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is collaborating with JSTOR to digitize, preserve and extend access to Apeiron: A Journal
for Ancient Philosophy and Science
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inPlato'sRepublic
Self-Censorship
MaryWhitlockBlundell
© Mary WhitlockBlundell
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18 MaryWhitlockBlundell
theyoungguardiansarealreadybeingpreparedtorecognizeand love
reason(401e-2a;cf.498b-c).Evenat an earlystage,gentleness is said to
requirea 'philosophical'nature(375e-6c),5 and the guardians'phusis
mustbe 'philosophical' as wellas 'spiritedand swiftand strong'(376c).
The Phrygian moderesemblesin manywaysa good philosopher: per-
suading,teaching,learning,rational,notarrogant, sophron,moderate
and contented (399b).And as theyoungguardiansdevelop,itis clear
thatthequalitiesestablished through childhoodeducationremainfun-
damentaltotheirmaturephilosophical character.6
By thestandards of thisphilosophical ideal,twomemorable charac-
tersfromBookI aredismalfailures. Cephalus and Thrasymachus polar-
ize ratherthanunitethetwoantithetical aspectsoftheidealcharacter.
Cephalusis moderateand orderly(an important aspectof thephilo-
sophicalnature), but caves in at the whiff
first of argument. He thus
demonstrates a becominggentleness,7 buta completelackofphilosophi-
cal spirit.His feebleness ofbodyand mindare theconverseofwhatis
calledforinthevigorousyoungguardians.He is,tobe sure,well-mean-
ing,and evenvirtuousin a limitedway,buthe is a commonplace soul
whose faultsbecomeincreasingly apparent as the Republicproceeds.
Thrasymachus' ontheotherhand,areimmediately
failings, obvious.He
is a vigorousand enthusiastic arguer- atleastwhenitsuitshim- but
also rude,undisciplined and hostile.He has a superabundance ofthu-
mos,buta seriousdeficiency The
ofgentleness.8 guardians, bycontrast,
are to be spirited, butnotcrudelyand excessively spirited(as Thrasy-
machusis),andgentle, butnotpusillanimously gentle(as Cephalusis).9
5 On the two stages of education and theirrelationshipsee C. Gill, Tlato and the
educationofcharacter7, derPhilosophie
Archivfir Geschichte 67 (1985) 1-26.
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in Plato'sRepublic 19
Self-Censorship
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20 MaryWhitlockBlundell
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in Plato'sRepublic 21
Self-Censorship
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22 MaryWhitlock
Blundell
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in Plato'sRepublic 23
Self-Censorship
20 See further
below, 24-5.
21 Cf. also 431b,472c-d,488a, 588b-e.
22 Note thatprose is to be censored as well as poetry(379a, 380b-c,392a, 392d, 394b,
398b;cf.also 365e). The feltneed to defendPlato fortheinclusionofl?ad' characters
in theRepublicgoes back to theancientcommentators.See AnonProl14.9-23,15.20-9
(Westerink).
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24 MaryWhitlockBlundell
godsandkings(390e),heroesandchildren
23 Specifically of
ofgods(391d),relatives
men(387d-e,
gods(391e),andotherdistinguished 388e,390d).
24 Foreleutheria
cf.387b5,391c5.
25 Thecensorship is aimedinthefirst
ofliterature placeatyoungchildren
(cf.378d-e),
butalsoappliestoadults(380b-c,387b;cf.also397d-e,424d-e).
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in Plato'sRepublic 25
Self-Censorship
26 We maywellaskhowtheygotthisway,aftertheirconventional Athenian
educa-
tion.Socratesdoes allowthatin extraordinary
cases,withthehelpofthegods,a
specialfewmayescapeunscathed(366c,492a,492e-3a,496a-d).Butthisseemsa
desperateexpedient.
27 Forthedangersinherent
insuchimitation
cf.Apol23c,Rep538d-9c.
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26 MaryWhitlockBlundell
28 Cf. 379a. Since the Republicdiscusses the deceptionof the people by theirrulers,it
could onlybe used, ifat all,at thehighestand mostselectlevel ofeducation(perhaps
aftersacrificinga pig or somethingelse expensive:cf.378a).
29 Neitherofthesepassages strictly impliesthattheyoungguardianswill 'imitate'bad
men or ignoble actions,merelythattheywill take an amused view of such things
(cf.452d). But the factthatmimesisof inferiormen and women is permittedat all
(387e) suggeststhatthiskind of 'imitation'is allowed as a kind of comedy.
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in Plato'sRepublic 27
Self-Censorship
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28 MaryWhitlockBlundell
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in Plato'sRepublic 29
Self-Censorship
Boththesestylesareversionsoftheoriginal'mixed'orHomerictype,36
butbothofthemarenowcalled'pure'or'unmixed',incontrast toa new
'mixed'typethatcombinesthemboth(397c).Ofthesethree,theguardi-
ansshouldemployonlythe'unmixed'stylethatimitates thegoodman,
and uses littlemimesis(396b-e,397d).
Despitetheconfusing languageand shifting Socrates's
classification,
generalpoint is clear.'Imitation', i.e.,theuse ofdirectspeech 'takeon'
to
a characterotherthanone'sown,is pernicious, sinceitencouragesemo-
tionalidentificationwitha rangeofcharacters ratherthanjustone.This
willbothdiverttheguardians'energiesfromtheirspecializedtask,and
mouldthemtoa varietyofliterary charactermodels,includinginferior
ones,rather thanthesingle,simple(haplous) character ofthegoodman.37
In recounting thewordsofothers, indirectdiscourseis tobe preferred,
becauseitavoidsplacingthespeakeroraudiencedirectly intotheposition
oftheliterarycharacter, andthusmakesfarlessofanemotional impact.38
Thispointiseconomically andconvincingly conveyedthrough Socrates's
flat'translation'intoindirect discourseofChryses'sconfrontation with
Agamemnon in Book I of theIliad The
(393d-4a).39 preferred styleofthe
goodmanwillincludesomedirectspeech,or'imitation', primarily that
ofgoodmen.Thisisacceptable, sinceidentification witha goodcharacter
is no diversionfromtheguardians'own propercharacter and role.In
'imitating'theirfutureselvestheyare forming theirown characters,
rather thanfragmenting them(cf.395b).Presumably themediating voice
ofthenarrator willhelptocolorand controltheemotionaleffect ofthe
directspeech,especially anyspeechesofbadmenwhichmaybe included
forhumorousorotheracceptablepurposes.
36 I take397d4toimplythattheapprovedkindofpoetryincludesmimesisas wellas
simplenarrative.
37 Cf.J.Annas,An Introduction toPlato'sRepublic(Oxford:OxfordUniversityPress,
1981),96-8.On mimesisas self-alienating
see H-G.Gadamer,Dialogue andDialectic
(New Haven: Yale University Press,1980),63-6.For Socrates'sdisapprovalof
variety ofethos
(poikilia) inartandlifecf.557c,558c,561e,604e;cf.alsoLaws719c-e.
38 Thisis notexplicitly
stated,butis implicit
inSocrates'streatment
ofmimesis.
39 Itmayseemobviousthatthesubstitution ofproseforpoetryhelpstodeadenthe
impactoftheepiclines.Butwe willlaterdiscoverthatSocrateshasno objection
to
meterperse (399e-400d).
He 'translates'
Homerintoprosesimplybecauseheisnot
adeptatpoetry(393d8).
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30 MaryWhitlockBlundell
Socratesobservesthattheoriginalmixedstyleofcomposition, which
usesboth'imitation' andnarrative, is employedinepicand 'manyother
places'(394c).These'otherplaces'happentoincludetheRepublic itself,
along with Plato's other 'reported'dialogues (which onlyrarelyuse
indirect discourse). These dialogues are less 'mimetic'than thepurely
dramaticones,sincetheirdirectspeechesare linkedby a firstperson
narrator intheHomericmanner. Aswehaveseen,thenarrator's rolemay
be exploited tolessenoraltertheemotional impactofthedirectspeeches.
Socrates's'non-mimetic' editorialcomments maythusbe designedin
part to neutralize the dangerous influence of Thrasymachus's direct
the
speeches.Byportraying sophist as bothobnoxious and humorous,
Plato and his Socratesmediateour response,discouragingaudience
identification andthereby distancing us fromthemimetic effect.
YetI arguedabovethatsuchan attempt mustfail,oratleastcannotlie
guaranteed success.Inanycase,comparedtotheapprovedor'pure'style,
eventhereported dialoguesusea greatdealofmimesis, 'imitating' a wide
variety ofcharacters, bad menas wellas good.In formal termsBookI of
theRepublic, withitsmixture ofnarrative anddirectspeech,resembles the
workofHomer,the'first teacher andleader'ofthetragedians (595c),who
istobepolitely escorted outoftheidealstate(398a)-40 TheSocratesofBook
III thusexpelsfromtheyoungguardians'curriculum someofthemost
salientfeatures ofPlato'sown dramaticstyle,as exemplified in BookI.
Whenhe insiststhat,despiteour admiration, we mustexpelthepoet
whosesophia enableshimtobecomemultifarious (pantodapos)andimitate
everything (398a),he seems tobe banishing Plato himself- notjustthe
young Plato who allegedly wrote tragedies,comedies and mimes,41 but
theauthorofBookI ofthe.Republic.42
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in Plato'sRepublic 31
Self-Censorship
43 Cf.alsoJowett
andCampbell,andAdam,on 360b4and361c3.
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32 MaryWhitlock
Blundell
44 See B. Williams,ShameandNecessity of
and Los Angeles:University
(Berkeley
Press,1993),200n.47.
California
45 It has been said (e.g.,by Annas,65) thatAdeimantus'sspeechadds littleto
Glaucon's.Buttheprominence he givestopoetryshowstheenormousimportance
oftheeducational themeandpreparesus forSocrates's program.
censorship
in theafterlife
aboutdivinepunishment
46 LikeCephalus,he is concerned (366a;cf.
330d).
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in Plato'sRepublic 33
Self-Censorship
againquotingdirectly fromHomer(365e4).Thethirdoftheseresponses
isputintothemouthofan anonymous youth(366a6-b2). Inthefirst two,
however,Adeimantus identifiesfullywith the cleveryoung men, using
a wholeseriesoffirst personpluralverbstoexpresswhat'we' willsay
inreplytosuchobjections (365dl-6,365d7-6a4). He concludesbyasking
Socrateswhy,underthecircumstances, 'we' shouldchoosejusticeover
injustice(366b),and reproaches Socrates,alongwitheveryoneelse,for
failingtotell'us' youthstherightkindofstoryaboutjustice(367a).
The net resultis a livelylittledialogue betweenthe impersonal
objectorand thecleveryoungmen,whosespokesmanis Adeimantus
himself.Adeimantus's speechthusreintroduces bothdramatic formand
its dangerousimplications foryoungmen likehim.He quotesmore
poetrythanGlaucon,appearsmoreinfluenced by it,is moremimetic,
and is perhapsless firmin his opinionsthanhisbrother. Thisaccords
withotherindications in theRepublic thatdespitethesimilarity ofthe
twobrothers' characters, Glauconhas made greaterphilosophical pro-
Adeimantus's
gress.47 use ofquotationsuggestsonereasonwhyhe may
be lesswellpreparedfordialecticthanhisbrother. Thoughbothshare
thesametalentedphusis(cf.367e),Adeimantus displaysgreater suscep-
tothepoweroftraditional
tibility Ifhe andotherslikehimare
literature.
to profitfromtheirSocraticeducation,itis imperative thatthispower
be neutralized.Itis no accidentthataftersketching thefoundation ofthe
ideal state,Socrates'sfirsttopicwill be educationand in particular
censorship. Noris ita coincidence thatforthispartoftheconversation,
his respondent is Adeimantus(376d-98c).IfSocrates'sstrictures were
heeded,Adeimantus and hispeerswouldbe preservedfromtheperni-
ciousinfluence ofsuchviews.
Afterexpellingtheversatile (pantodapos)andpleasingpoet,48 Socrates
declares, 'we shallmake use of the more severe and less pleasingpoet
and story-teller(muthologos)'', one who willimitatethespeechofgood
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Blundell
34 MaryWhitlock
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in Plato'sRepublic 35
Self-Censorship
form,as well as
In BooksII-X,then,Plato adjustshis use of literary
tofittheprescriptions
content, ofhisSocrates.
It is stillassumedbymanythattheSocratesoftheRepublic is simplya
mouthpiece forPlato himself.In my own view, the dramatic form ofthe
dialogues,along withPlato's habitual self-concealment, is enoughto
invalidate thistraditional
interpretive axiom. Even those who avoid such
assumptions, be
however,may tempted to infer from myargument that
theviewofliterature expoundedby Socrates is also endorsed by Plato.
Thisendorsement isshown,itmight be argued,bythewayinwhichPlato
carriesthrough inhisownliterary practicetheprescriptions ofhispro-
tagonist.If thisis so, thenthechangingstyleof theRepublic maybe
understoodas an attemptto protectthe readerfromthe dangerous
consequencesofPlato'sown earlier,moremimetic manner.Thisargu-
mentmightbe strengthened by appealingto Plato's overallstylistic
development. Sincealmostallscholarsregardtheleastdramatic worksas
latest, theRepublic mightbe construed inpart as a comment on the stylistic
evolutionwhichitexemplifies. On thisview,Platois offering a preemp-
tivedefenceofhisownchanging style,andchallenging anydissenters to
explainjustwhy we shouldreinstate the Homeric Plato.
Tempting thoughitis,thisviewraisesseriousdifficulties. First,any
argumentsupportedby Platonicchronology is hazardous(to say the
least).More fundamentally, if Plato himselfbelieved,at the timeof
the that
composing Republic, highlymimetic writing is pernicious, why
did he composeBookI at all?50
The latterobjectionsuggeststwo possiblelinesof response.First,
Plato mighthave been workingtowardssuch views,but only in a
tentative or exploratoryway.Second,and moresignificantly, we must
remember thatPlatonever speakstous inhisownvoice.51 Whatever the
reasonsforthispractice, as longas Platochoosesto adoptit,theonly
wayhe canrevealperceiveddeficiencies inhisearlierstyleandmethod,
and demonstrate a needforchange,is through dramatization. No other
formofcritiquecouldtranscend thepartialperspective ofa particular
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36 MaryWhitlockBlundell
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