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What counts as literacy in any group is visible in the actions members take, what they
are oriented towards, for what they hold each other accountable, what they accept or
reject as preferred responses of others, and how they engage with, interpret and
construct text. This article examines the processes through which a set of literate
practices were constructed and reconstructed by the teacher and students across five
classes for a Year 11 student in a vocationally oriented school in Australia. The
comparative analysis of the five classrooms examined what counted as literacy in the
Mathematics, Industry Studies Metal, Hospitality and Food Technology and General
English. Through analysis of what counted as text, as literate practices, and as
participation in each class, we illustrate our research approach, Interactional
Ethnography, and provide a theoretical discussion of the relationships between theory
and method.
This article illustrates what we learned about the literacy demands of subject-
area classes experienced by Aaron, the Year 11 student selected for our
analysis by the Australian research team. The data analyzed were drawn from
all five of his classes: Food Technology, General English, Hospitality, Industry
Studies Metal, and Mathematics. As requested, we begin with a brief definition
of our perspective on literacy. We follow this with a description of our
approach, interactional ethnography, and the presentation of representative
Direct all correspondence to: Judith L. Green, Givertz Graduate School of Education, University of
California-Santa Barbara, Santa Barbara, CA 93106, USA. E-mail: green@edu-ucsb.edu
Linguistics and Education 11(4): 353 ± 400 All rights of reproduction in any form reserved.
Copyright D 2001 by Elsevier Science Inc. ISSN: 0898 ± 5898
354 CASTANHEIRA ET AL.
findings on the literacy demands, and literate actions and practices made
visible through this approach.
To illustrate our approach, we elected to include a broad range of analyses
to demonstrate our logic of inquiry (Birdwhistell, 1977; Gee & Green, 1998).
For each analysis, we describe particular analytic tools used and findings
identified. The analyses of literate demands are presented in two parts. In the
first set of analyses, we explored what was happening in each class by
tracing who Aaron interacted with, about what, in what ways, for what
purposes, when and where, and with what outcomes. By tracing Aaron's
interactions across time and events in the five subject-area classes, we made
visible the literate practices, actions, and demands that were shaped by, and in
turn, shaped the opportunities to construct, take up, and display knowledge
and learning.
In the second set of analyses, we compare and contrast the demands for
being literate in the subject-area classes. As part of these analyses, we illustrate
the situated nature of literate practices. Additionally, we demonstrate how,
through such practices, members of each class were afforded particular
opportunities to construct knowledge, as well as identities as readers, writers,
students, and members of a disciplinary community of practice, among other
roles and relationships. The third set of analyses focus on identifying who
shaped the opportunities afforded students for engaging with and constructing
the literate practices and disciplinary knowledge identified in the previous
analyses. Through a process of comparing and contrasting what was con-
structed as curriculum (i.e., the observed curriculum) with statements about
curriculum (i.e., the official curriculum), we examine the relationships between
micro and macro contexts, and how this relationship influenced the opportu-
nities for learning afforded students in each course as well as in the vocational
course he studied.
Table 1 describes the data set provided for analysis.
1992; Green & Harker, 1982; Heap, 1980, 1991; Heath, 1982; Santa Barbara
Classroom Discourse Group, 1992a).
Literacy, therefore is not located in the heads of individuals or a process that is
the same for all people in all situations (cf., Baker & Luke, 1991; Bloome, 1985;
Cook-Gumperz, 1986; Gee, 1990; Street, 1984). Nor is literacy a state of being
that one achieves like a state of grace (Santa Barbara Classroom Discourse
356 CASTANHEIRA ET AL.
social and cultural contexts. From this perspective, the interactional ethnographer
examines what members count as literacy, literate processes, literate actions,
literate practices, and literate artifacts. The ethnographer also considers how
these processes, practices, and artifacts contribute to situated definitions of and
principles for defining what counts as literacy within and across times and events
in the classroom (and other institutional settings). The interactional ethnographer,
therefore, must look at what is constructed in and through the moment-by-
moment interactions among members of a social group; how members negotiate
events through these interactions; and the ways in which knowledge and texts
generated in one event become linked to, and thus a resource for, members'
actions in subsequent events. In this way, the ethnographer examines how
literacy is talked, acted, and written into being, and how, through their actions,
members make visible to each other what counts as appropriate discursive and
literate practices.
To examine the ties or links between processes, and the repertoire of actions
and knowledge needed across time and events, we draw on the construct of
intertextuality (Bloome & Egan-Robertson, 1993). Using the criteria for
identifying the socially constructed nature of intertextuality proposed by
Bloome and Bailey (1992) and Bloome and Egan-Robertson (1993), we argue
that, as members interact across times and events, they propose, recognize,
interactionally accomplish, and acknowledge, through words and actions, the
existence and social significance of intertextual ties. For this article, we see
them as guiding our exploration of the following: the explicitly stated, and the
implicitly inferred, requirements for participation; the literacy demands entailed
by membership in each of the subject-area classes; the opportunities for
learning afforded members of each class; what members did to learn; and the
consequences for members of using or not taking up such opportunities or
meeting such demands.
Given the data provided by the Australian research team, we were not able
to examine in any depth the intertextual ties across times and events, or to
understand those implicitly recognized by members.2 This state-of-affairs, then,
limited our ability to provide evidence that the practices, created in local
contexts we observed, became principles of practice that members used to
guide their actions in other contexts (cf., Frake, 1980 as cited in Spradley,
1980).3 We were, however, able to use the criteria as a tool for taking a
member's or an emic perspective. For example, in particular classes, we were
able to examine the intertextual references that were explicit in the talk among
members (e.g., ``what we've done for the last two days,'' ``next week there will
be another test''). For those classes for which we had more than 1 day, we were
also able to examine some of the practices and processes that were used by
members across days, and thus to understand their social significance. In these
instances, we were able to meet the criteria proposed by Bloome and his
358 CASTANHEIRA ET AL.
colleagues. However, given the limited history available to us, the interpreta-
tions proposed, while grounded in the actions of the actors within and across a
limited time, are tentative ones, ones that must be viewed as illustrative
descriptions of our approach, as limited statements about literate practices,
and not statements about literacy in each of these classes.
The running data record was created using a software program called C-Video
that allowed us to place a time-stamp in a file that is compatible with Microsoft
Word. A time-stamp was placed on the page each time a change in activity
occurred as indicated by member(s)' actions. This time-stamp served two
purposes. It provided a way of creating a written record of when-in-time a
particular chain of activity occurred, and it allowed the transcriber(s) to return to
the same moment in time on the videotape each time they wanted to examine a
particular chain of activity.
Information placed on this record formed a video-based field note, akin
to field notes taken in situ. Building on the conceptualization of field notes
by Cosaro (1981), the running data record contained three types of
information: general descriptions (descriptive notes) of activity of the focal
group as indicated by the camera angle; data and methodological notes
INTERACTIONAL ETHNOGRAPHY 363
CASTANHEIRA ET AL.
Individual recorder on Aaron's desk.
work session Why don't we have these audio tapes?
01:44:23 Male voice gives assignment: T? setting assignment, Male voice (Teacher?)
something about ``consolidation T? makes intertextual
period'' and working on consolidating reference, A writing
what they've done for the last two days. in binder
Aaron starts writing in binder.
01:44:31 Someone asks Aaron to close window. A responds appropriately Is the voice a female student?
He does, then continues writing. to oral directive I can hear voices in background.
The male voice I heard earlier is
talking about mathematics
computations. I'm assuming from
the tone of interaction that this is
the teacher.
01:46:26 Interactive (T?) comes over to A responding to academic I can see the half sheet of paper that I
work session Aaron and asks if he's ``got it?'' question, T? provides recognize as one of the mathematics
Aaron answers, ``It would be three?'' (T?) information on accuracy and artifacts in the data provided for
says no and works with Aaron on how to do supports student in doing analysis. I can see the man pointing to
differentiation. mathematical problem Aaron's work and hear him talking,
but the camera doesn't show him.
01:47:06 Aaron looks up at the (T?). (T?) says T? responds to work and Aaron's facial expression looks
``that's right, let's have a little confidence to person, encouraging as though he is trying to get
in yourself.'' Aaron smiles and keeps self-confidence, A continues affirmation for his answer.
working, with interaction and guidance writing
from (T?)
01:48:29 Individual (T?) leaves saying, ``Very good, T? gives affirmation, A continues I can hear him walk away and then
work session that's right. You're getting there.'' writing his voice in the background.
Aaron keeps working.
01:53:51 Interactive (T?) returns to ``check on'' Aaron. He takes T? provides graph to illustrate I can only see him pointing at
work session Aaron's pen and draws a graph to problem solution, A and T work Aaron's paper. Assuming T?
INTERACTIONAL ETHNOGRAPHY
illustrate what the problem worked out. together walked away because there is no
He tells Aaron that what they have more talkÐthe camera is zoomed
``actually worked out gives meaning to on Aaron's hand so can't see
the process of differentiation.'' anything else.
They continue to work together
on another problem.
01:57:32 Individual Aaron writing A writing Camera zooms out to show Aaron
work session still working, alone at his table.
01:58:54 Aaron gets distracted by something or This assumption based on the voices
someone and looks at (other students?) in the direction he's looking
01:59:21 Aaron goes back to work; shakes his A writing
head back and forth.
365
366 CASTANHEIRA ET AL.
relevant information about the nature of everyday life within the social group or
the subgroup being studied.
To illustrate how the issue of contrast worked for us in the analysis of
Aaron's opportunities for learning to be literate across disciplines (subject-area
classes), we now present additional sets of analyses. In this section, we
demonstrate the logic of inquiry we use to select appropriate and productive
forms of contrast: contrasts using event maps across classes; contrasts across
methods (event mapping, transcript/discourse analysis, and domain analysis)
(see Table 4); and contrasts between stated and observed curricula. As part of
these presentations, we draw on data from two additional classes provided by
the Australian research team, the Hospitality Class and the English class. In this
way, we will demonstrate the evolving and interactive nature of our research
process, while simultaneously making visible the literate demands across
subject areas, and the types of opportunities afforded Aaron in different
subject-area classes.
to examine the practices and processes across times and events. One further
limit to the data is the fact that in four of the five classes, Aaron was already
seated when the tape began. Only in the Industrial Studies Metal class did we
see Aaron entering; in this class, he entered late as indicated by the fact that
all others were engaged in activity. The video angle showed that others
interacted with him, but the sound quality of this tape did not permit analysis
of the content of the interactions.
The contrastive timelines, therefore, provided a text that we read for structur-
ing dimensions of each class, and could be used to identify potential phases for
subsequent analysis. While the timelines allowed us to contrast structuring
dimensions of each class, we were unable to identify whether the phases and
events described for that day were representative of what occurred on subsequent
days in the five classes, an issue that we generally examine to make claims about
the range of literate practices afforded, and/or taken up by members across times
and events. The need to examine whether this day was unique led to a request for
additional days of data. The Australian team sent videotapes of two additional
days that were then viewed to assess whether the types of activity identified
occurred across the new days. We did not undertake event mapping and
transcript/discourse analyses of these days, but rather viewed the chains of
activity for each class to identify a general range of literate practices and events
constructed on each day.
This analysis showed that the range of activity varied across days within each
class. Observation across the days showed that for some classes events were tied
across days (e.g., differentiation in mathematics), while in other classes, the
events differed (e.g., Industrial Studies Metal involved a discussion of a work-
book on one day, and hands on opportunities on the other day). Across all classes,
however, the range of activity and literate practices identified through our
analyses of one day were representative of the range we identified for classes
across all days (1 ± 3 days per class). Given that we did not engage in a detailed
analysis of all class periods, we make no claims of typicality, only claims of
commonality in the range of literate practices afforded Aaron.
Figure 3. Transcript and Student in Isolation: Close-up and Panning Shot Sequence.
INTERACTIONAL ETHNOGRAPHY 373
Figure 3. (continued).
374 CASTANHEIRA ET AL.
(continued)
INTERACTIONAL ETHNOGRAPHY 375
Table 5. (continued )
Topics Topic centered Intertextual
Event (cover terms) discourse and action link to workbook
Clean clothing
Kitchens with food, heat or
dirt provide an ideal envionment
for bacteria to multiply
Notes: Topics/cover terms were identified by reading the transcript and representing categories of technical terms
used by the teacher. These categories of technical knowledge (topics/cover terms) and the related information in the
column called Topic Centered Discourse and Action represent technical language and knowledge needed by students
in the Hospitality class, if they were going to be successful in this class, and then move into this field.
nonverbal actions, we were able to identify the points that Aaron (and other
visible students) saw as significant to note. Second, by juxtaposing these three
types of textÐi.e., oral text, original printed text, and student-highlighted/
enhanced text (Golden, 1988), we were able to triangulate data to verify our
interpretations. Finally, by examining the talk and actions used and/or taken
up by members, we were able to identify the literate practices used by
members, and to explore the language of the classroom (Lin, 1993; Tuyay,
Floriani, Yeager, Dixon, & Green, 1995) for lexical items and discourse
practices that formed the referential system for this subject-area class. From
our perspective, these terms constitute literate knowledge, and the actions
inscribe practices that members needed to use to be viewed as literate in this
field of study and action.
Having framed our approach to contrasting method and data through the
presentation of the Hospitality Class analyses, we now turn to an examination
of what counted as literate practices and knowledge in the English Class, the
class most commonly associated with the development of literate practices and
processes. As this analysis will show, what students learned in English class
was not literacy in some abstract sense, but a situated view of literate
practices that differed in kind, as well as form, from those in the Mathematics
and Hospitality classes presented in the previous sections of this article.
If we return to Figure 2, the timelines, we see that the events and phases of
activity of this day in the English class revolved around a testing activity and
a workbook activity. There were four phases of activity related to testing
constituting a total of 37:27 min: test instructions, test taking, test correcting,
and record keeping (students' reporting ``marks''). One additional event was
identifiedÐindividual workbook activity constituting 37:01 min of class time.
As our analysis across these two events showed, both were workbook-focused
activities. The testing activity covered previously completed sections of the
workbook. Analysis of the teacher's talk also showed that test taking would
occur following additional workbook activity on subsequent days, thus
providing evidence that these phases of activity and events formed a pattern
376 CASTANHEIRA ET AL.
common to literate activity in this class, shaping what counted as English for
this group.12
To examine what was tested and written, and thus counted as literate practices
that were institutionally valued by the teacher, we constructed an event map (see
Table 6) of the class period that was parallel to the one presented for the
mathematics class. However, to the template represented in the mathematics
map, we added columns to represent the range of interactional spaces (Heras,
1993) used (e.g., whole class, individual, student/student pairs), and the norms
and expectations, and roles and relationships identified through the analysis of
actions, talk, and texts constructed. The addition of these dimensions of socio-
cultural life was viewed as critical to making visible the similarities and
differences in opportunities for learning afforded Aaron across classes. These
dimensions provided a means of holding constant the ways in which we
represented and analyzed the processes and practices members used to construct
life within the group. These data, therefore, provided a basis for obtaining
evidence across classes that could then be contrasted. Through this contrast, we
identified what counted as literate practices, opportunities for learning, and
identity as a learner.
We began our analysis of the literate demands of this class by examining
the first literacy event, test taking. Specifically, we examined the shifting
demands associated with phases of activity that were related to the end of the
test taking phase, the test correcting phase, and record keeping (``mark''
reporting) phase. We selected these three phases of activity because they held
the potential of making visible what the teacher valued as literate knowledge of
content and practices. After discussing this analysis, we provide a narrative
comparison of these practices with the second event, the workbook activity, to
show how what was tested was directly related to the types of activity
inscribed in the workbook.
To illustrate how we constructed an understanding of what counted as general
English, and thus literate practices and demands, we describe how we used the data
in Table 6 as an anchor for a range of analyses, each designed to provide contextual
information and greater detail about the observed patterns of literate practices. The
approach we used is referred to as triangulation of data and perspectives (Denzin,
1989), a form of contrastive analysis. What became evident as we constructed this
table, and considered the part ± whole relationships inscribed across columns, is
that the teacher took up positions as monitor of the test, as time keeper, as shifter of
activity, and as record keeper. In no instance did we observe her talking about or
providing information that went beyond the workbook, or that addressed the
content of general English. In other words, her talk and actions were focused on
managing the flow of activity and not the academic content. These actions suggest
that she privileged the workbook as the authority, placing the responsibility on the
students for obtaining the content from the text.
INTERACTIONAL ETHNOGRAPHY 377
CASTANHEIRA ET AL.
covering nine otherÐstill can't
topics of locate a ``teacher.''
Chapter 1 Camera pans
roomÐdon't know
if it's only one side
or notÐcan see
the other side of
the U the tables are
arranged in
00:18:57 Female voice Whole class The teacher has Aaron (A) Sounds like she's
(T?) says the right to talk writing on talking to someone
somethingÐ during testing quiz form specificÐnot
Aaron looks up AaronÐbecause
someone (male
voice) responds
00:21:48 Aaron puts his Individual When finished Appears to be
pencil down and sit quietly finished
sits backs arms
folded-looks
at his watch
00:22:07 TestÐ Female voice tells Whole class Authority figure (T?) shifter T? controlling Aaron gets a
correcting them to put pens (T?) will signal of activity, task through yellow booklet
down and get out how much time Students limits of time, out and opens it
their (?) booklet given respond T? directs
students to
booklet
00:22:29 Aaron gets a Individual, (some) tests are The booklet A responds Assuming that he
yellow booklet student/student self-corrected. positioned appropriately is correcting his
out and opens pair Talking is okay as the by opening his paper. [Heard the
INTERACTIONAL ETHNOGRAPHY
it [appears to read during this ``authority'' booklet and word ``incorrect''],
from booklet and process [has the correct comparing it Can't see if other
then mark answers] to his answers. students haved
on his paper] Students can paired up to do
correct tests this. Do they all
in pairs. The share ``yellow
model for booklets''? [no
correcting longer quiet in
comes from room], Aaron talks
booklet. with his neighbor
throughout this
process. His
neighbor does not
have a yellow
booklet on his
deskÐthey appear
to be sharing
Aaron's
379
(continued)
380
Table 6. (continued )
Sequence units Norms Literate Notes/
Time Phase units (actions/activities) IA spaces and exp. Roles and rel. practices comments
00:30:13 They (Aaron and Student/ T? gives Students are Although it was not
his neighbor) trade student pair choice of positioned by visible, it seems as
papers. Aaron how to each other if they traded papers
hands his paper correct quiz and T? as and were marking
to someone [only (self or with assessors (correcting) each
saw a hand reach partner) other's papers and
in to get it] now have given
CASTANHEIRA ET AL.
them back to their
rightful owners.
00:31:33 TestÐ Aaron takes out Student/student Academic Student talk [can't hear]
correcting binder and shares pair conversations to each other
(cont) something with his with partners about content
neighbor. They talk. of binder
00:36:11 Aaron starts Individual A writing
writing in
binder
00:36:33 Record- (T?) says she will Whole class Scores may be Students are
keeping call them and they made public reporters of marks
are to call out what
marks they got.
00:36:45 She calls out Whole class (T?) trusts T? requests stu-
names of students to dents' scores. T?
students and be honest accepts the stu-
they respond about marks dents'; evauation
with the of their own work
number of as valid. Students'
marks they result in the test
got out of 20. are made public.
00:37:51 She calls, `Marshall'. Whole Class Aaron report Can tell he is waiting
Aaron says 7 1/2 his mark for his name. Tone
of voice is low
Camera pans
roomÐcan seea
desk on one side
and a hand marking
a paper (teacher)
00:38:09 Camera pans roomÐ
INTERACTIONAL ETHNOGRAPHY
can see a desk on
one side and a hand
marking a paper
(teacher?)
00:38:48 Individual She makes some Whole class Workbook to Foreshadows T? setting Is the length of
workÐ announcements be completed future activity future work this term 11 weeks
workbook regarding the tests Knowledge T? assigns, goal., T? (the workbook will
coming up. She from workbook work places the be completed by
makes the point to be tested workbook week 11)? How far
that there will be as reference are they in the term
a test on the for guiding (maybe towards the
complete booklet students end because it's
at the end to progress and close enough for the
reinforce they work pace. announcement that
should have all they would be tested
their work done on week 11)?
by week 11.
00:39:22 She tells them to Whole class Students work on T? setting Students work at
finish what work assigned work an assignment their own pace?
they are ``up to''
until end of the
period.
381
382 CASTANHEIRA ET AL.
to learn and what types of literate practices they could display as knowing. These
actions further support our interpretation of the authority of the workbook as a
place for information and answers, making the workbook the surrogate teacher,
not the adult in the ``official'' position of teacher. Thus, the students learned to
look to the workbook to see how they were doing and what they were learning.
The range of literate practices associated with both teacher and student roles,
relationships, and actions, therefore, constituted a narrow band of practices in this
event (test taking), ones that entailed completing a set of test questions apparently
written by the workbook authors, and using the text (the workbook) to assess
their own, or their neighbor's knowledge.
Analysis of the second event, the individual workbook activity provided
further insights into the roles of the teacher during this class session, how she
viewed her roles in relationship to the text and students, and what literate
practices and processes were afforded students. Her actions across time (phases of
activity and sequence units) showed that she once again positioned the text as
authority. In this event, students were to use the workbook to complete the next
assignment in a chain of assignments before the final quiz (to be given in week
11). Each student was working at his or her own pace as indicated by teacher
comments in the transcript and the fact that she provided them with information
about how many assignments each had completedÐnone for Aaron.
Analysis of the talk showed that she framed this assignment by directing
students to return to their work in the workbook in preparation for the next quiz
(``next week''), and reminding them that ``you are supposed to have all of the
work done by week eleven two weeks from now.'' Aaron turned to the assign-
ment on p. 21, which involved writing a letter of complaint, a task that he
partially completed as indicated by the artifact he gave to the researcher at the end
of the period. As he worked to write the letter, he posed questions to his desk
partner, commenting at one point in time that ``This is hard. Do you know what it
is?'' His partner responded by saying, ``I'll just have a quick look see.'' The
partner then picked up the workbook that they shared (one between the two of
them), and while he looked at it, Aaron resumed writing. After this, the partner
looked over at Aaron and then replaced the workbook between them, returning to
his own writing without comment. Aaron continued writing until the end of the
period when he turned his paper in to the researcher.
Analysis of this chain of actions confirmed our interpretation that the work-
book, not the teacher, was the source of authority and support for defining and
completing the task. Aaron's verbal and nonverbal actions indicated that he saw
the workbook and his partner, rather than the teacher, as resources. Further,
looking across the transcript of the entire class period, it was evident that none of
the students in the class directed questions to the teacher at any point in time. In
this brief description of the literate practices in the events of this English class
session, we made visible factors that shaped what counted as literate practices,
INTERACTIONAL ETHNOGRAPHY 383
actions, and demands. In this way, we identified the range of practices used by
members; and described the patterns of practice that the teacher took up and used
to shape the opportunities to develop, use, and display knowledge of literate
processes and practices.
When these processes and practices were contrasted with those from the
mathematics class described previously, we were able to see the ways in which
Aaron was constructed as being literate, knowledgeable, and competent (or
incompetent) in these classes, as well as the range of literate processes he had
an opportunity to access and/or acquire. Analysis of the talk in the sequence
unit column of Table 3 (Mathematics) in contrast to that in Table 6 (General
English) showed marked differences in the technical vocabulary used, who
used it, and the support provided Aaron in acquiring literate knowledge
associated with the different subject areas. In Mathematics, the talk between
the teacher and Aaron provided a key source of technical language and
knowledge (e.g., differentiation, graph, consolidation).13 The verbal and visual
texts (i.e., white- or blackboard, and a student written notebook page) of the
mathematics classroom, then, can be viewed as a space for Aaron (and the
others in the class) to construct common knowledge (Edwards & Mercer,
1987) about key mathematical concepts. The workbook in Mathematics did
not, on this day (and on others observed), play a crucial role in shaping the
talk or actions among members, suggesting that it played a support role, not a
central role. This range of activity and text construction contrasted directly
with what occurred in the English class as discussed previously. The con-
trastive analysis, then, was critical to our understanding of the different ways
in which Aaron was constructed as literate across classes, as well as to our
understanding of the literate demands made on him, and the literate practices
and opportunities afforded to him, and taken up (or not taken up) by him
(Putney et al., 2000).
function, thus contributing to a common view of the nature and use of texts
encountered by Aaron.
Analysis by class of the actions related to each text, however, showed
variation in use. For example, as indicated in the section on workbooks/work-
sheets, in some classes students had to share the workbook and copy their
assignments onto a notebook page that was placed in their binders (General
386 CASTANHEIRA ET AL.
argues that institutional and identity relationships are inscribed in and through the
discourse choices of authors (Fairclough, 1993; Ivanic, 1994).
As indicated in Table 7, five sources of information were identified across the
artifacts provided. The first two excerpts in the table were drawn from written
material contained in the package of data sent to us. The specific section from
which these data were drawn was entitled, Contextual Information. The last three
excerpts were drawn from the classroom artifact materials included in the
package. These data were photocopied pages from the workbook for the General
English class. The first two provided insights into the national and state contexts,
and were treated as elements of the official curriculum. The last three were treated
as a bridge between the official and the observed curriculum.
The first excerpt places this year of courses, the Preliminary year (Year 11) in
the context of the larger schooling system. Analysis of the language of this
document made visible a series of choices made by framers (policy developers)
of the curriculum, and indicated types of knowledge needed, and the conse-
quences for students of acquiring (or not acquiring) this knowledge. Satisfactory
completion of this Preliminary (Year 11) course was necessary for entry to the
HSC (Year 12) course. The content of this Year 11 course constituted ``assumed
knowledge'' for Year 12.
Analysis of the description of the statement about the 2 Unit General
English course provided further inscription of what counted as ``assumed
knowledge'' for Year 12: experience of literary forms and nonliterary forms,
access to Australian literature, and seeks to develop a wide variety of skills in
English. The specific meaning of these terms can be constructed when we
examine the contrast provided by the description of the HSC course. This is a
course in which students will study various literary and nonliterary genres and
develop oral and written English with scope for personal writing and creative
work. The language of the document inscribes an implied contrast between
Year 11 and Year 12. In Year 11, the students will experience (rather than
study) literary and nonliterary forms, and develop a wide variety of skills
(rather than personal writing and creative work). This interpretation is
supported by two additional sources of data: the language and content of
the workbook, and the participant structures and range of literate practices,
actions, and demands observed on the videotapes of the days provided for
analysis. Analysis of the language of the introduction to the first chapter of the
workbook provided confirmation of our interpretation that students in Year 11
would learn about particular dimensions of writing and reading, in order to be
able to apply them critically in Year 12.
Analysis of the distribution of topics in Chapter 1 (the fourth topic of the table)
and the content within the letter writing Section 1.2 (the fifth topic of the table) of
this chapter provided further evidence for this interpretation. What is visible in
the structure, form, and content of this chapter of the workbook is that each topic
390 CASTANHEIRA ET AL.
Table 7. (continued )
Document Description provided
1.10 Reports 47
1.11 Speeches 53
1.12 Scripts 58
1.13 Diary/Journal Entries 61
1.14 Poetry 63
1.15 Instructions 68
1.16 Interviews 71
1.17 Arguments 74
1.18 Answers to exercises contained in Chapter 1 77
Format of Workbook: Section Headings as an outline of content
1.2 Letters
Why write letters? (personal and business letters)
Setting out a letter
Helpful hints (5 C'sÐclear, courteous, concise,
complete, correct)
Personal letters (thank you, letter of condolence,
congratulation, apology, and sharing news of
mutual interest)
Thank you letters (only one with example)
Business Letters
Job Application Letters (with example of an
advertisement that you might be responding to)
Letters to the Editor (with examples)
Letters of Complaint (with examples)
Letters of Enquiry (with examples)
Exercises
Aaron could access in subsequent work, and what he could display as literate
knowledge and practice.
One additional dimension of the relationship between teacher and student
became visible in the contrast with the Mathematics class. In that class, the
teacher's actions showed that he viewed Aaron as capable and that what Aaron
needed was knowledge of particular tools and practices for engaging with the
mathematical content. In interacting with Aaron, he used actions that allowed the
two of them to complete the activity, thus creating a joint response to the problem
and providing Aaron with directly observable information about what counted as
a literate practice for the problem at hand. In this way, he helped Aaron construct
a situated identity, one in which Aaron should (and could) have ``confidence'' in
his ability. This teacher, therefore, expanded Aaron's capacity to know and do
mathematics, while the English teacher's actions provided no such support (Rex,
1997; Rex et al., 1997).
This lack of support for capacity building was explicitly visible in the
teacher's actions during the phase of activity we called recording the marks.
During that part of the class, Aaron reported his score of 7.5. The teacher made
no response to him at that time. However, two additional actions by the teacher
constructed Aaron as not capable. When the teacher talked to the students about
the range of scores, she indicated that she was pleased because ``most of them''
got more than 50 percent right, making visible to Aaron that his performance was
not up to her expected standard. Later she reported publicly on who had
completed their work on class tasks up to this point in time. She told Aaron
that he had completed none of the assignments, again marking his lack of
acceptable performance, and making his performance available for public
scrutiny. These two actions served to position Aaron as not knowing and not
doing in ways that counted to her in this class.
The contrast between the literate practices in these two classes made visible
the situated nature of learning, and how the opportunities for learning shaped
what counted as literate practices, and thus literacy, in each subject-area class.
Further, this contrast showed that the coordination of actions among members
produced the events of life on days observed, as well as the roles and relation-
ships constructed. The analyses presented through our interactional ethnography
are illustrative of those identified across the five classes. We close this discussion
with questions that can be asked in future work by both teachers and researchers:
What are the opportunities for learning to be literate afforded students within
and across discipline-based classes?
Who has access to these opportunities, in what ways, under what conditions,
and with what outcomes?
What is the relationship between the planned and observed curriculum in
shaping opportunities for learning?
394 CASTANHEIRA ET AL.
How do the actions among actors shape opportunities, and in turn, how do
the opportunities constructed shape what counts as actor, identity,
knowledge, text, and literate practice among other social and cultural
dimensions of life in classrooms?
How is capacity for learning constructed, and what is the role of literate
practices in shaping this capacity?
How is literacy defined, shaped, and taken up by members of local groups?
Who is defined as literate, and how is this definition related to the
opportunities for accessing literate processes and practices within and across
local communities of practice (e.g., families, classrooms, disciplines, work
places, universities)?
NOTES
1. An interactional ethnographic perspective provided the framework used to guide analysis
of data. This framework served as the orienting theory that we used to make theoretical and
methodological decisions including how to enter the data provided, who and what to study on the
videotapes, what additional data to analyze and to request, and what points of view to use in
analyzing data (e.g., the whole class, the individual within the class, and outside influences
acknowledged within the class). This orienting framework is itself composed of mutually informing
theories grounded in cultural anthropology (e.g., Geertz, 1983; Spradley, 1980; Street, 1984),
interactional sociolinguistics (e.g., Gumperz, 1982a, 1982b, 1986, 1992), and critical discourse
analysis (Fairclough,1995; Ivanic, 1994).
From this perspective, the ethnographer seeks to learn about the cultural actions, cultural
knowledge, and cultural artifacts that members need to use, produce, predict, and interpret to
participate in everyday life within a social group, e.g., a classroom, or a small group within a
classroom (Heath, 1982). By observing what members say and do, to and with whom, under what
conditions, when and where, in relation to or using what artifacts, for what purpose(s) and with
what outcomes for self and the group, the ethnographer can identify the ``vast reservoir of cultural
knowledge. . .'' and practices members construct and use to ``. . .interpret experience and generate
behavior [actions] 4'' (Spradley, 1980, p. 6). Spradley suggests ways of understanding the
relationship between the generation and acquisition of such knowledge and how such knowledge,
and experience are used by members to guide participation within the group. Drawing on Frake
(1977), he argues that:
Culture is not simply a cognitive map that people acquire in whole or in part, more
or less accurately, and then learn to read. People are not just map-readers; they are map-
makers. People are cast out into imperfectly charted, continually revised sketch maps.
Culture does not provide a cognitive map, but a set of principles [emphasis added] for
map making and navigation. Different cultures are like different schools of navigation
designed to cope with different terrains and seas (Frake, 1977:6 ± 7 cited in Spradley,
1980, p. 9).
INTERACTIONAL ETHNOGRAPHY 395
This perspective on culture, along with work on local knowledge from symbolic anthropology (Geertz,
1973; 1983), guides our analyses of the actions, patterns and practices of everyday life in classrooms
(i.e., for this analysis the segment of Aaron's classroom life provided). With an over time data set, this
perspective provides the basis for identifying the principles of practice associated with particular
dimensions of classroom life (e.g., with teaching, with learning, with participating, with knowing how
to be a reader among other literate practices) (Tuyay et al., 1995). Such principles of practice cannot be
inferred with any degree of confidence given the limits of the data provided for this analysis.
The interactional sociolinguistic perspective contributing to this framework was also informed by a
second ethnographic perspective, ethnography of communication (Gumperz & Hymes, 1972). This
approach enables us to study language in the classroom (i.e., languages brought to the classroom), and
the language of the classroom (i.e., discourse processes, and referential systems constructed by
members to guide academic life) (Green & Dixon, 1993; Lin, 1993). Through analysis of these
languages, we are also able to examine and identify the literate practices (textual and intertexual)
guiding text construction and use that are shaped by, and contribute to, the developing language and
literate practices of a community. from this perspective, as members interact over time, they construct
criteria and principles for appropriate and expected language use, text construction and social action that
are always context-bound. Language, therefore, is of a community, and no individual has access to or
knows the full range of cultural knowledge that constitutes a community language or literate practices.
One way to understand the importance of distinguishing between the language in and the language
of the classroom is through the concept of expressive potential proposed by Strike (1974). This
construct provides a means of understanding how a particular theoretical language influences what
can be said, known, studied, and understood, as well as the grammar of researcher actions. For
Strike, the expressive potential of a language refers to what can be said in, and through that
language; what questions can be asked; and what can be examined or understood. from our
perspective, just as a theory has an expressive potential, so does the language of the classroom
community. That is, the patterns and principles of discourse that members construct, and that
individual members must read, interpret, and use to be seen as culturally and socially appropriate
can be viewed as cultural resources that shape and support situated ways of talking, thinking,
perceiving, evaluating, and sustaining particular cultural actions, cultural knowledge, and cultural
artifacts. In other words, what individual students have an opportunity to learn is supported as well
as constrained by the opportunities for learning constructed, and thus available, in and through the
discursive (oral and written) processes and practices that members develop across time and events.
about how members view the activity in which they are engaged, how they hold each other
accountable to that activity, and how, drawing on particular social and cultural resources, they
jointly construct a common activity.
6. Following Giddens (1979), we view people as structuring their social worlds, not living in a
prestructured world. This view is also present in our understanding that contexts are constructed by
members in and through their face-to-face interactions (Erickson & Shultz, 1981). For a key
discussion on context as constructed see Duranti and Goodwin (1992).
7. We view interactions from a Baktinian (1986) perspective on speaker/hearer relationships.
Using this perspective, we see a response as an active process in which a hearer selects from among a
range of discourses and actions. In taking up the speaker or actor position within a conversational
exchange, then, the actor signals to others, the one that she/he sees as appropriate to the situation and
as one that meets his/her own decision about how to position him/herself within the local moment.
Thus, the actor is seen as having agency, not merely being a passive respondent.
8. Terms in `` '' marks are folk terms or actual talk.
9. Identity viewed in this way is related to the notion of positioning articulated by Davies
(1993) and the work of Fernie, Davies, Kantor, and McMurray (1993). They argue that identity is
socially constructed in and through the interaction of members of a social group, as well as in and
through the interactions members have with written texts. This work is also consistent with the work
of Ivanic (1994) on how writers (readers and speakers) inscribe identity in and through their discourse
choices cited previously.
10. See Wallat and Green (1982) for a discussion of boundaries of events and work
accomplished in transition between events.
11. Transcripts were constructed using message units as the basis for recording talk. Green and
Wallat (1979, 1981) define message units as minimal units of communicative or social meaning (i.e.,
bursts of talk) that can be identified by using contextualization cues (e.g., intonational contour, pitch,
stress, juncture, kinesics, proxemics) from a hearer's perspective (cf., Gumperz, 1992; Gumperz &
Herasimchuk, 1975). Each transcript line represents a message unit that was available to be heard or
seen (in the case of nonverbal actions). Green, FraquõÂz, and Dixon (1997), and Ochs (1979) argue that
a transcript is a construction of the researcher and represents researcher theories of roles and
relationships among social dimensions of everyday life.
12. Ethnographic analysis shows that events develop and activity varies across extended periods
of time in classrooms (Green & Meyer, 1991; Putney, 1996; Santa Barbara Classroom Discourse
Group, 1992a, 1992b; Tuyay et al., 1995).
13. This pattern was consistent with observed practices on another day in which the teacher
introduced the concepts of fractional indices, differentiation, reciprocal, among others.
14. The description of the vocational program presented here represents only what was visible on
the tapes and in the supplemental materials sent. We make no claims that this is all that Aaron and his
peers were afforded, given the limited data sources available for analysis.
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