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Environmental Remediation

Chapter · September 2008


DOI: 10.1002/9780470061596.risk0317

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Environmental only a reduced level may suffice for the soil below a
parking lot. In the soil we generally work with two
Remediation thresholds: a target value and an intervention value.
The target value defines a clean quality of the envi-
ronment, whereas the intervention value is a more
Environmental remediation concerns the quality of operational value setting the threshold of interven-
the environment, and how to support decision mak- tion by either the government or local engineering
ing to decide on how to handle it. Research into companies.
exposure pathways has illustrated the dangers of pol- We proceed as follows. First we consider the
lutants, such as fine dust, heavy metals (see Lead; concept of risk in environmental remediation. Next,
Arsenic), or volatiles exuded from former petrochem- we consider spatial statistical methods (see Spatial
ical sites. Additionally, there has been increasing Risk Assessment) to indicate their advantages in the
insight provided into pollutant decay and reabsorp- remediation domain. We then proceed with in situ and
tion, as well as into complex phase transfer processes, ex situ remediation and decision support and make
e.g., between soil and groundwater, or air and surface the step toward a model. We finish the entry with
water, allowing a more detailed and forward looking some concluding remarks.
assessment of pollution evolution. Such understand-
ing is necessary given (a) the growing demand for
suitable land for habitation and agricultural/industrial What Is Risk?
use, (b) frequent changes in landuse types that toler-
ate different levels of contamination, and (c) growing While being easy to define at a general level, a
awareness of the effects of pollution among the pub- detailed risk characterization makes data collection
lic. Strict laws detailing precise pollution and expo- for a 100% accurate assessment for larger areas
sure limits exist, at least in industrialized nations. The impossible or impractical. Various approaches have
cost of remediation is also rising, and identification been developed to assess environmental pollution.
of the most cost-effective approach requires detailed Risk is defined as the probability of a given
knowledge that allows correspondingly detailed treat- adverse outcome, commonly calculated as the product
ment depending on specific local contamination. of hazard, social and physical vulnerability, and
Environmental remediation concerns assessment elements at risk. A more complete assessment can
of the quality of the three main environmental com- also include value, i.e., the potential cost of a
partments to define ways to reduce pollution lev- hazardous event. In the context of environmental
els to tolerable limits for a given landuse. This is remediation a similar definition is used [1]:
done by assessing the hazard, the exposure, and the
dose–response, together commonly called risk char- Risk characterization = hazard × exposure
acterization. × dose–response (1)
We consider each of the three major environmental
compartments: air, water, and soil (see Air Pollution The overall risk is then a function of the hazard,
Risk; Environmental Risk Assessment of Water in terms of its nature, concentration and distribution,
Pollution; Soil Contamination Risk). All can be the exposure of a given person or group of persons,
contaminated and all require a very careful treatment. in terms of intensity, frequency and duration, and the
Soil is the most stable compartment, in the sense specific relationship between dose and adverse health
that contamination may remain more or less stable effects [1, 2]. A similar definition also applies for
for years. Water and air are more fluid and immedi- adverse consequences on the environment or animals.
ate changes in quality may occur. Our main concern Hazard identification concerns identification of
will be the soil, as here the major statistical contribu- a substance or agent posing a risk, and assessing
tions can be made. Remediation ranges from leaving its potential to cause adverse effects to health or
as is, to a total excavation and cleaning of contam- environment. In soils this translates into high spatial
inated soil in order to reach a contamination level variability that depends on factors, such as soil types,
appropriate for a given landuse. For residential use, impermeable layers, pollutant type and mobility,
a near zero pollution level may be required, whereas and groundwater seepage. In water and air, while
2 Environmental Remediation

more homogenous, distribution and concentration are however, various chemical toxicants like heavy met-
subject to currents and wind direction, respectively. als and polyaromatic hydrocarbons are of concern.
In all cases this translates into strong spatial and Usually, the response time is relatively long between
potentially temporal variability. threshold exceeding and measurable effects on the
Exposure assessment aims at characterizing and (human) population. Even more, in soil studies the
quantifying the intensity, duration, and frequency time between a measurement above a threshold level
of exposure to the given hazard, ideally for every and measurable effects to the (human) population is
person. This considers the various pathways of such usually rather long. Typical contaminants are heavy
contact, e.g., via direct ingestion of polluted soil, metals, mineral oils and polyaromatic hydrocarbons
dust, water or air, consumption of soil or dust (see What are Hazardous Materials?).
attached to vegetables, or consumption of pollutants The traditional approach to such a problem is
via vegetables or meat. For an accurate assessment, a remedial action aimed at multifunctionality [4].
mobility of people and local landuse may also be Thus, all the functions the soil can possess, given
included. its natural characteristics, are to be reestablished.
Dose–response considers the specific relationship This single-perspective view is just one possibility
between the dose of hazardous agent and potentially to face the problem. Multiperspective views include
adverse health or environmental consequences. It is a elements other than soil protection and have caused
function of factors such as age, gender, health status, a shift of attention from ex situ remediation to in situ
as well as frequency and intensity of contaminant remediation. Within the multifunctional framework,
ingestion (see Dose–Response Analysis). where concentrations are the norm, in situ tech-
In environmental remediation, we are mainly con- niques are aimed at reaching threshold values in the
sidering spatial risks, i.e., risks to be related to spatial shortest possible time. In contrast, techniques in the
variables. We consider risk as the relation between a triple-perspective REC-framework, where risks, envi-
spatial variable and a threshold. This is denoted as ronmental merits, and costs are taken into account
a spatial variable X(s) in relation to a threshold xc . simultaneously, aim at optimizing within the three-
We shall not consider the obvious extension toward dimensional framework.
time variables or toward space–time variables in this
article. We can then formulate the hazard as a prob-
abilistic concept: Risk Assessment Approaches
Hazard = Pr(X(s) > xc ) (2) Deterministic Methods
It specifies therefore the probability that at a loca- A deterministic approach quantifies all parameters
tion s, a threshold value xc is exceeded. In order to required in the risk equation. Soil pollutant concentra-
make valid statements, stationarity assumptions have tions are measured, as well as the amount a person is
to be made, leading to applicability of geostatisti- exposed to, and how that person will react to the pol-
cal methods. Because of the exploratory nature of lutant. This leads to a simple source-pathway-receptor
this article, we shall not go very deep into these framework. First used in the early 1980s it is still
matters [3]. being used, for example in the United Kingdom’s
The existence of threshold values depends on the site-specific assessment criteria (SSAC) procedure
effect of exceeding or not exceeding these values [2]. The SSAC approach is very detailed, taking
in relation to the quality of life. In all environmen- account of exposure duration and time-averaged
tal compartments there are critical values, which in body weight or vegetable consumption rates of the
case of exceeding require additional measures by receptor. The mathematical implementation of the
local authorities. In air quality measurements, typi- approach, however, is straightforward. Point values
cal thresholds of current scientific concern exist for used in the parameterization, e.g., pollutant concen-
ozone, NOx and SOx . These values typically have trations collected from spot measurements, however,
a direct effect on the well-being of the population. cannot reflect the high spatial-temporal variability of
In groundwater the effects are usually indirect, as pollutant concentrations [1, 5]. They are, therefore,
much of the drinking water and the irrigation water unsuitable for an assessment of how many people
is cleaned before further application. In groundwater, will be affected or exposed. Hence, such approaches
Environmental Remediation 3

calculate the maximum exposure, thus aiding the pre- Hybrid of Probabilistic and Fuzzy Methods
cautionary principle [6, 7]. Increasing safety factors
have traditionally been added, to be on the safe side, To address the uncertainty in the evaluation criteria,
leading to risk overestimation. Irrespective of isolated Chen et al. [9] state that complex parameters such
peak concentrations or exposures the entire area is as landuse patterns or receptor sensitivities cannot be
assigned the maximum risk value, leading to exces- modeled with probability functions. Thus, approaches
sive and unnecessary remediation costs. based on fuzzy set theory have been developed that
are better equipped to represent the parameter uncer-
tainties. The authors describe a hybrid approach that
Probabilistic Methods uses probabilistic methods to address the variability
In the early 1990s, methods were developed that in pollution source and transfer modeling, and fuzzy
incorporated a characterization of variability, i.e., tools for the evaluation criteria. They also provide
the natural variation, as well as uncertainty, or lack a detailed methodology and illustrate with an exam-
or knowledge [1]. This allows one to consider the ple. A similar hybrid approach was used by Li et al.
variability in pollutant concentration within the soil, [10] to evaluate risk from hydrocarbon contamina-
as well as that between individuals, but also to tion, who also used the fuzzy set methodology to
assess the uncertainty in exposure estimation. An model different remediation scenarios (from partial
important method is Monte Carlo simulation (MCS), to nearly complete cleanup), as well as the spatio-
which takes account of the variability of the natural temporal risk variation over different time periods.
phenomenon [8]. Instead of producing a single risk
map, MCS produces a distribution of plausible maps
that all reasonably match the sample statistics. It
In situ and ex situ Remediation
shows both the uncertainty of the model parameters In environmental remediation a distinction is made
and how this uncertainty influences the final risk between ex situ and in situ remediation. In situ
estimate. In addition to MCS, regression analysis, remediation concerns techniques like biorestoration,
and analysis of variance (ANOVA) have been used. soil washing or extraction, and soil venting [11],
However, the temporal dimension, critical given the whereas containment techniques prevent contamina-
dynamics of natural systems, is frequently neglected. tion to migrate. Soil washing uses the solubility of a
MCS is further useful to assess the combined contaminant, which will dissolve in the percolate and
effect of several input parameters [1]. Given the by means of a special withdrawal system the perco-
multitude of parameter combinations and resultant late is pumped up and treated. Soil venting aims at
assumptions and generalizations, a further problem volatilization and biodegradation of the contaminant
is that it is often not possible to provide risk values in the unsaturated zone, followed by a vapor treat-
with a certainty desired by decision makers. A related ment system to remove the contaminants from the
problem is the frequent use of precise parameter vapor. Air sparging involves injection of air into the
values and probability distributions [7]. One way to saturated zone for the dual purpose of volatilizing
overcome this is by using intervals or probability organic components and enhancing biodegradation
bound analysis, although these do not reflect well [11]. Ex situ soil remediation concerns excavation
the distribution shape or central tendency. Statistical of contaminated soil, cleaning this soil at an inde-
analysis, however, should be more than a simple pendent location and putting it back after cleaning,
tool, and hence should include expert knowledge, possibly at the same location.
especially for site-specific parameter estimation.
Beyond simple MCS the utility of geospatial
statistics combined with probabilistic human health Spatial Statistical Methods
risk assessment can be assessed [8]. This allows for
a more realistic assessment of spatial variability and In many remediation studies, the need to quantify
local uncertainty, e.g., in soil contamination levels. risks can be solved by means of geostatistical and
Such a combined approach better incorporates the other spatial statistical methods. Indicator kriging and
spatial dimension in contaminant concentration and probability kriging have been usefully used for risk
distribution, thus allowing a more realistic analysis. mapping. Optimal sampling procedures have been
4 Environmental Remediation

developed to sample an area such that maximum 500


information is obtained given the limited amount of
450
budget for taking observations. Optimization has also
taken place for air quality networks and in ground- 400
water (and surface water) observation networks. Spa- 350
tial simulation methods have been used to show
realizations of the random field underlying observa- 300
tions. Different types of observations (measured and 250
organoleptic) have been combined in a geographi-
cal information system. Space–time statistics have in 200
particular been useful to assess the changes in con- 150
centrations and quality of the environment (see Spa-
100
tiotemporal Risk Analysis). Modern approaches by
means of model-based Geostatistics are a recent step 50
forward. Finally, the combination of spatial statistical 0
methods with soil, air, and groundwater models has 0 50 100 150 200 250 300 350 400 450 500 550
been performed in many systems and detailed case
studies. BAGA
TG
Recycling
Example: a Cost Model for Environmental
Remediation Figure 1 Location of sample points in the area

Sanitation of contaminated soil is an expensive task,


which is difficult to assess. Estimated costs are Table 1 Environmental thresholds for five contaminants.
sometimes exceeded by 100% [12]. Here we show All thresholds are expressed in (mg kg−1 )
the use of a cost model to a former gasworks site Contaminant S value T value I value BAGA
in the harbor area of the city of Rotterdam [13].
In 1994, an integrated soil inventory was carried Cn 5 27·5 50 50
Mineral oil 50 2525 5000 50 000
out (10 observations/ha). We concentrate on the Pb 85 307·5 530 5000
upper layer (0–0.5 m), containing the largest set PAH 1 20·5 40 50
of the full vector of observations (Figure 1). The Zn 140 430 720 20 000
five contaminants indicative of the spatial extent of
contamination are cyanide, mineral oil, lead, poly-
aromatic hydrocarbons PAH-total, and zinc. pollution of any contaminant determines whether a
Four environmental thresholds classify areas acc- soil cube should be excavated or not, depending upon
ording to the degree of contamination: S value: different remediation scenarios. Dividing the area into
(Safe or Target level ): maximum concentration of a 5760 squares of 7 by 7 m2 , we find that treatment of
contaminant to maintain multifunctionality, T value: the area costs ¤3.11 M. More details can be found in
intermediate level between low and serious soil Stein and Van Oort [14].
pollution, I value (Intervention level ): if this value
is exceeded the functional properties of the soil
for humans, fauna, and flora are seriously degraded Concluding Remarks
or are threatened to be seriously degraded and the
BAGA level (“Chemical waste”): at this level the Environmental remediation has received quite some
soil is chemical waste and should be carefully treated recent attention, with the advance a growing aware-
(Table 1). ness of the effects of contamination for health and
A cost model combines the thresholds with reme- the environment, and with the advance of spatial sta-
diation techniques. Ten classes with different process- tistical methods to quantify the associated risks. A
ing costs are distinguished. The highest degree of current trend is a further focus on individual risks,
Environmental Remediation 5

a better quantification of those, and a more realistic [8] Gay, J.R. & Korre, A. (2006). A spatially-evaluated
assessment. Advances can be expected at each of the methodology for assessing risk to a population from con-
taminated land, Environmental Pollution 142, 227–234.
components of risk assessment: realistic modeling,
[9] Chen, Z., Huang, G.H. & Chakma, A. (2003). Hybrid
improved observation methods e.g., by using remote fuzzy-stochastic modeling approach for assessing envi-
sensing derived methods, and realistic vulnerability ronmental risks at contaminated groundwater systems,
assessments. Journal of Environmental Engineering–ASCE 129,
79–88.
[10] Li, J.B., Liu, L., Huang, G.H. & Zeng, G.M. (2006). A
fuzzy-set approach for addressing uncertainties in risk
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1363–1375. ALFRED STEIN AND NORMAN KERLE

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