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Wallach 2014
Wallach 2014
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From his contemporaries to Machiavelli to ours, Plato is often faulted for being
either woefully naive in his understanding of worldly power or blithely and
1 Other dialogues that treat ‘power’ indirectly or from ideas in other dialogues – e.g., Protagoras,
Statesman and Laws – only will be mentioned in passing. For a monograph on Plato on
power, see Kimon Lycos, Plato on Justice and Power: Reading Book I of Plato’s Republic (Albany:
SUNY Press, 1987). For accounts via analytical classical philosophy, see Terry Penner, ‘Desire
and Power in Socrates: The Argument of Gorgias 466A-468E that Orators and Tyrants Have
No Power in the City’, Apeiron, 24.3 (1991), pp. 147-202, Heda Segvic, ‘No One Errs Willingly:
The Meaning of Socratic Intellectualism’, in Oxford Studies in Ancient Philosophy, 19 (2000),
pp. 1-45. I owe these references to Malcolm Schofield. The most recent, thorough treatment
of Plato’s political philosophy is Malcolm Schofield, Plato: Political Philosophy (Oxford:
Oxford University Press, 2006). Schofield offers insightful accounts of Plato’s views of power,
but he does not differentiate dunamis and kratos (cf. below) and does not directly thematize
or theorize Plato’s conception of power.
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30 wallach
English word, ‘power’.2 Instead, the semantic range of the English word ‘power’
is mostly covered by two words in Attic Greek, the denotations of which are
not mutually exclusive. One is dunamis, often translated as capacity, ability,
potency, or potentiality, as well as power. Dunamis is a necessary feature of
social practice; it may be but is not necessarily good. It is composed of desire,
motives, habits, and skills. The other is kratos, translated as force as often as
power. It implies the use of force that, unlike dunamis, faces determined (not
‘natural’) resistance. For example, demokratia constantly has to overcome and
resist oligarchical tendencies in society, even as it also was said by many to
produce the most possible political good. Insofar as the meaning of each
potentially leaks into that of the other – after all, powerful members of the
political elite were known as dunatoi – I shall attend to instances of both (and
their cognates, such as strength and violence, ischus and bia) as contributing to
a Platonic notion of power.3
The second hurdle is historical and stems from radically different features of
Plato’s political context compared to ‘ours’. Plato’s political world was intensely
human, lacking in hardened institutional barriers to political action. It was not
a world inflected by monotheistic religious traditions and hierarchies, states,
standing armies, capital and its offsprings, programmatic ideologies, totalitar-
ian or inverted totalitarian regimes, carceral continuums, political orders
whose populations top one billion human beings, vast inequalities of wealth,
nuclear-tipped drones, or looming climactic disasters. In the Athenian polis
(Plato’s prototypical exemplar for ‘the political’), political power inherently
expressed human agency, and judgments about its quality concerned individu-
als or associations of individuals (koinoniai). These historical differences
should condition our understanding of Platonic power, but they do not fore-
stall inquiry into its meaning or utility. Initially, we simply need to attend to the
various iterations of dunamis (primarily) and kratos, which together make up
what we call ‘power’, in those Platonic dialogues where their political character
is best expressed. Then, we recognize the extent to which their meanings are
2 The Oxford English Dictionary identifies initial usages of ‘power’ (derived from the Latin,
potere, in the late 13th century), but its first major treatments in political theory and philoso-
phy occur (interestingly!) in the relatively liberal works of Hobbes (Leviathan) and Locke
(Essay Concerning Human Understanding).
3 In his book on Plato’s view of justice and power (supra, n. 1), Lycos connects ‘Socratic justice’
in Book I with dunamis. He finds in Plato valuable counterpoints to modern-day, individual-
ist conceptions of political ethics. However, his straight-up reading of the complementarity
of ‘power’ (mostly understood as dunamis) and ‘justice’ does not adequately account for the
tension Plato recognizes between his logos of power and its usage in the world, especially as
kratos – a tension which itself is part of Plato’s conception.
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platonic power and political realism 31
Two sets of political thinkers take aim at Plato. The first and most durable
set took shape principally via Machiavelli’s dismissal of political idealism in
The Prince:
For many have imagined republics and principalities that have never
been seen or known to exist. However, how men live is so different from
how they should live that a ruler who does not do what is generally done,
but persists in doing what ought to be done, will undermine his power
[piuttosto] rather than maintain it.4
4 Machiavelli, The Prince, trans. Russell Price (Cambridge: Cambridge University Press, 1988),
p. 54.
5 On Machiavelli’s intentions in writing The Prince, see Quentin Skinner, The Foundations of
Modern Political Thought – Vol. 1: The Renaissance (Cambridge: Cambridge University Press,
1978), especially pp. 118-38.
6 See Plato, Republic, 592 a-b.
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platonic power and political realism 33
Plato as authoring ideas of Truth and Virtue that have authoritative, perennial
and political value over and against any constitutive significance to ‘power’;
ethical liberals, such as Isaiah Berlin and Gregory Vlastos, associate Plato’s
political ideas with authoritarianism, and modern-day advocates of reviving a
republican or democratic enactment of ‘the political’, namely Hannah Arendt
and Sheldon Wolin, read Plato as anti-political because he improperly views
political power through the frame of single-gauged ideas displayed as a techne
(craft, skill). Other notable critics (e.g., Foucault, Rorty, Connolly) regard Plato’s
efforts to identify notions of knowledge, virtue, or truth as ineluctably arguing
for Knowledge, Virtue, or Truth, which reveals how Plato has lost touch with
the complexity and ambiguity of political life.8 But I have argued that these
theorists, whose political perspectives can stand on their own, do not fully
appreciate how Plato insistently identifies the importance of linking logos and
ergon via judgment and distinguishes a political techne from other forms
of technai.9 These interpretive mistakes impede one’s grasp of the Platonic
conception of power. But I mostly do not take issue here with the ‘political’
critics of Plato – partly because each clearly positions their reading of Plato
within a Weltanschauung that does not depend on Plato (except for providing
arguments – or anti-arguments – from a towering intellectual figure) and
mostly because my aim is to give a Platonic conception of power its due –
taking particular note of how its ethical dimensions connect to justice, politi-
cally or personally. Instead, I shall focus on the realist critique of Plato’s
conception of political power.
8 Karl Popper, The Open Society and Its Enemies, Vol. 1 – The Spell of Plato (Princeton, 1964
[1945]; Isaiah Berlin, ‘Two Concepts of Liberty’, in Four Essays on Liberty (New York: Oxford
University Press, 1969); Leo Strauss, The City and Man (Chicago: University of Chicago Press,
1964); Gregory Vlastos, Socrates: Ironist and Moral Philosopher (Princeton: Princeton Univer-
sity Press, 1994); Hannah Arendt, The Human Condition (Chicago: University of Chicago
Press, 1958); Sheldon S. Wolin, Politics and Vision (Boston: Little, Brown & Co., 1960), Ch. 2.
Foucault acutely comments on Plato’s political texts in The Government of Self and Others:
Lectures at the College de France 1982-1983, ed. Frederic Gros, trans. Graham Burchell (London:
Palgrave Macmillan, 2010). Yet he notably avoids analyzing them in terms of power. Haber-
mas offers a trenchant critique of Arendt’s political theory for not adequately accounting for
‘power’ in ‘Hannah Arendt’s Communications Concept of Power’, Social Research, 44.1 (1977),
pp. 3-24. Richard Rorty, Philosophy and the Mirror of Nature (Princeton: Princeton University
Press, 1979); William E. Connolly, The Ethos of Pluralization (Minneapolis: University of Min-
nesota Press, 1995).
9 On the importance of the links and disjunctures between logos and ergon in Plato’s political
thought and the differences between the political art from other kinds of technai in Plato’s
dialogues, see John R. Wallach, The Platonic Political Art: A Study of Critical Reason and
Democracy (University Park, PA: Pennsylvania State University Press, 2001).
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34 wallach
I begin with Plato’s Apology of Socrates, because its account of the trial and
death of Socrates in 399 provides a relatively genuine historical source
and practical anchor for Plato’s thinking about power that is at least partially
independent of Plato’s own experience. It exhibits the nature and limitations
of the ‘power’ (dunamis and kratos) of Socrates’ own logos and character, in the
face of the accumulated force of collective opinion and its effect on Athenian
laws and politicians. The conflict between the excellence or virtue (arete) of
Socrates and the Athenians’ practice of their demokratia – itself a combination
of the dunamis of the demos and its active exercise as kratos – created what has
been called ‘Plato’s Socratic Problem’.10 In the dialogue, however, that problem
is only intimated. We simply see Socrates coming up against both the brunt
of the power (dunamis and kratos) of collective institutions he distrusts (juries,
the Assembly) and a history of prejudice that he believes has domed him no
matter what he argues cogently in his apologia. Since Plato’s Socrates believes
that he ought to live, that he is innocent of all charges against him (the infor-
mal ones identifying him as a reckless sophist and speculative materialist cos-
mologist and the legal indictments lodged by Meletus, Anytus, and Lycon for
corrupting the young and impiety) and argues that he is a good Athenian –
despite which his accusers win the backing of the majority of the jurors (280-
221) to convict him as a law-breaker and punish him with death – we need to
understand the nature of both Socratic and anti-Socratic power expressed at
the trial, particularly the extent to which each is democratic. Doing so sets us
on the most revealing path for understanding the conception of power Plato
later promotes in his less historically anchored dialogues.
The principal manifestation of kratos in Plato’s Apology of Socrates results
from collective discourse – that is, not discourse, character, or force expressed
by individuals as discrete agents but collectivized as prejudice or imperson-
ated by influential politicians. Plato’s Socrates, if not the historical Socrates,
here takes issue with the potential of this discourse and its agents – i.e., the
demos, as an anonymous, personified, or institutionalized agent – to act arbi-
trarily if not tyrannically – qua demos tyrannos.11 The historical Socrates adds a
10 See John R. Wallach, ‘Plato’s Socratic Problem, and Ours’, History of Political Thought, 18
(1997), pp. 377-98, and The Platonic Political Art.
11 Democracy was lampooned in comedy as demos tyrannos. But since the democratization
of Athens after the constitutional reforms of Kleisthenes and their extension by Miltiades,
democracy was mostly hailed as the antidote to tyranny. Note the association of the birth
of democracy with the late sixth-century tyrannicides but also its subsequent problema-
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platonic power and political realism 35
tization in Thucydides and Athenian tragedy and comedy. As Athens and its democracy
became wrapped up with its arche and war, its image became seriously tarnished. See
Kathryn Morgan, ed. Popular Tyranny: Sovereignty and Its Discontents in Ancient Greece
(Austin: University of Texas Press, 2003), particularly the essays by Raaflaub, Kallet,
Henderson, Morgan, and Ober. For a recent interpretation by a political theorist of
Aristophanes, see John Zumbrunnen, Aristophanic Comedy and the Challenge of
Democratic Citizenship (Rochester: University of Rochester Press, 2013).
12 On the importance of identifying the historical Socrates, see Gregory Vlastos, ‘The
Historical Socrates and Athenian Democracy’, Political Theory, 11 (1983), pp. 495-516 and
John R. Wallach, ‘Socratic Citizenship’, History of Political Thought, 9 (1988), pp. 393-413.
13 For more recent illustrations of how demagogues whip up public opinion to act tyranni-
cally, see the Norwegian realist playwright Henrik Ibsen’s 1882 drama, An Enemy of the
People and the 2012 movie by the Norwegian filmmaker, Thomas Winterberg, The Hunt.
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36 wallach
meant to be a citizen in the Athenian democracy. (See the speech of ‘the Laws’
in Plato’s Crito). For Socrates, the demos may be using its dunamis to enact
tyrannical kratos. But apart from expressing doubts about the inherent virtue
of majorities, Plato’s Socrates never makes this point explicitly, and such a
judgment is qualified by the democratic procedures followed by the (rela-
tively) democratic jury designed to guard against its judgment and power
(dunamis and kratos) from being tyrannical.14
Power suffused the social life of the Athenian polis and its democratic activ-
ities. Socrates’ complaint about political power was not so much about its
democratic character as its collective, political quality – which would surely
accompany public action in other political regimes. In the Apology of Socrates,
Socrates took issue with the Athenian politicians who presumptively claimed
virtue (arete) for themselves and its major political institutions. Socrates did
not believe this could be the case, and he spent his life searching for the mean-
ing of virtue and inquiring about it in one-on-one dialogues with anyone he
met in the Athenian agora – citizen or non-citizen (Apology, 30a). Insofar as a
class of citizens acted as rulers who led others without their deliberate partici-
pation, they formed a phalanx of power that prevented less powerful citizens
from expressing the ethical dimensions of their own political potential.
The ‘many’ lost their plurality and acted as ‘one’, potentially like a tyrant
(tyrannos) – whether as a class, principal agents of the city, or supporters of the
Athenian empire (arche).15 While this phenomenon occurs whenever a collec-
tivity deliberates and comes to a singular decision, the consolidation surely
results in epistemological and ethical compromises about what shall count as
authoritative political knowledge. The resulting political monolith warrants
critical discourse and challenges (parrhesia).16 But such a scenario does not
directly anticipate the dichotomies of the powerful vs. the powerless, private
vs. public, or the state vs. the citizenry, binary frameworks of the presence or
14 The burden of the Athenians’ arche as a tyrannos was famously articulated by Pericles
(II.63.2) and Cleon (III.37.2) Thucydides’ History of the Peloponnesian War. For Thucydides,
the tyrannos of the Athenian empire was a mordant observation that referred to Athens
as a polis and a democracy. See W. Robert Connor, ‘Tyrannis Polis’, in Ancient and Modern:
Essays in Honor of Gerald F. Else, eds. J. H. D’Arms and J. W. Eadie (Ann Arbor: Michigan
University Press, 1977), pp. 95-109. Early in the Fourth Century, the Athenians adopted
more procedures to forestall rash judgments by the Assembly without diluting its power.
15 For literary accounts of popular tyranny or the effects of a demos tyrannos, see the articles
by Kallet, Henderson, and Morgan in Kathryn Morgan, ed. Popular Tyranny.
16 On parrhesia in Plato, see Michel Foucault, The Government of the Self and Others and The
Courage of Truth: The Government of Self and Others II, Lectures at the College de France,
ed. Graham Burchell (Basingstoke: Palgrave, 2011).
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platonic power and political realism 37
absence of kinds of power in political life that became central in the work of
Machiavelli and from Hobbes forward.
The ethical relationship between agents of political power and their sub-
jects was less well-defined, even more subtle, in ancient Athenian democracy.
Two features of the discursive context in which Plato wrote make this clear.
First, when treating the demos as a collective in the late fifth and early fourth
century, literary criticism addressed problematics of politics in various politi-
cal orders as much as democracy per se: dramatists addressed tyrannical
actors; Plato and Aristotle found greater fault with oligarchies than with
democracies.17 Democracy and political life are inextricably combined in 5th
and 4th century Athenian practices, insofar as democracy is a kind of polity,
which makes it impossible to tag responsibility for the Athenians’s defeat in
the Peloponnesian War on its character as either a powerful polis or a reckless
demos (a practical conflation that surely influenced the anti-imperialist Plato).
‘Mistakes were made’, one might say in the vein of contemporary political rhet-
oric, because responsibility for them is difficult to pinpoint. Besides, they result
from culture and politics as much as democracy. These factors also might have
signified either the dark side of the otherwise beneficial possession of political
power, or human beings’ natural proclivity for greed.18 The answer is impossi-
ble to determine conclusively in scholarship. Critics of Plato, however, are
prone to conflate them thoughtlessly, reading his criticism of politics as a
derivative criticism of democracy or as a condemnation of politics per se.19
Secondly, asserting a clear gap between Platonic power and ethics ignores the
extent to which virtue (arete) was a practice as well as an ethic and Plato aimed
to enact virtue as a good in logos and ergon.
The power of ancient Greek virtue was distinctive and infused Plato’s dia-
logues. In conventional discourse, virtue (arete) was supposed to exhibit power
as dunamis, not kratos. Virtue signified effective goodness and, as exercised by
its possessor, was supposed to generate beneficial consequences, results, or
17 On Plato, see Wallach, The Platonic Political Art, chapters 4-5; on Aristotle, Politics, IV.11.
18 On the role of pleonexia in Greek literature and political theory, see Ryan K. Balot, Greed
and Injustice in Classical Athens (Princeton: Princeton University Press, 2001).
19 For example, Josiah Ober funnels Plato’s criticism of politics and democracy through the
lens of an anti-democratic political disposition. In this, he follows the interpretations of
Plato offered by Popper and Vlastos. See his Political Dissent in Democratic Athens: Six
Critics of Popular Rule (Princeton: Princeton University Press, 1998). For a hierarchical
view of the relationship between philosophical and political virtue, see Leo Strauss,
‘What Is Political Philosophy?’ in What Is Political Philosophy? and other studies (Chicago:
Chicago University Press, 1959). For a more differentiated view, see Wallach, The Platonic
Political Art.
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38 wallach
outcomes. But that goodness was not guaranteed as one can count on the
result of a mathematical function. It could be thwarted; it may lack kratos
because his or her virtue failed them).20 This issue arises in the Apology, when
Socrates employs the horse-metaphor to challenge the foundations of the
charge against him of having actually corrupted the young. It reappears in
the Gorgias and the Republic when Socrates argues that those with arete actu-
ally have more power than tyrannical characters, who seem to be happier and
more practically successful because of their propensity to push others around
and commit injustice. The issues of the relation of a potential virtue in democ-
racy and the power of virtue are best illuminated by interpreting Plato’s con-
ception of power in the latter two dialogues.
The confrontation between Socrates and Callicles in the Gorgias and between
Socrates and Thrasymachus in Republic I present the classic sites for witness-
ing Plato’s attempt to justify a conception of power rooted in arete and duna-
mis rather than kratos. The rationales for doing so in each case relate to each
other and, insofar as they deal with power in the public realm, harken back to
Socrates’ confrontation with his accusers and the Athenian jury in the Apology.
The differences between the Gorgias and Republic I do not evince philosophi-
cal differences, although they assume unlike forms in response to related but
not identical issues. Callicles enters the dialogue after two previous, interlocu-
tors – the famous rhetorician, Gorgias, and one of his fans, Polus – have been
pummelled by Socrates’ elenchus into agreeing that the effective power caused
by their rhetorical conceptions and strategies is ‘actually’ an evanescent mirage –
essentially useless except as a tool of tomfoolery. Thrasymachus enters the
Republic after Socrates convinces Polemarchus (who continued a discussion
about happiness and justice initiated by Socrates and Polemarchus’s father,
Cephalus) that living an unjust life yields no benefits to its agent. In both dia-
logues, Socrates builds his claim about the power of arete by denying episte-
mological and ethical – and, hence, practical – authority to its conventional
definitions. In the Gorgias, Socrates argues that conventional definitions of
rhetoric as a skill (techne) actually lack authority; rhetoricians succeed only as
20 This phenomenon is known all too well to American citizens who watch their Congress,
intended by Founder James Madison to manifest public virtue but now mostly wagged by
their major financial contributors and the allure of personal-political kratos.
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platonic power and political realism 39
21 See Thucydides, III.37-40, etc. For a sympathetic view of Cleon, see M. I. Finley, ‘Athenian
Demagogues’, in his Democracy: Ancient and Modern, rev. ed. (New Brunswick: Rutgers
University Press, 1985), pp. 38-75. About the extent to which the dialogue encourages
democratic or anti-democratic perspectives, see Benjamin Barber and J. Peter Euben’s
articles in Josiah Ober and Charles Hedrick, eds., Demokratia: A Conversation on
Democracies Ancient and Modern (Princeton: Princeton University Press, 1996).
22 See Arendt, The Human Condition and ‘What is Authority?’; Berlin, ‘Two Concepts of
Liberty’, in Four Essays on Liberty (New York: Oxford University Press, 1969), pp. 118-72;
‘The Originality of Machiavelli’, in Against the Current (New York: Penguin, 1982), pp. 25-79
and ‘The Pursuit of the Ideal’, in The Crooked Timber of Humanity (New York: Knopf, 1990),
pp. 1-19.
23 See Arendt, The Human Condition and ‘What is Authority?’, from Between Past and Future:
Eight Exercises in Political Thought (New York: Penguin, 1968).
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40 wallach
inform Socrates’ arguments in both the Gorgias and the Republic, but they are
not models. Plato’s Socrates renders the highest intellectual art, dialektike, as a
second-order art that supervises the use of ordinary technai. But is the use of
techne as a touchstone amid a wholly unstructured and unguided field of polit-
ical activity as reprehensible from a political or democratic point of view as
Arendt makes it out to be, especially given its acceptance as a constituent of
political deliberation by the Athenians’ democratic Ekklesia? Let us look more
carefully at how the concept of techne informs Plato’s conception of power.
First, the Gorgias. There, Socrates employs the techne analogy to undermine
logically the power and authority of conventional rhetoric and rhetoricians’
associated claims that they possess a distinctive kind of politically useful
knowledge.24 Gorgias claims that the techne of his rhetorike was marked by its
purely discursive, elevated character relative to other craft-arts (demiourgike
techne) and its power (dunamis) to command them in ways that benefitted
both rulers and the city as a whole in so far they exhibited knowledge about
justice and injustice. (450b-460a). He vouchsafed that his rhetoric even could
be more persuasive about medical matters than the knowledge and techne of a
doctor. The key to its success was that the source of judgment and approval of
rhetorical claims stems from that of a gathering, such as that which occurs in
the Assembly or a ‘crowd’ (ochlos). It is not, therefore, engaged in teaching-
persuasion but conviction-persuasion. (455a) This eventually leads Socrates
in his subsequent discussion with Polus (Gorgias’s subsequent defender in
the dialogue with Socrates) to tar rhetoric as nothing more than a knack
(empeiria) – not an art (techne) – success in the practice of which depends on
flattery and immediate gratification of the crowd’s desire for pleasure.
(461e-465a) Socrates argues that rhetoric has no sturdier guidepost than that
which satisfies the pleasures of the majority in a crowd, despite the fact that it
presumes to be able to manage and direct the way in which citizens seek
pleasure.25 Callicles, Polus’s successor, is horrified by this association, insofar
as he associates his own power with the ability to transcend the character,
knowledge, and experience of ordinary citizens (482c-486c). Moreover,
Socrates now drags the most revered Athenian politicians and statesmen –
Themistocles, Cimon, Miltiades, and Pericles – into the category of rhetori-
24 It is a more discursive and ethically neutral posture than that presented by the sophist
Protagoras in Plato’s dialogue, Protagoras, where Protagoras believed that his distinctive
techne provided a kind of politike techne and arete to citizens that would enable them to
become better and more powerful in both private and public affairs (318a-b, 318e-319a),
25 As he did with regard to sophistry in Protagoras (351e-357e).
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platonic power and political realism 41
cians who fecklessly lead the multitude into making political blunders.26 (455e,
503c, 516a-518e) Plato’s Socrates has employed a highly dubious standard of
political evaluation. If their leadership does not result in the political and edu-
cational improvement of citizens, then they must not be practitioners of their
art – a dubious claim that presupposes hospitable conditions for good listen-
ing and acting, and judges the possession of art (techne) and power (dunamis)
solely by the ‘success’ of its agents (which he rejected for judging his own dis-
course about virtue).
Plato, of course, is writing in the wake of the Athenians’ loss of the
Peloponnesian War as well as the trial and execution of Socrates. Perhaps more
revealingly, he also is not writing in a Christian, post-Machiavellian, capitalist
world which imagines the malleability of time and space by religion, politics,
science, or capitalist technologies. There is no temporal trajectory of redemp-
tion (pace Augustine); no calculus (of often dubious reliability) of conse-
quences in the face of internecine city-state conflict; neither fortuna nor the
interpretive screen of Christianity; no sense of knowledge as the power to
change nature (pace Bacon or genetic modification), digitize or monetize our
minds; no pressure to generate ever-larger quarterly profits; no power to digi-
tize or practice of the basic elements of political knowledge or leadership. In
turn, we also need to keep Plato’s different economic, ethical, and political
world in mind when interpreting his conception of a techne. It is unhinged to
‘technology’; rather, it is a sign of a reliable, knowledgeably informed practice –
nothing more presumptuous than that. To be sure, it is ‘anti-political’ in the
Arendtian sense – for Plato relies on it to produce a critical point of reference
for improving the conventional dynamic of politics as played out in public
institutions among politically active citizens, traditional educational stan-
dards, leaders who may lack minimal ethical or intellectual credentials, and
rhetoricians. It also is anti-political insofar as philosophy is superior to politics
as the best tool for overcoming civil strife (stasis) and attaining justice.27
This is the political and socio-cultural scene – the domain of logos-ergon –
with which Plato is engaging as a philosophical dialectician interested in justi-
fying a new kind of politics and philosophy that would complement one
another (See Republic 473c-e). It is much less a complaint about ‘democracy’
per se (whose meaning we have great difficult truly imagining today) than it is
26 Political leaders in Athens had no official, executive power that enabled them to exer
cise political power without the endorsement of the demos.
27 This is hardly surprising, if we accept the well-known passage from the Seventh Letter
(325e-326a) as evidence of Plato’s actual thoughts about his life and attitude toward the
relationship of philosophy and politics.
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42 wallach
28 This view is hardly original and carries much scholarly support. See the views of George
Grote and his mentor, J. S. Mill. For a full monograph on Grote and Athenian political
thought, see Kyriakos N. Demetriou, George Grote on Plato and Athenian Democracy: A
Study in Classical Reception (Frankfurt am Main: Peter Lang, 1999) as well as a series of his
more recent studies, Studies on the Reception of Plato and Greek Political Thought in
Victorian Britain (Aldershot and Burlington: Ashgate, 2011). For a brief account of Grote
and Mill’s conceptualizations of Athenian democracy and Platonic thought, see Melissa
Lane, Plato’s Progeny: How Plato and Socrates Still Captivate the Modern Mind (London:
Duckworth, 2001), pp. 23-8. For the first thorough account of the fertile mix of Victorian
and Greek thought, from a more ideological perspective, see F. M. Turner, The Greek
Heritage in Victorian Britain (New Haven: Yale University Press, 1981).
29 Much of this argument is emphatically made by Schofield, Plato, pp. 66-70.
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platonic power and political realism 43
alleviated pain, was powerless as a doctor. In Book I of the Republic, that mis-
take would reflect him acting as something other than a doctor, since crafts-
men (demiourgoi) as such never make mistakes when they practice their craft
(techne). The same analysis applies to a navigator who didn’t bring his ship to
port, or a politician who didn’t improve the material and ethical condition of
the citizens who trusted his leadership. Just as a doctor as such knows the
techne that aids the health of his patients, a politician was supposed to exercise
a techne for the souls of citizens! (Gorgias, 465c) Although this consideration
appears presumptuous nowadays, when we don’t expect politicians to ensure
our happiness or well-being, we expect them (in public discourse) to minimize
unemployment and maximize access to appropriate and well-paid jobs; ensure
competent healthcare for all; guarantee effective public education, and pro-
vide for the common defence – which surely contribute to an individual’s
potential for happiness or well-being.
The line of argument pursued by Plato’s Socrates here elaborates his attempt
at the beginning of the Gorgias (447a) to transcend the dichotomous meta-
phor of battling deeds and words. If rhetoric as a political discourse is simply
war by other means (cf. Foucault), then it will be no better than war as a tool
for settling conflicts according to justice. Brute force carries the day in war but
does nothing in the aftermath to create a peaceable collective (or community –
koinonia) among the previously warring parties. Socrates’ argument with
Gorgias – and eventually Polus and Callicles – is that their practices of rhetoric
may subdue their opponents temporarily, via power as force (kratos), but will
not foster civility or promote the kind of mutual understanding that a political
order requires. Rhetoric’s only ‘skill’ (in Plato’s framework) entails the ability to
persuade members of a crowd to find ephemeral pleasure. As such, it is not a
techne and does not have power as dunamis. (459e-460a; cf. Republic, 477d).
Socrates tries to bring Gorgias along to his side by obtaining his agreement to
the view that rhetoric is supposed to be useful to others and that such utility
depends on an awareness of its effects, which have longer legs than immediate
pleasure. Gorgias initially indicates a lack of concern about its effects – e.g.,
whether the acquisition of the art of rhetoric promotes justice or injustice –
but affirms that he wants his art to be used for just purposes, even if there is no
guarantee that his students will do so. (457b) (Here, Socrates is the consequen-
tialist.) Plato’s Socrates rounds out his debate with Gorgias by noting in dia-
logue with Polus that rhetoric, to be a techne, must be reliably grounded in
knowledge about the purpose of the act and its just consequences. Power
(dunamis) is a good (agathon), and it is effective, in general or as a techne,
only if it does good, i.e., that for the sake of which it was intended. But this
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platonic power and political realism 45
and Courts – that he is the only one able to practice the political art (politike
techne), which replaces the art of rhetoric (521b).
Most interesting is the next political move Plato’s Socrates makes in both
the Gorgias and Republic I. He flips the discussion from a political to a personal
context, which enables him to address the question of agency in a personal as
well as philosophical way. So what if Socrates’ practice of the political art led to
his death? He will not be harmed, at least psychologically – which is most
important – for it is worse to do injustice than to suffer injustice. A claim that
Plato’s Socrates intimated in Plato’s Apology of Socrates receives philosophical
substantiation in these two dialogues. The character of agency and its relation
to justice is now relatively depoliticized, and rests solely on philosophical
foundations. The justification used by Socrates in both dialogues does not
depend on the exercise of political power. The criteria of Plato’s Socrates for
arete in the Gorgias trump the life promoted by the ‘naturally’ superior Callicles
and, in Republic I, silence Thrasymachus’s defence of the life of injustice as a
powerful vehicle for achieving happiness. Republic I ends much like the Gorgias
(before its closing myth). Just as Plato ironically or irreally has Socrates in the
Gorgias claim that he, exemplar of virtue, is the master of the political art, so
does Plato generate a Socrates in Republic I who seriously argues that no unjust,
insufficiently virtuous person can exercise power. For he would not know how
to have the trust and friendship necessary for cooperative action, a sine qua
non of political power.
If Plato is actually interested in generating a feasible conception for a justly
practiced art of rhetoric, the Gorgias only yields an empty set. The question
then becomes, what has Plato been doing in this dialogue? Is he simply decon-
structing conventional modes of political discourse that presume to exhibit
useful political knowledge and techniques? Is he offering another venue for
rejecting the demos as a political authority? Or is he demonstrating the
difficulties facing the construction of a reliable, knowledgeable, and just
mode of political discourse? Similar problems become evident in Republic I, in
which Thrasymachus’ exasperation with Socrates’ unwillingness or inability to
define justice per se lead him to barge into the discussion and affirm the con-
ventional but unsettling definition of justice as the effect of the interest of the
stronger – i.e., power as kratos. This not only turns on its head Socrates’ defini-
tion offered in the Gorgias that political power (politike dunamis) only can be
the effect of knowledge and virtue, i.e., justice; it motivates Glaucon and
Adeimantus to challenge Socrates in the Republic to define justice in a world of
potentially hospitable consequences for unjust action. Socrates has utilized
philosophical argument to refute his opponents, but that argument still has no
political complement; its practical dunamis awaits the rest of the Republic.
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platonic power and political realism 47
32 One can imagine proposals today for political reform by a hypothetical Courageous
Democracy Party, but no candidate for Congress or the Presidency would receive 5% of
the vote for measures that would directly benefit 95% of the population. For examples
of a hypothetical platform for this hypothetical party, contact the author.
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48 wallach
but also from historical experience. Yet he hasn’t experienced the rule of phi-
losophy or a genuine philosopher educated by the regimen delineated for him
or her in the Republic. After all, neither Socrates nor Plato himself meets the
latter’s standards. Yet Plato’s readers readily presume that they know what they
actually would consist of and how they would be actually practiced – viz.,
badly. More often than not, this sort of fear of philosophy has misplaced tar-
gets: ‘mob rule’, ‘tyranny of the majority’ (since no ‘mob’ or demotic majority
has ever ruled in a political order for a significant length of time), or a ruling
elite that more nearly resembles The Thirty than Plato’s philosopher-guardians.
Besides, even Athenian majorities were minorities, insofar as their constitution
excluded women and slaves. Today’s readers of Plato refrain from thinking
radically about politics. They regard a Platonically philosophical diet for politi-
cal rule with as much scepticism as Athenian politicians then or American
politicians now who enjoy the benefits of the status quo. Plato, too, was fearful
of elitist rule. But he was fearless when it came to using philosophy for diag-
nosing stasis and devising means for overcoming injustice.
There is, of course, the familiar canard that Plato was essentially anti-dem-
ocratic. But as much as any of his ‘realist’ critics, he thought principally about
the condition of just politics (unless one just reads Plato’s discourse as garden-
variety ideology). Moreover, there is no evidence that not thinking about jus-
tice as an aim of good politics (pace Machiavelli, et al.) enhances one’s practical
views of the general welfare. Plato’s literary portrayal of a descending cre-
scendo of unjust, ideal-typical political regimes – is usually used as evidence
for his antagonism to ‘democracy’, since democracy appears after timocracy
and oligarchy, only ‘ahead’ of tyranny.33 But Plato is not offering a philosophi-
cal judgment of that political form in the actual world – any more than he has
written a historical-ethical thesis about the rise and decline of timocracy, oli-
garchy or tyranny. Rather, Plato’s Socrates has described ‘forms’ of injustice,
removed from their historical contexts. No actual society that has flattered
itself by naming itself a ‘democracy’ has ever existed without cultural beliefs,
social conventions, reverence for the law, dedication to the value of politics,
and acceptance of some hierarchies of power that leaven and supplement the
open-ended practices and values associated with the democratic principles
of liberty and equality.34 That is because democracy is only partially a self-
legitimating political order. It is partially legitimated by the participation of the
citizenry in ruling themselves; that must be an unqualified good for any demo-
crat. But those democratic citizens need certain dispositions to make their
33 See, for example, Arlene W. Saxonhouse, ‘Democracy, Equality, and Eide: A Radical View
of Book 8 of Plato’s Republic’, American Political Science Review, 92 (1998), pp. 273-83.
34 See, for example, Alexis de Tocqueville, Democracy in America.
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platonic power and political realism 49
practices just. Insofar as Plato’s Socrates finds fault with ‘democracy’ in Book
VIII of the Republic, its troubles stem from the inability of its ‘natural’ values of
liberty and equality to sufficiently generate political or personal virtue.
We have returned to the problem Socrates faced in addressing his accusers.
He loved addressing anyone he met about the meaning of virtue, his accusers not
withstanding. Similarly, problems arose in addressing the question of how
whatever presumptive virtue they claimed to possess could be transformed
into powerful political practice, when issues of strategy had to be confronted
and compromises accepted.35 Plato’s democracy in Book VIII was not the
imagined democracy of Pericles’ Funeral Oration in Thucydides’ History, where
those who did not participate in politics were ‘useless’ (achreion, II.40.2). In the
typified democracy of Book VIII of the Republic, interest in politics was occa-
sional, not widespread (557e-558a; 561c-d) – just the opposite of the descrip-
tion of the Athenian democracy’s political habits offered in Thucydides’ (also
typified) account of Pericles’ Funeral Oration or Plato’s generically Protagorean
account of the commonly shared, virtuous sense of justice and reverence (aidō
te kai dike) shared among ordinary Athenian citizens (Protagoras, 322d-323a).
Plato’s unjust democracy had power (dunamis and kratos) by having over-
thrown oligarchy – the political form that assured the institutionalization of
stasis by dividing the polis into rich and poor – but it did not naturally know
how to practice its power virtuously. Its citizens are so enamoured by equal
freedom that they disregard law, seeding soil for tyranny to take root (563d).
Virtue or excellence is supposed to guide the political practice of citizens
and leaders as they forge their future, yet democracy’s core principles of liberty
and equality per se are insufficient agents of political virtue.36 Ultimately for
Plato, the problem is formulating the means for practically exercising political
power in any form. Such power is inherently necessary and inherently prone to
corruption at a collective and individual level. ‘Tyranny’ follows upon ‘democ-
racy’ in Socrates’s story of unjust political forms in Book VIII as a condensed
result of the injustice that marked the degenerations from aristocracy to timoc-
racy, namely not adhering to philosophically sanctioned virtue. (547a) Plato
does not flee from political realism or loathe the demos; he simply but radically
seeks the sufficient conditions of political virtue.
35 Alasdair MacIntyre dubbed a version of this problem in a sceptical, if not entirely accu-
rate, vein when he said that Marxists who gain power become Weberians. See Alasdair
MacIntyre, After Virtue (Notre Dame: University of Notre Dame Press, 1981), p. 243.
36 We associate political virtue with liberty and equality only because of underlying reli-
gious beliefs or preference for procedural guarantees of the practices of political liberty
and equality over and against any predetermined substantive conception of political vir-
tue – dubious as we are about how that would be practically defined.
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The above account of Plato’s view of political power differentiates his belief
in the potential of the ordinary citizen and his despair at what results when
they act collectively. One might think he resembles modern-day liberal indi-
vidualist. But that hardly is the case. For Plato (like every other ancient Greek)
does not value individuals per se apart from the contingent combination of
their natures and the habits they socially develop, and certainly does not sanc-
tion any set of those as ‘rights’. He also offers a most fragile account of indi-
vidual integrity, declaring that it only exists when the three components of
one’s soul (psyche) manifest the right relationships among one another.
(586e-589c) In turn, Plato does not believe that ‘power corrupts’, a mantra of
anti-governmental liberals, because power as dunamis constitutes social life.
In Plato’s dialogues, power as dunamis nonetheless cannot be understood
without accounting for its use, and it is the improper use of power (broadly
understood as kratos) that fosters corruption. This allows Plato to modulate his
conception of the political art (politike) and laws (nomoi) in the post-Republic
political dialogues (Statesman [Politikos] and Laws [Nomoi)] that deal with
non-ideal conditions under the aegis of his theory of justice adumbrated in the
Republic’s unlikely but possible kallipolis.
I mention the later dialogues only in relation to Plato’s conception of power.
The Laws depends on an array of assumptions about ancient Greek political
life that need not concern us; it is the Statesman’s discussion of how to achieve
justice via politike that harbours the most material for understanding Plato’s
conception of power. It regards force as an intrinsic part of political power. The
connection between power and force stems from Plato’s Eleatic Stranger’s
account of human nature as incorrigible, making conflict inevitable, so that a
statesman must use force to achieve justice.37 But here, as in the Republic, the
decision about when one no longer can rely on philosophical persuasion to
achieve justice but must use force (in the Statesman, bia or ischus) is left to the
judgment of the statesman trying to find the right connection between his
conception of justice and the necessarily limited possibilities for its actualiza-
tion (304d).38 This is a matter of judgment – just as the reader of the Republic
37 See Melissa Lane, Method and Politics in Plato’s Statesman (Cambridge: Cambridge
University Press, 1998), and C. J. Rowe’s Plato: Statesman, with trans. & comm. by
C. J. Rowe (Warminster: Aris and Phillips, 1995).
38 Whether or not Plato regards such use of force as ‘tragic’ or simply ‘necessary’ is a matter
of interpretive contention. The majority of scholars take the latter view. The former view
is notably put forth by J. Peter Euben, The Tragedy of Political Theory (Princeton: Princeton
University Press, 1990). For a Platonic view of ‘good’ rhetoric that will be rightly persua-
sive, see Plato, Phaedrus, 277b-c.
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platonic power and political realism 51
must judge how to interpret the ideal coincidence of philosophy and political
power for his psyche and in his life (592a-b). But Plato does not theorize the
activity of judgment, not because he disregards its significance but because
judging the link between logos and ergon in any particular instance transcends
the limits of what he can or wants to provide in a text (cf. Phaedrus, 274b-277a).
For secular-oriented (as well as religiously inspired), pivotal authors in the his-
tory of Western political thought – e.g., Aristotle, Cicero, Machiavelli, Hobbes,
Rousseau, Kant, Marx, Weber, and Rawls – Plato offered no basis for a worthy
political party, program, or outlook. Nor has Plato’s political thought lent itself
to programmatic politics (unless one follows the outrageous interpretations of
Popper & Co.). His texts offer no political recipes and require interpretation
and judgment on the part of his reader – even though this doesn’t reduce the
meaning of his texts to the judgments of readers. But the dominant tradition of
history of Western philosophy and political thought from Aristotle to the end
of the twentieth century (despite a smaller tradition of sceptical readers) has
mistakenly categorized Plato as a metaphysician who dictates political prac-
tice from a philosophical plane and instrumentalized his view of power.
The Platonic conception of power, nonetheless, is inadequate. Its dimen-
sions are not sufficiently detailed to provide much direction for shaping indi-
viduals and societies (although considerably more detailed in relation to a
conception of justice than anything the historical Socrates ever provided). In
addition, the detail it has only appears in an improbable, ideal world with
agents whose immunity to vice is fragile at best and presupposes the necessity
of a hierarchical, tripartite order within the state and soul. It is easy to under-
stand, therefore, that readers of Plato in the relatively depoliticized eras that
followed Plato’s found Plato’s work politically wrong and irrelevant or most
open to elaboration in philosophically or religiously doctrinal directions. I
think Plato would have been disappointed but not surprised; he recognized
that his ideas were unlikely to gain power unless a group of friends could be
found to promote political change – an improbability (Seventh Letter, 325c-d.).
What, then, about the meaning of Platonic power now? What kind of political
power did he think his ideas possessed?
Plato forged his conception of power in a society where the conventional
defects of political power were most graphically demonstrated in a democratic
constitution (politeia) of a small-scale, pre-capitalist, polytheistic, male-
dominated, slave-sustained, society. Nowadays, democracy in its radical sense
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39 See Sheldon Wolin, ‘Fugitive Democracy’, in Seyla Benhabib, ed., Democracy and
Difference: Contesting the Boundaries of the Political (Princeton: Princeton University
Press, 1996) and Democracy Incorporated: Managerial Democracy in the Age of Inverted
Totalitarianism (Princeton: Princeton University Press, 2008). For a more heated, shorter,
but comparable argument, see John R. Wallach, ‘No One is a Democrat Now’, Theory and
Event, 13 (2011). The consternations of those who feel disenfranchised by electoral pro-
cesses have appeared recently and notably in the various Occupy movements, the opposi-
tion in southern Europe to EU austerity measures, and the major demonstrations against
elite power and corruption in Tunisia, Egypt, Libya, and Ukraine.
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40 See Phaedrus, 274b-277a, 277e-278b. For an interpretive inversion of this claim, see Jacques
Derrida, ‘Plato’s Pharmacy’, in Dissemination, trans. Barbara Johnson (Chicago: University
of Chicago Press, 1981 [1968]), pp. 61-171. For identification of this debate as a long-stand-
ing one in the history of philosophy, see Myles Burnyeat, ‘Master-Mind Lecture: Plato’ (13
April 2000), Proceedings of the British Academy, 111 (2001), pp. 1-22.
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platonic power and political realism 55
and if view the Sophists and Athenian democracy known to Plato as lacking
the best method for acquiring political knowledge (let alone actually having it)
or exhibiting all the practices that offered the best guarantees for achieving
political virtue, joining power and justice, then the Platonic conception of
power as dunamis that may be allied to kratos and arete by an educated demos
may be a fine place to start thinking theoretically and realistically about how
to promote justice today as a kind of political and ethical power.41
Appendix
Here are three examples: one from the American liberal democratic political
theory of Michael Walzer; one from the French political and democratic theory
of Jacques Ranciere, who reads the history of Western political philosophy as
anti-political, and one from an Anglo-American anarchist, David Graeber, who
accepts a definition of anarchy as democracy without government.42 Walzer’s
critique stems from his view that radical (i.e., Platonic) philosophical criticism
invariably eviscerates democracy for two reasons. First, it operates as
unchecked power that ethically disdains the demos, and, secondly, it is ‘exter-
nal’ rather than ‘internal’ criticism and has merely ethereal connections to the
intuitions and beliefs of the citizens whose lives it would improve. Walzer
would rather live, work, and criticize ‘in the cave’. But this rhetorical flourish
depends on Walzer’s belief in the sufficient foundation of liberal principles of
liberty, equality, and moral pluralism (in political isolation from each other),
supplemented by the intuitions of citizens along with internal criticism
focused mostly on discursive and political leaders who do not respect these
41 This view is substantiated in the most respected, relatively recent account of Plato’s
Academy. See John P. Lynch, Aristotle’s School (Berkeley: University of California Press,
1974) as well as Christopher J. Rowe’s interpretation of Plato as a philosophical writer,
Plato and the Art of Philosophical Writing (Cambridge: Cambridge University Press, 2007).
42 For illustrations of these perspectives, see: Michael Walzer, ‘Philosophy and Democracy’,
Political Theory, 9. 3 (1981), pp. 379-99 and ‘Liberalism and the Art of Separation’, Political
Theory, 12.3 (1984), pp. 315-30, along with Interpretation and Social Criticism (Cambridge,
MA: Harvard University Press, 1987); Jacques Ranciere, trans. J. Rose, Disagreement
(Minneapolis: University of Minnesota Press, 1999 [1995]) and Dissensus: on Politics and
Aesthetics, trans. S. Corcoran (London: Continuum, 2010), and David Graeber (an intel-
lectual hero of the Occupy movement): Possibilities: Essays on Hierarchy, Rebellion, and
Desire (Oakland, CA: AK Press, 2007); Debt: The First 5,000 Years (New York: Melville House,
2012); The Democracy Project: A History, A Crisis, A Movement (New York: Spiegel & Grau,
2013).
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principles. But Walzer ignores Plato’s deep involvement with the practices and
beliefs in Athenian society, and he reads his philosophical discourse as founda-
tional rather than critical. Moreover, in tying his political theory to intuitions,
Walzer’s criticisms flow along the surface of democratic politics; they do not
have the wherewithal (as Platonic critical evaluation of power does) to take
issue with the structures of power and ethics that predispose the intuitions of
conventionally positioned contemporary democratic citizens to accept struc-
tures of injustice and vote (or not) against their practical interests. It accepts
the conservative aspect of democracy, which relies on the judgment of actual
citizens, and delimits the radical potential of democracy, in which the demos
has dunamis and aspires to virtue.
Ranciere has no particular allegiance to the intuitions of citizens but rather
to the primacy of his interpretive conception of ‘politics’. This is not an
Arendtian conception of politics that demarcates it from other from other
kinds of human activity (especially technai) and eulogizes its capacity to link
words and deeds.43 Instead, Ranciere eulogizes ‘politics’ insofar as it maintains
distance from conventional political practice and condemns the ‘archipolitics’
of Plato (and its variants in the history of political philosophy) – which, he
claims, gravitate towards ‘policing’.44 But apart from the limits of his argument
by stipulation, Ranciere offers one-dimensional readings of Plato, in which the
status accorded to philosopher-guardians is simply anti-democratic, mostly
designed to supplant the kratos of the demos.45 He ignores the question of the
good or virtue in politics – that is, what makes some politics usefully demo-
cratic or ghastly (when it promotes ‘policing’) – as well as the difference
between dunamis and kratos in relation to the power of the demos. Ranciere’s
problems with interpreting Plato stem from two flaws: the familiar one of col-
lapsing Plato’s critical epistemology, ethics, and politics into a critique of the
demos, and the failure to recognize that Plato’s conception of justice responded
to Thrasymachean political realism by viewing it in relation to human tenden-
cies toward arrogance and hubris, not merely the problem of disagreement.
(Republic 373a-374e) After all, Platonic justice does not deny the inevitability of
disagreement; it engages it to understand how to foster its contribution to
human and political well-being.
43 See Samuel A. Chambers, The Lessons of Ranciere (New York: Oxford University Press,
2013), pp. 40-48.
44 See Ranciere, Disagreement, pp. 61-72. This is how Ranciere both distances (by highlight-
ing ‘politics’) and connects (by emphasizing ‘policing’) his work to Foucault’s work.
45 See Ranciere, Dissensus, pp. 49-50; Chambers, The Lessons of Ranciere, pp. 115, 135, etc.
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have been hopeful signs of democratic protest over the last three years and have
been central in drawing public attention to economic inequalities supported
by political systems, one of the obstacles to the enlargement of these move-
ments has been their difficulty in determining criteria of authority and
leadership.
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