Professional Documents
Culture Documents
Author(s): D. Dombrowski
Source: History of Political Thought , Winter 1997, Vol. 18, No. 4 (Winter 1997), pp.
565-578
Published by: Imprint Academic Ltd.
JSTOR is a not-for-profit service that helps scholars, researchers, and students discover, use, and build upon a wide
range of content in a trusted digital archive. We use information technology and tools to increase productivity and
facilitate new forms of scholarship. For more information about JSTOR, please contact support@jstor.org.
Your use of the JSTOR archive indicates your acceptance of the Terms & Conditions of Use, available at
https://about.jstor.org/terms
is collaborating with JSTOR to digitize, preserve and extend access to History of Political
Thought
D. Dombrowski
I
Introduction
Very few contemporary philosophers would agree with what was apparently
Kant's position — that lying is always morally impermissible. Two sorts of lie
are now generally seen as morally permissible. First, lies that prevent cata
strophic effects from occurring, as in the inquiring murderer case made famous
by Kant himself. Second, 'white' lies, whose consequences are insignificant,
are also generally considered morally permissible, provided they do not become
habitual and are not conducive to morally bothersome lies. Much more contro
versial among philosophers, however, is the moral status of a species of
paternalistic lie derived from Plato called 'the noble lie'.
Not all paternalistic lies will be considered in this article. It is easy to imagine
why some would defend some paternalistic lies, say if one were literally a pater
who could prevent harm being done to his child by telling him/her a lie. But
there are problems here in that it is also easy to imagine even greater harm being
done to the child if there were some means of preventing the initial harm being
done without resorting to a lie. If it is difficult to justify paternalistic lies to
children, as surely it is, it is even more difficult to justify paternalistic lies when
the person lied to is a sound-minded adult. Perhaps it is impossible to do so, at
least if we assume that the lie is not told in order to save a life, once again as
in the inquiring murderer case.
The purpose of this article is both to examine Plato's own use of the noble
lie in politics and to examine it within the context of contemporary political
philosophy, a context wherein at least three different assessments of the noble
lie are possible. First I will consider the strengths of those (e.g. Karl Popper)
who see the noble lie as part of, or at least leading to, totalitarian politics. Second
I will also consider the degree to which contemporary (Leo Straussian) defend
ers of Plato can adequately defend the noble lie. Thirdly, I will articulate and
defend a third (John Rawlsian) view that mediates between the above two
views, albeit in a way that finds the noble lie morally objectionable even if it
is not necessarily seen as part of totalitarian political aspirations. In effect, I
lean more towards the Popperian assessment of the noble lie than towards the
Straussian one, even if it must be admitted that the Popperian assessment is
hyperbolic.
π
Totalitarianism
The key passage in Plato regarding the noble lie is Republic 414b-c, which has
always been one of the most controversial passages in his corpus. This is the
section where he introduces his version of the myth of the metals (taken from
Hesiod), in which those of the golden generation will rule, while the silvery
types will be soldiers, and the bronze and iron people will be workers. What
causes the turmoil is the possible intent that Plato has in using this myth. The
controversial passage goes as follows, where the character Socrates says:
How, then, said I, might we contrive one of those opportune (deonti) false
hoods (pseudon) of which we were just now speaking, so as by one noble lie
(gennaion ti en pseudomenous) to persuade if possible the rulers themselves,
but failing that the rest of the city?1
Popper infers from this passage that Plato was both a racist and a totalitarian.2
For Popper, the myth is a fraud designed to reconcile the common citizens
(those supposedly of bronze and iron blood) to their lot. It is significant that
this interpretation hinges on Popper's translation of the passage in question. He
translates gennaion as 'lordly' and pseudomenous as 'lie'.3 The 'lordly lie' that
Γΐϋΐυ ilUVULillCîi IS UlUltailVC UI ridlU S IdtlM OlidlULiatJ' aiiu dlIUUlu nui ut/
confused with a truly noble lie, Popper thinks (e.g. Tom Sawyer's,
he took Becky's guilt upon himself). Furthermore, Popper translate
'handy',4 thereby showing a quasi-fascist or Machiavellian side of
resists all idealization.
Equally negative are the interpretations of R.H.S. Crossman and W
The former translates the important words in question as 'noble l
nothing noble in this lie.5 In fact, he sees Plato as another Hitler
because, according to Crossman, Plato's lying propaganda is really o
consumption of the ruled. Fite translates gennaion as 'pious' andpseu
as 'lies' or 'fictions', and deonti as 'opportune'.6 These opportune, p
are used by Plato to create a myth of 'brotherhood' when policies
general sacrifice on the part of the people. Fite contends that we
Socrates and Glaucon laughing in the background as the gullible ma
the audacious story about the golden types, i.e. the philosophers.
Irwin's fine book on Plato's moral theory, no harm is done in that Irwin does
not treat the present passage in any detail.
Ferguson isolates three conflicts that appear in this passage: (a) The funda
mental dichotomy is between Plato's stance that all falsehood is ethically wrong
and his suggestion that the rulers can tell a pseudos in rder to inculcate
obedience in the subject citizens for, as Ferguson puts it, 'the sake of the
stability of the society'. Ferguson seems to go a bit too far, however, in claiming
that the mlers cannot only tell a pseudos, but also use 'whatever means' to
inculcate obedience. Much is at stake here, because it is only by assuming that
the rulers can use 'whatever means' possible to inculcate obedience that Fer
guson can make the Popperian claim that Plato was a totalitarian, (b) There is
a dichotomy between the 'absolutism' of Plato's stance that all falsehood is
ethically wrong and his admission that falsehood springing from knowledge is
ethically preferable to falsehood springing from ignorance, (c) There is a
dichotomy between Plato's stance that the rulers must possess to the full
intellectual and moral virtue and the pseudos the mlers must tell, specifically
because full intellectual and moral virtue limits the means the mlers have at
their disposal to inculcate obedience.
Ill
Apologia
There are good reasons, however, for thinking that Popper, Crossman, Fite,
Emerson, Toyhbee and Ferguson should be criticized even if they are ultimately
on the right track. I would like to start this criticism by responding to the
conflicts in Plato detailed by Ferguson, often relying, ironically enough, on
Ferguson himself, whose intellectual honesty in alerting us to other points of
view supplies us with enough evidence to refute the thesis that Plato's ethics is
in serious trouble because of the above alleged conflicts, and that Plato's noble
lie is part of, or that it leads to, totalitarianism. I will make three points of my own.
My first point deals with Ferguson's use of F.M. Cornford.12 Ferguson rightly
cites Cornford's contention that the Greek pseudos has a much wider sense than
our 'lie' in that it applies to all works of imagination, fictitious narratives, etc.,
and onlv sometimes refers to lies. Fersuson asrees that Cornford is too solid a
scholar to talk nonsense, because at 376e-377a pseudos is used of fairy-tales
told to children. In fact, the value of these stories lies precisely in the truth
(aletheia) they contain. Even though Ferguson is right that usually when Plato
uses the term pseudos (or its cognates) it is in adverse ethical judgments, and
in opposition to aletheia, there is nothing contradictory, as I will show below,
in having aletheia contained in a pseudos. In any event, it is strange that
Ferguson should first admit Cornford's point concerning how wide the term
pseudos is, and then go on to translate pseudos throughout the rest of the article
as 'lie' without much further comment.
I can find only two spots in Ferguson that attempt to dismiss Cornford's
important point, both of which involve the fact that the pseudos in question is
gennaion. First, Ferguson thinks that one can speak of a 'thumping lie' but not
of a 'thumping story'. His point seems to be that if we take the negative value
judgment out of pseudos, as defenders of Plato presumably wish to do, we
deprive it of its ability to be called gennaion. Why? We are not told. I do not
rind a "thumping story or a nonie story Dotnersome rrom me perspective oi
ordinary language, nor from various other perspectives. Second, Ferguson
claims that 'it will not do to underplay the irony of the oxymoron gennaion
pseudos'. But to admit that Plato is ironic does not establish the case that he
contradicts himself. One can grant Ferguson's point here without seeing how
it enables us to escape Cornford. In sum, the wideness of the scope of pseudos
helps the defender of Plato to somewhat avoid the conflicts in (a) and (c) above.
Nor does the concept of gennaion pseudos run counter to the metaphysical
system of the Republic, as Ferguson says. This will become apparent below.
The whole purpose of the Republic is to educate Glaucon, et al., and to educate
one must not only gaze at the eternal forms, but also at this world, in which as
much knowledge as possible is to be obtained (see 501b).
F.M. Cornford, The Republic of Plato (Oxford, 1975 ; 1st published 1941).
ing philosophers, are somewhat childlike in that they need images of reality and
their pseudo-truth in order to know. To deny the level of pseudo-truth appro
priate to a certain level of intelligence would prevent a person at that level from
knowing at all.21
Thus far in this article I have argued that both the interpretation of Plato's
noble lie as a totalitarian device and the efforts to defend Plato's noble lie are
defective. In the remainder of this article, however, I will try to show that the
graver defects are to be found on the Straussian side, such that it is best, as in
the title to the present article, to refer to Plato's 'noble' lie; or to be fair to Plato,
to the 'noble' 'lie'.
IV
The Straussians
18 See Plato, The Dialogues of Plato, trans. Benjamin Jowett (London, 1892), 415a.
19 Ibid., 415d (Jowett trans.).
20 Cornford, Republic of Plato, p. 106.
21 See Plato, Laws, 663d-664a.
ν
Political Liberalism
29 For a summary and helpful criticism of Strauss's view of the Republic see Dale
Hall, 'The Republic and the "Limits of Politics" Political Theory, 5 (1977), pp. 293
313; for a defence of Strauss against Hall see Allan Bloom, 'Response to Hall', Political
Theory, 5 (1977), pp. 315-30. Also see S. Wolin, Politics and Vision (Boston, 1960).
30 Julia Annas, An Introduction to Plato's Republic (Oxford, 1982), pp. 107-8,
166-7; also see Nicholas White, A Companion to Plato's Republic (Indianapolis, 1988),
p. 104.
crucial point. Plato's rulers can lie only because they are truth-lo
and possess noticeably superior intellectual and moral abilities to th
general population. In effect, any contemporary attempt to defend th
pseudos is only as strong as the effort to demonstrate that the rule
superior, both intellectually and morally, to those who are deceived
point in Emersonian terms, any contemporary attempt to permit o
the gennaion pseudos would have to do more than show (as in a cru
of utilitarianism) that the lie was for the common good; on Platon
one must show that the one who told the lie had the intellectual and moral
superiority (as a moral agent rather than as a moral patient) a rational human
being has to an animal. This demonstration is not likely to be forthcoming.
Political liberals, by way of contrast, are to be commended for following Kant
in thinking that our rulers can only come from the ranks of human beings with
the same sort of intellectual abilities and moral predispositions as those that the
rest of us possess. We now claim to know — accurately, I think — that our
rulers can be only marginally brighter or better than the rest of us, and we are
lucky if even these sorts of leaders can be found, hence the agent-centred
dimension of classical and Straussian justifications of the 'noble' lie is likely
to cause such iustificatinns to fail Rcvardintr nnhlie nnlirv matters nn nnlitieal
leader is likely to have the intellectual superiority over his/her subjects the way
a PhD in physics might have such a superiority over eighteen-year-old freshmen
with little or no background in physics; and no political leader (not even Gandhi,
by his own admission) is likely to have the moral superiority needed to justify
anything less than an attitude of truthfulness towards the citizens. However,
Plato is to be thanked for at least this much: he has shed light on the casuistry
needed in order for a virtuous ruler to justify a gennaion pseudos. This ruler
needs to ask not merely 'Will the lie foster the common good?' but also 'Am I
intellectually and morally superior to those to whom I am about to lie?'
31 Sissela Bok, Lying (New York, 1989), p. 167. Also see The Republic of Plato, ed.
James Adam (Cambridge, 1902), who translates gennaion as 'heroic', but pseudos as
'falsehood' or 'lie'.
32 Bok, Lying, p. 168. See Erasmus, Responsio ad Albertum Pium, in Opera Omnia,
Vol. 9 (Hildesheim, 1962).
33 Bok, Lying, p. 169.
The call to return to an ethics of virtue and to classic political ideals has recently
been made by many traditionalists and conservatives, including the Straussians.
I would like to make it clear that as a political liberal I am not necessarily
opposed to such a return. But such a return is defensible only if the worst aspects
of ancient political philosophy, in this case Plato's 'noble' lie, are carefully
QntilvepH anrl r>rlfipi7pH Tn tViic t-p*rrarrl tfip Qtranocionc epptn tn liQttP faîlpH TVipxî
have left more than an impression to the effect that they are not bother
Plato's use of the gennaion pseudos.
John Rawls however, as we have seen, is bothered by this device. It i
purpose of this last section of the article to supplement the efforts of Anna
Bok — as well as the hyperbolic efforts of those who see Plato as a pro
totalitarian because of his use of the 'noble' lie — to criticize the 'noble' lie. I
will be interested specifically in Rawls' most recent book, Political Liberal
ism,36 which has not received anywhere near the attention it deserves by
Straussians or other political traditionalists or conservatives.
The key distinction in this book, I think, is that between the comprehensive
moral doctrines that may govern citizens' private lives and the principles of
public reason that would be agreed to by reasonable persons in a fair decision
making process, a process enshrined in Rawls' now-famous concept of justice
as fairness. The truth, if there is such, may well be found in the comprehensive
doctrines held by private citizens,37 doctrines that may very well include ethics
of virtue similar to those found in Socrates, Plato, Aristotle, the Stoics, etc. But
holding a political conception as the truth, and for that reason the one suitable
basis for public reason, is sectarian and exclusive, and hence likely to foster
political division.38 Unless, of course, at least some reasonable citizens are
forced to obey the political conception deemed to be the truth, or unless they
are lied to so as to win their allegiance.
When we are dealing with reasonable people who may very well disagree
regarding the comprehensive views that govern their moral lives (say because
34 Ibid., p. 170.
35 Hastings Rashdall, The Theory of Good and Evil (Oxford, 2nd edn., 1924), Book
, p. 195.
36 John Rawls, Political Liberalism (New York, 1993).
37 Ibid., pp. xx, 94,116,126, 153.
38 Ibid., p. 129.