Professional Documents
Culture Documents
By
Advisor:
June, 2022
Dessie, Ethiopia
1
Factors Influencing Adoption of Agroforestry Practices
Among Rural Households in Mekdela Woreda Amhara Region, Ethiopia
(MA Thesis Proposal)
By
Advisor:
June, 2022
Dessie, Ethiopia
2
CHAPTER ONE
INTRODUCTION
However, the rapid population growth, forest clearing for expansion of crop cultivation and
over grazing and exploitation of forest for fuel wood and construction materials without
replanting has reduced the forest area of the country, which lead to depletion of natural
resources that affected natural and human environment (MPFS, 1983). Forest resources of
the country are dwindling day to day in quantity, quality and diversity.
Forest coverage in Ethiopia in 19 century was more than 35% of the total land area. Forest
cover reduced to 16 % by 1950s and had been further reduced to 3.1 percent in 1982 (UNEP,
1983). This has a considerable impact on women and girls, who are responsible for fetching
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water and collecting fuel wood in rural areas (WHO, 2000). To overcome such a problem
agroforestry play a vital role to meet the need of the growing population in terms of sustaining
crop agriculture and livestock, production of commodities for exchange and as a form of
energy and providing diverse tree products for sustaining rural livelihoods (Arnold, 1997).
Agroforestry systems can be carried out in different farm sizes ranging from small plots to large
tracts of lands. On small plots, cereal crops can be combined with nitrogen fixing trees to enrich
the soil. On large tracts of land, trees may be planted in woodlots, boundaries, and on landscape
scale trees and other vegetation can be cultivated (Sileshi, 2006). For Agroforestry systems to be
effective they have to have positive interactions among their innumerable components, leading to
final products which are invaluable, also lessen the likelihood of total failure of harvests’ and
reliance on chemical inputs. Properly managed agro-forestry plots, have demonstrated that trees
add value that surpass any loss in crop production process. Nevertheless, these results are not
assured, therefore consideration on the type of agro-forestry system used and species selected is
key (UNEP 2015).
If Agroforestry is properly planned and carried out, particularly at landscape level, enormous
benefits which play a part to the sustainability of residents and, on a greater magnitude, to
ecosystems on which the local community rely upon for their livelihoods will be enhanced. On
the other hand, the environmental and economic services perhaps could not be valued by the
market, implying that development actors and farmers must take up all the production cost,
though the entire nation benefits in the long run. Introducing financial assistance to farmers who
practice tree cultivation in their farms can be regarded as a system of payment for environmental
services, which will motivate more people to embrace agroforestry (Sileshi, 2007).
According to Brown (2003), food security and income are among the primary motivations that
influence farmers to adopt certain agroforestry systems. Farmers’ adoption of agroforestry
technology depends on the following criteria: food, income, future, building, and erosion. During
lean months of crop production, farming households highly depend on the availability of
livestock. Increasing their production will supplement the households’ food requirements. To
mitigate this, several conservation approaches and technologies have been developed to address
the persistent problem of soil erosion especially in sloping areas. Despite this, it must be
recognized that the primary objective of farmers in adopting such technologies is the provision of
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food and income for the household over the conservation of their farms. Therefore, the
researcher is triggered to conduct on factors influencing adoption of agroforestry practices
among rural households in Mekdela woreda Amhara region, specifically, Bazura, Wogesa and
Jisa kebele.
Even though agroforestry systems, which are capable of providing substantial net economic and
ecological benefits to households and communities have been emphasized in a food deficit
district that has a rich potential for the strategy, there seems to be a low rate of adoption of the
same (Maritim, 1999). According to the researcher’s knowledge, most of the residents of
Mekdela Woreda (district) practice three major agroforestry systems namely, agrosilvicultural,
silvipastoral and agrosilviculture. Within these systems, five major agroforestry practices are
widely undertaken. The most common practices are mixed farming, dispersed trees in crop lands,
home gardens, trees along hedges, farm boundaries, woodlots and home compounds.
Agroforestry adoption in the study Mekdela woreda has experienced numerous challenges, for
instance little access to information sources and insufficient understanding on tree (crop
growing) on farms. Few studies have been carried out to examine how socio-economic factors
affect agroforestry adoption among smallholders within farming communities. The available
information regarding socioeconomic factors that affect agroforestry in many areas is often
scanty in terms of quality and quantity. Most of the past studies on this subject often emphasized
on the biophysical factors and disregarded the socio-economic factors, assuming that it is only
biophysical factors that affect the advancement in agroforestry practices.
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the agroforestry practices. As result mismatch between promoted agroforestry practices and
farmer incentives to implement them because local primary realities, needs, and constraints have
been largely ignored. So, assessing the magnitude of factors influencing adoption of agroforestry
practices among rural households is very crucial to explore possible solution to maximize
positive benefit and reduce constrain of agroforestry practices implementation in Mekdela
Woreda.
There are local researches conducted by Berhanu (2018) and zeleke (2016) related to this issue.
Berhanu’s study focused on assessing adoption major agroforestry practices by farm household,
while Zeleke’s study concerned in the role of agroforestry practice for sustaining the
rural livelihood: the case of Borecha woreda, Illubabor Zone of Oromia Regional State,
Ethiopia. However, since the nature of agroforestry is site specific and dependent on specific
bio-physical and socio-economic conditions, the intention of the current research is to fill area
gap because in the Mekdela Woreda no researches have been conducted on this specific topic
according to the researcher’s knowledge. .
This study therefore, intends to assess factors that influence the adoption of agroforestry
practices in Mekdela Woreda, with particular reference to Bazura, Wogesa and Jisa kebeles.
The General objective of this study is to assess factors that influence the adoption of agroforestry
in Mekdela Woreda, with particular reference to Bazura, Wogesa and Jisa kebeles.
To answer the above basic questions, following three specific questions were prepared.
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4) To identify major types of agroforestry practices that exists in Mekdela Woreda.
5) To assess factors that influence adoption of agroforestry practices in the study area.
6) To evaluate the benefits of agroforestry farming practices for farmers of Mekdela
Woreda
The accomplishment of the agroforestry practice is embraced by several factors. The result
generated in this study would be expected to benefit the stakeholders as follows. It helps to
understanding that factors affect the implementation of the agroforestry practice, which was
important to bring change in the agricultural sector. Also this study will helps to create better
understanding for communities on the contributions of agroforestry practices to households’
livelihood source and it will create better use of knowledge about the agroforestry practices.
In terms of place, this study is delimited to Amhara Region South Wollo Zone Mekdela Woreda
with particular reference to Bazura, Wogesa and Jisa kebeles. And in terms of knowledge, the
researcher is mainly concerned with issues on types of agroforestry systems and practices
that are practiced by farmers in the Mekdela woreda; farmer-oriented, technical and
community based factors that affect adoption of agroforestry innovations in the study area and
the benefits of agroforestry.
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CHAPTER TWO
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management units as agricultural crops/ or animals, in some form of spatial arrangement or
temporal sequence. In agroforestry system there are both ecological and economical interactions
between the different components” ( Raintree 1982).
Agroforestry is a long-established farming practice in many parts of the world. Broadly defined,
agroforestry refers to a land-use system in which trees are grown simultaneously, sequentially, or
in conjunction with annual crops or livestock. The trees are cultivated primarily for agricultural
uses, for example, to protect or enrich top soils for the benefit of crops or to provide browse and
fodder for livestock (Otsuki, 2010).
Agroforestry is a land use system that deliberately integrates trees or shrubs with agricultural
crops and livestock in the same land management system. Agroforestry can contribute to sustain
agricultural production, improve food security (Mbow et al. 2014), help alleviate temporal
shortages of water and energy, and facilitates adaptation to climate change (Vignola et al. 2015).
The common element in the various definitions that have been used is that in each type of land
use, naturally occurring or cultivated tree species constitute part of a mixed farming system. For
the purpose of this study, agroforestry practices refer to activities intended primarily to
encourage farmers to grow trees using species and techniques that can sustain or contribute to
their crop or livestock production, and, in most cases, can also provide additional subsistence or
cash crop. This is a practice that would be much beneficial in the African context where we have
harsh environmental conditions, low technologies of agricultural production, fragmented land
tenure system, and chronic food and nutrition insecurity.
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2.3. Agroforestry Practices in Ethiopia
Agroforestry is not totally a new concept in Ethiopia. It is an old-aged practice whereby farmers
maintain trees in croplands. Such woody perennials are retained for their multiple uses and
benefits, such as their nitrogen-fixing properties and soil improvement capacity, and the
provision of fodders, fuel wood, and fruits (ICRAF, 2011).
The role of agroforestry practices in satisfying the basic needs of the rural peoples of Ethiopia is
little, but minimum research activity has been initiated to identify suitable agroforestry
technologies and appropriate tree species for specific areas of Ethiopia. However, based on the
work done by the technical committee for agroforestry in Ethiopia (TCAE) (ICRAF, 2011 )
proposed different agroforestry practices appropriate for the land-use systems in the Ethiopian.
Even though the proposed agroforestry technologies were not implemented, it serves as baseline
information for further development of agroforestry in Ethiopia.
Manjur et al, (2014) reported that major types of traditional agroforestry practices in Ethiopia
were like trees and shrubs in at farmlands and trees in homesteads. Among the growing tree
Acacia Albida as a permanent tree crop, tree with animals, farmlands with cereals, vegetables
and coffee underneath or in between, is major indigenous agroforestry practices in
EthiopiaSenbeta, 2006).The agroforestry practices to agricultural biodiversity conservation can
be split into two broad categories. The first consists of the genetic resources for food and
agriculture (GRFA) and the second comprises all those non-harvested components that
contribute to and sustain agricultural productivity by supporting and regulating ecosystem
services that underpin agriculture.
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2.4. The Role of Agroforestry
Oram (1993) reported that agrofoestry provides a wider range of products, more secure
subsistence or more cash income from wood products to enable the farmer to buy food. Nair
(1993) found that in tree home gardens, the production is for home consumption, but any
marketable surplus can provide a safe guard against future crop failures and security for interval
between the harvests (e.g. rice in Java and Sri Lanka, coffee and maize in Tanzania, coconut and
rice in South Western India). Some important service roles of agroforestry are: soil conservation,
either erosion control (presence of a permanent soil cover, barrier effect against runoff), soil
fertility maintenance (incorporation of organic matter into the soil, nutrient pumping from the
deep layers of the soil through the tree’s roots, these nutrients then improve the crops through
litter and mulch, nitrogen fixation) or soil physical properties maintenance (Young, 1989). He
indicated that the creation of a microclimate, which can be beneficial to certain plants or animals,
for example modifications of light, temperature, humidity or wind, and can also help fight weed
proliferation.
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trees is common in agroforestry, which have ability of fix atmospheric nitrogen and contributes
to better soil fertility. Nitrogen fixing tree, under agroforestry significantly increased nutrient
pool, organic biomass, and activities of organisms in the soil. This would not only be beneficial
to the soil, but would also be cheaper for resource-poor farmers and provide fodder or firewood.
2.4.4. Fodder
Grasses and cereal crop residues are the most important feed resources for livestock and which
account for more than 70% of the dry matter in the animal feeds. But they are deficient in
protein. On the other hand, there is an acute shortage of green fodder in many parts during the
dry season. To overcome those problems, forages from leguminous trees (which mostly common
in agroforestry) have a great potential to supply protein-rich and play an important role in the
supplementary feeding of livestock during the dry season or in times of drought. A huge
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percentage of fodder trees are legumes and most of those are rich in protein and digestible.
Farmers and pastoralists have long experience in feeding fodder trees and shrubs to their
livestock to increase the benefits of the output gained from the animals, either by browsing or by
cut and carry system. Faidherbia albida, sesbania sesban, Chamaecytisus proliferus, etc are a
woody perennial which can provide fodder.
Home gardens are of economic importance to small farm families because they provide
supplementary and continuous flow of products such as food for household consumption,
medicine, poles, and offer a buffering capacity when the main crops fail (Soemarwoto &
Conway, 1991; Torquebiau, 1992; Nair, 1993), the gardens also have considerable value, and
they provide shade to people and animals (Nair, 1993).
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Another form of hedgerow intercropping that has recently been introduced and has been widely
tested in the scientific community is alley cropping (Hoekstra et al. 1990). Alley cropping is an
agroforestry technology suited to humid and sub-humid tropics and entails the growing of food
crops between hedgerows of planted shrubs and trees, preferably leguminous species. The
hedges are pruned periodically during the crops’ growth to provide biomass and enhance soil
nutrient status (Nair 1989; 1993). There is great potential for use of the system in Ethiopia,
particularly to improve soil and water conservation in the hilly and mountain ranges for which
Ethiopia is known (Bishaw, 1989).
This practice involves the growing of individual trees and shrubs in wide spaces in croplands.
Dispersed trees grown in farmlands characterize a large part of the Ethiopian agricultural
landscape. Trees would be grown in a scattered form over a crop field, usually between 1–20
trees per hectare to minimize impact on the companion crop. In such mixed intercropping,
lopping and pollarding of trees would be practiced. Some good examples of this practice include
Cordia africana intercropping with maize in Bako and western Ethiopia; Acacia albida-based
agroforestry in the Hararghe Highlands and Debrezeit area (Hoekstra et al. 1990). The system
has much potential for supplying fodder, poles, farm equipment, fuel wood and agricultural
improvements (Poschen 1986; Abebe 2000).
2.5.4 Windbreaks
Windbreaks are narrow plantings of trees and shrubs, mainly tall woody species that form a
linear barrier perpendicular to the prevailing winds; they protect cropland, pastureland, roads,
farm buildings and houses from the harmful effects of wind and wind-blown sand and dust.
Windbreaks usually consists of multi-story strips of trees and shrubs planted at least three rows
deep and are placed on the windward side of the land to be protected and are most effective when
oriented at right angles to the prevailing winds (Nair, 1993).
When properly designed and maintained, a windbreak reduces the velocity of the wind, and thus
its ability to carry and deposit soil and sand, improve the microclimate in a given protected area
by decreasing water evaporation from the soil and plants, protect crops from loss of flowers,
reduce crop loss due to sand-shear of seedlings, in addition windbreaks can provide a wide range
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of useful products from poles and fuel wood to fruits, fodder, fiber, and mulch (Nair, 1993;
Torquebiau, 1994). Well-designed windbreaks, i.e. ones that are not too dense, not only reduce
wind speed but may also increase humidity and reduce water loss from the soil. When
establishing new fields, some protection from runoff and wind can be obtained by leaving a
shelterbelt.
2.5.5 Woodlot
A woodlot is an agroforestry practice where multi-purpose woody perennials are planted and
managed over time to produce fuel wood, poles, and stakes for climbing crops; food and animal
components may be integrated into woodlots, especially during the initial establishment phase
(Nair, 1993). Depending upon the nature of the land and the purpose for which the woodlot is
being established the selected plot of land is marked, lined, and pegged at the recommended or
required spacing and on marginal or degraded lands, a spacing of 1m x 1m is recommended to
ensure early canopy closure, soil protection and weed suppression (Young, 1997). He reported
that where food crops are integrated in to woodlots, prunings from the trees should be spread on
the ground to serve as mulch and green manure. Harvesting regime and frequency depends on
the type of species, the rate of growth and the purpose to which harvested tree is going to be put
(Nair, 1993).
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2.5.7. Live Fencing
Live fences are barriers of closely spaced trees or shrubs to protect crops or structures against
livestock and human interference. It may be established all around the farm, but it is commonly
established around the homesteads and gardens. It is commonly practiced in Ethiopia. Live
fences can be combined with other trees for production of wood and fruits. They can be made of
single or multiple densely planted rows. Alternatively, one row of living fence posts can be
planted widely spaced, with wire, sticks or dead branches between the trees. The use of live
fences is a cheap method of fencing large areas because once the live fences become established
they are permanent. Their establishment requires no expensive materials to be purchased and
they are easy to maintain. Living fences may also give produce, e.g. fruits. Native tree species to
be promoted for this purpose will be: Accacia tortilis, Accacia bussei, Accacia seyal (Kindeya,
2004). These trees have been revealed to provide fuel wood, charcoal, shade for human and
livestock, fodder, etc. while serving the primary objective of fencing. Since they can be grown
along the boundary in croplands, agreement to its installation is needed among all affected
landowners and users.
Protection and management are crucial for success. Protection is needed for young seedlings till
they will be large enough to protect themselves. As the trees grow, they will be trimmed,
providing either mulch for the soil or fodder for livestock. The planting pattern is often in lines.
This practice does not require substantial labour for planting and maintenance. It can also serve
as boundary demarcation, and windbreaks in wind prone areas.
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The paramount importance of the trees in this agroforestry practice is to meet wood and fodder
demands throughout the year and maintain fodder through dry periods. They can also help to
maintain the stability and fertility of grazing lands and reverse trends in land degradation and
desertification. Either planting or natural regeneration or both would be involved. This can be
encouraged through rain harvesting with micro catchments, as well as protection from grazing
animals. Especially in the arid areas, in the past extended periods of rest, where natural
regeneration was encouraged used to be practiced. With the ever increasing pressure, these
periods have become progressively shorter, now resulting in very minimum regeneration. Some
management schemes will be necessary to promote and enable the establishment of seedlings
and saplings to ensure the future of these systems. To minimize the protection requirements, the
trees could be planted in clumps. Because it is easier and economical to protect group of trees
than the same number of trees planted in lines or dispersed throughout the pasture. In sloppy
lands the planting pattern should follow contour lines (Kindeya, 2004).
These tree species have been indicated to have potentials in providing various tree products
while stabilizing the conservation structures found in farmlands. They make lost cropping space
productive by using the surfaces of structures where other crops can't be grown. To maximize
water availability to the growing seedlings in the bunds, micro catchments can be utilized. Cut-
off drains could also be incorporated during wet seasons (Kindeya, 2004).
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Protection against browsing will be necessary during the early establishment periods. Cut and
carry could be used to supply fodder for livestock in a form of stall feeding. Trees should not be
allowed to grow too high and cause shedding on the accompanying crops, in cases of croplands.
Topping and pollarding need to be done to secure light shade for growing crops and this also
maximizes biomass production both for soil litter and fodder for livestock.
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CHAPTER THREE
3. RESEARCH METHODOLOGY
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3.1 Description of the Study Area
3.1.1 Location and Size
Mekdela Woreda is one of the twenty 3rd rural woredas of South Wollo Administrative Zone in
the Amhara Regional state of Ethiopia. Geographically, the woreda is located between 8º11'-
8º26' North latitudes and 39º2'-39º 29’ East longitudes. Relatively, Mekdela is bordered by
Dawnt and Delanta woreda in the North, Legambo woreda in the south, Saint-Adjibar woreda
in the west and Tenta woreda in the east. The main town of Mekdela is Masha and located 153
km far from Dessie town. The total areas of the woreda are 146,686 hectares, 41.5%
undulating, 23.25% Mountainous, and 35% plane (flat surface) and 0.25% valley. (See Figure
1).
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3.1.2 Topography and Soil
The total area of the woreda covers 146,686 hectares and its topography characterized by
41.5% undulating land, 23.25% Mountainous and 35% flat (plane surface) and 0.25% valleys.
According to ( Alemmeta Assefa ,2015), soils of the study area differ in color and types of
parent materials, Mekdela Woreda (MW) has its own major soil classifications like 21879.27
ha (14.26%) Eutric camisoles, 128882.01 ha (83.98%) Eutric leptosols and 2711.84 ha (1.77%)
Eutric vertisols cover.
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2015).
In the study area there are four major rivers. These are: Tultie, Mejil, Yesga and Kenfot.
Rivers of Kulkula and Tella are borders of the woreda. But only Yesga River is permanent
throughout the year. Larger part of the woreda is rugged and undulating, this is not suitable for
irrigation purpose. Both rivers are not accessible for irrigation at farmer level. They need large
capital to use them for irrigation. On the other hand, seasonal streams are dissecting woreda’s
plain area and form large and deep gorges (MWARDO, 2021).
Especially in the three selected kebeles (Bazura, Wogesa and Jisa have their own LULC: like
41.49ha (0.30%) built up areas, 9478.30ha (69.04%) cultivated land, 5540.96ha (25.79%) grass
land and 667.34ha (4.86%) shrub with bush land (MWARDO, 2021). Based on these evidences
mostly the dominant trees species are acacia, kinchifit, different types of shirubs, kurkura,
Eucalyptus (planted by the people) (MWARDO, 2021). When we see Wild animal’s lives in
the area are limited in number, due to lack of shelter. The commonly observed wild lives are
hyenas, monkeys, apes, tiger, snakes, and wild foxes are the majors (MWARDO, 2021).
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N Kebele’s name Total no of people
o M F Sum
1 Beso-Ber (05) 1615 1916 3,431
2 Yekoso (04) 3401 4043 7,444
3 Kibtiya (03) 2314 2296 4,610
4 Total 7330 8,255 15,585
Source: Mekdela Woreda Agricultural and rural development Office, 2021
The population of Mekdela Woreda has been engaged in different economic activities such as
agriculture, trade, civil servants, daily labors and hotels. The rural population engaged in
agricultural economic activities. The farming system in the woreda is a mixed agricultural type
(grain crop and livestock population).The types of grain harvesting such as teff, wheat, barley,
beans, maize, sorghum and other cereal types: while rearing of livestock’s such as sheep,
cattle, goats donkeys horses and mules etc. (MWARDO,2021).
References
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Sileshi G., Akinnifesi F.K, Ajayi O.C, Chakeredza S., Kaonga M. & Matakala P.W. (2007).
Contributions of agroforestry to ecosystem service in the Miombo eco-region of eastern and southern
Africa. African Journal of Environmental Science and Technology, 1(4), pp 068-080
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Arnold, J.E.M. (1987), “Economic considerations in agroforestry” in steppler, H.A. and
Nair, P.K. eds. Agroforesty: A Decade of Development. ICRAF, Nairobi, pp. 174-190.
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