
FIG. 8. Pore pressure response history at 23 ft (7 m) depth for a selected combination of shear stress responses (multiphase
loading).
1.0 -
I
0.8 - (SINGLE-PHASE LOADING)
I
u
ax I
,a., I
0.6 -
/
0)
W
/
ax
n //
/
/
0)
Y)
I I 1 1 1 1 1 1 I I I 1 1 1 1 1 1 I I I 1 1 1 1 1 1
10 100 1000
TlME (5)
FIG.9. Comparison of pore pressure response history at 23 ft (7 m) depth for single-phase and multiphase shear stress
response data.
CHUGHANDVONTHUN
SOIL PROFILE
0- 0
5
3 --
6 --
23
9 --
-
-
r
E
12.-
15 -- I
-+a- 0 NUMBER OF UNDRAINED CYCLES TO
LIQUEFACTION AT r e q = 0 6 5 rmax
(STRENGTH)
k53 A TOTAL NUMBER OF UNIFORM STRESS
W CYCLES AT req-065 Tmox (LOADING1
0 IS-- X
21-- 70
24 --
27--
Can. Geotech. J. Downloaded from www.nrcresearchpress.com by San Diego (UCSD) on 09/14/14
90
30- 100
I 10 100 1000
NUMBER OFUNIFORM STRESS CYCLES
FIG. 10. Liquefaction potential evaluation for the sample problem (Seed and Idriss 1971).
corresponding results for the multiphase loadings. Figure 9 during the earthquake and that liquefaction shall persist at these
shows the computed results of pore pressure ratio histories for depths for the next 10 min. But 10 min after the earthquake, the
the multiphase and single-phase loadings of each layer by itself pore pressure will readjust to a high but relatively stable range.
for the earthquake and postearthquake durations considered. This is seen in plots of results shown in Fig. 6. However, use of
These calculations were all performed using the computer the computer program GADFLEA will lead to the conclusion
program GADFLEA-M1. Essentially identical results are ob- that liquefaction is likely to occur in a zone 38-70 ft (12-21 m)
tained using the computer program APOLLO-M1 (Chugh below the ground during the earthquake and that liquefaction
1981b) using the same data. However, these results are not will persist in this material zone for the next 10min. The
included here to conserve space. redistribution of pore pressure, 10 min after the earthquake,
For personal use only.
the computer program GADFLEA-M 1 should be used to study MANSOURI, T. A. 1980. Dynamic response and liquefaction of earth
the problem in two dimensions. structures. Ph.D. dissertation, Colorado State University, Fort
Collins, CO.
Acknowledgements MARTIN,P. P., and SEED, H. B. 1978. APOLLO-a computer
The authors would like to express their sincere appreciation to program for the analysis of pore pressure generation and dissipation
in horizontal sand layers during cyclic or earthquake loading.
Messrs. D. Miedema and W. Bennett, Drs. P. P. Martin, P. J.
Earthquake Engineering Research Center, University of California,
Hradilek, and J. D. Smart, Professors H. Gesund, M . S . Berkeley, CA, Report No. EERC 78-21.
Rahman, and H. Bolton Seed for their helpful comments and 1979. Simplified procedure for effective stress analysis of
suggestions in response to the authors' personal inquiries on the ground response. ASCE Journal of the Geotechnical Engineering
general subject and reviewing the initial draft of this paper. Division, 105(GT6), pp. 739-758.
SCHNABEL, P. B., LYSMER,J., and SEED,H. B. 1972. SHAKE-a
computer program for earthquake response analysis of horizontally
BOOKER,J. R., RAHMAN,M. S., and SEED,H. B. 1976. GAD- layered sites. Earthquake Engineering Research Center, University
of California, Berkeley, CA, Report No. EERC 72-12.
Can. Geotech. J. Downloaded from www.nrcresearchpress.com by San Diego (UCSD) on 09/14/14
& R Center, Denver, CO, Report No. TM-222-TS-3. Report No. EERC 75-29.
1985. Dynamic response analysis of embankment dams.
International Journal for Numerical and Analytical Methods in List of symbols
Geomechanics, 9, pp. 101-124.
coefficient of consolidation
DEALBA,P., CHAN,C. K., and SEED,H. B. 1975. Determination of
soil liquefaction characteristics by large scale laboratory tests. shear modulus
Earthquake Engineering Research Center, University of California, layer thickness
Berkeley, CA, Report NO. EERC 75-14. number of phases
FERRITTO,J. M., and FORREST,J. B. 1977. Determination of soil permeability
seismically induced soil liquefaction potential at proposed bridge coefficient of volume compressibility
sites-theoretical considerations. Federal Highway Administration, number of uniform shear stress cycles undergone by soil
Washington DC, Report No. FHWA-RD-77-127. equivalent number of uniform stress cycles representing
FINN,W. D. L., LEE, K. W., and MARTIN,G. R. 1977. An effective the induced stress history
stress model for liquefaction. ASCE Journal of the Geotechnical number of stress cycles of magnitude T, required to cause
Engineering Division, 103(GT6), pp. 517-533.
liquefaction
FINN, W. D. L., MARTIN,G. R., and LEE, M. R. W. 1978.
Comparison of dynamic analyses for saturated sands. Proceedings, effective period of each stress cycle representing the in-
ASCE Geotechnical Engineering Speciality Conference on Earth- duced stress history
quake Engineering and Soil Dynamics, Pasadena, CA, Vol. 1, time
pp,+472-49 1. duration of earthquake
GHABOUSSI, J., and DIKMEN,S. U. 1978. Liquefaction analysis of pore water pressure
horizontally layered sands. ASCE Journal of the Geotechnical pore pressure caused b y the earthquake
Engineering Division, 104(GT3), pp. 341-356. depth
LEE, K. L., and CHAN,K. 1972. Number of equivalent significant empirical soil constant
cycles in strong motion earthquakes. Proceedings of the Interna- damping factor
tional Conference on Microzonation for Safer Construction Re-
unit weight of water
search and Application, Seattle, WA, Vol. LI.
Llou, C. P., STREETER, V. L., RICHART ART, F. E. 1977. A numerical mass density
model for liquefaction. ASCE Journal of the Geotechnical Engineer- effective overburden pressure corresponding to hydro-
ing Division, 103(GT6), pp. 589-606. static pore pressure conditions
LYSMER, J. 1978. Analytical procedures in soil dynamics. Earthquake equivalent uniform cyclic shear stress representing the in-
Engineering Research Center, University of California, Berkeley, duced shear stress history
CA, Report No. EERC 78-29.