Professional Documents
Culture Documents
Pamela R. Aall
UNITED STATES
INSTITUTE OF PEACE
CONTENTS
Key Points v
Preface 1
Contributors 15
NGOs find themselves having to work closely leadership necessary to translate early warning
with governments to carry out their role of into effective interventions.
providing assistance.
= In addition, many in the NGO community be-
= The fundamental change in the demands of to- lieve that NGOs and the international commu-
day’s humanitarian crises may lead NGOs to nity at large should concentrate on techniques
consider an equally fundamental change in that link crisis management and humanitarian
their program development—redirecting con- relief activities to the longer-term goals of con-
tributions and other sources of funding from flict resolution and sustainable development
relief programs alone to those that address the (peacebuilding). Relying on grass-roots and
interdependence of relief, development, and mid-level approaches that sustain the process
conflict resolution. of peacebuilding through the use of indige-
nous resources and technologies, rather than
New Roles for NGOs the traditional top-down policy of providing
development aid, is a way to ensure that the
= While NGOs cannot be expected to solve all conflict accompanying complex emergencies
the problems associated with humanitarian does not recur once outside actors leave the
crises, the new environment in which these or- country.
ganizations operate suggests the following
four fundamental roles: early warning func- The Challenge of Coordination
tions, human rights monitoring, relief and re-
habilitation, and conflict resolution activities. = With so many actors at different levels of the
Yet it may be detrimental for NGOs to assume international system available to intervene in
all these roles simultaneously. complex emergencies, coordination is essen-
tial to avoid overlapping, and often counter-
= Of these four roles, the early warning and con- productive, responses that result in wasted re-
flict resolution functions typically engender sources and inefficient operations.
the most debate, not only because of their rela-
tive newness in the repertoire of NGO capabili- = While the many different types of NGOs arrive
ties, but also because both of these roles sub- on the scene with a variety of skills and tech-
sume many other increasingly important—and, niques to address different aspects of complex
some would argue, controversial—tasks NGOs emergencies, there is little coordination
must consider in carrying out their primary among them to manage these emergencies in
missions during complex emergencies. an integrated way.
= Because of their close involvement with local = One way of ensuring an effective international
communities, NGOs are in an excellent posi- response calls for the NGO community to co-
tion to serve an early warning function, alert- ordinate its members’ separate responses to
ing the international community to potential complex emergencies, aiming for a compre-
breakdowns in a distressed country’s govern- hensive strategy that allows major actors to
ment or in relations among the country’s ma- participate in an integrated fashion. The ulti-
jor domestic groups. In such a way, NGOs can mate challenge to governments and interna-
serve as the first step in preventive action to tional organizations is to construct a system
avert future complex emergencies. that can respond to a complex emergency in a
comprehensive, unified, integrated way, com-
= Some in the NGO community argue that bining diplomatic skill, military power, and
NGOs should use their early warning vantage NGO field experience under a UN mandate.
point to advocate specific policies to their re-
spective governments aimed at stemming = Coordination is required not only for the over-
brewing conflicts. Yet the fact remains: Gov- all response, but also at each level of the re-
ernments must find the political will and sponse as well. The United States government
vii
may want to consider reforming both the way NGOs as Conflict Managers
it deals with the UN and its own fragmented
decision-making apparatus for humanitarian = While NGOs are fast becoming powerful new
crises. Such reform would include creating a actors in complex emergencies by managing
single entity responsible for all relief, with one conflict and taking on certain functions of im-
senior official in charge. periled governments, the question arises: Are
NGOs fully equipped to handle all the dimen-
= While NGOs do not share the full degree of ac- sions of complex emergencies, including vio-
countability that circumscribes the range of ac- lent conflict?
tions undertaken by states and international
organizations during complex-emergency in- = Different types of NGOs possess distinct skills
terventions, NGOs do not operate entirely in- and approaches, and their role as conflict man-
dependently during these types of crises. In ager is appropriate if the role remains part of a
fact, in any complex emergency, powerful larger, coordinated effort of relief, helping to
states usually provide the kind of leadership re-establish civil society, and providing a
and determination to put an end to mass suf- framework for sustainable development.
fering and internecine conflicts, and NGOs
typically perform their functions within such a
context.
1
humanitarian relief NGOs (sometimes called “op- The “Managing Chaos” conference is only part
erational” NGOs to distinguish them from advo- of the activity the United States Institute of Peace
cacy groups) during a time when humanitarian has devoted to the issues surrounding NGOs and
crises and natural disasters are both perpetuated complex emergencies. In September 1995, it spon-
and made more complex by the animus of subna- sored a one-day conference on “Humanitarian As-
tional and regional conflict. sistance and Conflict in Africa.” The Institute has
This report is being published as the interna- also developed a post-conflict Bosnia initiative fo-
tional community under U.S. leadership begins to cusing on humanitarian, conflict resolution, and
take up the task of implementing peace in Bosnia. democracy-building NGOs that are sending field
While NATO troops work to prevent new violence workers to the country to assist in its reconstruc-
there, nongovernmental organizations will bear tion and reconciliation. In addition, the Institute is
the complicated burden of reconstruction and rec- working with the U.S. Army War College’s Peace-
onciliation. All actors involved in this precarious keeping Institute on a project that will examine
undertaking—NGOs, states, and international or- NGO-military relations. The Institute’s Education
ganizations alike—would be well served by study- and Training program is also developing conflict
ing the experience of nongovernmental organiza- resolution training seminars geared specifically to
tions in other post–Cold War complex emergen- the needs of the NGO community, in addition to
cies in order to prepare themselves for the chal- its current practice of including representatives
lenge of peacemaking in Bosnia. We believe this re- from major international NGOs in its International
port provides a good beginning for the sort of re- Conflict Resolution Skills Training (ICREST) pro-
flection that is necessary. grams.
This the third—and final—installment in the In- The Institute wishes to thank the men and
stitute’s Peaceworks series highlighting the pro- women whose reflections are captured here, as
ceedings of the “Managing Chaos” conference. The well as many others from the NGO and policy
first in the series (Peaceworks No. 3) contained the communities who have provided their helpful
keynote addresses of Les Aspin on the challenges comments in the period since the “Managing
to values-based military intervention, and Ted Chaos” conference to clarify and refine the myriad
Koppel on the global information revolution and issues surrounding NGOs and conflict manage-
TV news. The second (Peaceworks No. 4) summa- ment. Special recognition is due to Institute pro-
rized several views on new and enduring sources gram officer Pamela Aall for drafting this report
of international conflict, which was one of the prin- and to editor Peter Pavilionis for rounding it into
cipal themes of the conference. G. M. Tamás and shape.
Samuel P. Huntington addressed political identity
and conflict, and Robert Kaplan and Jessica Tuch-
man Mathews provided their analysis of threats to HARRIET HENTGES
the nation-state. EXECUTIVE VICE PRESIDENT
3
1
over, refugee crises typically draw neighboring
countries into the conflict as well, and threaten to
turn a subnational conflict into a regional and in-
ternational conflagration.
Not only do NGOs respond to the humanitar-
REFRAMING THE ian crises these internal conflicts produce, but as a
function of their long-term relief and development
ISSUES work, they are often trapped in the midst of the vi-
olence. Increasingly, too, humanitarian crises oc-
cur in failed states or in states with only rudimen-
tary governance. In these situations, the
humanitarian relief that NGOs provide usually
serves as a vital supplement to governmental func-
tions, playing a crucial role in the re-establishment
of civil society. The changing nature of both con-
flict and humanitarian relief has sparked an exami-
nation within the NGO community as well as
among officials of the United Nations and its mem-
ber governments of the roles that NGOs can serve
in preventing, managing, and resolving conflict.
chairman of the Institute’s board of directors, set Andrew Natsios, executive director of World
the stage for the examination of NGO roles by Vision Relief and Development, a major humani-
emphasizing the need to both reconsider the tarian relief NGO, agreed that the world is going
concept of intervention and widen its definition through a turbulent period that has witnessed a
beyond the sphere of military action. “The choices dramatic rise in the number of “complex emergen-
are many: Intervention can be physical, spiritual, cies”—the devastating combination of subnational
bilateral, multilateral, direct action, skills transfer, conflict, refugee crises, and breakdown of govern-
institution mental systems whose intensity
T
building. We and mass suffering have reached
should recognize he examination of NGOs and alarming enough proportions to
that those who are attract international attention.
managing chaos peacebuilding, and how these Yet he took issue with the notion
have the potential that such emergencies may be a
to manage a full- international actors coordinate permanent feature of the new
service bank.” The post–Cold War international sys-
recognition that their activities, were subjects of tem. He noted that at the end of
NGOs are major both world wars, the ensuing
players in this intense discussion and analysis peace conferences and new in-
expanded menu of ternational institutions created a
during the two–day conference.
intervention diplomatic setting for dealing
strategies lies at the with issues arising from their af-
heart of the discussion on their role as conflict termath. The post–Cold War period has not yet
managers. seen the establishment of similar institutions to
During the conference, many participants noted structure the contemporary international environ-
that in the crisis situations occurring almost daily ment. He predicted, however, that a decade of
across the globe, there is a close relationship be- global instability would be followed by a period of
tween NGOs, governments, and international or- equilibrium following the establishment of new in-
ganizations. Phyllis Oakley, assistant secretary of ternational institutions to manage the types of
state for population, refugees, and migration, as- complex emergencies that have characterized the
serted that in these crises the U.S. government and immediate post–Cold War period.
NGOs depend on each other to fulfill their respec- This environment has been rendered more
tive functions. Jan Eliasson, Swedish undersecre- complex and chaotic by a fundamental change in
tary of state for foreign affairs and former UN un- the nature of conflict. Natsios noted that racial, re-
dersecretary-general for humanitarian affairs, also ligious, ethnic, and tribal rivalries have replaced
pointed out that as the chief response to such the Cold War’s ideological clashes as the principal
crises has expanded beyond the security functions sources of current conflicts. These rivalries are of-
of peacekeeping—once the sole province of mili- ten rooted in past atrocities and recur from genera-
tary forces—into the realm of peacebuilding, in- tion to generation, each new conflict building on
cluding reconciliation, development, and humani- the last. As such, the nature of post–Cold War con-
tarian action, NGOs are coming to play an flict has not only resisted traditional diplomatic
increasingly crucial role. methods for its resolution, but has raised many
Peacebuilding activities entail an entirely new challenging theological and psychological ques-
set of complex relations among NGOs, interna- tions that are difficult for NGOs and other interna-
tional organizations, and national governments. tional institutions to address. Until these ques-
The examination of NGOs and peacebuilding, and tions are resolved, Natsios observed, the cycle of
how these international actors coordinate their ac- atrocities will continue.
tivities, were subjects of intense discussion and
analysis during the two-day conference.
5
2
tional NGOs focus on humanitarian relief, some
on economic development, while more and more
of them are beginning to focus on both of these
missions.
NGOs dedicated to humanitarian relief opera-
tions have attempted to maintain a policy of strict
THE CHANGING neutrality in situations of conflict, defining their
role as providers of aid to those in need without re-
NATURE OF NGOS gard to political, ethnic, or religious affiliation.
Even within this group, however, there are grow-
ing differences regarding the appropriateness of
this stance. Some members of the NGO commu-
nity are now challenging the neutrality policy,
pointing to circumstances in Somalia and Rwanda,
in which relief organizations unintentionally aided
individuals and groups who were perpetuating the
conflict.
NGOs engaged in human rights monitoring and
advocacy, on the other hand, achieve their objec-
tive of changing conditions in various countries
number of NGOs in recent years has also been tional organizations, governments, and military
dramatic. Currently, there are approximately fif- units engaged in humanitarian relief efforts. This
teen hundred NGOs registered as observers with realization, however, has not necessarily produced
the United Nations—and this figure consists pri- a consensus within individual NGOs on these new
marily of NGOs with international missions and priorities. Lederach noted that it was easy for an
does not reflect the vast growth of indigenous NGO to fund, for example, a well-digging project
NGOs. in Kenya, since that particular budget line-item
The rapid rise in the number of NGOs has re- falls easily within its developmental mission and
sulted in many more institutions that are able to thus will find broad acceptance by the NGO’s ex-
mobilize resources for humanitarian crises in hith- ecutive staff. On the other hand, that same staff
erto inaccessible and neglected parts of the world. could easily find itself divided over the issue of the
Yet it has also complicated relief efforts by creating NGO’s field workers’ managing disputes that
“an extraordinarily complex system which makes might arise over access to the well water, since this
medieval Europe look centralized and ordered by is not an activity that easily fits into current NGO
comparison,” in the words of John Paul Lederach, funding categories or program priorities.
director of both the International Conciliation Ser- Yet such conflict resolution and conflict man-
vice of the Mennonite Central Committee and the agement skills are essential to maintaining peace
Conflict Analysis and Transformation Program at during complex emergencies, according to Leder-
Eastern Mennonite University. It is a “very diffuse ach. The change will require a growing awareness
system,” Lederach said, whose diversity makes it on the part of NGOs that a portion of the money
difficult to develop a comprehensive strategy, espe- flowing into their budgets for relief activity alone
cially during complex emergencies, when there is should now be redirected to the development of
little time for consensus-building. programs that recognize the interdependent na-
The exigencies of complex emergencies have ture of conflict resolution, relief, and development.
brought NGOs to the realization that their relief “Like it or not, you may think you’re there to do de-
missions involve both peacemaking and peace- velopment, but you’re actually doing conflict reso-
building activities. Accordingly, they are forced to lution,” Lederach said, addressing the conference’s
examine closely the issue of whether, under what NGO representatives. “It would be wise to develop
conditions, and how they will work with interna- the skills to do it more effectively.”
7
3
he cautioned. “In a conflict setting, NGOs that are
doing relief and development work should not
also engage in human rights monitoring—that’s a
good way to get your people shot. They need to be
separate functions performed by separate organi-
zations.” Similarly, organizations involved in advo-
NEW ROLES FOR cacy should not attempt mediation and reconcilia-
tion, and those engaged in relief work should not
NGOS be involved in security operations. Making these
distinctions and assigning different functions is an
important component of ensuring effective action
in conflict situations.
Of the four roles that Natsios outlined, the early
warning and conflict resolution functions gener-
ated the most debate during the conference. The
intense discussions surrounding these two NGO
roles reflected not only their relative newness in
the repertoire of NGO capabilities, but also the fact
that both of these roles subsume many other in-
creasingly important—and, some would argue,
fires, to finding the arsonist before the fire breaks national, pointed to recent events in Bosnia as a
out, to identifying conditions that lead to arson. tragic example of the international system’s failure
Vivian Lowery Derryck, president of the to deal with conflict. Agreeing that “early action
African-American Institute, argued that NGOs saves lives and it saves resources,” he stressed that
should use their early warning the inability to de-
I
capabilities to advocate govern- tect a conflict’s
mental policies aimed at stem- n carrying out their primary early warning sig-
ming the outbreak of further vi- nals was not the
olence during complex missions, operational NGOs main impediment
emergencies. In her view, the to preventive ac-
executive leaderships of opera- grapple with difficult issues that tion. In the cases
tional NGOs should serve as of Bosnia and
give them a unique insight into the
advocates to the U.S. govern- Rwanda, the chal-
ment, since their organizations dimensions of complex emergencies. lenge was to find
could combine on-the-ground the political will
experience with access to poli- and leadership
cymakers. In carrying out their primary missions, necessary to translate early warning into effective
operational NGOs grapple with difficult issues intervention. The failures inherent in those con-
that give them a unique insight into the dimen- flicts demonstrate the need to create a new interna-
sions of complex emergencies. These insights can tional mechanism that promotes early action—a
offer crucial information to policymakers in gov- system involving NGOs, governments, and the
ernments and international organizations. United Nations.
In the case of Rwanda, such an advocacy role for To move toward that goal, Rosenblatt identified
operational NGOs would have meant urging early six policy initiatives that could make a significant
U.S. involvement and requesting that the military difference in marshaling resources for early action
stay long enough to complete the job. It also in humanitarian crises:
would have meant sharing with the U.S. adminis- ; The international community should focus
tration their views on issues such as disarmament
on the need for early response, including the
in the refugee camps and the forcible relocation of
restructuring of intelligence agencies and
Hutu soldiers. In dealing with questions of
diplomatic reporting, to meet the contingen-
whether to pull out of the refugee camps in the
cies arising in the post–Cold War world.
face of de facto Hutu militia control, or remain and
; Agencies operating closest to potential con-
attempt to aid the starving majority, NGOs gath-
ered information that could have determined pol- flicts should hone their tools of prevention.
icy in a way that promoted conflict management NGOs should work with the UN in building
more decisively. direct, hands-on partnerships that capitalize
Derryck stressed that the responsibility of oper- on opportunities for negotiation training,
ational NGOs to act as advocates in governmental reconciliation, and the implementation of
policymaking is crucial, and that failing to fulfill other conflict resolution techniques.
such a responsibility could result in governments’ ; The United Nations should be given a man-
loss of political will, failure to intervene in a timely date to form an international rapid deploy-
fashion, and reluctance to provide the appropriate ment force under its control. Rosenblatt re-
resources to meet the needs of the crisis situation. called the political problems—including
Many at the conference, however, asserted that public protests over deaths and casualties in
the lack of early warning was not the central prob- the ranks of peacekeeping forces—that arise
lem in preventive action. The key—and often miss- in the current system of nations’ contribut-
ing—element in prevention is developing the politi- ing troops to UN peacekeeping missions.
cal will to act on early warning signals. Here, too, Providing the UN with the authority and
NGOs play a central role as advocates for action. the forces necessary for quick deployment
Lionel Rosenblatt, president of Refugees Inter- in areas of crisis would eliminate political
9
wrangling and costly indecision. All too of- and humanitarian relief activities to the longer-
ten, waiting for donor nations to provide term goals of conflict resolution and sustainable
troops in such situations is tantamount to development. “We need to develop our capacity to
waiting for another round of genocide to think in decades instead of months to a year,” he
happen, said Rosenblatt. said, “and to develop ways in which our crisis man-
; The international community must develop agement activities are imbedded within, and
counterterrorism capabilities that seek to linked to, a broader set of activities which lead to
minimize the problems of mass violence and sustainable development.” However, the context in
assassination of political officials. Serious which these needs emerge almost always involves
thought should be devoted to ways in which settings of protracted, divisive, and deep-seated
NGOs, states, and the UN could intervene in generational conflict. To move beyond the man-
situations where a distressed country’s gov- agement of an immediate crisis, according to Led-
ernment is incapable of coping with terror- erach, NGOs must change their planning time
ism. frames to a long-term perspective. The initial emer-
; The international community must develop gency relief response should be linked to a set of
activities that leads to the transformation of those
an organizational capacity to deal not just
conflicts in a way that promotes sustained and
with refugees but with internally displaced
comprehensive reconciliation among the warring
people as well. In many complex emergen-
parties.
cies, the internally displaced remain invisi-
Developing an infrastructure that sustains
ble amid waves of refugees and are typically
peacebuilding within a given conflict is of para-
denied the resources necessary for their own
mount importance, according to Lederach. In
survival. Recognizing the needs of internally
looking at a situation of long-term conflict and war,
displaced people would involve new roles
agencies from outside the country, including
for the military, NGOs, and the UN.
; The international community needs to de- NGOs, should recognize that there are many levels
of activity as well as many actors and functions
velop a capacity to reintegrate people dis- necessary for peacebuilding. Most peace opera-
placed by crisis into their societies, Rosen- tions tend to rely on a top-down approach to
blatt explained, adding that successful peacebuilding, in which the country’s political
reintegration means much more than simply leaders and high-level officials from international
returning refugees to their villages. Are their organizations make decisions that are supposed to
homes intact and unoccupied? Do their jobs be implemented throughout the rest of the coun-
or farms remain for them to resume their try. In many cases, however, relying solely on a top-
livelihood? down approach to peacebuilding results in failure
Conflict resolution, relief, and sustainable devel- and frustration.
opment. John Paul Lederach focused his remarks Lederach recommended focusing instead on
on the challenges posed to NGOs by the new types the middle and grass-roots levels of societies in
of conflict that have become commonplace in the crisis, since NGOs are particularly effective work-
post–Cold War era. These challenges clarified the ing with both a country’s mid-level officials and
need for a more comprehensive framework for the recipients of aid at the community level. Be-
conflict resolution and conciliation activities on cause of their familiarity with the country and its
the part of NGOs. Based on both his field experi- decision makers, NGO representatives have a keen
ence in conflict situations and his work as a practi- understanding of the realities on the ground that
tioner developing conflict resolution programs to allows them to reach across their counterparts
accompany the relief activities sponsored by the from other agencies into a web of indigenous offi-
Mennonite Central Committee, Lederach offered cials and resources in order to build and maintain
some general observations about the changing na- a sustainable infrastructure that has a better
ture of the international response to crisis. chance of ameliorating not just the manifestations
In Lederach’s view, the NGO community and but also the causes of conflict.
the international community at large should con- Building such infrastructures will require the in-
centrate on techniques that link crisis management ternational community to develop another set of
10
lenses that allow it to recognize and identify local able to play a vital role in establishing communica-
resources and technologies to be used in the reso- tion between the fighting factions, since women
lution of conflict. Lederach noted that in most cri- are linked across clans by marriage and are able to
sis situations relief agencies rely on outside re- move from one sub-clan back to their clan of origin
sources and view the people in the midst of such without fear of retribution. As part of a concerted
conflict settings simply as recipients of the exter- campaign to develop indigenous resources for
nal donor’s goodwill. He suggested that indige- peace, both Lederach and Derryck urged the NGO
nous people should be viewed as primary re- community to start thinking about specific ways in
sources for conflict resolution and encouraged to which women can become involved in the process
take up the task of building peace themselves in of conflict resolution and conflict management.
their own locales. Within any given society, said Yet while the use of indigenous resources
Lederach, many valuable resources are available should be encouraged, the use of outside re-
for use in the process of peacebuilding. Yet most of sources, such as food shipments, in peacemaking
these indigenous resources are either overlooked interventions is often unavoidable and, in many
or denied official sanction for use in the peace- situations, essential. In these cases, according to
building effort. “We have to look for the cultural re- Andrew Natsios, the international community
sources that exist for building peace,” Lederach should realize that putting valuable resources into
concluded. “This assumes that we see culture as a a conflict setting can have unintended conse-
seedbed and as a resource. It assumes that we see quences. If, for instance, NGOs respond to human-
people as a resource and that we are willing to take itarian crises such as the relief effort for Rwandan
the time to develop respectful relationships.” refugees in Goma, they need the support of the
In this vein, Vivian Lowery Derryck observed military. Without adequate security, it is almost
that an essential component of NGO operations guaranteed that the food will be used for purposes
revolves around expanding their constituencies it was not intended for—to buy weapons, to control
and bringing new actors into their domain of activ- populations, or to buy support from various politi-
ities. She used the example of women’s groups in cal factions in a conflict. Natsios further explained
Africa, noting that in numerous recent conflicts, that when resources like food are introduced into a
women served neither as primary decision makers conflict, the political dynamic is altered, and the
nor as active combatants. Rather, they were inter- presence of these resources could intensify the vio-
ested in participating in the peace process. In one lence. Too often it is naively assumed that relief
noteworthy example, women in Uganda began will generate goodwill. The international commu-
forming a peace network with women in Rwanda. nity should be prepared to deal with the fact that
Lederach cited as another example the involve- people fight over the control of valuable resources.
ment of Somali women’s associations that were
11
4
ther from their own countries or from the country
receiving assistance, particularly when the latter
are employed in the service of dictators with unsa-
vory human rights records. Military leaders, on the
other hand, tend to regard NGOs as undisciplined
and their operations as uncoordinated and dis-
THE CHALLENGE OF jointed. The experiences in Somalia and Rwanda
showed that closer working relationships between
COORDINATION NGOs and the military could successfully meet
the goal of delivering humanitarian assistance in
situations of conflict.
These new kinds of interventions make it clear
that NGOs must find the means for establishing
improved working relationships with the military,
including better and more rapid communications
and a clear comprehension of the mission’s overall
objectives. This last point is crucial. While they en-
joyed a high level of cooperation in the Rwanda
and Somalia operations, the military and NGOs
were motivated by different goals. The military’s
practice of disparate groups involved in crisis man- the many calls for more cooperative action. One
agement reporting to different leaderships, these such appeal came from Mohamed Sahnoun, for-
complex emergencies desperately demand a single mer special representative of the UN secretary-gen-
emergency coordinator. eral in Somalia, and former deputy secretary-gen-
The case of Somalia demonstrated that achiev- eral of the Organization of African Unity in charge
ing such coordination would be a difficult task in- of political affairs and crisis situations. Sahnoun
deed. Andrew Natsios suggested that one of the proposed the creation of a new international insti-
problems in Somalia was a kind of role reversal tution for conflict management that would coordi-
among external actors, with NGOs running secu- nate humanitarian action and foster ties between
rity operations, which they were not trained to do, organizations and agencies from the international
T
and the military delivering relief and
aiding in development. Lacking a
proper understanding of these unfa-
miliar roles, both actors were bound to
he growing awareness that both public
make inappropriate decisions. Natsios
and private organizations are essential
gave as an example the U.S. military’s
decision to send in its own engineers to the success of any humanitarian
and support troops to rebuild roads
and infrastructure at a time when So- venture, however, has not yet resulted in
mali males desperately needed jobs.
The military was not interested in hir- improved coordination.
ing the Somalis, Natsios explained, be-
cause they wanted to get the roads
built quickly. The military officers in charge be- down to the local level. Such an institution would
lieved that if they let untrained “locals” or NGOs be an essential contributor to Sahnoun’s vision of
do the job, it would take longer than a few months. establishing a global framework for conflict man-
Thus the potential for encouraging indigenous de- agement and peacebuilding by coordinating ef-
velopment was lost, keeping thousands of Somali forts while simultaneously decentralizing them—
males idle and frustrated. creating, in essence, a synergy between the
One reason for the lack of coordination lies in regional and international levels. This proposed in-
the fact that the actors in humanitarian crises are stitution would mobilize all approaches to conflict
very different organizations. International organi- resolution and increase communications and net-
zations and governments deal with crises at the na- works among different communities in local con-
tional level; NGOs operate mainly at the local level. flict areas through the integrated efforts of NGOs
Military forces assigned to support humanitarian and the UN.
missions receive their instructions from their gov-
ernments; NGOs are answerable to their boards Accountability and leadership issues. Amid the
and to the thousands of donors who support their calls for establishing new means to coordinate in-
efforts. In Julia Taft’s words, this difference in orga- ternational responses to these situations, however,
nizational character traditionally relegated NGOs a few voices raised concern over issues of account-
to the status of eccentric relatives whose invitation ability and leadership. John Paul Lederach noted
to the policymaking party never arrived. This situa- that in situations of crisis, NGOs assumed respon-
tion has changed, she said: NGOs are now in- sibilities far exceeding their intended missions.
cluded at the policymaking table and are recog- Two clear examples are Rwanda and Somalia,
nized as key actors in the design and delivery of where the collapse of central authority resulted in
humanitarian relief. a political vacuum that was immediately filled by
The growing awareness that both public and chaos and internecine warfare. NGOs moved into
private organizations are essential to the success of these “stateless” situations and took on many of
any humanitarian venture, however, has not yet re- the services typically provided by the failed gov-
sulted in improved coordination, a fact noted in ernments. “In many ways,” he said, “the NGO ac-
13
tivity can be seen as replacing the state. This raises cannot demand a higher level of accountability at
a crucial question for us all: To whom are the the UN than it is willing to ensure in its own gov-
NGOs accountable?” ernment.
The issue of accountability extends to govern- The issue of which institutions should provide
ments that take on a large share of the responsibili- the necessary leadership for a coordinated effort
ties in responding to complex emergencies. In led Andrew Natsios to remark that NGOs could
Rosenblatt’s view, the United States government not fulfill the functions of world powers in these
should reform both the way it deals with the UN situations. “There is no substitute for the influence
and the way it responds to humanitarian crises in and resources of the great powers in these con-
general, including the integration of humanitarian flicts. The NGO community cannot act like the
assistance functions presently scattered through- United States government. It doesn’t mean the
out its various agencies—the Agency for Interna- United States has to intervene all the time, but
tional Development, the State Department, and the there are instances when a power with military
Department of Defense among them. He urged the forces and large budgets can intervene diplomati-
U.S. government to encompass all these various di- cally to make people talk who might not want to
visions of responsibility within a single entity with talk,” Natsios observed. “Unless the great powers
one senior official in charge. Such a reorganization have the moral and diplomatic impulse to inter-
would improve not only the U.S. response to com- vene, we are going to be unsuccessful in dealing
plex emergencies but the UN’s role in them as with these conflicts.”
well. After all, as Rosenblatt observed, the U.S.
14
5
able development. He recalled how NGO repre-
sentatives often talk about their operations as com-
prising a continuum of relief efforts, rehabilitation,
reconstruction, and sustainable development. All
of these components are essential to the develop-
ment of both new and more effective paradigms
for peacebuilding and appropriate strategies to
NGOS AS CONFLICT deal with specific conflicts.
Many of the conference participants acknowl-
MANAGERS edged that NGOs of all varieties are seriously grap-
pling with issues raised by working in situations of
conflict. They also confirmed the need for more co-
ordination among the different types of opera-
tional NGOs, and between the NGO community
and other actors involved in complex-emergency
interventions, in order to forge an effective role for
NGOs as conflict managers. There was widespread
recognition that NGOs might unwittingly become
a party to conflict in the course of their humanitar-
ian relief work; that their actions could be part of a
S
concerted, coordinated effort involving govern-
hould NGOs be involved in conflict pre-
ments, international and regional organizations,
vention and resolution? If so, how exten-
and private groups to avert or resolve conflict; that
sive should their involvement be? Effective
they had the ability to both provide early warning
responses to post–Cold War humanitarian crises
and shore up the political will of governments to
often means that many NGOs must go beyond
act; and that they could give guidance to policy-
their traditional mission of providing food, water,
makers in their own countries and encourage com-
and medical assistance, into the realm of ensuring
munity-building and the development of civil soci-
political stability and fulfilling governmental func-
eties in countries decimated by war. In short, the
tions in failed states. Are such expanded roles ap-
work of NGOs forms an important part of the en-
propriate for NGOs?
tire repertoire of intervention strategies for dealing
Vivian Lowery Derryck answered this question
with conflict in the post–Cold War era.
with a qualified yes, proposing certain conditions
that must be present before NGOs engage in con-
flict management activities:
; the NGO knows the country and the re-
gional institutions involved in the conflict
resolution effort;
; the NGO has indigenous partners;
; the NGO staff has a good knowledge of con-
flict mediation skills; and
; the NGO’s field staff members fully under-
stand the personal risks they are assuming.
John Paul Lederach agreed that NGOs could be
very effective in managing conflict, noting that
they bring several special qualities to peacebuild-
ing, especially through their particular insights
into different cultures, their relationships with lo-
cal partners, and their understanding of the links
15
C
of Meridian House International. Derryck served
ONTRIBUTORS as a deputy assistant secretary of state in the Carter
and Reagan administrations. Prior to this, she
served as executive vice president of the National
Council of Negro Women, where she was also di-
rector of its international division, supervising pro-
jects in Swaziland, Togo, Senegal, and Mauritania.
Chester A. Crocker is chairman of the board of Before leaving for Liberia in 1973, where she spent
directors of the United States Institute of Peace and four years teaching at the University of Liberia and
distinguished research professor of diplomacy at working with the country’s Ministry of Education,
Georgetown University’s School of Foreign Service Derryck taught at New York City Community Col-
in Washington, D.C. During his 1989–90 distin- lege.
guished fellowship in the Institute’s Jennings Ran-
dolph Program for International Peace, Crocker Jan Eliasson is Sweden’s undersecretary of state
worked on his book High Noon in Southern for foreign affairs. Before assuming this position in
Africa: Making Peace in a Rough Neighborhood the Ministry of Foreign Affairs, he was a visiting
(Norton, 1992), which focuses on the U.S. conflict professor at Uppsala University and ambassador
resolution efforts in the region during the 1980s. to the Minsk Conference on Nagorno-Karabakh,
From 1981 to 1989, Crocker was assistant secre- which he also served as chairman. From 1992 to
tary of state for African affairs, serving as the prin- 1994, Eliasson served as undersecretary-general
cipal diplomatic architect and mediator in the pro- for humanitarian affairs at the United Nations,
longed negotiations among Angola, Cuba, and where he was Sweden’s permanent representative
South Africa that led to the deployment of UN from 1988 to 1992. During a diplomatic career
peacekeeping forces and election observers during that began in 1965, Eliasson served in Paris, Bonn,
Namibia’s transition to democratic governance Washington, and Zimbabwe. He also served as di-
and independence and to the withdrawal of Cuban rector of the Press and Information Division of the
forces from Angola. He received the Presidential Foreign Ministry; deputy undersecretary for Asian
Citizen’s Medal in 1989. Before joining the George- and African affairs; undersecretary for political af-
town University faculty in 1972, Crocker was a fairs; and diplomatic adviser in the prime minis-
member of the National Security Council staff. He ter’s office. At the UN, Eliasson served in the mis-
has written numerous articles for foreign policy sion to the Iran-Iraq conflict during 1980–86;
journals and is the coeditor (with David Smock) of personal representative of the secretary-general on
the recently released African Conflict Resolution: Iran-Iraq matters during 1988–92; vice president
The U.S. Role in Peacemaking (published by the of the Economic and Social Council (1988–92);
United States Institute of Peace Press) and South and chairman of the General Assembly’s working
Africa in the 1980s. Crocker holds a Ph.D. in inter- group on emergency relief in 1991. He has also
national politics and African studies from Johns served as director of the board of both the Institute
Hopkins University’s School of Advanced Interna- for East-West Security Studies in New York
tional Studies. (1988–93) and the International Peace Academy
from 1988. The author of numerous books, lec-
Vivian Lowery Derryck has been president of tures, and articles on foreign policy, diplomacy,
the African-American Institute (AAI) since June and humanitarian action, Eliasson has been deco-
1989. Derryck first went to Africa in 1965 with Op- rated by the governments of France, the Nether-
eration Crossroads Africa, and has been working lands, Germany, Yugoslavia, Egypt, Brazil, Portu-
on African affairs since that time, having served in gal, Luxembourg, Denmark, and Estonia.
more than twenty-five countries in Africa, Asia, and
Latin America. Before going to AAI, she was vice Harriet Hentges is executive vice president of
president of the National Democratic Institute for the United States Institute of Peace, where she
International Affairs, executive director of the oversees the Institute’s interprogram initiative on
Washington International Center, and vice president nongovernmental organizations. She has over
16
fifteen years of senior management experience in intervention and disaster relief. Natsios holds a
key positions in business, government, and non- B.A. from Georgetown University and an M.P.A.
profit organizations. Prior to coming to the Insti- from Harvard University’s Kennedy School of
tute, Hentges was chief operating officer and man- Government.
aging partner at the Clifton Investment Group.
From 1986 to 1988, she was chief operating officer Phyllis Oakley is assistant secretary of the U.S.
at the Baskin Financial Corporation. She also Department of State’s Bureau of Population,
served as the executive director of the League of Refugees, and Migration. A career foreign service
Women Voters of the United States for five years, officer, she became senior deputy assistant secre-
and as an international economist on the policy tary in the bureau in September 1993. She was
planning staff at the U.S. Department of State. deputy assistant secretary for regional analysis in
Hentges received a Ph.D. in international econom- the Bureau of Intelligence and Research from 1991
ics from Johns Hopkins University’s School of Ad- to 1993, and served as the State Department’s
vanced International Studies. deputy spokesman from November 1986 to Janu-
ary 1989. From 1989 to mid-1991, she was on loan
John Paul Lederach is director of the Conflict to the U.S. Agency for International Development,
Analysis and Transformation Program and the In- working with the Afghanistan Cross-Border Hu-
stitute for Conflict Studies and Peacebuilding at manitarian Assistance Program in Islamabad, Pak-
Eastern Mennonite University in Harrisonburg, istan. She was the State Department’s Afghanistan
Virginia. He is also director of the International desk officer from 1982 to 1985. Oakley is a Phi
Conciliation Service of the Mennonite Central Beta Kappa graduate of Northwestern University
Committee. He has extensive experience in inter- and holds a master’s degree from Tufts Universi-
communal and organizational conflict and has ty’s Fletcher School of International Law and
provided consultation and direct mediation in a Diplomacy. She has taught American history at
variety of conflicts, including the Miskito-Sandin- Centenary College in Shreveport, Louisiana, and
ista negotiations and peacebuilding efforts in So- served as a consultant in international affairs to the
malia and the Basque region of Spain. Lederach is national board of the YWCA in New York City.
the author of nine books in addition to numerous
academic articles on peace education, conflict Lionel Rosenblatt has been president of
transformation, and mediation training. He has Refugees International, an advocacy organization
also developed training materials and manuals in for refugees worldwide, since 1990. Rosenblatt has
Spanish that are used throughout Latin America also served in the U.S. Foreign Service in various
on peace education and conflict resolution and posts, including Sri Lanka, Vietnam, and Thailand.
mediation. Lederach holds a B.A. in history and While at the U.S. embassy in Bangkok, he was
peace studies from Bethel College and a Ph.D. in chief of the Refugee Section (1975–76) and later
sociology from the University of Colorado. served as refugee coordinator and director of the
Khmer Emergency Group during the region’s
Andrew Natsios is vice president of the Wash- 1978–81 refugee crisis. He also served as director
ington, D.C.–based relief organization World of the Office of Special Concerns, Interagency Task
Vision U.S., and executive director of World Vision Force for Indochinese Refugees at the U.S. Depart-
Relief and Development, the technical arm of ment of State.
World Vision U.S. During 1991–93, he was assis-
tant administrator in the Bureau of Food and Hu- Mohamed Sahnoun is a Pearson fellow at the In-
manitarian Assistance at the U.S. Agency for Inter- ternational Development Research Centre in Ot-
national Development, where he managed U.S. tawa, Canada. He was a visiting fellow at the
foreign disaster assistance. Natsios was a lecturer United States Institute of Peace in 1993, where he
at Boston College from 1987 to 1989. Prior to that, examined the case of Somalia to determine how
he was a representative in the Massachusetts the United Nations can best fulfill its expanded
House of Representatives from 1975. He has pub- role in promoting stability and providing humani-
lished numerous articles on humanitarian tarian relief. His project culminated in the
17
publication of the book Somalia: The Missed Op- assistance at the U.S. Agency for International De-
portunities (United States Institute of Peace Press, velopment; director of refugee programs and act-
1994). Sahnoun served as special representative of ing refugee coordinator at the U.S. Department of
the UN secretary-general in Somalia during State; and deputy assistant secretary of the Depart-
March–October 1992. Sahnoun has also served in ment of Health, Education, and Welfare. In addi-
a variety of posts in the Algerian foreign service, in- tion, she has been a consultant on refugee and mi-
cluding presidential counselor on foreign affairs; gration affairs and humanitarian aid to the Ford
ambassador to the United States, Morocco, Ger- Foundation, the World Bank, and various U.S.
many, and France; and permanent representative agencies and organizations in both the public and
of Algeria to the UN. He also served as deputy sec- private sectors. Taft has received the World
retary-general of the Organization of African Unity Hunger Award, the U.S. Agency for International
in charge of political affairs and crisis situations Development’s Distinguished Service Award, the
(1964–73) and as deputy secretary-general of the USSR Supreme Soviet Award for Personal Courage
League of Arab States. in Armenia, and a White House fellowship. She is
currently a member of the board of both the Na-
Julia Taft is president of InterAction, the Ameri- tional Endowment for Democracy and the U.S.
can Council for Voluntary International Action. Agency for International Development’s Advisory
Taft has served as director of U.S. foreign disaster Committee on Voluntary Foreign Aid.
18
▼▼▼▼▼▼▼
▼▼
▼
▼ ▼▼
▼ ▼
▼▼
▼ ▼▼
▼
▼
▼
▼ ▼
▼
▼
▼
▼
▼▼
▼
▼▼
▼▼▼▼▼ ▼
▼▼▼▼▼▼▼▼
▼▼▼▼▼▼▼▼▼▼
▼▼
▼▼▼▼▼▼▼
MANAGING CHAOS
▼▼▼▼
Coping with International
CONFERENCE AGENDA Conflict into the 21st Century
▼▼
▼▼▼▼▼▼▼▼▼▼
▼▼
▼▼▼
▼
▼
▼
▼ ▼
▼▼
▼▼ ▼▼
▼▼▼▼▼▼▼▼
November 30 – December 1, 1994
DECEMBER 1, MORNING
Session 5
Key Challenges in International Part 1: Case Study Sessions
Conflict Management (three simultaneous panels)
Panel A
Averting Chaos: Preventive Drawing from preventive diplomacy efforts in East
Diplomacy in Eurasia and Africa Europe, Asia, and Africa, this panel will explore the
roles that the UN, the U.S. government, regional
organizations such as the OSCE and OAU, and
nongovernmental organizations are playing and
can play in early warning and preventive action in
potential crisis spots.
Moderator Michael Lund, Senior Scholar, United States
Institute of Peace
Speakers John Marks, Search for Common Ground
John J. Maresca, former U.S. Ambassador
to OSCE
Linda Perkin, Deputy Director for East Asia
and Pacific Affairs, United Nations
Harold Fleming, Deputy Assistant Secretary of
State for International Organization Affairs
Panel B
NGO Conflict Resolution, Relief, This breakout will examine NGO conflict
and Rebuilding Activity in resolution, relief, and rebuilding activity in former
Former Yugoslavia Yugoslavia, with a focus on Bosnia, Croatia, and
Serbia. Special attention will be given to the
question of NGO, government, and international
organization support for the Muslim-Croat agree-
ment in Bosnia. Indigenous NGO activity will be
discussed along with the activities of those from
abroad.
21
DECEMBER 1, LUNCHEON
An Interactive Forum on the
Global Information Revolution
Speaker Ted Koppel, Anchor and Managing Editor,
ABC News
DECEMBER 1, AFTERNOON
The New Diplomacy and New
Tools for Conflict Management
Session 6
“The New Diplomacy” Presupposing the need for innovation and
creativity in diplomacy, this session will examine
the potential efficacy of new techniques and means
while evaluating the continuing applicability of
more traditional tools. The speakers will assess
whether an international consensus is building, or
can be built, regarding the future of national and
multinational intervention in regional conflicts.
They will also examine the possible utilization of
the experience and techniques of the NGO and
business communities by governments and
international organizations.
Moderator Chester Crocker, Chairman, Board of Directors,
United States Institute of Peace, and School of
Foreign Service, Georgetown University
Speakers Chester Crocker
Robert Zoellick, Executive Vice President,
Fannie Mae
Mohamed Sahnoun, International
Development Research Centre, Ottawa
Thomas R. Getman, World Vision
Session 7
Conflict Management Tools (three simultaneous panels)
Panel A
International Conflict Resolution This panel will focus on the contribution
Skills Training (ICREST) negotiation training and conflict resolution skills
training can make to better prepare international
affairs professionals (from the diplomatic, military,
or NGO sectors) to undertake complicated new
assignments.
Moderator Lawrence P. Taylor, Director, National Foreign
Training Center, U.S. Department of State
Speakers Hrach Gregorian, Director of Education
and Training, United States Institute of Peace
Steve Pieczenik, Consultant, United States
Institute of Peace
23
Panel B
Cross-Cultural Negotiation This panel explores the impact that culture has
upon international negotiation and how awareness
and skills training in national negotiating styles can
make negotiators more effective.
Moderator Richard H. Solomon, President, United States
Institute of Peace
Speakers John Graham, University of California, Irvine
Jean Freymond, Centre for Applied Studies in
International Negotiations, Geneva
Chas. W. Freeman, Jr., Distinguished Fellow,
United States Institute of Peace
Jerrold Schecter, Peace Fellow, United States
Institute of Peace
Panel C
Information and Data Management This panel will explore the current and potential
use of various software programs, information-
and data-management systems, and the infor-
mation highway during negotiations as aids to
general policy analysis and as tools for early
warning and preventive action.
Moderator William Wood, Geographer, U.S. Department
of State
Speakers Lance Antrim, International Negotiating Systems
Chad McDaniel, Center for International
Development and Conflict Management,
University of Maryland
John Davies, Center for International
Development and Conflict Management,
University of Maryland
DECEMBER 1, DINNER
Perspectives on Diplomacy
in the Twenty–First Century
Speaker Henry Kissinger, Former Secretary of State
24
The United States Institute of Peace is an independent, nonpartisan federal institution created by
Congress to promote research, education, and training on the peaceful resolution of international conflicts.
Established in 1984, the Institute meets its congressional mandate through an array of programs, including
research grants, fellowships, professional training programs, conferences and workshops, library services,
publications, and other educational activities. The Institute’s Board of Directors is appointed by the Presi-
dent of the United States and confirmed by the Senate.
Board of Directors
Chester A. Crocker (Chairman), Distinguished Research Professor of Diplomacy, School of Foreign
Service, Georgetown University
Max M. Kampelman, Esq. (Vice Chairman), Fried, Frank, Harris, Shriver and Jacobson, Washington, D.C.
Dennis L. Bark, Senior Fellow, Hoover Institution on War, Revolution and Peace, Stanford University
Theodore M. Hesburgh, President Emeritus, University of Notre Dame
Seymour Martin Lipset, Hazel Professor of Public Policy, George Mason University
Christopher H. Phillips, former U.S. ambassador to Brunei
Mary Louise Smith, civic activist; former chairman, Republican National Committee
W. Scott Thompson, Professor of International Politics, Fletcher School of Law and Diplomacy, Tufts
University
Allen Weinstein, President, Center for Democracy, Washington, D.C.
Harriet Zimmerman, Vice President, American Israel Public Affairs Committee, Washington, D.C.
Members ex officio
Ralph Earle II, Deputy Director, U.S. Arms Control and Disarmament Agency
Toby Trister Gati, Assistant Secretary of State for Intelligence and Research
Ervin J. Rokke, Lieutenant General, U.S. Air Force; President, National Defense University
Walter B. Slocombe, Under Secretary of Defense for Policy
Richard H. Solomon, President, United States Institute of Peace (nonvoting)
Also available from the Managing Chaos conference:
Keynote Addresses by Les Aspin and Ted Koppel (Peaceworks No. 3)
Sources of Conflict: G. M. Tamás and Samuel Huntington on “Identity and Conflict,” and
Robert Kaplan and Jessica Tuchman Mathews on “ ‘The Coming Anarchy’ and the Nation-
State under Siege” (Peaceworks No. 4)
The views expressed in this report are those of the authors or conference participants alone.
They do not necessarily reflect views of the United States Institute of Peace.
Phone: 202-457-1700
E-mail: usip_requests@usip.org
Internet: gopher.usip.org
UNITED STATES
INSTITUTE OF PEACE
1550 M Street NW
Washington, DC 20005 Peaceworks No. 5