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Balanced Crystalloids versus Saline in the Intensive Care Unit: The SALT Randomized Trial
Matthew W. Semler, MD, MSc1; Jonathan P. Wanderer, MD, MPhil2,3; Jesse M. Ehrenfeld, MD,
MPH2,3; Joanna L. Stollings, PharmD, FCCM, BCCCP, BCPS4; Wesley H. Self, MD, MPH5; Edward
D. Siew, MD, MSc6; Li Wang, MS7; Daniel W. Byrne, MS7; Andrew D. Shaw, MB, FRCA2; Gordon
R. Bernard, MD1; Todd W. Rice, MD, MSc1 for The SALT Investigators and the Pragmatic Critical
Vanderbilt Center for Kidney Disease (VCKD) and Integrated Program for AKI (VIP-AKI);
7
Department of Biostatistics – all at Vanderbilt University Medical Center, Nashville, TN
Corresponding Author:
Matthew W. Semler, MD
Email: matthew.w.semler@vanderbilt.edu
Authors contributions: Study concept and design: M.W.S, A.D.S., G.R.B., and T.W.R.; Acquisition
of data: M.W.S, J.P.W., J.M.E., J.L.S., and T.W.R.; Analysis and interpretation of data: M.W.S,
W.H.S., E.D.S., L.W., D.W.B., and T.W.R.; Drafting of the manuscript: M.W.S, J.P.W., and T.W.R.;
Critical revision of the manuscript for important intellectual content: M.W.S, J.P.W., J.M.E.,
J.L.S., W.H.S., E.D.S., L.W., D.W.B., A.D.S., G.R.B., and T.W.R.; Statistical analysis: M.W.S, W.H.S.,
L.W., D.W.B., and T.W.R.; Study supervision: M.W.S, J.L.S., A.D.S., G.R.B., and T.W.R. M.W.S,
J.P.W., and L.W. had full access to all the data in the study and take responsibility for the
integrity of the data and the accuracy of the data analysis. L.W. and D.W.B. conducted and are
Source of Funding: Biostatistical support was provided by the Vanderbilt Institute for Clinical
and Translational Research (UL1 TR000445 from NCATS/NIH). M.W.S. was supported by a
National Heart, Lung, and Blood Institute (NHLBI) T32 award (HL087738 09). W.H.S was
supported in part by the National Institute of General Medical Sciences (K23GM110469). E.D.S.
was supported by the Vanderbilt Center for Kidney Disease (VCKD) and Veterans Affairs HS&RD
IIR 13-073. T.W.R. was supported in part by the NIH (R34HL105869). The funding institutions
had no role in (1) conception, design, or conduct of the study, (2) collection, management,
the manuscript.
Conflicts of Interest: All authors completed and submitted the ICMJE Form for Disclosure of
Potential Conflicts of Interest. A.D.S. reported serving as a consultant for Baxter International
Inc. Otherwise, the authors declared no potential conflicts of interest with the current work.
J.L.S. reported receiving fees for travel, lectures, and meeting expenses from the American
College of Chest Physicians, American College of Clinical Pharmacists, and Society of Critical
Care Medicine. W.H.S. reported serving on advisory boards for Venaxis, Inc. and BioFire
Diagnostics Inc., and as a consultant for Abbott Point-of-Care. T.W.R. reported serving on an
advisory board for Avisa Pharma, LLC, as a DSMB member for GlaxoSmithKline PLC, and as the
At a Glance Commentary:
Scientific Knowledge on the Subject: Saline is the most commonly administered intravenous
crystalloid globally. Prior studies of critically ill adults have suggested an association between
saline receipt and risk of acute kidney injury and death, but results have been conflicting.
Whether use of balanced crystalloids rather than saline improves patient outcomes requires
What This Study Adds to the Field: This 974-patient pilot study found that a cluster-
randomized, multiple-crossover trial using software tools within the electronic health record to
compare saline with balanced crystalloids among critically ill adults produced well-balanced
study groups and separation in crystalloid receipt, but no overall difference in patient
outcomes.
This article has an online data supplement, which is accessible from this issue's table of
ABSTRACT
RATIONALE: Saline is the intravenous fluid most commonly administered to critically ill adults,
but may be associated with acute kidney injury and death. Whether use of balanced
tertiary medical intensive care unit from February 3, 2015 through May 31, 2015. The
intravenous crystalloid used in the unit alternated monthly between saline (0.9% sodium
chloride) and balanced crystalloids (Lactated Ringer’s solution or Plasma-Lyte A®). Enrollment,
fluid delivery, and data collection were performed using software tools within the electronic
health record. The primary outcome was the difference between study groups in the
proportion of isotonic crystalloid administered that was saline. The secondary outcome was
the Major Adverse Kidney Events within 30 days (MAKE30) composite of death, dialysis, or
MEASUREMENTS AND MAIN RESULTS: Patients assigned to saline (n=454) and balanced
crystalloids (n=520) were similar at baseline and received similar volumes of crystalloid by 30
days (median [IQR]: 1424 [500–3377] mL vs 1617 [500–3628] mL; P = 0.40). Saline comprised a
larger proportion of the isotonic crystalloid given in the saline group than in the balanced
crystalloid group (91% vs 21%; P < 0.001). MAKE30 did not differ between groups (24.7% vs
24.6%, P = 0.98).
trial comparing saline with balanced crystalloids can produce well-balanced study groups and
INTRODUCTION
of crystalloid affects patient outcomes remains unknown(1). The most commonly used
crystalloid solution globally is 0.9% sodium chloride (saline)(2), with over 200 million liters
administered each year in the United States alone(1). Saline’s high chloride content, however,
has been hypothesized to contribute to the development of acute kidney injury (AKI) in at-risk
patients(3, 4). Alternatives to saline include crystalloids with electrolyte compositions that
more closely approximate that of plasma (balanced crystalloids), such as Lactated Ringer’s
solution or Plasma-Lyte A®. Emerging data suggest use of balanced crystalloids in critically ill
adults may decrease rates of AKI(3, 4), renal replacement therapy (RRT)(3, 5), and death(6, 7).
centered outcomes, a large, randomized trial that carefully accounts for differences in baseline
intensive care unit (ICU) patients is required. Such a trial faces numerous logistical challenges
including the need to enroll thousands of patients, deliver the assigned crystalloid in a time-
sensitive manner, and collect detailed data on the exact amounts of crystalloid administered,
physiologic effects (e.g., serum chloride), and outcomes. We hypothesized that these
challenges could be met by assigning crystalloid selection (saline vs balanced crystalloids) at the
ICU level and using software tools built into the electronic health record (EHR) to automatically
enroll patients, steer ordering providers to the assigned crystalloid, and collect data. To test
multiple-crossover trial comparing balanced crystalloids with saline among critically ill adults.
Some of the results of this study have been previously reported in the form of an abstract(15).
METHODS
The SALT (isotonic Solution Administration Logistical Testing) study was a prospective,
balanced crystalloids among adults admitted to a tertiary medical ICU. The study protocol
(available in the online supplement) was approved by the institutional review board at
Vanderbilt University with waiver of informed consent (IRB#141349) and the trial was
Patient Population
From February 3, 2015 to May 31, 2015 all adults (age ≥ 18 years) admitted to the
medical ICU at Vanderbilt University were automatically enrolled at the time of ICU admission
(Figure 1). Enrolled patients who were discharged from the hospital were eligible again if they
The crystalloid used during the first month of the study (saline or balanced crystalloids)
assigned to the ICU alternated monthly for the duration of the study, following a cluster-
Study Treatments
Study protocol governed only the choice of intravenous isotonic crystalloid: 0.9%
sodium chloride (saline group) versus the treating clinician’s preference of Lactated Ringer’s
given in Table E1 in the online supplement. Decisions regarding frequency, rate, total volume
and additive content of the crystalloids were made by the treating clinician. No restrictions
pharmacy supply and clinician order entry. Each month, the dispensing cabinets within the ICU
were stocked with 1000-mL bags of the assigned crystalloid. Additionally, any order for
intravenous crystalloid for a patient located in the ICU triggered an advisor application within
the electronic order entry system. The advisor application informed providers about the study,
asked about relative contraindications to the assigned crystalloid, and (if relative
contraindications were not present) guided providers to order the assigned crystalloid.
Accepted relative contraindications for patients assigned to balanced crystalloid included (1)
hyperkalemia and (2) “brain injury” with a co-existing contraindication to Plasma-Lyte A®. The
severity of hyperkalemia and “brain injury” at which saline was used in favor of balanced
crystalloids was determined by the treating clinician. The non-assigned crystalloid could also be
provided by the pharmacy if a formal statement was submitted that the attending physician felt
the non-assigned crystalloid was required for the safe treatment of a specific patient.
The type of fluid administered before ICU admission, during procedures performed
outside the ICU, and after discharge from the ICU was not controlled by the study. Each day
patients received the crystalloid to which the ICU was currently assigned. Because it was
necessary that an intravenous crystalloid be clinically available at all times, there was no
washout period and patients who remained in the ICU through a crossover (i.e., from one
calendar month to another) were potentially exposed to both types of crystalloid. Patients,
clinicians, and investigators were not blinded to crystalloid assignment as available laboratory
values overtly reflected the crystalloid being used and prior studies showed high levels of
Data Collection
This pragmatic trial used data collected as part of routine clinical care and electronically
extracted from the EHR(18). These data included: measures of pre-study renal function;
enrollment; receipt of intravenous crystalloids, other fluids, and blood products; serum
electrolyte and creatinine values; receipt of RRT, mechanical ventilation, and vasopressors; and
vital status and serum creatinine at hospital discharge. A detailed description of how variables
were electronically collected and classified has been published previously(18) and is available in
the online supplement. For all patients who received new RRT, study personnel performed
manual chart review to confirm the absence of prior RRT and identify indications for RRT
Study Outcomes
As a pilot study(19), the primary outcome was the proportion of intravenous isotonic
crystalloid administered in the ICU that was saline. This was a continuous variable calculated
for each patient as the volume of saline received divided by volume of saline received plus
volume of balanced crystalloids received with a range from 0.0 (no saline received) to 1.0 (only
saline received). The secondary outcome was the proportion of patients meeting one or more
criteria for Major Adverse Kidney Events within the 30 days after enrollment (MAKE30): in-
hospital mortality, receipt of new RRT, or persistent renal dysfunction defined as a final
inpatient serum creatinine value ≥ 200% of baseline (see definitions of study variables in the
online supplement)(20, 21). Patients who had received RRT prior to enrollment were ineligible
to meet criteria for new RRT or persistent renal dysfunction, but could meet the MAKE30
endpoint if they experienced in-hospital mortality. Additional clinical outcomes included ICU
and in-hospital mortality, ICU-free days, ventilator-free days, vasopressor-free days, and RRT-
free days, all in the 28 days after enrollment. Additional renal outcomes included the incidence
of stage II or greater AKI by Kidney Disease Improving Global Outcomes (KDIGO) creatinine
criteria(22), highest serum creatinine value, change from baseline creatinine to highest
creatinine, and duration of new RRT as an inpatient. Biochemical efficacy and safety outcomes
included the first, highest, and lowest serum value for chloride, bicarbonate, and potassium
Statistical Analysis
The aims of this pilot study were to (1) test the logistics of the EHR-embedded, cluster-
randomized, multiple-crossover design and (2) examine the separation between study groups in
saline administration (19). To observe the logistics of at least one crossover from each
crystalloid assignment to the other while maintaining an equal number of saline and balanced
crystalloid treatment blocks required a minimum study duration of four months. With around
250 ICU admissions per month, we anticipated a total enrollment of around 1000 patients. Our
goal separation between groups was a 60% absolute difference in the percentage of isotonic
crystalloid administered as saline between the saline group and balanced crystalloid group.
Enrollment of 1000 patients would enable detection of a 60% absolute difference between
groups in the percentage of isotonic crystalloid administered as saline with a 95% confidence
All analyses were conducted at the level of the individual patient in an intention-to-treat
fashion unless otherwise specified. Continuous variables were reported as mean ± standard
proportions. Between-group comparisons were made with the Mann-Whitney rank sum test
for continuous variables, Fisher’s exact test or chi-square test for categorical variables,
regression for adjusted analyses and tests of interaction. To facilitate interpretation of the
laboratory values, and clinical outcomes between the saline and balanced crystalloid groups
among all patients enrolled (intention-to-treat) and all patients who received at least 250 mL of
crystalloid that was saline between patients assigned to saline and balanced crystalloids. The
secondary analysis compared the proportion of patients experiencing MAKE30 in the saline and
balanced crystalloid groups, accounting for patients’ overall volume of isotonic crystalloid
received. For this analysis, we constructed a logistic regression model with MAKE30 as the
outcome and independent variables of study group, total isotonic crystalloid received between
enrollment and 30 days, and the interaction between the two (as a cross-product term). Other
analyses included (1) univariate comparison of additional clinical and renal outcomes between
study groups, (2) effect modification by severity of illness and pre-specified subgroups (source
function), and (3) sensitivity analyses excluding patients admitted in the week prior to a
crossover (‘washout’) and excluding patients who were transferred between ICUs or remained
Each patient’s baseline creatinine was considered to be the lowest serum creatinine
value between 12 months and 24 hours prior to hospital admission, when available. For
patients without an available serum creatinine value during this period, the lowest value
between 24 hours prior to hospital admission and enrollment was used. Patients without a
measured serum creatinine value between 12 months prior to hospital admission and
variable formula(23). Multiple alternative approaches to missing baseline creatinine data were
explored in sensitivity analyses including use of complete cases, multivariable single imputation,
and use of the first creatinine after enrollment or the highest or lowest creatinine during the
corrections were made for multiple comparisons. All analyses were performed using R version
RESULTS
All 974 patients admitted to the medical ICU during the study period were enrolled
(Figure 1). Patients assigned to receive saline (n = 454) were similar at baseline to those
assigned to receive balanced crystalloids (n = 520) (Table 1, Tables E2 and E3 in the online
supplement). Patients’ median age was almost 60 years, approximately half were men, and the
majority were admitted from the emergency department. Sepsis and respiratory failure were
the most common admitting diagnoses, with a quarter of patients receiving vasopressors and
Fluid Therapy
The volume of saline and balanced crystalloids received by patients in each group is
displayed in Figure 2. Saline comprised 91.2% of the isotonic crystalloid given in the ICU to
patients in the saline arm compared with 21.2% in the balanced arm (mean proportion of total
isotonic crystalloid: 0.91 vs 0.21; absolute difference 0.70; 95% CI 0.66 – 0.74; P < 0.001).
10
Patients in the saline and balanced groups received a similar total volume of intravenous
crystalloid by 7 days (median [IQR]: 1250 [390–3000] mL vs 1320 [435–3139] mL; P = 0.38) and
30 days (1424 [500–3377] mL vs 1617 [500–3628] mL; P = 0.40) (Table E4; Figure E1 in the
online supplement).
Among 854 orders for crystalloid during months assigned to balanced crystalloids, 788
(92.2%) were for balanced crystalloids. Saline was selected in 45 (5.3%) cases for hyperkalemia,
5 (0.6%) cases for “brain injury” and a contraindication to Plasma-Lyte A®, and 16 (1.9%) cases
because the attending physician felt saline was required for the safe treatment of the patient
(Table E5 in the online supplement). In months assigned to saline, 95.2% of orders were for
saline, while 4.8% were for balanced crystalloid because the attending physician felt balanced
crystalloid was required for safe treatment of the patient (Table E5 in the online supplement).
Receipt of non-study intravenous fluids and blood products did not differ between the saline
Electrolytes
Serum electrolyte values are given in Figure 3. The highest serum chloride between
enrollment and day 30 was greater in the saline group than in the balanced group (median 109
mmol/L [IQR 105 – 113 mmol/L] vs 108 mmol/L [104 – 112 mmol/L]; P = 0.03). Serum
potassium values greater than 5.0 mmol/L and less than 3.0 mmol/L appeared to be slightly
more common with balanced crystalloids, but sodium and bicarbonate levels did not differ
between groups (Table E6, Figure E2, and Figure E3 in the online supplement).
11
Renal Function
Daily values for blood urea nitrogen and serum creatinine were similar between groups
(Figure 3). There were no differences in the highest serum creatinine value, change from
baseline to highest value, or final creatinine value before discharge or 30 days (Table 2). The
incidence of stage II or greater AKI by KDIGO creatinine criteria did not differ between groups.
Receipt of new RRT was similar between saline and balanced crystalloids (3.1% versus 4.6%, P =
0.22), with no difference in the indications for RRT (Table E7 in the online supplement).
MAKE30 Outcome
In the saline group, 112 of 454 patients (24.7%) experienced the MAKE30 outcome
compared with 128 of 520 patients (24.6%) in the balanced crystalloid group (P = 0.98) (Table 2,
Table E8 in the online supplement). Results were similar in (1) pre-specified subgroups (Figure
4), (2) modified intention-to-treat analysis of patients who received at least 250 mL of isotonic
crystalloid in the first 72 hours (Table E9 in the online supplement); (3) sensitivity analyses
addressing missing baseline serum creatinine values (n=120) using imputations, extreme
scenarios, or complete cases; (4) analyses excluding patients admitted in the week prior to a
cross-over (‘washout’) or who remained in the ICU through a cross-over (‘per-protocol’); and (5)
multivariable regression analyses accounting for pre-specified covariates (Table E10 in the
online supplement).
While the proportion of patients who experienced MAKE30 was similar between groups
12
overall, among patients who received larger volumes of isotonic crystalloid, those assigned to
the saline group experienced a higher incidence of MAKE30 (P value for interaction = 0.026)
(Figure 4). Among patients who received larger volumes of isotonic crystalloid, there appeared
to be greater separation between arms in serum chloride concentration and higher peak serum
creatinine, greater incidence of AKI, and more frequent receipt of new RRT for those patients
DISCUSSION
software tools within the EHR to compare saline to balanced crystalloids among critically ill
adults can produce well-balanced study groups and separation in crystalloid receipt. Although
we observed no difference between groups in the overall incidence of AKI or major adverse
kidney events, among patients exposed to larger volumes of isotonic crystalloid, those assigned
to saline appeared to experience more major adverse kidney events. These findings have
important implications for future studies of crystalloid choice in critical illness and for the
Fluid resuscitation with intravenous saline has been shown to cause hyperchloremic
metabolic acidosis(24, 25) and might predispose to AKI via chloride-mediated renal
vasoconstriction(26, 27). Observational studies among critically ill adults have suggested higher
rates of AKI(3, 4), RRT(3, 5), and death(6, 7, 28) with use of saline compared with balanced
crystalloids. Inconsistency across studies(29) and the limitations of observational research have
13
Our findings in the SALT trial add to those of previous observational studies(3, 6, 7) and
the only prior prospective trial, the 0.9% Saline vs Plasma-Lyte 148 (PL-148) for ICU fluid
nearly all patients admitted to four ICUs. Both SALT and SPLIT were designed as pilot studies to
assist with the planning of definitive trials(30). Both enrolled broad populations of ICU
patients, delivered relatively small overall volumes of intravenous crystalloid (median 1.5L in
SALT vs 2.0L in SPLIT), and observed no overall difference between saline and balanced
crystalloids in rates of AKI, RRT, or death. Despite these similarities, the studies differ in
important ways. Compared to the largely post-operative population of SPLIT, patients in SALT
were admitted predominantly for sepsis or respiratory failure and experienced higher rates of
AKI (27.1% in SALT vs 9.9% in SPLIT) and in-hospital mortality (17.4% in SALT vs 8.0% in SPLIT).
The measures of physiologic effect available in SALT (e.g., daily chloride concentration) permit
administration and outcomes. Perhaps SALT’s most intriguing addition to the prior findings is
that the relationship between crystalloid choice and development of major adverse kidney
events differed based on the amount of crystalloid received, suggesting a “dose response”
relationship. Among patients who received small volumes of crystalloid, the incidence of
MAKE30 was similar between groups. In contrast, among patients exposed to larger volumes of
crystalloid, the incidence of MAKE30 was significantly higher in the saline arm. Although
mechanistically plausible, this finding relies on a relatively small number of patients using a
Future studies may benefit from restricting enrollment to patients predicted to receive large
14
volumes of crystalloid in the ICU (although such prediction may prove challenging) or carefully
accounting for heterogeny in crystalloid exposure during study design and analysis(31).
The current study has important limitations. It was designed as a pilot and was not
Enrollment from a single medical ICU limits generalizability. The study population was
extremely broad and specific subgroups of patients whose underlying physiology might alter
their response to IV crystalloids may have been inadequately represented. Although the impact
were objective and the co-interventions received were similar between groups. Based on the
osmolality. Importantly, treating clinicians in the study ICU chose Lactated Ringer’s for over
90% of the balanced crystalloid administered (Table E4), limiting the conclusions that can be
The most important potential concern is whether the difference in exposure to saline
and balanced crystalloids between groups was large enough to influence outcomes. Including
all ICU patients in the intention-to-treat analysis protected against selection bias in a design
where group assignment preceded enrollment, but resulted in (1) inclusion of some patients
who never received any intravenous crystalloid and (2) relatively small volumes of administered
crystalloid overall. It is worth noting, however, that similar average fluid volumes in the
15
between groups in the incidence of AKI requiring RRT – albeit in a considerably larger study
population(32). Similarly, the differences between groups in serum chloride concentration and
hyperchloremia in our trial, although small overall, were comparable to those associated with
increased rates of acute kidney injury and RRT in prior observational studies(3, 33). Moreover,
the difference between groups in serum chloride concentration was greatest among patients
receiving large volumes of crystalloids – for whom rates of RRT and MAKE30 also appeared to
be higher in the saline group than the balanced group (Figure E4-8). Contamination (exposure
to the non-assigned crystalloid) is a related concern. This study did not collect or attempt to
control fluid given in the emergency department or operating room prior to ICU admission, and
future trials should address these important sources of fluid exposure. The multiple-crossover
design without a washout period guaranteed that some patients would be exposed to both
types of crystalloid. Because most IV fluid was given shortly after ICU admission, however, the
volume of non-assigned fluid administered as a result of the study structure was relatively small
(less than 125 mL per patient – Table E4), and sensitivity analysis excluding patients who
experienced a crossover did not change the findings in a statistically significant manner.
Despite enrolling a population with high rates of relative contraindications to the study
crystalloids (e.g., 30% incidence of hyperkalemia), almost 95% of provider orders were for the
assigned crystalloid and the separation between groups in the type of crystalloid received (70%)
exceeded our target separation (60%). Despite relatively low overall volumes of intravenous
fluid and some exposure to the non-assigned crystalloid, the separation between groups
appeared to be sufficient to suggest a difference in RRT and MAKE30 among patients who
received large volumes of crystalloid – a key finding for the planning of a definitive trial.
16
Despite these limitations, our study also has important strengths. Group assignment
was random. Large size provides outstanding preliminary data on which to base a definitive
trial. Enrolling all patients admitted to the study ICU precludes selection bias and improves
generalizability. Enrollment immediately upon ICU admission, earlier than many trials of fluid
management in critical illness, captures a peak period of fluid administration and risk for AKI
development. Our study used MAKE30, a patient-centered outcome recommended for phase
III trials by the National Institute of Diabetes and Digestive and Kidney Diseases (NIDDK)
workgroup on Clinical Trials in AKI(18, 20, 34). Finally, although prior studies have examined
conduct(37–39), to our knowledge this is the first large, critical care clinical trial to be
conducted entirely within the EHR. By successfully enrolling nearly 1,000 critically ill adults,
detailed data on patient characteristics, fluid receipt, laboratory values, and clinical outcomes,
SALT demonstrates that the EHR-embedded clinical trial(13, 14, 40) is a powerful new tool for
saline and balanced crystalloids among critically ill adults can achieve well-balanced study
groups and separation in crystalloid receipt. Larger trials examining patient-centered outcomes
are warranted.
17
ACKNOWLEDGEMENTS
This trial was conducted within the Vanderbilt Learning Healthcare System. The authors
would like to thank the patients, nurses, nurse practitioners, residents, fellows, and attending
physicians of the Vanderbilt Medical Intensive Care Unit for making this study possible. In
18
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0.9%Saline vs Plasma-Lyte 148 for Intensive care fluid Therapy (SPLIT) study. at
<http://wellingtonicu.com/Data/Trials /SPLITSAP.pdf.>.
31. Semler MW, Rice TW. Saline Is Not the First Choice for Crystalloid Resuscitation Fluids.
32. Myburgh JA, Finfer S, Bellomo R, Billot L, Cass A, Gattas D, Glass P, Lipman J, Liu B,
Australian and New Zealand Intensive Care Society Clinical Trials Group. Hydroxyethyl
starch or saline for fluid resuscitation in intensive care. N Engl J Med 2012;367:1901–1911.
33. Yunos NM, Kim IB, Bellomo R, Bailey M, Ho L, Story D, Gutteridge GA, Hart GK. The
biochemical effects of restricting chloride-rich fluids in intensive care. Crit Care Med
2011;39:2419–2424.
34. Weisbord SD, Gallagher M, Kaufman J, Cass A, Parikh CR, Chertow GM, Shunk KA,
McCullough PA, Fine MJ, Mor MK, Lew RA, Huang GD, Conner TA, Brophy MT, Lee J,
Soliva S, Palevsky PM. Prevention of contrast-induced AKI: a review of published trials and
the design of the prevention of serious adverse events following angiography (PRESERVE)
23
35. Colpaert K, Hoste EA, Steurbaut K, Benoit D, Van Hoecke S, De Turck F, Decruyenaere J.
Impact of real-time electronic alerting of acute kidney injury on therapeutic intervention and
surveillance system for acute lung injury. Intensive Care Med 2009;35:1018–1023.
37. Semler MW, Weavind L, Hooper MH, Rice TW, Gowda SS, Nadas A, Song Y, Martin JB,
Bernard GR, Wheeler AP. An Electronic Tool for the Evaluation and Treatment of Sepsis in
2015;doi:10.1097/CCM.0000000000001020.
38. Hooper MH, Weavind L, Wheeler AP, Martin JB, Gowda SS, Semler MW, Hayes RM,
Albert DW, Deane NB, Nian H, Mathe JL, Nadas A, Sztipanovits J, Miller A, Bernard GR,
Rice TW. Randomized trial of automated, electronic monitoring to facilitate early detection
39. Woodcock A, Bakerly ND, New JP, Gibson JM, Wu W, Vestbo J, Leather D. The Salford
Lung Study protocol: a pragmatic, randomised phase III real-world effectiveness trial in
40. Fiore LD, Lavori PW. Integrating Randomized Comparative Effectiveness Research with
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Collaboration). A new equation to estimate glomerular filtration rate. Ann Intern Med
2009;150:604–612.
24
FIGURE LEGENDS
Figure 1. Flow of participants through the trial. All 974 patients admitted to the medical ICU
during the four-month study period were enrolled, assigned to a crystalloid group, followed
patients assigned to saline remained in the ICU through a crossover to balanced crystalloids and
53 patients assigned to balanced crystalloids remained in the ICU through a crossover to saline.
Median days spent in the ICU after a crossover in crystalloid assignment were 0 [0-0] overall
and 3.0 [2.3-6.4] among the 104 patients who remained in the ICU through a crossover.
25
Figure 2. Crystalloid receipt in the intensive care unit. For patients assigned to the saline
group (left) and balanced group (right), the cumulative volume of intravenous 0.9% sodium
chloride (diamonds) and balanced crystalloid (circles) is displayed over time. Cumulative
volume (mean and 95% confidence interval) includes fluids given in the intensive care unit as a
Fluid received before the time of enrollment on day 0 includes fluid received between hospital
admission and intensive care unit admission, but does not include fluid given before hospital
26
Figure 3. Daily laboratory values by group. The first value each day is displayed as mean (95%
confidence interval) for each study group using locally weighted scatterplot smoothing. Values
on Day 0 represent the first available laboratory measurement after enrollment and may not
precede the receipt of the assigned crystalloid. A P value for the difference between groups in
the laboratory value overall (main effect) and the difference between groups in the change in
the laboratory value over time (interaction) were generated using generalized estimating
equations. The number of patients with laboratory values available declined from 882 on Day 1
to 311 on Day 7. Note that the highest and lowest serum values each day are available in
27
Figure 4. Heterogeny of Treatment Effect. The incidence of Major Adverse Kidney Events
within 30 days is compared between patients assigned to the saline (red) and balanced (blue)
groups across the spectrum of exposure to the study crystalloids (upper left), baseline risk of
death (upper right), and pre-specified subgroups (below). Colored vertical bars display a
histogram of the proportion of patients in each group who received a given volume of
crystalloid (upper left) or possessed a given predicted in-hospital mortality (upper right). For
each pre-specified subgroup, the lower panel displays the unadjusted number and percentage
of patients in each study arm who experienced MAKE30, the unadjusted odds ratio for
experiencing MAKE30 with 95% confidence interval (CI), and the P values within the subgroup
and for the test of interaction. Normal kidney function at enrollment is defined as the absence
of acute kidney injury (AKI), chronic kidney disease (CKD), or renal replacement therapy (RRT)
prior to enrollment. AKI refers to patients without CKD whose first creatinine after enrollment
was at least 200% of the baseline value OR both (1) greater than 4.0mg/dL and (2) increased at
least 0.3 mg/dL from the baseline value(22). CKD refers to patents with a glomerular filtration
rate less than 60 ml/min per 1.73 m2 as calculated by the Chronic Kidney Disease Epidemiology
(CKD-EPI) Collaboration equation using the patient’s baseline creatinine value(41). RRT refers
to patients who received any form of renal replacement therapy prior to enrollment.
28
TABLES
Saline Balanced
Patient Characteristics (n = 454) (n = 520)
Age, median [IQR], years 58 [46 – 70] 57 [44 – 68]
Men, No. (%) 246 (54.2) 268 (51.5)
Caucasian, No. (%) 358 (78.9) 376 (72.3)
Weight, median [IQR], kg 77.6 [63.0 – 95.3] 77.1 [63.5 – 95.3]
2
Body mass index, median [IQR], kg/m 26.4 [22.4 – 32.8] 26.7 [22.5 – 32.5]
Renal comorbidities, No. (%)
Chronic kidney disease, stage III or greater * 104 (22.9) 119 (22.9)
Prior renal replacement therapy receipt 44 (9.7) 42 (8.1)
Source of admission to ICU, No. (%)
Emergency department 256 (56.4) 310 (59.6)
Transfer from another hospital 93 (20.5) 106 (20.4)
Hospital ward 80 (17.6) 79 (15.2)
Another ICU within the hospital 15 (3.3) 14 (2.7)
Operating room 6 (1.3) 4 (0.8)
Outpatient 4 (0.9) 7 (1.3)
Admitting diagnosis, No. (%)
Sepsis or septic shock 130 (28.6) 130 (25.0)
Respiratory failure 53 (11.7) 41 (7.9)
Gastrointestinal bleeding 25 (5.5) 19 (3.7)
Liver failure 21 (4.6) 24 (4.6)
Ingestion 22 (4.8) 32 (6.2)
Malignancy 19 (4.2) 27 (5.2)
Diabetic ketoacidosis 20 (4.4) 21 (4.0)
Pneumonia 14 (3.1) 16 (3.1)
Acute kidney injury 5 (1.1) 18 (3.5)
Other 115 (25.3) 150 (28.8)
Mechanical ventilation, No. (%) 155 (34.1) 174 (33.5)
Vasopressors, No. (%) 111 (24.4) 114 (21.9)
UHC expected mortality, mean (95% CI), % † 14.7 (12.7 – 16.7) 13.1 (11.4 – 14.9)
Serum creatinine, median [IQR], mg/dL
Lowest in 12 months prior to hospitalization 0.78 [0.64 – 1.10] 0.76 [0.62 – 1.05]
No. (%) of patients 271 (59.7) 324 (62.3)
Lowest between hospitalization and ICU admission 0.97 [0.76 – 1.51] 0.95 [0.75 -1.61]
No. (%) of patients 122 (26.9) 137 (26.3)
Estimated by three-variable formula ‡ 0.91 [0.88 – 0.96] 0.91 [0.88 – 0.95]
No. (%) of patients 61 (13.4) 59 (11.3)
Study baseline 0.86 [0.69 – 1.12] 0.83 [0.67 – 1.09]
Acute kidney injury, stage II or greater § 87 (19.2) 96 (18.5)
Data are presented as median [25th percentile – 75th percentile] or number (percentage). Comparison of
the saline and balanced crystalloid groups using the Mann-Whitney rank sum test for continuous
29
variables and the Fisher’s exact test or chi-square test for categorical variables found no difference
* Chronic kidney disease stage III or greater is defined as a glomerular filtration rate less than 60 ml/min
per 1.73 m2 as calculated by the Chronic Kidney Disease Epidemiology (CKD-EPI) Collaboration
before hospital discharge generated for each patient based on age, gender, comorbidities, admission
‡ Definitions for baseline serum creatinine are: “Lowest in 12 months prior to hospitalization” = lowest
available serum creatinine between 12 months and 24 hours prior to hospital admission; “Between
hospitalization and ICU admission” = lowest available serum creatinine between 24 hours prior to
hospital admission and ICU admission; “Estimated by three-variable formula” = creatinine value
calculated using a previously-described three-variable formula [creatinine (mg/dL) = 0.74 − 0.2 (if
female) + 0.08 (if African American) + 0.003 × age (in years)](23); and “Study baseline” = lowest in 12
months prior to hospitalization if available, otherwise between hospitalization and ICU admission, using
the estimated creatinine only for patients without an available creatinine between 12 months prior to
§ Acute kidney injury, stage II or greater is defined according to Kidney Disease Improving Global
Outcomes (KDIGO) creatinine criteria(22) as a first creatinine value after enrollment at least 200% of the
baseline value OR both (1) greater than 4.0mg/dL and (2) increased at least 0.3 mg/dL from the baseline
value.
30
Saline Balanced
Outcome n (n = 454) (n = 520) P Value
Secondary Outcome
Major Adverse Kidney Event within 30 days, No. (%)* 974 112 (24.7) 128 (24.6) 0.98
Data are presented as median [25th percentile – 75th percentile] or number (percentage). ICU-free,
ventilator-free, vasopressor-free, and renal replacement therapy free days refer to days alive and free
* Major Adverse Kidney Events within 30 days (MAKE30) is the presence of any of the following before
discharge from the hospital or 30 days after enrollment: death, receipt of new renal replacement
31
† Acute kidney injury, stage II or greater is defined according to Kidney Disease Improving Global
Outcomes (KDIGO) creatinine criteria(22) as any creatinine value between enrollment and discharge or
30 days at least 200% of the baseline value OR both (1) greater than 4.0mg/dL and (2) increased at least
0.3 mg/dL from the baseline value. This includes both acute kidney injury present at the time of
‡ Stage II or greater acute kidney injury developing aŌer enrollment is defined as any creatinine value
between enrollment and discharge or 30 days that is (1) increased at least 0.3 mg/dL from a preceding
post-enrollment value AND (2) at least 200% of the baseline value, at least 200% of a preceding post-
32
2000
2000
● Balanced fluid ● Balanced fluid
0.9% Saline 0.9% Saline
1500
1500
Cumulative volume (mL)
1000
●
Before Before
500
500
enrollment enrollment ●
on day 0 on day 0
● ● ● ●
● ●
● ● ●
●
0
0
0 1 2 3 4 5 6 7 0 1 2 3 4 5 6 7
Days after enrollment
Copyright © 2016 by the American Thoracic Society Days after enrollment
AJRCCM Articles in Press. Published on 17-October-2016 as 10.1164/rccm.201607-1345OC
Page 38 of 74
Figure 3
36
Interaction = 0.744 Interaction = 0.084 Interaction = 0.176
106
34
Chloride (mmol/L)
Sodium (mmol/L)
Saline
32
105
138
Saline
Balanced
30
104
Balanced
137
28
Balanced
103
26
136
24
102
0 1 2 3 4 5 6 7 0 1 2 3 4 5 6 7 0 1 2 3 4 5 6 7
Day Day Day
Main effect = 0.024 Main effect = 0.109 Main effect = 0.228
4.4
2.2
Balanced
Bicarbonate (mmol/L)
4.3
Potassium (mmol/L)
Creatinine (mg/dL)
24
2.0
4.2
Saline
23
1.8
Saline
4.1
Saline
22
1.6
4.0
Balanced
21
1.4
3.9
Balanced
3.8
0 1 2 3 4 5 6 7 0 1 2 3 4 5 6 7 0 1 2 3 4 5 6 7
Day Day Day
Figure 4
1.0
1.0
P−value for interaction = 0.026 Balanced
Incidence of MAKE30
Incidence of MAKE30
0.8
0.8
Saline
Saline
0.6
0.6
0.4
0.4
Balanced
0.2
0.2
P−value for interaction = 0.449
0.0
0.0
0 2000 4000 6000 8000 10000 0.0 0.2 0.4 0.6 0.8 1.0
Total isotonic crystalloid through day 30 (mL) Predicted in−hospital mortality
P Value for
Saline Balanced Odds Ratio (95% CI) P Value Interaction
Source of admission 0.647
Emergency Department 51/256(19.9) 62/310(20) 1.00(0.66−1.52) 0.982
Hospital ward 26/80(32.5) 25/79(31.6) 0.96(0.49−1.87) 0.908
Transfer from another hospital 30/93(32.3) 32/106(30.2) 0.91(0.50−1.66) 0.753
Other 5/25(20) 9/25(36) 2.25(0.63−8.06) 0.213
Primary diagnosis 0.045
Sepsis or septic shock 53/130(40.8) 36/130(27.7) 0.56(0.33−0.94) 0.027
Respiratory failure 7/53(13.2) 13/41(31.7) 3.05(1.09−8.56) 0.034
Diabetic ketoacidosis 4/20(20) 3/21(14.3) 0.67(0.13−3.44) 0.628
Gastrointestinal bleeding 3/25(12) 1/19(5.3) 0.41(0.04−4.26) 0.453
Liver failure 4/21(19) 9/24(37.5) 2.55(0.65−10.01) 0.180
Maligancy 6/19(31.6) 9/27(33.3) 1.08(0.31−3.80) 0.901
Other 34/185(18.4) 56/254(22) 1.26(0.78−2.02) 0.348
Receipt of mechanical ventilation 0.745
No 58/299(19.4) 65/346(18.8) 0.96(0.65−1.42) 0.844
Yes 54/155(34.8) 63/174(36.2) 1.06(0.68−1.67) 0.796
Receipt of vasopressors 0.030
No 57/343(16.6) 84/406(20.7) 1.31(0.90−1.90) 0.156
Yes 55/111(49.5) 44/114(38.6) 0.64(0.38−1.09) 0.099
Categories of kidney function 0.687
Normal 34/256(13.3) 37/286(12.9) 0.97(0.59−1.60) 0.906
AKI 31/48(64.6) 36/55(65.5) 1.04(0.46−2.34) 0.926
CKD 15/71(21.1) 28/92(30.4) 1.63(0.79−3.36) 0.183
RRT 18/44(40.9) 17/42(40.5) 0.98(0.42−2.32) 0.967
Overall 112/454(24.7) 128/520(24.6) 1.00(0.74−1.34) 0.984
0.1 0.3 1 5 10
Matthew W. Semler, MD, MSc; Jonathan P. Wanderer, MD, MPhil; Jesse M. Ehrenfeld, MD,
MPH; Joanna L. Stollings, PharmD, BCPS; Wesley H. Self, MD, MPH; Edward D. Siew, MD,
MSc; Li Wang, MS; Daniel W. Byrne, MS; Andrew D. Shaw, MB, FRCA; Gordon R. Bernard,
MD; Todd W. Rice, MD, MSc for The SALT Investigators and the Pragmatic Critical Care
Research Group
SUPPLEMENTAL METHODS
A. Definitions of Study Variables
B. Electronic Health Record-based Data Collection
C. Sample Size Determination, Difference between Groups, and Precision
D. Handling of Missing Baseline Creatinine
SUPPLEMENTAL TABLES
Table E1. Composition of the study fluids.
Table E2. Additional admitting diagnoses.
Table E3. Elixhauser comorbidity index.
Table E4. Intravenous fluids and blood products.
Table E5. Orders for study fluid placed through the computerized order entry system.
Table E6. Serum laboratory values.
Table E7. Indications for new renal replacement therapy.
Table E8. Outcomes of patients with and without incident acute kidney injury
Table E9. Modified intention-to-treat analysis.
Table E10. Sensitivity analyses.
SUPPLEMENTAL FIGURES
Figure E1. Crystalloid receipt in the hospital.
Figure E2. Highest serum electrolyte and creatinine values each day.
Figure E3. Lowest serum electrolyte and creatinine values each day
Figure E4. Serum chloride concentration relative to volume of crystalloid received
Figure E5. Serum creatinine concentration relative to volume of crystalloid received.
Figure E6. Development of acute kidney injury relative to volume of crystalloid received.
Figure E7. Renal replacement therapy relative to volume of crystalloid received
Figure E8. Odds of MAKE30 in the balanced crystalloid group compared with the saline group
relative to volume of crystalloid received.
SUPPLEMENTAL REFERENCES
SUPPLEMENTAL METHODS
A. Definitions of Study Variables
Fluids
Intravenous fluid – For this study, intravenous fluid was defined as the intravenous
administration of any volume at any rate of 0.9% sodium chloride, Lactated Ringer’s, Plasma-
Lyte A®; 0.45% sodium chloride, 0.225% sodium chloride, dextrose in water, 20% or 5%
human albumin solution, gelatins, dextrans, or hydroxyethyl starches. This included fluid given
as a bolus, fluid given as maintenance infusions, fluid given as flushes, fluid given as ‘piggy-
back’ infusions for IV medications, fluid given through pressure-bag systems, fluid given as a
part of thermodilution of pulmonary artery catheters, and fluid given to maintain the patency of
peripheral venous access. This excluded carrier fluid for medications and oral fluids.
Isotonic crystalloid – For the purposes of this study, the term isotonic crystalloid was used to
refer to any of 0.9% sodium chloride, Lactated Ringer’s, or Plasma-Lyte A®. Use of the term
isotonic crystalloid is intended to distinguish these three fluids from colloid solutions and from
significantly hypotonic (0.45% sodium chloride) or hypertonic (3% sodium chloride) crystalloid
solutions, rather than to imply that the tonicity of 0.9% sodium chloride, Lactated Ringer’s, or
Plasma-Lyte A® are precisely comparable to extracellular fluid.
Balanced Crystalloid – For this study, Lactated Ringer’s or Plasma-Lyte A® were defined as
balanced crystalloids.
Renal Function
Baseline serum creatinine – The value for baseline serum creatinine was determined in a
hierarchical approach. The lowest serum creatinine between 12 months and 24 h prior to hospital
admission was used when available. If no such creatinine value was available, the lowest
creatinine value between 24 h prior to hospital admission and the time of ICU admission was
used. If no creatinine value was available between 12 months prior to hospital admission and the
time of ICU admission, a baseline creatinine value was estimated using a previously-described
three-variable formula [creatinine = 0.74 − 0.2 (if female) + 0.08 (if African American) + 0.003
× age (in years)](1).
Acute kidney injury, stage II or greater – Stage II or greater acute kidney injury was defined
according to Kidney Disease Improving Global Outcomes (KDIGO) creatinine criteria(2) as a
creatinine value between enrollment and the first of hospital discharge or 30 days at least 200%
of the baseline value OR both (1) greater than 4.0mg/dL and (2) increased at least 0.3 mg/dL
from the baseline value. Patients may have had acute kidney injury present at the time of first
creatinine measurement after enrollment (prevalent AKI) or acute kidney injury developing
during the study (incident AKI). Incident AKI was defined as any creatinine value between
enrollment and discharge or 30 days that was (1) increased at least 0.3 mg/dL from a preceding
post-enrollment value AND (2) at least 200% of the baseline value, at least 200% of a preceding
post-enrollment value, or at least 4.0 mg/dL.
Chronic kidney disease stage III or greater – Chronic kidney disease stage III or greater was
defined as a glomerular filtration rate less than 60 ml/min per 1.73 m2 as calculated by the
Chronic Kidney Disease Epidemiology (CKD-EPI) Collaboration equation(3) using the patient’s
baseline creatinine value.
Outcomes
Major Adverse Kidney Events within 30 days (MAKE30). The MAKE30 composite outcome
was considered to have occurred when patients met one or more of the following criteria in the
30 days after enrollment: in-hospital mortality, receipt of new renal replacement therapy (RRT),
or persistent renal dysfunction(4–7). Patients who had received RRT prior to enrollment were
ineligible to meet the new RRT or persistent renal dysfunction criteria but remained eligible to
meet criteria for in-hospital mortality.
In-hospital mortality – In-hospital mortality was defined as death from any cause prior to
hospital discharge censored at 30 days after ICU admission.
Receipt of new renal replacement therapy – Receipt of new RRT was defined as receipt of any
modality of RRT between ICU admission and the first of (1) hospital discharge or (2) 30 days in
a patient not known to have received RRT prior to ICU admission.
Persistent renal dysfunction – Persistent renal dysfunction was defined as a final serum
creatinine value before hospital discharge (censored at 30 days after enrollment) that was ≥
200% of the baseline creatinine value.
ICU-free days – Intensive care unit-free days to day 28 (ICU-free days) was defined as the
number of days from the time of the patient’s physical transfer out of the ICU until day 28 after
enrollment. Patients who died prior to day 28 after enrollment received a value of 0 for ICU-free
days. Patients who were never transferred out of the ICU prior to day 28 after enrollment
received a value of 0 for ICU-free days. Patients who were transferred out of the ICU, returned
to the ICU, and were not subsequently transferred out of the ICU again before day 28 after
enrollment received a value of 0 for ICU-free days. For patients who were transferred out of the
ICU, were readmitted to the ICU, and were subsequently transferred out of the ICU again prior
to day 28 after enrollment, ICU-free days were awarded based on the time of the final transfer
out of the ICU prior to day 28 after enrollment.
Ventilator-free days – Ventilator-free days to day 28 (VFDs) was defined as the number of days
from the time of initiating unassisted breathing until day 28 after enrollment. Patients who died
prior to day 28 after enrollment received a value of 0 for VFDs. Patients who never achieved
unassisted breathing prior to day 28 after enrollment received a value of 0 for VFDs. Patients
who achieved unassisted breathing, returned to assisted breathing, and did not again achieve
unassisted breathing before day 28 after enrollment received a value of 0 for VFDs. For patients
who achieved unassisted breathing, returned to assisted breathing, and subsequently achieved
assisted breathing again prior to day 28 after enrollment, VFDs were awarded based on the time
of the final initiation of unassisted breathing prior to day 28 after enrollment. Survivors who
Vasopressor-free days – Vasopressor-free days to day 28 was defined as the number of days
from the time of vasopressor cessation until day 28 after enrollment. Patients who died prior to
day 28 after enrollment received a value of 0 for vasopressor-free days. Patients who never
ceased to receive vasopressors prior to day 28 after enrollment received a value of 0 for
vasopressor-free days. Patients who achieved vasopressor cessation, returned to receiving
vasopressors, and did not again achieve vasopressor cessation before day 28 after enrollment
received a value of 0 for vasopressor-free days. For patients who achieved vasopressor
cessation, returned to receiving vasopressors, and subsequently achieved cessation of
vasopressors again prior to day 28 after enrollment, vasopressor-free days were awarded based
on the time of the final cessation of vasopressors prior to day 28 after enrollment. Survivors who
never received vasopressors received 28 vasopressor-free days.
Renal replacement therapy-free days – Renal replacement therapy-free days to day 28 (RRT-
free days) was defined as the number of days from the time the final RRT treatment until day 28
after enrollment. Patients who died prior to day 28 after enrollment received a value of 0 for
RRT-free days. Patients who continued to received RRT through day 28 after enrollment
received a value of 0 for RRT-free days. Patients who achieved RRT cessation, returned to
receiving RRT, and did not again achieve RRT cessation before day 28 after enrollment received
a value of 0 for RRT-free days. For patients who achieved RRT cessation, returned to receiving
RRT, and subsequently achieved cessation of RRT again prior to day 28 after enrollment, RRT-
free days were awarded based on the time of the final RRT treatment prior to day 28 after
enrollment. Survivors who never received RRT received 28 RRT-free days.
Electronically-extracted data – Structured data from the study institution’s enterprise EHR was
exported daily to an Enterprise Data Warehouse (EDW), along with data from the patient
registration, billing, and laboratory clinical information systems. Patient identifiers (medical
record number and encounter number) and a timestamp for study enrollment (date and time of
first ICU admission during the hospitalization) were used to extract the pre- and post-enrollment
data elements below(7).
Collection of baseline creatinine – Using all inpatient, outpatient, and emergency department
creatinine values from our institutional laboratory clinical information system, we determined (1)
the lowest serum creatinine value between 12 months and 24 h prior to hospital admission, (2)
the lowest creatinine value between 24 h prior to hospital admission and the time of ICU
admission, and (3) an estimated baseline creatinine value using a previously-described three-
variable formula [creatinine =0.74− 0.2 (if female) + 0.08 (if African American) + 0.003 × age
(in years)]. A baseline creatinine value for each patient was determined using the hierarchical
approach described above.
Collection of demographic characteristics – Gender, age, race, height, weight and body mass
index were extracted directly from the MediPac patient registration system into the EDW.
Collection of admitting location – Admitting location was extracted directly from the MediPac
patient registration system.
Collection of admitting diagnosis – The primary diagnosis prompting ICU admission was
manually collected for a randomly-selected sample of 200 cases using two-physician review of
the medical record and a structured data-collection instrument(7). The physician-adjudicated
diagnoses for these references cases were linked to International Classification of Disease,
Clinical Modification (ICD-9) codes and extrapolated to the full dataset. As an example, patients
classified as having ‘Sepsis or septic shock’ included those with the following ICD-9 codes:
038.0, 038.1, 038.11, 038.12, 038.19, 038.2, 038.3, 038.4, 038.42, 038.43, 038.49, 038.8, 038.9,
042.0, 47.9, 079.89, 482.42, 536.41, 569.61, 599.0, 646.63, 785.5, 785.52, 790.7, 995.91, 995.52,
995.4, 996.61, 996.62, 996.63, 996.64, 996.65, 996.66, 996.68, 996.69, 997.62, 999.32, 999.39.
Receipt of other fluids – A list of other fluids administered was created, and these data were
extracted from our nursing flowsheets using the process described above.
Receipt of blood products – A list of blood products administered was created, and these data
were extracted from our nursing flowsheets using the process described above.
Serum laboratory values – We created a list of applicable labs by manual review of all
laboratory types which matched the values of interest, and extracted laboratory values from our
Cerner laboratory system via our EDW.
Receipt of renal replacement therapy – RRT was identified electronically by the presence of
any one of the following American Medical Association’s Current Procedural Terminology
(CPT) codes (3066 F, 4054 F, 4055 F, 90963, 90964, 90965, 90966, 90967, 90968, 90969,
90970, 90989, 90993, G0257, G8714, G8956, G9013, G9014, G9231, 90935, 90937, 90945,
90947, 90989, 90993, 90921, 90925, 90999) or International Classification of Disease, Clinical
Modification (ICD) codes for ICD-9 (39.95, 54.98) and ICD-10 (5A1D00Z, 5A1D60Z,
3E1M39Z) in the patient registration system or billing system(7).
New receipt of renal replacement therapy – For all patients who were identified as receiving
RRT during the study period, a full text search of the pre-enrollment record was performed using
terms related to receipt of RRT to identify patients who had received RRT prior to enrollment at
an outside facility. Search terms included “renal replacement’, “RRT”, “CRRT”, “dialysis”,
“HD”, “PD”, “end-stage renal”, and “ESRD”. Patients who had not received RRT prior to
enrollment and received RRT between enrollment and hospital discharge, censored at 30 days,
were considered to have met the “new receipt of renal replacement therapy” component of the
MAKE30 endpoint(7).
Difference between groups: The primary outcome for the study was the proportion of
intravenous isotonic crystalloid administered in the ICU that was saline, a continuous variable
calculated for each patient as the volume of saline received divided by volume of saline received
plus volume of balanced crystalloids received with a range from 0.0 (no saline received) to 1.0
(only saline received). In the year prior to the study, the mean proportion of intravenous isotonic
crystalloid comprised of saline in the study ICU was 0.85; standard deviation 0.12; range 0.0 to
1.0 – i.e. 85% of the intravenous crystalloid given in the ICU was saline and 15% was balanced
crystalloid. While the ideal separation between groups from the study perspective would be for
all of the intravenous crystalloid in the saline group to be comprised of saline (mean proportion
comprised of saline: 1.0) and none of the intravenous crystalloid in the balanced crystalloid
group to be comprised of saline (mean proportion comprised of saline: 0.0), our study protocol
acknowledged that there were instances in which one fluid type might be relatively
contraindicated. Thus, we aimed for saline to comprise at least 80% (mean proportion comprised
of saline: 0.8) of the isotonic crystalloid administered in the ICU to the saline group compared
with less than 20% (mean proportion comprised of saline: 0.2) administered to the balanced
crystalloid group – an absolute difference between groups of 60% (difference in means of 0.6),
which we felt would be sufficient separation between groups to proceed with a larger trial.
10
anticipated sample size of 1000 patients (set by the required minimum study duration of four
months) would allow us to determine the exact difference between groups in the mean proportion
of intravenous crystalloid comprised of saline with a 95% confidence interval of 0.015 in each
direction. For example, 1,000 patients would provide adequate power to determine that an
observed difference between groups of 0.62 (95% CI 0.605 – 0.635) was significantly greater
than our target difference of 0.60, meeting criteria to move forward with a larger trial.
All sample size calculations were performed in nQuery Advisor® version 7.0 (Statistical
Solutions Ltd., Cork, Ireland).
11
For patients without a measured serum creatinine between 12 months prior to hospital
admission and enrollment, baseline creatinine value for the primary analysis was estimated using
a previously-described three-variable formula [creatinine = 0.74 − 0.2 (if female) + 0.08 (if
African American) + 0.003 × age (in years)](1). Multiple sensitivity analyses employed
alternative approaches to estimating missing baseline creatinine values:
1) A ‘complete cases’ analysis was performed in which patients without a measured
creatinine values between 12 months prior to hospital admission and enrollment were
excluded.
2) Missing baseline serum creatinine values were imputed by multivariable single
imputation using the R function aregImpute in Hmisc package with 5 imputations. The
imputation model included age, gender, race, group assignment, source of admission,
primary diagnosis, receipt of mechanical ventilation, vasopressor receipt, prior
hemodialysis, total fluids received in 30 days, UHC expected mortality, overall mortality,
new RRT received, minimum creatinine value, maximum creatinine value, and final
study creatinine value. Continuous variables were transformed via cubic splines with 3 to
5 knots.
3) Simple imputation was performed in which first serum creatinine value after enrollment
was used as the baseline creatinine.
4) Simple imputation was performed in which the highest serum creatinine value between
enrollment and 30 days was used as the baseline creatinine.
5) Simple imputation was performed in which the lowest serum creatinine value between
enrollment and 30 days was used as the baseline creatinine.
12
SUPPLEMENTAL TABLES
All values are in mEq/L except calculated osmolarity, which is in mOsm/L. 0.9% saline is “Sodium Chloride
Injection, USP”, Lactated Ringer’s is “Lactated Ringer’s Injection, USP”, and Plasma-Lyte A® is “Multiple
Electrolyte Injection, Type 1, USP”, all from Baxter Healthcare Corporation in Deerfield, IL, USA.
13
The medical intensive care unit (MICU) at Vanderbilt University Medical Center is a 34-bed unit which admits over
3,000 patients annually. A complete list of all admitting diagnoses cared for in the study ICU over a recent three
year period has been published previously (e-Table 1 in the online supplement of the referenced article) (8).
Additional adult critical care services at the study institution include a 22-bed neurological and neurosurgical ICU, a
27-bed cardiovascular ICU, a 22-bed surgical ICU, a 31-bed trauma ICU, and a 9-bed burn ICU. As a result,
patients with burns, traumatic brain injury, and intracranial hemorrhage are not significantly represented in the
population of the current study.
14
The Elixhauser Comorbidity Index is a method for measuring patient comorbidity based on the International
Classification of Diseases (ICD) diagnosis codes (ICD-9-CM and ICD-10) found in administrative data(17, 18).
15
16
Receipt from enrollment through ICU transfer, No. (%) 12 (2.6) 32 (6.2) 0.007
Receipt from ICU transfer to hospital discharge, No. (%) 12 (2.6) 15 (2.9) 0.79
17
Receipt from enrollment through ICU transfer, No. (%) 123 (27.1) 146 (28.1) 0.61
Receipt from ICU transfer to hospital discharge, No. (%) 38 (8.4) 40 (7.7) 0.61
18
Day 0 is the day of enrollment. Fluid received before the time of enrollment on day 0 includes fluid received
between hospital admission and intensive care unit admission, but does not include fluid given before hospital
admission by the transferring facility, emergency medical system, or emergency department. During the study
period, 80.5% of all intravenous isotonic crystalloid ordered in the emergency department of the study institution
was saline and 19.5% was balanced crystalloid. Cumulative volume of each fluid from enrollment through days 3,
7, 14, and 30 includes fluid administered both in the intensive care unit (ICU) and after transfer out of the ICU.
Cumulative volume includes fluids given as a bolus, as maintenance infusions, as flushes, as ‘piggy-back’ infusions
for IV medications, through pressure-bag systems, as a part of thermodilution of pulmonary artery catheters, and to
maintain the patency of peripheral venous access. Balanced crystalloid includes Lactated Ringer’s and Plasma-Lyte
A®; “Isotonic Crystalloid” includes 0.9% sodium chloride, Lactated Ringer’s, and Plasma-Lyte A®; “Hypotonic
Crystalloid” includes 0.45% sodium chloride, 0.225% sodium chloride, and dextrose in water; Human albumin
solutions include 20% and 5% albumin; Blood products include packed red blood cells, platelets, and fresh frozen
plasma; total intravenous fluid includes all of the above listed fluids but excludes fluid volume from medications.
No patient in either arm received any volume of semisynthetic colloid (gelatins, dextrans, or hydroxyethyl starches).
19
Table E5. Orders for study fluid placed through the computerized order entry system.
* Data collection on fluid orders did not begin until February 13, 2015.
20
21
Balanced
Saline Crystalloid
Indication, No. (%) (n = 14) (n = 24) P Value
Oliguria 12 (85.7) 17 (70.8) 0.30
Hyperkalemia with serum potassium > 6.5 mEq/L 5 (35.7) 5 (20.8) 0.32
Acidemia with pH < 7.20 11 (78.6) 12 (50.0) 0.08
Blood urea nitrogen > 70 mg/dL 9 (64.3) 13 (54.2) 0.54
Serum creatinine > 3.39 mg/dL 11 (78.6) 17 (70.8) 0.60
Organ edema 4 (28.6) 8 (33.3) 0.76
Other renal failure–related indication 0 (0.0) 0 (0.0) > 0.99
Other non–renal failure–related indication 2 (14.3) 6 (25.0) 0.43
All potential indications for renal replacement therapy (RRT) present at the time of RRT initiation were identified
by manual chart review. Patients could have more than one indication for RRT. Oliguria is defined as urine output
less than 5ml/kg/hour for at least 6 hours(2). Organ edema was considered present if the clinical team or radiology
reports documented the presence of cerebral edema or pulmonary edema. Other non-renal failure-related indications
for renal replacement therapy included two patients with tumor lysis syndrome in the saline group and two patients
with rhabdomyolysis, one patient with tumor lysis syndrome, one patient with hepatic necrosis, one patient with
ethylene glycol ingestion, and one patient with lithium overdose in the balanced crystalloid group.
22
Table E8. Outcomes of patients with and without incident acute kidney injury
Patients without incident acute kidney injury (n = 790) (n = 367) (n = 423) P value
Major Adverse Kidney Event within 30 days, No. (%) 113 (14.3) 57 (15.5) 56 (13.2) 0.36
30-day in-hospital mortality, No. (%) 88 (11.1) 49 (13.4) 39 (9.2) 0.07
Receipt of new renal replacement therapy, No. (%) 0 (0.0) 0 (0.0) 0 (0.0) >0.99
Final creatinine > 200% baseline, No. (%)* 40 (5.0) 15 (4.1) 25 (5.9) 0.24
Among survivors to hospital discharge* 25/702 (3.6) 8/318 (2.5) 17/384 (4.4) 0.17
Data are presented as number (percentage). Incident acute kidney injury refers to stage II or greater acute kidney
injury by Kidney Disease Improving Global Outcomes (KDIGO) creatinine criteria developing after enrollment.
* Patients with acute kidney at the time of enrollment could experience persistent elevations in serum creatinine
concentration relative to their pre-hospital baseline, qualifying for the MAKE30 persistent renal dysfunction criteria
without experiencing incident acute kidney injury between enrollment and hospital discharge or 30 days.
23
Saline Balanced
Baseline Characteristics (n = 292) (n = 339) P value
Age, median [IQR], years 58 [46 – 71] 57 [42 – 68] -
Men, No. (%) 166 (56.8) 176 (51.9) -
Caucasian, No. (%) 236 (80.8) 253 (74.6) -
Prior renal replacement therapy receipt, No. (%) 24 (8.2) 20 (6.8) -
Admitted from the emergency department, No. (%) 166 (56.8) 210 (61.9) -
Sepsis or septic shock, No. (%) 101 (34.7) 103 (30.5) -
Mechanical ventilation, No. (%) 102 (34.9) 122 (36.0) -
Vasopressors, No. (%) 86 (29.4) 97 (28.6) -
Baseline creatinine, median [IQR], mg/dL 0.83 [0.69 – 1.10] 0.81 [0.66 – 1.08] -
Fluid Receipt
0.9% sodium chloride, median [IQR], mL
Cumulative volume from enrollment through day 7 1662 [879 – 3111] 0 [0 – 1000] <0.001
Cumulative volume from enrollment through day 30 1750 [1000 – 3291] 0 [30 – 1112] <0.001
Balanced crystalloid, median [IQR], mL
Cumulative volume from enrollment through day 7 0 [0 – 0] 1500 [585 – 3000] <0.001
Cumulative volume from enrollment through day 30 0 [0 – 52] 1560 [620 – 3180] <0.001
Serum chloride
Highest between enrollment and day 30, median [IQR], mmol/L 110 [106 – 114] 109 [105 – 113] 0.07
Lowest between enrollment and day 30, median [IQR], mmol/L 102 [97 – 106] 102 [97 – 105] 0.38
Clinical Outcomes
Major Adverse Kidney Event within 30 days, No. (%) 77 (26.4) 82 (24.2) 0.53
30-day in-hospital mortality, No. (%) 47 (16.1) 50 (14.7) 0.64
Receipt of new renal replacement therapy, No. (%) 9 (3.1) 14 (4.3) 0.48
Final creatinine > 200% baseline, No. (%) 40 (13.7) 38 (14.2) 0.87
Stage II or greater acute kidney injury by KDIGO criteria, No. (%) 88 (30.1) 87 (25.7) 0.21
Data are presented as median [25th percentile – 75th percentile] or number (percentage). Modified intention-to-treat
analysis includes the 631 patients who received at least 250 mL of intravenous crystalloid in the first 72 hours after
enrollment.
24
Odds of experiencing a Major Adverse Kidney Event within 30 days (MAKE30) are given for patients assigned to
the balanced crystalloid group compared with patients assigned to the saline group (referent). The intention-to-treat
analysis compares balanced crystalloids with saline among all patients enrolled in the trial. The modified intention-
to-treat analysis includes only patients who received at least 250 mL of any isotonic crystalloid between enrollment
and 72 hours after enrollment. The proportion of isotonic crystalloid given in the ICU that was comprised of the
assigned fluid was 81.9% in the intention-to-treat population, 82.1% in the modified intention-to-treat population,
85.7% in the ‘washout’ analysis excluding patients admitted in the week prior to a crossover, and 88.3% in the ‘per
protocol analysis’ excluding all patients who experienced a crossover or were transferred to a non-study ICU.
Multiple alternative approaches to assigning baseline serum creatinine for those without measured values are
presented. Single imputation of missing baseline serum creatinine utilized the following variables: age, gender,
race, group assignment, source of admission, primary diagnosis, mechanical ventilation, vasopressor receipt, receipt
of renal replacement therapy prior to enrollment, total volume of isotonic crystalloids received in the first 30 days,
University HealthSystem Consortium expected mortality, in-hospital 30-day mortality, new receipt of renal
replacement therapy, minimum serum creatinine between enrollment and 30 days, maximum serum creatinine
between enrollment and 30 days, and final serum creatinine between enrollment and 30 days. The multivariable
model compares the outcome of MAKE30 between study groups using generalized estimating equations to account
for time elapsed from the start of the trial and pre-specified baseline covariates of age, source of admission,
predicted in-hospital mortality, receipt of mechanical ventilation, and receipt of vasopressors.
25
SUPPLEMENTAL FIGURES
Figure E1. Crystalloid receipt in the hospital. For patients assigned to the saline group (left)
and balanced group (right), the cumulative volume of intravenous 0.9% sodium chloride
(diamonds) and balanced crystalloid (circles) is displayed over time. Day 0 is the day of study
enrollment. Fluid received before the time of study enrollment on day 0 includes fluid received
after hospital admission before intensive care unit admission, but does not include fluid given
before hospital admission by the emergency medical system, emergency department, or
transferring facility. Cumulative volume (mean and 95% confidence interval) includes bolus
fluids, maintenance fluids, and fluid accompanying medication infusions. In contrast to Figure 2
in the main text which displays fluid given in the intensive care unit, this figure includes both
fluid given in the intensive care unit (during the study intervention) and fluid given after transfer
out of the intensive care unit before hospital discharge (after the study intervention).
26
Figure E2. Highest serum electrolyte and creatinine values each day. The highest value
each day is displayed as mean (95% confidence interval) for each study group using locally
weighted scatterplot smoothing. The highest value after enrollment on Day 0 may not precede
receipt of the assigned crystalloid. A P value for the difference between groups in the laboratory
value overall (main effect) and the difference between groups in the change in the laboratory
value over time (interaction) were generated using generalized estimating equations. The
number of patients with laboratory values available declined from 882 on Day 1 to 311 on Day 7.
Note that the first serum value each day is available in Figure 3 of the main text and the lowest
serum value each day is available in Figure E3.
27
Figure E3. Lowest serum electrolyte and creatinine values each day. The lowest value each
day is displayed as mean (95% confidence interval) for each study group using locally weighted
scatterplot smoothing. The lowest value after enrollment on Day 0 may not precede receipt of
the assigned crystalloid. A P value for the difference between groups in the laboratory value
overall (main effect) and the difference between groups in the change in the laboratory value
over time (interaction) were generated using generalized estimating equations. The number of
patients with laboratory values available declined from 882 on Day 1 to 311 on Day 7. Note that
the first serum value each day is available in Figure 3 of the main text and the lowest serum
value each day is available in Figure E2.
28
Figure E4. Serum chloride concentration relative to volume of crystalloid received. The
highest serum chloride concentration between enrollment and day 30 is compared between
patients assigned to the saline (red) and balanced (blue) groups relative to the total volume of
isotonic crystalloid received between enrollment and Day 30. Colored vertical bars display a
histogram of the proportion of patients in each group who received a given volume of crystalloid.
29
Figure E5. Serum creatinine concentration relative to volume of crystalloid received. The
highest serum creatinine concentration between enrollment and day 30 is compared between
patients assigned to the saline (red) and balanced (blue) groups relative to the total volume of
isotonic crystalloid received between enrollment and Day 30. Colored vertical bars display a
histogram of the proportion of patients in each group who received a given volume of crystalloid.
30
Figure E6. Development of acute kidney injury relative to volume of crystalloid received.
The proportion of patients developing stage II or greater acute kidney injury by Kidney Disease
Improving Global Outcomes (KDIGO) creatinine criteria between enrollment and day 30 is
compared between patients assigned to the saline (red) and balanced (blue) groups relative to the
total volume of isotonic crystalloid received between enrollment and Day 30. Colored vertical
bars display a histogram of the proportion of patients in each group who received a given volume
of crystalloid.
31
Figure E7. Renal replacement therapy relative to volume of crystalloid received. The
proportion of patients receiving new renal replacement therapy (RRT) is compared between
patients assigned to the saline (red) and balanced (blue) groups relative to the total volume of
isotonic crystalloid received between enrollment and Day 30. Colored vertical bars display a
histogram of the proportion of patients in each group who received a given volume of crystalloid.
32
Figure E8. Odds of MAKE30 in the balanced crystalloid group compared with the saline
group relative to volume of crystalloid received. The odds of experiencing a Major Adverse
Kidney Event within 30 days (MAKE30) in the balanced crystalloid group compared with the
saline group (referent) are displayed relative to the total volume of isotonic crystalloid received
between enrollment and Day 30. The solid black line represents the odds ratio for balanced
crystalloids compared with saline, the dotted black lines represent the 95% confidence interval,
and the horizontal red line represents a reference odds ratio of 1.0 at which the odds of MAKE30
would be equal in both groups. The odds ratio for MAKE30 overall was 1.00 [95% CI 0.74 –
1.34] but among patients who received more than 2 liters of crystalloids the point estimate
favored balanced crystalloids and among patients who received more than 4 liters of crystalloid,
the 95% confidence interval appeared not to include 1.0.
33
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