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Copyright lew (ity 17, U.S.
ANALYSIS OF TUBE-TUBESHEET JOINTS WITH GROOVES
D. P, Updike and A. Kalnins
Department of Mechanical Engineering and Mechanics
Lehigh University
Bethlehem, Penneyivania
S. M. Caldwell
Eastman Kodak Company
Kingsport, Tennessee
ABSTRACT
Hydraulic expansion of a grooved tube nto a tubeshect 1s
modeled aa an elastic-plastic process. A shell mode of the tube
Js sullatly modited to tnelude the effect of radiol otress ia
the yield condition and the effeel of the resiatance from contact
with th tubesheet The tbesheet 1s modcled as an elastic-
plasuc foundavion. The loading and unloading snalyals of the
‘tube subjected to expansion presmre an the inside auritee and
twbesheet restscance on the outside surface ta perfarmed to
determine the reedual state in he vicinity of the grooves. The
parameters investigated are the residual holding pressure between
the ke and the tubeshest and the stresses in the contact and
noncontact regions af the tube,
NOMENCLATURE,
x ex) coordinate
2 thickness coordinale; 220 on reference surCace
@ excumferentiol coordinate
R radius of reference surface
tp 2, Fevordinales of saner and outer urfaces of tube
Rakes Ryoho, Inner and outer radll of tube
Pj Py Pressure at inner and outer urces of tube
‘w radial displacement af a point ta. the tbe
i eeal displacement of polnt ta the tube
By, rotation of normal
cy. ¢g components of san at reference surface
pq components of curvature change
@, wanarerec shear free per unit reumierence
Nj Ng membrane stross resultents
Mj-Mg, bending moment per uni Yength
Oye Ogy 0, Components ofstresa
tae €, components of trata
‘cofnponents of clastic strain
typ" Fay Components of patie strain
E Young's modulus
-v Polastn's ratio
equivalent plastic tram
3,.8_ Feducad etresees
1g, Kinematic tmin harriening parameters
¥ leotropie strain hardening parameter
Yo nia ye stress
pw nulxed hardening coeMctent.
,, Plastic modes
xe! “Oe
taner rastus of annulus model of tubeaheet
outer radius of annulus model of tubesheet
Pressure at hole i tubeshect
rudd dsplacoment at hole i tubeshect
INTRODUCTION
‘The transition zone at the edge of w tube-tubesheet Joint
ta a location of significant residual stresa thet is Induced
during the fabrication precess of expanding the tube (1.2.81. A
major coniribulor te an andestrable axtal tenaite companent of
residual stress resulls ffom the meridional bending that 19
* gasoclatod wilh diftrential radial expansion, variation of
‘capansion loading, and variation of springhack slang the tube.
Another location of differeala] radial expansion occura fn the
vieinlty of @ groove [4] In the iubeshest hole, where the
expansion process Jeaves, a state of residual stresa that veries
along the tube. Tie objective of this paper is to determine the
‘magnitude and algebraic eign of these sireseea, +Liddle aformation on a (ubs-lubeshect Jomt wilh grooves.
fo available in lhe literature, Mautfacturcr's standards (41
inte that for pronsures ovcr 300 psi and/or temperatures tn
exces of 350°F, tie tube holes for expanded Joints for tubes of
9/5" O.D. and langer ahall be machined with at least (wo grooves,
cach approximately 1/8° wile by 1/64" dcep. No requiresnculs olt
(oove spacing arc slated. Experimentally determined pushout
forces for tube-ubcaliect jolule wilh grooves have ecu reported
in {6}, Information oa the residual siressea In the tubes aut on
the distribution of the holding pressure seems to be unavailable,
This paper considers a thecrclical approach to the determination
of these stresses.
(MATHEMATICAL MODEL OF TUBESHEET
‘The tubeahcet Is modeled as a continuous distribution of
annular disks surrounding Ore tbe. It acts ag an clastio-
Plaatie foundation of Uke (ube, The taner and outer radii of =
fypleal disk arc « and b, reapcctiely, where b is an ellective
Cuter radiva [6) at which « boundary condition of zara radial
Gtrese 19 applied. Each disk Is assutted to be expanded by a
Pressure py neting ot the inae radius, act disk 9 subjected
to elaatte-plaste loading, fallowct by unloading, A tincar
hardening model of plasticity has boon assumed. Since the
Jongitudinal atrese o, 1 aaaumod lo be vero Unroughout te
tubeshect, the calculations far te behavior of a typical disk
fan be corried oul usig a, computer progran which porforms
Cinst plastic enalysls of at plaice, Wih the aki of &
Plastic alte analysis program named KalciPL, a calculation 1s
Firried out to find the radial expansion v, of the Inner cxge a
fa function of the premure p, at the laner edge during elastic:
plastic loading, This relation fo expressed mathematically ae
p= Pt)
‘this function Js sored! In a data base for later use, (Tile data
fpaoe Is the same as that which wos used tn (1.2) fer the
Ciewlallon of tie restlual stresses In the wansilon zone.) To
faake the data basc applicable (o many diferent tubcaliecte, Ure
Giorege uses nondimensional variables in the tube-tubesiest
pint problem, p, and u, are taken to be functious of the
‘coordinate x; however, Ure relation betwoen them at a given velie
of xia that gen above,
(GROOVE GEOMETRY
there ts a radial clearance ¢ between the tube
land the Uibeshcet. Whe Ure radial dleplacement of the tube
‘Guring whe inital expansion We Sess tian c, De prossure Py 18
zero. After conlact between te tube and the tubcshest is made,
the presotre py, whi fs alo eal 1 pom te tube, begs 2
increase, The value of this coniact pressure teetwoen the (ube
and the tubeshoot then satisfies
atta,
Pye Pothier)
cH
‘rhe grooves In the tubeslicet were modeled by represeuling,
lhe radial clearance as slep functions of the coordinate x, the
sep being cqual (0 the groove deplb. The present analysis was
Fecuricicd to a study of @ Cubeshorl with a repeated paticrn of
Cqually spaced grooves of equal size as atiowa in Figze 1. Tae
model that was used In the analysia Inelnded one lialf-groove, &
ful ridge, and a oceond halfgraoe. Symmetry boundary
coudilions at the gronve.centers were tse
gure t. Hepcatot“Ratiarn of Eawally
‘Spaced Grooves:
MATHEMATICAL MODEL OF TUBE
‘A spocial shell theory has been developed for une atidy of
the (ubetubesticet problem, since the weual planc slress
assumplton of shell theory does nol apply to the expansion
recess, where pressure foading % on tbe order of the. yicld
Tiress, ‘The special thcary uses the equiliorium equations taken
fom the theny of cylladrical shelts, “These oqualons relate
the morments, forces, and suriace loads an foflown:
40,/ax= N/R =(P.R,- PARR
aN, fix = 0
dM fa = Oy‘The stress resuhants (or a cylindrical sWvelt are
NpeSoyienide Nye Log ax
M,
FoyliezMinds — Mys Soy zd
‘the equations of displacement anel strain are
wie = By
du fx = oy TR
apyexex, kyr?
‘Tac dlotrtbution of etrain through the thickness is given by
acy / (terse
ret K)
In the spectal theory taed here, the radial atress o, 19 assumed
lo vary linesrly throught the thickness of the tube, 20 that tts
distrlimtion is given by
0, = tifa, # Pyeap Ea)
Following the usual practice of plasiicity thcory. the components
of alrain are decompose Into clastic and plastie portions
eee, 5
x” Oe” Sap
‘o0* op
where the clasite portions ate relaled to the siress componeme
by Hoale's law
Egg Og V9 VO ME tg 2 g¥O, VIVE
Plasticity ts modeled by Introductug Ue loading function (von
Mises yield condition with stralu hardening) glven by
fo. QO, eget 2 : ssi? ¥
were
veges ee
‘ep condition t
19 .19g.0,16,0,00= 0 *
‘The parameters c and c, are (he Kincwalte strain hardening
parametera which Indleate the translation of the yield aurface.
fnllially, their valuea ere zero. The parameter Y is the
tsotrople hardening parameter. 1 imticales the expansion of the
yield surface. IC 1s tnltally equal to the yield stress Yq In
fenston and ovmpression. The Increments of these struin-
Dardeaing paramcicrs are related to the plastic strain tneremente
de, = Es, Me
THE, ts de,
dey +H Ep ey/MAe,,
avatiy8, ue
wey ty
where
2 2 12
(hie edeg + de, de,
P mp Sop * Sap Fo / 91
Js (he equivalent plastic strain Increment. The coefficient 1 19
equal to @0 If the strain hardening Is isotropic and equal to
10 411 te kinemaulc. Au tntcrmelate value of may be used.
EXAMPLE,
‘Asan example, weconsider a unbeand tbesnest composes of
materiale having the same clostic-plastic material behavior, We
Itave neaumedratios of material properties as E/Y, = 1000, v=
0, H,/B = OO). These properties are represeaintve of a
imumber of materials, All calculated stresses are normalized with
respect (0 the common yiekt stress Yq. The following geometry,
‘which fs the same as (hat weed In {2}, Is assumed:
‘Tube aniaide diameter = 1.000
‘Tube wal thickness = 0.0607
‘Radial clearance at ridge = 0.0300
Radial clearance at groove » 0.0256
Depth af groove » 0.0156
‘Wien of groove = 0.125 (Lin Fig.
Width of ridge = 0.250 Uh in Fig. 1)
Radhue of hole = 0.510
Eficelive outer radius of annulus = 1.020
In order to expaail the ube into Ure grooved hole, the
presse p, {lhe hydraulle forming pressure} must be increased to
nomic peak valle Py ax ata then be reduced to zero. This toad-
lunloarl cycic bas been simulated in the model, where we Ieave,
‘this ample, assumed that
110%,
Pistributlons of tress components In the tube and contact
pressure at the stale of peak inlornal pressure and at the
‘ealdual alate lave been calenlaled und plotted in Figures 8-8.RESULTS
Figure 2 shows a plot of the Ipteauite forming presaure 20
a funetnn of radial digplacement of the tube at the ceater of
tie groove, Each mark om the curve indicates one load atcp taken
ln ihe elastic-plastic process, There arc four siccp slope
regions and three platcaus on the curve, The fret stesp portion
Gad plateau represenls the inlial chstle-plastle expansion of
lo its contacting the ridge. ‘The second
ne pert hen eopioct Is made at the riige the plateau
rajcatng yioking of the tubeatct at the ridge. The third
sate on indicates ie sillening elect cue to contact
Tee the tube and the valley of the groove! The prescuice of
belvenig iatces indicaies tre tubeshect 19 alao ykiling in
thy sagen The fal stzep portion indicates the unloading
Regending the untoading euve, It may be noted that even thé
Father weiding te nat indicald will Ihe pressure Jo almost
seiercly removed, Une carve shows «alight nonlinear ffect
aoe Naced by the reluction in Whe eze of the contact zone
In the groove.
PRESSUREMELD STRENGTH
Figure 2, Hydraulic FormingPressure Versus
Radial Deflection al the Center
of the Groove
Cinene atress at te tnatte of the lube, where sireas corrosion
acking might be # problem, 1s the axial stgess at the canter of
magnitude of this stress 15
"AL the outaide surface of the tube, the
largest tensile residual sireas 1s the hoop slress at the cenicr
of the groove, where It 1s 26% of the Initial yield stress.
”
Figures 7 and & show the distrbatom of the residual
contact presuré between Uke tubs and tubeshct at the start of
unloading and al the fal residual stale. Figure 7 aleo shows
the applled hydraulic forming pressure on (he Inside of the tube
(atraight Une at the level I.1). ‘The absciice of regions of 250
contact pressure Indicates that, at the en af the load-up, Ure
contact between the tube sid tubeslicet Las been made over Ui
‘whole rength of the groove. Figure 8 shows that, aflur
Unloading, the tule and tubeslicct huve separated over the whole
length of the groove,
STRESSMELD STRENGTH
ars! — Ltt
‘io ois a1 005 00 O65 aic O15 a”
"ANAL DISTANGE ALONG TUSE
Reatdual Avdal Stress at Insidc
‘Surface of Tube
Figure 3.
os
005:
STRESSMELD STRENGTH
a2. i “+
.., “he OF a0 005 oo acs alo 320
"AXIAL DISTANCE ALONG TUBE
os
Figure 4 Residual oop Stress al Inside
‘Surface of TubeDISCUSSION
It is woeful to compare te residual stresses In the groove
with thove im the Lransiiion zone al (he eige of the wbe-
ubsshoct joint, This luformauon ts mvadable fram reference
Ia}, where a ube-wibcaheet Joint of the same dimensions und
mialeriat propertics was (reated. i reference (2), the maxiaium
Tealdual otress at the inside surface of the Wansition zone was,
found lo be 87% of the initial yield stress, compared with
maximum of 32% found at the graove. :
ny reference (21, the optimun forming pres:
he about 78% of the fnitil yield stress. For higher values.
Iitue change In fual contact aud maximum residual stress was
observed. It wos obscrved In he prescut analysis (hal, whien
the same kevel of firming provsure was used for the tube-
ltubeshect Joint with groves, the lube Just barely made contact
‘wh dhe babesbest la the groove. This ean be socn clearly from
Figure 2 where the Urd sleop portion begins. Thereiore, m1 We
present analysis, a much higher forming pressure (110% of yield
stress) was used.”
8
B
STRESSMELD STRENGTH
& 6
e
025. ri
PRESSURE
ie els aio 00s 000 ofS mio als am
‘AXIAL DISTANCE ALONG TUBE
Figure 8. Resldual Axfol Stress al Outside
Surface of Tube,
@
[STRESSMMELD STRENGTH
&
4 1
‘Gm eis aio abs obo aus aio ais am
‘ARIAL DISTANGE ALONG TUBE
Figure 6. Residual Hoop Suess at Outside
‘Surface of Tube
as. att
Sim aie io 05 oo abs o10 015 am
‘AXIAL DISTANCE ALONG TUSE
Fignre7, Contact Pressure (outside
surface) and Forming Pressure
linskle euriace} at Cundition of
Peak Formuig Pressure.
|
i
0102 ana fone
|
ais
RESIDUAL CONTACT PRESSURE”
=7an0
6 LL
Gay 01 ain 005 060 abs aio Gis oz
‘@XULL DISTANCE ALONG TUBE
Figure 8. Distrtbution of Residual Contact
Prossure
6‘The plots of the stress disiribulons show the occurrence
of discontinuity in the hoop areas, Tha i an expected result.
Te peagon Io that the transverse stress fo the tube wall, 0, 19
discontinuous at these polnts, and satisfaction of the yicid
condition on both idea of the discontinuty requires
‘acoutinutly of some other streas component, nainely the boop,
tress.
Since the width of Ure groove is nat large in comparison
with the tube wall Uitclness, the use of a shell dicory that
ls tie eflect of tanaerse shear atcsscs im the
mechanical behavior may appear auspect. ‘To check that this te
not the case, we calculated Ihe average Wanaverse shear sireas,
Le. transverse ehear force divided by wall thickness, for the
ample problem. Its value turned out to bean order of magnitude
Below the other calculated stresses; thus, the use of shcil
teary was judged acceptable. .
Migure 9 shows the deflociion curve of the ouler surfice of
the tubeal the maximum forming pressure, eupcrposcd on Uiecross
‘section of the undeformed tubesheet and the outer surface of the
tube. Trom fhe distributon of the contact, pressure (Figure 7),
At can be geen that there 1s complete contact between Ute tube
and tubeaheel, crea at the re-eatrant corners of the groovs.
‘This means that tre deformed tubeshect touches Ute deflection
une of the tube, shown In Figure 9, at cry point. This
implies a discontisuous raat displaccutent in the tubeahest at
the boundary of the ridge and thc groove. Such « disconumully
represents an infinite alcar elrain at the corner of lhe grove.
‘Thie io a desect in the mathemalical model of Uhc tubesheet weed
Ia this paper. The model assumes thin, Independently acting
rings, with oo shear arose between them (ctaslic-plastic
Foundation), On the other hand, the model of Uo lube assumice
‘ero transverse shcar strains, which male It inacusive to the
Jnfuite strain ia the tubesboct For this reason, and atnce
this paper 12 concerited wilh Uhe stresses in the tube, and sot int
ihe ¢ubsahest, it 1s expectnd that this detect does not alter our
smaia reaults signiNeantly.
i i r
2 i
LEE ZZ
i
it
eo “a6 O10 00S -DO O05 Oo OIG O20
“ASIA. DISTANCE ALONG TUBE
Yigred, Dellecllon of dbformed tube and
‘cross sections of undeformed
tube and tubesheet.
CONCLUSIONS
‘The resulta of this Investigation lead 16 the following
conclusions:
1. For the sample problem consiered, the hlyhest tense
yeakdal strest ot the Inside wurface of the (ube was ‘the
axial stress at the conler of the groove. ile value was
‘about 32% of the yield sitess, which Jw small in comparison
ith that found in the tramoition zone Just outside the
Joint, where a reekiual strese of 87% of the yield atress ts
expected.
2. A joint with grooves requires a higher forming pressure than
fa Jolnt without groves. This la due to the additional
fffort required to bend the (ube wall Into the grooves. No
‘iticmpt wae made tn this paper to optimize this value.
REYERENCES:
Uj D.P. Updike, A, Katnins, ond S. M. Caldwell, “A tod for
Calculating Restival Stresvea in Transition Zoues of Heal
Exchanger Tubes," ASME Bound Volume PVP - vol. 139, Design
‘and_Analynla of Piping, Pressure: Veoncis. snk Componcaa-+
1988, edlled by Q- N. trwong. 0. N. Brooks, A A.
Dermenjian, and W.E. Short if, pp. 113-118,
12] D. P. Updue, A. Kalnins, and 8. M. Caldwell, “Reskdual
‘Stresses in Transition Zones of Iical Exchanger Tubs,” ASME.
Bound Volume PVP - vol. 175,
a ‘ollted by G. N
jbo, G. E. O. Widera, and M. Shiratorl, pp.
Brooks, H. Obi
30-44,
JS J. Drucz, A Bazergul, and M. J. Pettigrew, ‘Hesidual
Stresses in Roller-Expanded Thin Tubes," Experimental
Mechantes, vel. 24, 1984, pp. SLG- 924.
14] Tubular Exchanger Manufacturers Associaiton, we. Slandands
‘of Tubular Emchengcr Manufoctursr Asmsfalian, stellt
‘edition, 1978.
151M. H. Jawad, Z, J, Clarkin, and R. . Schuessler,
‘Evaluation of Tube-lo-Tubcsbect , Joints.” Journal of
Presaure Yesscl Technology, Trams. “ASME, vol. 109, Feb.
1984, pp. 19-20.
[61 ¥, Wang and A. L Soler, “Effect of Boundary Conditions ot
the Tube-Tubeshest Anmults Model - Pintle Exement Analysts
ASME Bound Volume PVP - Vol. 139,
= 1388, (eaite! by
Q. N. Truong, G. N. Brooks, A. A, Desmcajian, and W. Z.
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