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Insect evolution
Michael S. Engel
Current Biology 25, R845–R875, October 5, 2015 ©2015 Elsevier Ltd All rights reserved R1
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the panarthropod phyla (Arthropoda,
Tardigrada, Onychophora), much of what we
understand about arthropod evolution has
been transformed. The quixotic Cambrian
Rhinochelata (Opabiniida) and Radiodonta
(Anomalocarida), diverging from a grade of
basal lobopods (see the Quick guide in this
issue), were stem groups to the Euarthropoda
and its more familiar extant lineages —
Chelicerata, Crustacea, Myriapoda, and
Hexapoda — the latter three united as the
Mandibulata and set in opposition to the
chelicerates, trilobites, and trilobite-like
groups.
Traditionally, Hexapoda were believed
related to Myriapoda (centipedes, millipedes,
and their kin), united by the presence of
tracheae, or a network of exoskeletal
invaginations for the transport of air and
related to their shared terrestrial life. Current
evidence refutes this association and
considers the tracheates as independent
groups at opposing
ends of the mandibulate spectrum, with
hexapods nested in a paraphyletic
Crustacea. Many studies implicate
the small, blind, and anchialine cave-
inhabiting Remipedia as the living sister
group to hexapods, or the more inclusive
Xenocarida (Remipedia + the benthic
Cephalocarida). Morphological support for
the Anartiopoda (xenocarids + hexapods) is
scant, although at least among the
cephalocarids the reduced number of Figure 1. Nature’s inordinate fondness for six legs.
segments and loss of abdominal Modern hexapod diversity representing the summation of over 400 million years of high speciation rates
appendages is somewhat hexapod-like. and low levels of natural extinction (©Grimaldi and Engel, Evolution of the Insects, Cambridge
While Tracheata are University Press).
considered defunct, support remains for putatively closer to insects owing to the abdominal segment (secondarily lost in
such a grouping, particularly in the presence of cerci, paired claws, and a Metapterygota), the presence of a
arrangement of pleural sclerites, the similar gonopore position. However, all of chordotonal organ and loss of intrinsic
remnants of the subcoxa which are these traits are likely plesiomorphic musculature in the antenna, the loss of
homologous to the crustacean coxa. The (primitive), particularly if the caudal rami articulations between the thoracic sterna
Xenocarida + Tracheata is tantalizing as of xenocarids are homologous to cerci. and coxae, and the presence of an
xenocarids resemble what one would expect Regardless of entognathan monophyly, the ovipositor. Primitive insects were
of a marine stem-tracheate, obviating the first insects were fully terrestrial, wingless, and the apterous orders
need to explain apparent convergences as was the common ancestor of of bristletails (Archaeognatha) and
between myriapods and hexapods. Hexapoda, and fed on sporangia or silverfish (Zygentoma) give us our
Tragically, fossils of stem- group hexapods scavenged. closest concept of what the original insect
remain elusive. Considerable effort has been expended might have resembled. These orders form
Despite the challenges of identifying to resolve relationships among insects, a grade leading to the winged insects
their nearest relatives, hexapod focusing almost exclusively on the modern (Pterygota), with Zygentoma sharing with
monophyly is strongly supported by diversity. Although there are numerous pterygotes important features in the
diverse data sources. Noteworthy particulars that are debated, some broad mandible and ovipositor. Of particular
morphological features include the patterns are consistent across sources of interest is their shared dicondylic
reduction of abdominal segments data and methods of analysis. No serious mandible, with its two points of
and appendages, legs composed of challenge has ever been mounted articulation, which imposes
six podites, and, of course, the three to insectan monophyly. Among the unidirectional movement and permits
appendage-bearing thoracic more notable of morphological greater force. The significance
segments, from which is derived their characters supporting Insecta are the of this grouping, the Dicondylia, cannot be
name. Recognition of Entognatha is medial caudal filament of the eleventh underestimated as it is of paramount
sometimes contested, with Diplura importance for understanding one of
R2 Current Biology 25, R845–R875, October 5, 2015 ©2015 Elsevier Ltd All rights reserved
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the most significant events in Animal
dragonflies, and damselflies (both Odonata). of varied developmental patterns, but shares
evolution — the origin of flight.
Subsequent modifications permitted flexion morphological resemblance across all stages,
of the wings over the abdomen and gave rise nymphs effectively being miniaturized
Insects take to the skies
to the Neoptera. adults with wing buds. Fully-functional
Pterygota, the winged insects, are
This seemingly simple act is the result of wings and sexual maturity appear in the
indisputably monophyletic, representing a
a complex arrangement of minute adult at which point molting ceases.
single origin of wings and flight among
sclerites at the base of the wing, and the Mayflies have a transitional form whereby
insects. In a world where our attention
action of muscles attached to wings become functional one molt prior to
is snared by charismatic birds, bats, or
one in particular — the third axillary, a the adult — the subimago. This
long-lost pterosaurs, it is easily
characteristically Y-shaped plate that subimaginal molt
overlooked that insects were the first
when moved collapses the posterior is homologous to the post-adulthood
animals to evolve flight and dominated
portions of the wing like an accordion. molts of ametabolous insects, and the loss
the planet’s skies up to 170 million years
Flexion permits neopterans to invade of this stage is a dramatic feature of
before any contenders. Flight is ancient and
tight spaces without damage to their Metapterygota. From an evolutionary
insects took to the air not long after
wings, and also paves the road for perspective, the larva appears to represent
arthropods invaded land, with pterygote
specializations unrelated to flight. a protracted hemimetabolan pronymph.
remains dating back 410 million years. With
The Neoptera are organized into two The pronymph is a brief,
such dramatic diversity among insects, it is
principle lineages, the Polyneoptera and often-unnoticed stage between hatching and
no wonder that the wings themselves have
the Eumetabola (Paraneoptera + the first nymphal instar, and pronymphs
been modified into any number of forms,
Holometabola). Polyneoptera are a sometimes never depart
frequently associated with the specific
heterogeneous assemblage of orders and the egg. Pronymphs share anatomical,
mechanics of flight involved, or have been
covers the earwigs (Dermaptera), crickets, physiological, and embryological features
coopted for purposes other than flying —
katydids, and grasshoppers (Orthoptera), with larvae, and prolongation of this stage
defense (inclusive of crypsis),
stick and leaf insects (Phasmatodea), provides greater control over development.
communication, mating, or
stoneflies (Plecoptera), webspinners The pupa is conversely
thermoregulation.
(Embiodea), zorapterans (Zoraptera), a compaction of the various nymphal
It is between the silverfish-like common
crawlers (Notoptera), stages prior to eclosion as an adult.
ancestor of Dicondylia and Pterygota that
mantises (Mantodea), roaches (Blattaria), and The Holometabola comprises nearly
the first flyer appeared. While the
termites (Isoptera). The Paraneoptera includes 85% of insect diversity and today
functional morphology of the insect wing
the barklice (Psocoptera), true lice contains more species than there
is robustly understood, the more
(Phthiraptera), thrips (Thysanoptera), and the are among plants or all other animal phyla
abominable mystery has been the origin of
prominent plant-feeding true bugs combined (Figure 1). Orders include the
the structure itself. Whereas the vertebrate
(Hemiptera). While one should never ants, bees, and other wasps
wing is invariably a modified forelimb, the
disparage the variety resident among (Hymenoptera), lacewings and antlions
air foil of insects is of other derivation and
Polyneoptera and Paraneoptera, when truly (Neuroptera), dobsonflies and alderflies
pterygotes retain the full complement of
speaking of insect diversity (Megaloptera), snakeflies (Raphidioptera),
six legs.
it is in reference to Holometabola. twisted-wing parasitoids (Strepsiptera),
Hypotheses for the origin of the insectan
Holometabola include those orders with beetles (Coleoptera), scorpionflies
wing are as diverse as the organisms
complete metamorphosis, an innovation (Mecoptera), nannochoristids
themselves, most based on elaborate
that, like flight, was crucial for insectan (Nannomecoptera), snow fleas
adaptive or functional scenarios divorced
hegemony. (Neomecoptera), true fleas (Siphonaptera),
from phylogenetic reasoning. Presently,
true flies (Diptera), caddisflies
phylogenetic, morphological,
A developmental shift (Trichoptera), and moths and butterflies
paleontological, developmental, and genetic
Holometaboly, or complete (Lepidoptera). The advent of the larva did
evidence indicates that the wing is a planar
metamorphosis, is typified by a soft- not immediately confer tremendous
extension of the back of the exoskeleton.
bodied, morphologically-reduced larva, advantages that
The genetic architecture for a moveable
followed by a largely quiescent pupa. The led to a proliferation of species, as
joint already existed for the leg and this
larva often has a diet and life quite holometabolans were spectacularly meager
machinery was coopted and amalgamated
independent from that of the adult, for epochs after their emergence. Moreover,
to regulate formation of a hinge at the wing
permitting a single species to effectively it seems heretical but Holometabola per se
base. Flight first
live divergent existences. Larvae often are not diverse, as it is only from among
evolved to access food and aid dispersal in a
occur in protected habitats and can enter apocritan wasps, staphylinoid and
world in which oxygen levels were rising
prolonged periods of diapause during times phytophagan beetles, higher flies, and
and as vascular plants were making inroads
of stress. Archaeognatha and Zygentoma ditrysian moths that the species-rich
into otherwise barren landscapes. Insects
have virtually no change in appearance Behemoths emerge.
gave the world flight, and flight gave them
from nymph to the sexually mature adult, Each of these were independent triumphs
the world.
owing to the absence of wing buds achieved at different times. There was no
Early-diverging lineages of Pterygota had
(ametaboly), explosive holometabolan or ‘beetle’
wings with fixed, outstretched positions,
and molting occurs throughout life. radiation, and we concatenate into single
their only extant descendants being today’s
Hemimetaboly, or incomplete episodes eons of shifting climates, changing
mayflies (Ephemeroptera),
metamorphosis, encompasses a range geography, and
Current Biology 25, R845–R875, October 5, 2015 ©2015 Elsevier Ltd All rights reserved R3
Current Biology
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simple chance, speaking of evolutionary A
radiations as though they took place
in ecological space and time and as
adaptive responses. Yet, ecological
interactions operate quickly, sometimes
within dozens of generations, and lose their
impact when attempting to explain
patterns covering tens of millions of years.
Nonetheless, the appearance B C
of a larva permitted any number of
subsequent evolutionary innovations
key to their prosperity, such as
endoparasitism.
A long history
Fossils provide the only direct evidence we
have of ancient life, permitting
one to understand the proper
paleogeographical, paleoclimatological,
and paleoecological context for the origins D E
of biological phenomena. The fossil record
of insects is far more extensive than most
individuals, including many
entomologists, would assume (Figure 2).
The earliest evidence of hexapods and
true insects is in the Early Devonian chert
of Rhynie, Scotland (411 million years
ago). This fauna preserves
a remarkably modern springtail, Rhyniella
praecursor, and a true insect,
Rhyniognatha hirsti. A third species,
Leverhulmia mariae, originally described
as a myriapod, has been reinterpreted as a Figure 2. Insects through the ages.
bristletail. Although fragmentary, (A)The largest insect ever, Meganeuropsis permiana (Protodonata), and Early Permian griffenfly from the
Wellington Formation of central Kansas, USA. (B) A giant, stem-group flea, Pseudopulex wangi
R. hirsti is significant as it has traits (Protosiphonaptera), that fed on feathered dinosaurs or early Avialae in the middle Jurassic of Inner
known only among winged insects, Mongolia. (C) The earliest microphysid bug, Popovophysa entzmingeri (Hemiptera), in Canadian Late
revealing the early origin for flight. From Cretaceous amber. (D) A solitary bee, Oligochlora eickworti (Hymenoptera), in Early Miocene amber from
these few species it is apparent that the Dominican Republic. (E) Perhaps the most spectacular fossil butterfly known, the nymphaline Prodryas
hexapods had diversified sufficiently such persephone (Lepidoptera), from the Eocene-Oligocene boundary of Florissant, Colorado, USA. (Panels A
that derived entognaths, apterous insects, and E, ©President and Fellows of Harvard College, Museum of Comparative Zoology, Harvard University; B,
reproduced with permission from Diying Huang; C, courtesy of R.C. McKellar; D, ©Grimaldi and Engel,
and even early pterygotes
Evolution of the Insects, Cambridge University Press).
were present. Furthermore, they reveal that The epochs following the hexapod gap some ponderous Paleozoic pterygotes
insects must extend into the Silurian and were dominated by stem-group bearing wingspans between 500 and 710
alongside those arthropod lineages Ephemeroptera and Odonata, as well as millimeters, but the majority of species
transitioning to land at that time the first major lineage of specialized remained at proportions comparable
(myriapods, chelicerates). herbivores, the Palaeodicyopterida. to today. The earliest holometabolans
Unfortunately, there is a lengthy gap in Palaeodictyopterida were a group of appeared in the Late Carboniferous, all
the hexapod record and spanning a 65- orders that proliferated during the minute and as scarcely-recognizable stem
million-year window from 385–325 million Paleozoic, experiencing peak diversity in groups, but by the Permian more familiar-
years ago. Prior to the ‘hexapod gap’ we the Late Carboniferous, and whose looking species make their debut, including
know that insects had already diversified mouthparts were modified into a piercing primitive beetles, lacewings, and varied
sufficiently to give rise to Pterygota, while beak used to feed on plant fluids, mecopteroid-like relatives of Antliophora
immediately after a broad spectrum of although whether some were predatory and Amphiesmenoptera.
supraordinal lineages is established. It is cannot be excluded. These species The End Permian Event (252 million years
therefore within occurred during a period of hyperoxia, ago) closed the Paleozoic with the most
the hexapod gap that the majority of permitting more effective oxygen punishing mass extinction in earth history,
insectan diversification took place, transport via tracheae to the and the only one to have altered insect
complete with the origins of Neoptera and metabolically-active flight muscles. diversity at ordinal levels, removing from the
at least Polyneoptera and stem- group Increased oxygen levels permitted and fauna the Palaeodictyopterida and stem-
Eumetabola. contributed to insect gigantism, with group orders to the
R4 Current Biology 25, R845–R875, October 5, 2015 ©2015 Elsevier Ltd All rights reserved
Current Biology
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paleopterous and polyneopterous insects.
permitted subsets of the social insect natural levels of extinction. This has been
This removal of dominant players gave
lineages to dominate over their more brought about through often high
opportunity to those who survived to
primitive forbearers, in what has been reproductive capacity, brief average
become the preeminent faunal elements,
dubbed by Hölldobler and Wilson as generation time, large effective population
and it is in the Triassic that the insect fauna
“dynastic succession”. size, and an amalgamation of traits that work
becomes more familiar, at least at higher
The appearance of flowering plants synergistically. These are: first, considerable
levels, and numerous clades made
early in the Cretaceous and their rapid developmental flexibility due to redundant
significant forays into freshwater
rise to floristic dominance by the metameric components; second, a resilient
ecosystems. Early species belonging to the
closing stages of the Mesozoic radically arthropod exoskeleton and protective tracheal
crown group of
altered the biotic landscape. Any number system engendering a large surface area to
many orders make their debut across the
of plant-associated insects were volume ratio; third, flight, and more
Triassic and Jurassic, including earwigs, true
impacted by this shift and those new importantly neopterous wings to protect their
roaches, mantises, termites, wasps, true flies,
resources offered by angiosperms. primary means of dispersion, prevent wings
and moths, among others.
Changing floras meant from hindering entrance into
The origin and various waves of
those connoisseurs of host plants then tight spaces, and allow their cooption for
diversification of ecologically ubiquitous
dwindling in diversity and abundance faced other purposes; and fourth, a larva
groups occurred during the latter half
extinction, while generalists or newly simultaneously permitting accelerated
of the Mesozoic. Social groups such as the
emerging angiosperm specialists found an development, potential for protracted
termites, ants, and select groups
increasingly prevalent resource. diapause, and separation of immature
of eusocial bees appear during this time,
Flowering plants were a necessity for the and adult diets and modes of life.
the earliest societies being those of the
ascendancy of groups such as bees, leaf When such a powerful combination of
termites, although each took tens of
beetles, weevils, and moths, but it is naïve factors is permitted to run over
millions of years to achieve
to believe that this alone explains hundreds of millions of years, the natural
predominance. The hyperdiverse weevils
their boom. Angiosperms provided a new byproduct is unrivaled diversity. The
and chrysomeloid beetles also arose
‘landscape’ for initial allopatric speciation resilience of insects to major extinction
during the Jurassic, as did the infamous
in such groups, but it was continued events attests to the potency of low
fleas, originally ectoparasites
cladogenesis fueled by subsequent biotic volatility, although humankind’s artificial
of feathered dinosaurs and subsequently
and abiotic events from which their hefty elevation of extinction rates and
specialized for mammals and birds. It is
numbers were accumulated. The full story of concurrent depression of speciation
during the latest Jurassic that the first insect
success for each spans over 165 million potential through degraded habitat
societies arose. Termites were the first
years and involves global events as dramatic homogenization is a lethal concoction.
hexapods to evolve such behavior, a system
as rifting continents, fluctuating climates, Insects are better prepared to contend with
facilitated by the collective
and extraterrestrial impacts, as well as the an asteroid impact.
construction of a nest. Eusocial behavior,
world’s blossoming. The tale of insect
whereby individuals live cooperatively FURTHER READING
evolution is lengthy and we should not
to raise a common brood but in which the
relegate it to titillating soundbites.
majority of individuals of the worker Beutel, R.G., Friedrich, F., Yang, X.-K., and Ge, S.-Q.
The Cretaceous–Tertiary mass extinction (2013). Insect Morphology and Phylogeny (Berlin,
caste forego their own reproduction Germany: Walter de Gruyter).
that so characteristically ushered out of this
in place of that of the queen’s. In the Early Engel, M.S., and Grimaldi, D.A. (2004). New light shed on
world the non-avian dinosaurs had a the oldest insect. Nature 427, 627–630.
and mid-Cretaceous the termites would be
comparatively negligible impact on insects at Engel, M.S., Davis, S.R., and Prokop, J. (2013). Insect
followed by analogous social systems wings: The evolutionary development of Nature’s first
higher levels. The subsequent Cenozoic
appearing in the ants and select groups of flyers. In Arthropod Biology and Evolution,
experienced swings in global climate, from A. Minelli, G. Boxshall, and G. Fusco, eds. (Berlin,
stinging wasps and bees. Interestingly,
the Paleocene-Eocene Thermal Maximum Germany: Springer Verlag). pp. 269–298.
although sociality is a remarkable Grimaldi, D.A. (2010). 400 million years on six legs: On
(56 million years ago), with its massive
phenomenon, this complex of behavioral the origin and early evolution of Hexapoda.
outpouring of carbon and global warming Arthropod Struc. Dev. 39, 191–203.
repertoires, morphological specializations, Grimaldi, D., and Engel, M.S. (2005). Evolution of the
run amuck, to the later dramatic cooling of
and physiological alterations did not lead to Insects (Cambridge, UK: Cambridge University
immediate success or dominance for their the Eocene–Oligocene Transition (34 Press).
respective groups. Indeed, in each case these million years ago). Climate is one of the best Lieberman, B.S., and Melott, A.L. (2013). Declining
volatility, a general property of disparate systems:
insects were social, sometimes predictors of insect distributions and from fossils, to stocks, to the stars. Palaeontology 56,
in clearly complex societies, but did not activity, and it is no surprise that these 1297–1304.
events wielded significant influence, Nel, A., Roques, P., Nel, P., Prokin, A.A., Bourgoin, T.,
achieve the ecological abundance we Prokop, J., Szwedo, J., Azar, D., Desutter-
typically associate with sociality until tens particularly the southward contraction of Grandcolas, L., Wappler, T., et al. (2013). The
of millions of years later. Sociality may once widespread lineages as the planet earliest known holometabolous insects. Nature
cooled and dried. 503, 257–261.
have well poised select insect clades, but it Truman, J.W., and Riddiford, L.W. (1999). The origins of
alone did not bestow upon its bearers insect metamorphosis. Nature 401, 447–452.
Explaining success
hegemony. Instead, the eventual appearance
Insect success can be summed up by the Division of Entomology, Natural History
of large, perennial Museum, and Department of Ecology &
low volatility anomaly, the result of high
colonies coupled with further ethological, Evolutionary Biology, University of Kansas,
speciation rates coupled with low
anatomical, and chemical specializations Lawrence, KS 66045-4415, USA.
E-mail: msengel@ku.edu
Current Biology 25, R845–R875, October 5, 2015 ©2015 Elsevier Ltd All rights reserved R5